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Rape_indictment for statutory rape_attempted second-degree plea_fatally defective
A conviction for attempted second-degree rape was a nullity where the indictment was for
statutory rape, did not charge essential elements of the offense of attempted second-degree rape,
and did not provide subject matter jurisdiction.
Attorney General Roy A. Cooper, III, by Assistant Attorney
General Brian C. Wilks, for the State.
Michelle FormyDuval Lynch, for defendant-appellant.
JACKSON, Judge.
Tony Lamont Frink (defendant) pled guilty to attempted
second degree rape pursuant to a plea agreement providing that he
would receive an active prison sentence of ninety-four to 122
months. Upon defendant's concession that he had a Prior Record
Level IV based on nine record points, the trial court accepted the
plea and entered judgment consistent with the plea agreement.
Defendant filed timely notice of appeal.
This is an Anders appeal in which defense counsel asks this
Court to conduct its own review of the record for possible
prejudicial error. Anders v. California, 386 U.S. 738, 87 S. Ct.
1396, 18 L. Ed. 2d 493, reh'g denied, 388 U.S. 924, 87 S. Ct. 2094,
18 L. Ed. 2d 1377 (1967); State v. Kinch, 314 N.C. 99, 331 S.E.2d665 (1985).
Defense counsel has shown to the satisfaction of this
Court that she has complied with the requirements of Anders and
Kinch by advising defendant of his right to file written arguments
with this Court and providing him with the documents necessary to
do so. However, defendant has not filed any written arguments, and
a reasonable time for him to have done so has passed.
Under our review pursuant to Anders and Kinch, we must
determine from a full examination of all the proceedings whether
the appeal is wholly frivolous. State v. Hamby, 129 N.C. App.
366, 367-68, 499 S.E.2d 195, 195-96 (1998). In carrying out this
duty, we will review the legal points appearing in the record,
transcript, and briefs, not for the purpose of determining their
merits (if any) but to determine whether they are wholly frivolous.
Kinch, 314 N.C. at 102-103, 331 S.E.2d at 667.
Our Supreme Court has stated that an indictment is fatally
defective when the indictment fails on the face of the record to
charge an essential element of the offense. State v. McGee, 175
N.C. App. 586, 623 S.E.2d 782, 784 (2006), citing State v. Bartley,
156 N.C. App. 490, 499, 577 S.E.2d 319, 324 (2003). Here,
defendant was indicted for statutory rape of a person 13, 14, or 15
years of age. The indictment stated that defendant unlawfully,
willfully and feloniously did engage in vaginal intercourse with
[the victim], a person of the age of 13 years[.] However,
defendant pled guilty to attempted second degree rape. The
essential elements of attempted rape required the intent to commit
the rape and an overt act done for that purpose which goes beyond
mere preparation but falls short of the completed offense. Statev. Freeman, 307 N.C. 445, 449, 298 S.E.2d 376, 379 (1983). In
addition, the essential elements of second degree rape under N.C.
Gen. Stat. . 14-27.3 (2005) required:
(a) the person [to engage] in vaginal
intercourse with another person: (1) By force
and against the will of the other person; or
(2) Who is mentally disabled, mentally
incapacitated, or physically helpless, and
the person performing the act knows or should
reasonably know the other person is mentally
disabled, mentally incapacitated, or
physically helpless.
In the present case, upon a full examination of all the
proceedings,
the indictment for statutory rape is insufficient to
support a judgment on the offense of attempted second degree rape
because although the indictment did allege that defendant engaged
in vaginal intercourse, it did not allege that the intercourse was
with another person: (1) By force and against the will of the
other person; or (2) Who is mentally disabled, mentally
incapacitated, or physically helpless, and the person performing
the act knows or should reasonably know the other person is
mentally disabled, mentally incapacitated, or physically helpless.
N.C. Gen. Stat. . 14-27.3 (2005). The indictment fails on the face
of the record because the indictment for statutory rape fails to
charge essential elements of the offense of attempted second degree
rape. Therefore, the indictment is fatally defective. We conclude
that defendant's appeal is not wholly frivolous, and we must
address this error.
O
ur Supreme Court held in State v. Partlow, 272 N.C. 60, 63,
157 S.E.2d 688, 691 (1967), that notwithstanding the proper
methods to raise the question of the sufficiency of a bill ofindictment . . . if the offense is not sufficiently charged in the
indictment, this Court, ex mero motu, will arrest the judgment.
When an indictment is fatally defective, the trial court acquires
no subject matter jurisdiction, and if it assumes jurisdiction a
trial and conviction are a nullity. State v. Neville, 108 N.C.
App. 330, 332, 423 S.E.2d 496, 497 (1992) (citation omitted).
The
issue of subject matter jurisdiction may be raised at any time, and
may be raised for the first time on appeal. In re S.D.A., 170 N.C.
App. 354, 357-58, 612 S.E.2d 362, 364 (2005); see State v. Felmet,
302 N.C. 173, 176, 273 S.E.2d 708, 711 (1981).
As previously stated, the indictment for statutory rape
included in the record on appeal is insufficient to support a
judgment on the offense of attempted second-degree rape. This
Court may arrest defendant's judgment of attempted second-degree
rape because the offense is not sufficiently charged in the
indictment. The trial court did not have subject matter
jurisdiction to enter the judgment against defendant because the
indictment was fatally defective. Therefore, the resultant
conviction was a nullity.
Vacate.
Judges WYNN and HUNTER concur.
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