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1. Confessions and Incriminating Statements_Miranda warnings_flawed translation to
Spanish
The Spanish translations of Miranda warnings used here contained grammatical errors, but
reasonably informed defendant of his rights.
2. Confessions and Incriminating Statements_knowing waiver of rights_borderline
IQ_Spanish only speaker
The trial court's unchallenged findings of fact support its conclusion of a knowing waiver
of rights by a defendant with borderline or low average intellectual function who spoke only
Spanish.
3. Criminal Law_motion for mistrial--jailhouse statement produced during trial
The trial court did not abuse its discretion by denying defendant's motion for a mistrial after
a prisoner came forward during the trial to report a jailhouse conversation with defendant. There
was no argument that the State violated discovery procedures, only that the statement contradicted
defense counsel's opening statement. While the prisoner's statement was materially adverse to
defendant's case, it did not cause substantial and irreparable prejudice.
Appeal by defendant from judgment entered 31 October 2003 by
Judge John R. Jolly, Jr., in Superior Court, Wake County. Heard in
the Court of Appeals 7 March 2006.
Attorney General Roy Cooper, by Assistant Attorney General
Robert C. Montgomery, for the State.
Glover & Petersen, P.A., by Ann B. Petersen, for defendant-
appellant.
McGEE, Judge.
Armando Ortez (defendant) was convicted of first-degree murder
under the felony murder rule. The trial court sentenced defendant
to life imprisonment without parole.
Defendant filed a motion for a pre-trial hearing "to determinethat . . . defendant [was] mentally retarded." The trial court
conducted a hearing on 14 July 2003 to determine whether defendant
was mentally retarded. At the hearing, Dr. Antonio Puente (Dr.
Puente) testified on behalf of defendant as an expert in
neuropsychology. Dr. Puente testified that he conducted a series
of intelligence tests on defendant in November 2002 and in March
2003. Dr. Puente testified that defendant's IQ scores ranged from
55 to 75 and that defendant's mean score on all the tests was 64.6.
Dr. Puente determined that defendant was mildly mentally retarded.
Dr. Puente testified that defendant's mental retardation manifested
itself before defendant reached the age of eighteen.
Dr. Patricio Lara (Dr. Lara) also testified on behalf of
defendant as an expert in forensic psychiatry. Dr. Lara testified
that he evaluated defendant on three different occasions in April
and June of 2003, and also reviewed Dr. Puente's findings. Dr.
Lara testified that defendant was mildly mentally retarded.
Dr. Jennifer Schnitzer (Dr. Schnitzer) testified for the State
as an expert in forensic psychology. Dr. Schnitzer testified that
she administered a series of intelligence tests to defendant. Dr.
Schnitzer testified that, based upon the results of one of the
tests, defendant's IQ was as high as 77. Dr. Schnitzer testified
that defendant was not mentally retarded. Rather, Dr. Schnitzer
testified that she diagnosed defendant with "borderline
intellectual functioning."
Dr. Charles Vance (Dr. Vance) testified for the State as an
expert in forensic psychiatry. Dr. Vance testified that he did notthink defendant was mentally retarded. Dr. Vance further stated as
follows: "I cannot say for sure whether [defendant's] IQ falls in
the range of borderline intellectual functioning or low average,
but normal intellectual functioning -- and that's why we diagnosed
him with provisional -- the provisional diagnosis, borderline
intellectual functioning."
The trial court found that defendant had failed to prove "by
clear and convincing evidence that he [was] mentally retarded and
that such [mental retardation] manifested itself before he became
[eighteen] years of age." The trial court also found "[t]hat the
State of North Carolina [was] not precluded from seeking the death
penalty against . . . [d]efendant."
Defendant also filed a pre-trial motion to suppress statements
made by defendant during an interrogation at the Raleigh Police
Department on 7 August 2002, the day of his arrest, citing the
following reasons:
(1) The defendant did not understand his
rights under Miranda v. Arizona, 38[4] U.S.
436 (1966);
(2) The defendant did not knowingly and
intelligently waive his Miranda rights;
(3) The defendant did not voluntarily waive
his Miranda rights;
(4) The alleged statement the defendant gave
to the police was involuntarily given;
(5) The defendant's alleged statement is
unreliable;
(6) The defendant's alleged statement was
taken in violation of the Vienna Convention on
Consular Relations[.]
The trial court conducted a hearing on 24 July 2003 and 31
July 2003 on defendant's motion to suppress his statements. At the
suppression hearing, the State presented testimony of Raleigh
Police Detective Dale Montague (Detective Montague), Detective
Randy Miller (Detective Miller), and Officer Isaac Perez (Officer
Perez). Detectives Montague and Miller conducted an interrogation
of defendant and testified in detail regarding their interrogation.
Officer Perez, who was fluent in Spanish, testified that he served
as interpreter during the interrogation. Officer Perez testified
that he read defendant his Miranda rights in Spanish from a
pre-printed Miranda rights waiver form (the waiver form).
Detective Montague and Officer Perez testified that defendant
signed the waiver form.
At the suppression hearing, defendant presented testimony of
Eta Trabing (Ms. Trabing), a certified English and Spanish
interpreter. Ms. Trabing testified regarding the waiver form which
was read to defendant, and signed by him at the beginning of the
interrogation session. Ms. Trabing testified that the phrase
"corte de ley," used on the waiver form, had no meaning in Spanish.
Ms. Trabing also testified that the word "interrogatorio," used on
the waiver form as a translation for the word "questioning,"
"implie[d] something very formal and usually where the party that
[was] asking the questions [was] in a position of authority." Ms.
Trabing further testified that nothing on the waiver form informed
defendant that an attorney would be appointed for him if he was
unable to afford one. Rather, the waiver form, translated intoEnglish, read as follows: "[I]f you want a lawyer and cannot get
one, for you one will be named for you so that for you he can
represent you during the interrogatory."
Dr. Puente and Dr. Lara also testified at the suppression
hearing. Their testimony at the suppression hearing was
substantially similar to their testimony at the earlier hearing
regarding whether defendant was mentally retarded. However, Dr.
Lara also testified that defendant did not understand the Miranda
rights as they were read to him by Officer Perez.
The trial court denied defendant's motion to suppress,
concluding that defendant made his statements "freely, voluntarily,
and understandingly." The trial court made the following
uncontested findings of fact:
57. That . . . [d]efendant appeared alert and
did not appear to be impaired in any manner.
58. That . . . [d]efendant did not appear
tired.
59. That . . . [d]efendant appeared to
understand.
. . .
67. That the interview of . . . defendant
lasted approximately one and one half to two
hours.
68. That during the course of the interview,
. . . defendant requested food.
69. That the Detectives responded to the
request for food by immediately taking a 45
minute break during which time they provided
food and drink to . . . defendant.
70. That . . . [d]efendant's responses to the
questions asked by the Detectives were
reasonable and appropriate to the questionsposed.
. . .
72. That the interview was conducted in a
conversational tone and at no time did either
. . . [d]efendant or the officers raise their
voices.
73. That the officers did not threaten
. . . defendant with violence or make a show
of violence at any point during the course of
the interview.
74. That the officers did not make promises,
offer rewards or any other inducements to get
. . . [d]efendant to make a statement.
. . .
77. That Officer Perez did not have difficulty
in communicating with . . . [d]efendant and
there were no long pauses between the
questions posed by Detective Montague through
Officer Perez and the responses provided by
. . . defendant.
78. That this was not . . . [d]efendant's
first experience with law enforcement
officers.
79. That . . . [d]efendant's prior experience
with law enforcement includes an incident with
the Apex Police Department.
80. That on June 30, 2002, Apex Police Officer
W.T. Allen arrested . . . [d]efendant for
Breaking and Entering a Motor Vehicle.
81. That after arresting . . . [d]efendant,
Officer Allen advised . . . [d]efendant of his
Miranda rights.
82. That . . . [d]efendant indicated to
Officer Allen on June 30, 2002 that he did not
speak English after being advised of his
Miranda rights (in English).
83. That as Officer Allen was transporting
. . . [d]efendant to jail for processing,
. . . [d]efendant apologized for what he had
done in English.
84. That on July 22, 2002, less than three
weeks from the August 7, 2002 interview,
. . . [d]efendant appeared in Wake County
District Court and entered a plea of guilty to
felony Breaking and Entering a Motor Vehicle.
85. That on July 22, 2002, . . . [d]efendant
was represented by a court appointed attorney.
86. That the District Court Judge specifically
found on July 22, 2002 that
. . . [d]efendant's plea was the informed
choice of . . . [d]efendant and that it was
made freely, voluntarily and understandingly.
At trial, the State's evidence tended to show that Nguyen
Truong (the victim) owned Brightwash Laundromat (the laundromat) in
downtown Raleigh. Michael Boone (Boone) went to the laundromat at
approximately 6:30 p.m. on 26 July 2002 and saw three Hispanic men
standing outside the laundromat. Boone went inside and then came
back out and sat down. One of the Hispanic men went inside the
laundromat and the other two men remained outside. Boone later
identified defendant as one of the two men who was outside the
laundromat. Boone left the laundromat about 7:00 p.m.
Devaughn Cros (Cros) also passed by the laundromat at
approximately 6:30 p.m. on 26 July 2002 and observed three
"Mexican" males standing outside the laundromat. A short time
later, Cros again passed by the laundromat and saw only two men
outside the laundromat.
Later that evening, neighborhood children noticed the victim's
truck, with its lights on, in the parking lot of the laundromat.
The inside of the laundromat was dark. One of the children looked
inside the laundromat and yelled that the victim was dead. The
children informed adults, who called 911. When police and paramedics arrived at the laundromat on 26
July 2002, they found the victim lying inside the laundromat in a
large pool of blood, with fifty-six "cutting type wounds" to his
torso, head, and arms. There was blood and blood splatter in
multiple places in the laundromat. Some of the blood was later
identified as matching that of the victim and some was identified
as coming from an unknown individual. Bloody shoe tracks were
found throughout the laundromat, and a bloody palm print was found
on a cooler inside the laundromat. The palm print was later
identified as defendant's print. A warrant was issued for
defendant's arrest on 2 August 2002 and he was arrested on 7 August
2002.
Detective Montague testified that he conducted an
interrogation of defendant. During the interrogation, defendant
admitted he was at the laundromat when the victim was killed but
denied participating in the actual murder. Defendant said he met
two Mexican men earlier that day, and that one of the men suggested
they rob the "Chinese man." Defendant said they did not plan the
robbery, but talked about the robbery for three or four minutes
before entering the laundromat. No one discussed murdering the
victim. Defendant also admitted that after he saw one of the men
stabbing the victim, defendant grabbed the victim's wallet and
watch. Defendant jumped over the counter to look for money, but
found none; instead, defendant stole some cigarettes. The three
men then tried to steal the victim's truck but were unable to
operate it, and fled on foot. Defendant threw the wallet in adumpster and kept the watch. During defendant's interview, when
asked about the watch, defendant reached into his pocket and
produced the watch.
The State's evidence further showed that between 7:00 p.m. and
8:00 p.m., on 26 July 2002, two Hispanic males approached Emily
Watkins (Watkins) and three other people, who were sitting on the
porch of her father's home, which was located within walking
distance of the laundromat. One of the men tried to sell Watkins
a gold necklace. However, Watkins saw blood on the necklace and
gave it back to the man. Watkins also noticed blood on the man's
shirt, shorts, and hand. Watkins later identified a necklace worn
by the victim in a photograph as being the same necklace that the
man had tried to sell to her. Watkins identified Gonzalo Garcia as
the man who had approached her with the necklace.
Crystal Evans (Evans) also testified that she was on the porch
with Watkins on 26 July 2002 when two Hispanic males approached and
tried to sell them a necklace. Evans testified that the necklace
had blood on it and that Watkins told the men to leave. Evans
testified the Hispanic males took the necklace and left. Evans
further testified that on 4 September 2003, she talked with her
brother, Adam Horton (Horton), who was then in custody at the Wake
County Detention Center on charges unrelated to the present case.
Evans testified that she told Horton she had been subpoenaed to
testify in a "murder trial between a Mexican and a Chinese man,"
about a murder that had occurred at the laundromat. Evans
testified that Horton indicated he had information about themurder.
During defendant's opening statement, defendant's counsel
presented a theory of defense that the evidence would prove that
someone other than defendant killed the victim. Horton testified
for the State that in September 2003, while he and defendant were
incarcerated on the ninth floor of the Wake County Detention
Center, defendant told Horton that defendant had stabbed the victim
"mucho times" in the face and had taken a chain from the victim's
neck. Horton testified that defendant told him this information
one night after midnight. Because Horton did not tell the State
that he had relevant information until 9 October 2003, defendant
was not notified of Horton's intent to testify until mid-trial.
Defendant filed a motion for mistrial on 13 October 2003. The
trial court denied the motion.
Defendant presented evidence at trial. Watkins, who had
testified for the State, testified that she did not recognize
defendant as one of the two men who had walked up to her father's
house with a necklace on 26 July 2002.
William Hensley (Hensley) testified that he owned a forensics
company, and was a retired crime scene agent for CCBI. Hensley
testified that in deaths involving multiple stab wounds, it was
very common for an assailant to cut himself and thereby become a
secondary bleeder. Hensley further testified that in the present
case, there was an unidentified secondary bleeder.
Wanda Strickland (Strickland) testified that she was an
administrative officer at the Wake County Detention Center. Strickland testified that records indicated Horton had been
transferred to the ninth floor of the Wake County Detention Center
between 2:00 p.m. and 3:00 p.m. on 4 September 2003. Strickland
also testified there was no way Horton could have slept on the
ninth floor on the evening of 3 September 2003 or in the early
morning hours of 4 September 2003. On cross-examination,
Strickland testified that Horton would have slept on the ninth
floor of the Wake County Detention Center after 2:00 p.m. on 4
September 2003. Strickland also testified that defendant was in
the same location as Horton as of 2:00 p.m. on 4 September 2003,
and that defendant had been in that location since 27 August 2003.
Defendant was convicted of first-degree murder on 22 October
2003, based on the felony murder rule. Because the jury could not
reach a unanimous decision as to whether defendant was mentally
retarded, the trial court entered judgment for first- degree murder
and sentenced defendant to life imprisonment without parole on 31
October 2003. Defendant appeals.
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