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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
STATE OF NORTH CAROLINA v. MICHAEL ANTHONY FRADY
NO. COA05-446
Filed: 3 January 2006
1. Sentencing--prior record level--prior convictions where courts files destroyed
The trial court did not err in a double second-degree kidnapping sentencing hearing by
denying defendant's motion to suppress the use of two prior convictions for which the court files
had been destroyed to calculate his prior record level even though defendant contends there was
no proof of a knowing and voluntary waiver of his right to counsel, because: (1) defendant failed
to carry his burden of proof to show by a preponderance of evidence that the convictions were
obtained in violation of his right to counsel; and (2) neither of the cases defendant relies upon
involves, as does the instant case, a collateral attack on prior convictions used for calculation of
defendant's record level for purposes of resentencing him for a later offense.
2. Sentencing--prior record level--prior convictions--purchase or possession of beer or
wine by underage individual
The trial court did not err in a double second-degree kidnapping sentencing hearing by
utilizing defendant's prior conviction in 1987 for purchase or possession of beer or wine by an
eighteen-year-old underage individual even though defendant contends it is not classified as a
Class A1 or Class 1 misdemeanor, because: (1) N.C.G.S. § 15A-1340.14(c) provides that in
determining the prior record level, the classification of a prior offense is the classification
assigned to that offense at the time the offense for which the offender is being sentenced is
committed; and (2) as it is undisputed that defendant was eighteen years old in 1987 at the time
of the misdemeanor offense, the classification of that offense for prior record level calculation
purposes was a Class 1 misdemeanor.
Appeal by defendant from judgments entered 6 January 2005 by
Judge Robert C. Ervin in Burke County Superior Court. Heard in the
Court of Appeals 28 November 2005.
Roy Cooper, Attorney General, by Christopher W. Brooks,
Assistant Attorney General, for the State.
James N. Freeman, Jr. for defendant-appellant.
MARTIN, Chief Judge.
Michael Anthony Frady (defendant) appeals from judgments
imposed upon his convictions of two counts of second-degree
kidnapping and following a resentencing hearing after defendant'smotion for appropriate relief was allowed. We affirm the
judgments.
The record discloses that, on 28 January 2003, defendant was
convicted of two counts of second-degree kidnapping and was
sentenced to two consecutive sentences of thirty-two to forty-eight
months each. Although the prior record level worksheet for these
sentences was not included in the record on appeal, defendant was
calculated to be a prior record level three offender for
sentencing. It appears that in calculating defendant's prior
record level, the trial court considered five misdemeanor
convictions, two of which were for assault on a female.
It is sufficient for purposes of appeal to note that upon
resentencing, defendant's assault convictions, and the
corresponding points for his prior record level calculation, were
removed, reducing the remaining record level points to correspond
to a prior record level two. However, while the State agreed that
the assault convictions should be removed for purposes of prior
record level calculation, it asserted it had erroneously omitted
two additional convictions in the original prior record level
worksheet and argued the inclusion of the two additional
convictions would result in no net change to defendant's retaining
his prior record level three offender classification.
Specifically, the State asserted defendant had five record level
points as a result of (1) an unauthorized use of a conveyance
conviction in 1987, (2) two DWI convictions in 1989 and 1990, (3)
an assault on a government official conviction in 2001, and (4) aconviction for purchase or possession of beer or wine by an
eighteen-year-old, underage individual in 1987.
Defendant moved to suppress the use of the 1989 DWI conviction
and the 1987 conviction for purchase or possession of beer or wine
on the grounds that the corresponding court files had been
destroyed; therefore, there was no evidence of defendant's knowing
and voluntary waiver of counsel. The trial court denied
defendant's motion to suppress and used the five convictions
proffered by the State in calculating defendant's sentence as a
prior record level three offender in the presumptive range.
Defendant appeals, asserting the trial court erred by (I) denying
defendant's motion to suppress the prior convictions for which the
court files had been destroyed and (II) utilizing the prior
conviction for purchase or possession of beer or wine because that
conviction does not amount to a class one misdemeanor for purposes
of prior record level calculation.
I.
[1] In his first assignment of error, defendant asserts the
trial court violated his constitutional right to counsel by using
two prior convictions to calculate his prior record level despite
the fact that the court files corresponding to those two
convictions had been destroyed, and therefore, there was no proof
of a knowing and voluntary waiver of his right to counsel.
Specifically, defendant relies on Carnley v. Cochran, 369 U.S. 506,
8 L. Ed. 2d 70 (1962) and State v. Williams, 65 N.C. App. 498, 309
S.E.2d 721 (1983) in asserting that his motion to suppress the useof the prior convictions at issue under N.C. Gen. Stat. § 15A-980
should have been granted because the State must prove a
defendant's knowing and intelligent waiver of counsel. We
disagree.
A defendant has the right to suppress the use of a prior
conviction that was obtained in violation of his right to counsel
if its use . . . will . . . [r]esult in a lengthened sentence of
imprisonment. N.C. Gen. Stat. § 15A-980(a) (2003). Subsection
(c) further provides that [w]hen a defendant has moved to suppress
use of a prior conviction . . ., he has the burden of proving by a
preponderance of the evidence that the conviction was obtained in
violation of his right to counsel. In order to do so, a defendant
must show that at the time of his conviction he was indigent, had
no counsel, and had not waived his right to counsel. State v.
Brown, 87 N.C. App. 13, 22, 359 S.E.2d 265, 270 (1987). Our courts
have previously upheld and applied this delegation of the burden of
proof upon a defendant. State v. Fulp, 355 N.C. 171, 181, 558
S.E.2d 156, 162 (2002); Brown, 87 N.C. App. at 22, 359 S.E.2d at
270. Moreover, neither of the cases upon which defendant relies
involve, as does the instant case, a collateral attack on prior
convictions used for calculation of a defendant's record level for
purposes of re-sentencing him for a later offense.
In the instant case, defendant has failed to carry his burden
of proof. Prior to the hearing and by letter to the trial court,
defendant moved to suppress the use of the possession and DWI
convictions. However, defendant did not include with that lettera supporting affidavit. While such an affidavit is contained in
the record on appeal, the transcript of the trial makes clear that
(1) the trial court never received the affidavit into evidence at
the hearing and (2) defendant neither testified nor presented other
evidence as to the required showing that the conviction was
obtained in violation of defendant's right to counsel. This
assignment of error is, therefore, overruled.
II.
[2] By his final assignment of error, defendant asserts the
conviction for purchase or possession of beer or wine was
improperly used by the trial court because it is not classified as
a Class A1 or Class 1 misdemeanor. We disagree.
In determining the prior record level, the classification of
a prior offense is the classification assigned to that offense at
the time the offense for which the offender is being sentenced is
committed. N.C. Gen. Stat. § 15A-1340.14(c) (2003). Any Class A1
or Class 1 non-traffic misdemeanor offense is assigned one point in
a prior record level calculation. N.C. Gen. Stat. § 15A-
1340.14(b)(5) (2003).
In the instant case, defendant was sentenced for the two
second-degree kidnapping offenses committed on 9 November 2001.
Accordingly, we look to the classification of the misdemeanor
offense of purchase or possession of beer or wine by an underage
individual as of that date. North Carolina General Statutes
section 18B-302(b)(1) (2001) prohibits a person less than twenty-
one years of age to purchase or possess beer or wine. Unlike forindividuals who are nineteen or twenty years of age, N.C. Gen.
Stat. § 18B-302 does not provide a specific classification for the
misdemeanor offense for an individual who is 18 years of age.
Nonetheless, N.C. Gen. Stat. § 18B-102(b) (2001) provides that
[u]nless a different punishment is otherwise expressly stated, any
person who violates any provision of this Chapter shall be guilty
of a Class 1 misdemeanor. As it is undisputed that defendant was
eighteen years old in 1987 at the time of the misdemeanor offense,
the classification of that offense for prior record level
calculation purposes was a Class 1 misdemeanor. Accordingly, the
trial court did not err in assigning the misdemeanor offense one
point when calculating defendant's record level. This assignment
of error is overruled.
Affirmed.
Judges McGEE and ELMORE concur.
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