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1. Evidence--prior crimes or bad acts_-stale convictions more than ten years old--
actual notice_sufficiency of findings
The trial court did not abuse its discretion in a double first-degree murder and double
conspiracy to commit first-degree murder case by allowing the State to impeach defendant on
cross-examination with evidence of prior convictions that were more than ten years old, because:
(1) although the State failed to give defendant written notice of its intent to introduce evidence of
defendant's old convictions as required by N.C.G.S. § 8C-1, Rule 609, there was ample evidence
that defendant had actual notice of the State's intent to use his prior convictions since the defense
submitted a motion a month before trial to the judge to prohibit the impeachment of defendant by
stale convictions; (2) the State provided a copy of defendant's record to the defense as a part of
open file discovery with the implication that it would be used at trial; (3) an error must be more
than merely technical to warrant a new trial, and it must be material and prejudicial; (4) under the
circumstances presented by this case, the spirit and stated purpose of Rule 609(b) regarding
notice have been met; and (5) the trial court's findings are at least marginally sufficient under
Rule 609(b) to support the admission of the prior convictions, and even if the findings are found
to be inadequate, defendant failed to show the outcome of the trial likely would have been
different given the overwhelming evidence of defendant's guilt.
2. Conspiracy--first-degree murder--motion to dismiss--sufficiency of evidence
The trial court did not err by denying defendant's motion to dismiss the charges of
conspiracy to commit first-degree murder, because: (1) defendant and his coparticipants had a
clear motive for killing the victims; and (2) the events leading to the shooting sufficiently
establish that the shooters were in agreement to kill the victims.
3. Conspiracy--first-degree murder--number of conspiracies
The trial court erred by concluding that there was adequate evidence of two conspiracies
to commit first-degree murder, and judgment is arrested as to the second conspiracy charge,
because: (1) multiple overt acts arising from a single agreement do not permit prosecutions for
multiple conspiracies; (2) where the evidence shows only one agreement between the individuals,
a defendant may be convicted of only one conspiracy; and (3) in the instant case, the time interval
was relatively short since all of the pertinent events occurred within twenty-four hours, the
number of participants remained constant throughout the incident, there seemed to be only one
objective which was to kill the two victims, and while the number of meetings between
defendant and his coparticipants is not entirely clear from the record, the most logical inference
points to only one continuous meeting.
4. Constitutional Law--right of confrontation--gunshot residue
_expert testimony_tests
and report by nontestifying expert_harmless error
The admission of an SBI forensic chemist's expert testimony as to the opinions he formed
from his review of gunshot residue tests performed on the friend of two murder victims by a
nontestifying SBI forensic chemist, including his review of the report prepared by the other
chemist, did not violate defendant's Sixth Amendment right of confrontation pursuant to
Crawford v. Washington, 541 U.S. 36 (2004). Moreover, any error under Crawford in the
admission of the nontestifying chemist's report and testimony by the SBI chemist stating the
opinion of the nontestifying chemist as contained in that report was harmless beyond a
reasonable doubt where the gunshot residue testing was performed only because defendant
asserted that the victims' friend may have taken a gun belonging to and used by one victim from
the scene of the shootings, the opinions of both the testifying and nontestifying chemists were
equivocal as to whether the victim's friend could have handled a gun at or about the time of the
shootings, and the totality of the evidence in the case overwhelmingly established defendant's
guilt of the murders.
Appeal by Defendant from judgments entered 16 September 2004
by Judge James Floyd Ammons, Jr. in Cumberland County Superior
Court. Heard in the Court of Appeals 20 February 2006.
Attorney General Roy Cooper, by Assistant Attorney General
Daniel P. O'Brien, for the State.
Appellate Defender Staples Hughes, by Assistant Appellate
Defender Constance E. Widenhouse, for Defendant-Appellant.
STEPHENS, Judge.
Defendant appeals from judgments of the trial court
convicting him of two counts of first-degree murder and two
counts of conspiracy to commit first-degree murder. For the
reasons stated herein, we affirm both murder convictions and one
conspiracy conviction. We arrest judgment on the second
conspiracy conviction. The State's evidence tended to show that on 1 January 2002,
Rodney Wilkerson gave a ride to his friends, Malcom and Andre
Jackson. When Wilkerson's car arrived at a destination down a
dirt road, a car in which Defendant was a passenger traveled down
the same road and stopped near Wilkerson's car. Defendant was in
the back seat of the car with the window partially rolled down.
Wilkerson saw Defendant with a large shotgun. Wilkerson yelled,
It's a drive by and immediately ran from his car, leaving
Malcom and Andre Jackson in the vicinity of the car. While he
was running, Wilkerson heard several shots. Wilkerson ran to his
mother's nearby home. His mother called for emergency
assistance. Upon the arrival of two sheriff's deputies,
Wilkerson explained what had happened and followed the deputies
to the location of the shooting. The deputies discovered the
bodies of Malcom Jackson and Andre Jackson outside of Wilkerson's
car.
The medical examiner found that Andre Jackson had been shot
several times and had bullet wounds in his chest, chin, neck,
right torso, back, and right shoulder from a shotgun blast. The
victim also exhibited a handgun bullet wound to the left side of
his face. The medical examiner further discovered that Malcom
Jackson had also been shot several times and had shotgun pellet
wounds to his right hip, right thigh and left hand. In addition,Malcom Jackson exhibited two handgun wounds to the back of his
head.
Wilkerson filed a statement with the police department, and
a warrant for the arrest of Defendant was signed by a magistrate
on 3 January 2002. On 23 July 2002, Defendant was indicted on
two counts of first-degree murder and two counts of conspiracy to
commit first-degree murder. Defendant's trial began on 31 August
2004 and, on 13 September 2004, a jury found him guilty on all
counts. On 16 September 2004, Judge Ammons sentenced Defendant
to two consecutive life terms for the first-degree murder
convictions and two consecutive terms of 220 to 273 months for
the conspiracy to commit first-degree murder convictions.
Defendant appeals.
[1] In his first assignment of error, Defendant argues that
the trial court committed reversible error by allowing the State
to impeach him on cross-examination with evidence of prior
convictions that were more than ten years old. We disagree.
Rule 609 of the N.C. Evidence Code provides, in pertinent
part, that:
For the purpose of attacking the credibility
of a witness, evidence that the witness has
been convicted of a felony . . . shall be
admitted if elicited from the witness or
established by public record during cross-
examination or thereafter . . . .
Evidence of a conviction under this rule is
not admissible if a period of more than 10
years has elapsed since the date of the
conviction . . . unless the court determines,
in the interests of justice, that the
probative value of the conviction supported
by specific facts and circumstances
substantially outweighs its prejudicial
effect. However, evidence of a conviction
more than 10 years old as calculated herein
is not admissible unless the proponent gives
to the adverse party sufficient advance
written notice of intent to use such evidence
to provide the adverse party with a fair
opportunity to contest the use of such
evidence.
N.C. Gen. Stat. §8C-1, Rule 609(b) (2005). Thus, pursuant to
Rule 609, a prior conviction that is more than ten years old may
be admissible if (1) the defendant had written notice of the
State's intent to use such evidence sufficiently in advance of
trial to object to the evidence, and (2) the trial court makes
sufficient findings that the probative value of the evidence
substantially outweighs the prejudicial effect of admitting it.
The trial court's ultimate determination is reversible only for a
manifest abuse of discretion. State v. Ferguson, 105 N.C. App.
692, 414 S.E.2d 769 (1992).
In the instant case, there is no dispute that the State
failed to give Defendant written notice of its intent to
introduce evidence of his old convictions. Nonetheless, there is
ample evidence that Defendant had actual notice of the State'sintent to use his prior convictions because the defense submitted
a motion, which had been authored a month before the trial, to
the trial judge to prohibit the impeachment of Defendant by
stale convictions. Outside the presence of the jury, Defendant
argued that the conviction evidence of cocaine possession in
1980, as well as common law robbery, larceny and credit card
fraud in 1988, should not be allowed. The State noted that it
did not specifically write something down and say to [defense
attorneys], 'I intend to use these convictions.' However, the
State provided a copy of Defendant's record to the defense as a
part of open-file discovery with the implication that it would
be used at trial. Because the defense had prepared a written
motion with Defendant's conviction records attached to it several
weeks before the trial, it is obvious that Defendant had actual
notice that the State intended to use the prior convictions for
impeachment purposes, and that the defense clearly had a fair
opportunity to contest the use of such evidence.
Although it does not appear that this State's appellate
courts have previously addressed the potential consequences of
failing to follow the notice requirements of Rule 609(b) to the
letter as those requirements relate to the specific issue raised
herein, we agree with the State that to warrant a new trial, an
error must be more than merely technical; it must also bematerial and prejudicial. This is a fundamental legal concept.
See, e.g., State v. Curmon, 295 N.C. 453, 245 S.E.2d 503 (1978);
State v. Gilbert, 85 N.C. App. 594, 355 S.E.2d 261 (1987); State
v. Knoll, 84 N.C. App. 228, 352 S.E.2d 463 (1987), rev'd on other
grounds, 322 N.C. 535, 369 S.E.2d 558 (1988); State v. Mitchell,
20 N.C. App. 437, 201 S.E.2d 720 (1974).
Moreover, we find persuasive guidance in the decision of
this Court in State v. Blankenship, 89 N.C. App. 465, 366 S.E.2d
509 (1988). The defendant in Blankenship took the stand in his
own behalf and, on direct examination, testified about his prior
criminal record beginning in 1980, but failed to mention a 1972
conviction for credit card theft. Evidence regarding the 1972
conviction was discovered by the State after the State had
responded to the defendant's discovery requests. The evidence
had never been disclosed to the defendant, nor had the State
given any notice to the defense of an intention to cross-examine
the defendant regarding the 1972 conviction. On cross-
examination, however, the State asked the defendant about the
still undisclosed 1972 conviction and, over defendant's
objection, the trial court allowed the evidence.
When the Blankenship Court considered the defendant's
argument that the use of a prior conviction was prohibited by
Rule 609(b) because the State failed to give him advance noticeof an intent to use the evidence, the Court noted the absence of
any North Carolina cases determining that specific issue. The
Court thus looked to federal law because the federal evidentiary
rule is identical to the state rule.
Noting that the State's use of the prior conviction was to
directly impeach Blankenship's credibility based on a false
assertion made by him during direct examination, the Court found
support for allowing the prior conviction evidence under such
circumstances, despite the failure of notice, in United States v.
Johnson, 542 F.2d 230 (5th Cir. 1976), a case in which the
federal prosecutor was permitted to cross-examine the defendant
about a prior conviction to impeach his credibility based on
false testimony he gave on direct examination. The Fifth Circuit
ruled that such use of prior conviction evidence was permitted
under Rule 609 even though the government had not given the
defendant any notice of its intended use of the old conviction.
The holdings in Blankenship and Johnson were premised
primarily on the long-standing evidentiary rule that [w]here one
party introduces evidence as to a particular fact or transaction,
the other party is entitled to introduce evidence in explanation
or rebuttal thereof, even though such latter evidence would be
incompetent or irrelevant had it been offered initially. State
v. Albert, 303 N.C. 173, 177, 277 S.E.2d 439, 441 (1981). Leftopen is the question of whether the State may introduce prior
conviction evidence other than to rebut a defendant's false
testimony on direct examination, absent advance written notice.
On this specific question, we have found no North Carolina or
federal cases that have determined the answer.
We are guided by Blankenship and Johnson because they
establish that strict adherence to Rule 609's notice requirement
is not the sole test of whether prior conviction evidence is
admissible. Furthermore, the purpose of the Rule's notice
requirement is plain beyond contradiction, and that is to
provide the adverse party with a fair opportunity to contest the
use of such evidence. N.C. Gen. Stat. § 8C-1, Rule 609(b). In
a case where, as here, the defense obviously deciphered the
State's intent to use the old conviction evidence by preparing a
motion objecting to the evidence well in advance of trial, it
cannot be reasonably or fairly determined that the failure of the
State to follow the Rule to the letter prohibits use of the
evidence solely on that basis. While advance written notice is
preferred, we decline to reverse Defendant's convictions for what
would clearly be a mere technicality. Instead, we hold that,
under the circumstances presented by this case, the spirit and
stated purpose of Rule 609(b) regarding notice have been met, and
the trial court did not commit reversible error by allowing theuse of prior conviction evidence on this basis.
We now consider whether the trial court found sufficient
facts to overcome Defendant's additional challenge to use of the
prior convictions under Rule 609(b). As noted above, for such
evidence to be admissible, Rule 609(b) requires the trial court
to make findings of fact which demonstrate that the probative
value of the evidence outweighs its prejudicial nature. This
requirement of the Rule establishes a rebuttable presumption
that prior convictions more than ten years old [are] more
prejudicial to defendant's defense than probative of [his]
general character for credibility and, therefore, should not be
admitted in evidence. Blankenship, 89 N.C. App. at 468, 366
S.E.2d at 511. Indeed, our courts have repeatedly recognized
that the instances in which use of the old convictions is not
more prejudicial than probative are rare. Id. at 468, 366
S.E.2d at 511; see also, e.g., State v. Farris, 93 N.C. App. 757,
379 S.E.2d 283 (1989), rev. improv. all'd, 326 N.C. 45, 387
S.E.2d 54 (1990); State v. Hensley, 77 N.C. App. 192, 334 S.E.2d
783 (1985), disc. rev. denied, 315 N.C. 393, 338 S.E.2d 882
(1986). Further, it is settled that the prior conviction
evidence is used properly only to impeach the defendant's
credibility. See, e.g., State v. Ross, 329 N.C. 108, 405 S.E.2d
158 (1991). This is the reason that the trial judge must makespecific findings as to how the prior convictions are probative
on credibility issues when balancing probative value against
prejudicial effect.
To enable the reviewing court to determine whether the trial
court properly allowed admission of the old conviction evidence,
the trial court's findings must set out the specific facts and
circumstances which demonstrate the probative value outweighs the
prejudicial effect of the evidence in question. Hensley, 77
N.C. App. at 195, 334 S.E.2d at 785. For the trial court to
merely state that the probative value of a prior conviction
outweighs its prejudicial effect in the interests of justice is
insufficient under Rule 609(b). State v. Ross, 329 N.C. 108, 405
S.E.2d 158 (1991); see also State v. Carter, 326 N.C. 243, 252,
388 S.E.2d 111, 117 (1990) (trial court's conclusory remark
that the only purpose for admitting the prior conviction evidence
would be to impeach the defendant's credibility was not a 'fact'
or 'circumstance' vouching for an appropriate balance of
probative [value] over prejudicial weight); State v. Artis, 325
N.C. 278, 307, 384 S.E.2d 470, 486 (1989), vacated and remanded
on other grounds, 494 U.S. 1023, 108 L. Ed. 2d 604 (1990) (trial
court's sole finding that the prior convictions had a sufficient
connection, supported by facts and circumstances, inadequate to
establish that the conviction evidence was more probative ofdefendant's credibility than prejudicial to his defense); State
v. Smith, 155 N.C. App. 500, 573 S.E.2d 618 (2002) (error to
admit prior conviction evidence without findings of specific
facts and circumstances to support the trial court's
determination that the evidence was more probative than
prejudicial); State v. Farris, 93 N.C. App. 757, 379 S.E.2d 283
(1989) (stating that State must lay a foundation for the
admission of prior convictions or the trial court will not have a
basis for making appropriate Rule 609(b) findings).
In the instant case, the trial judge specifically found as
follows:
for the commission of the crimes of common
law robbery, felonious larceny, financial
[sic] credit card fraud, misdemeanor credit
card fraud, I find that those are probative
of truthfulness; and if the defendant chooses
to place his credibility at issue by taking
the witness stand, he may be cross examined
on those convictions, the court having
determined that the probative value of such
evidence outweighs any prejudicial effect to
the defendant. It is probative of his
truthfulness.
To analyze the sufficiency of these findings, we compare
them to Rule 609(b) findings made by various trial courts, which
have been determined to be adequate by previous decisions of this
Court and our Supreme Court. In State v. Holston, 134 N.C. App.
599, 518 S.E.2d 216 (1999), the trial court made findings of factstating it believed that the defendant's credibility was central
to the case and that evidence of an older conviction was more
probative than prejudicial. On appeal, this Court held that
[a]lthough the findings are minimal, we believe they are legally
sufficient in this case, as they indicate the trial court
exercised meaningful discretion in weighing the probative value
of the 1981 conviction against its prejudicial effect. Id. at
606, 518 S.E.2d at 222. Elaborating, this Court stated that
because the defendant's testimony that he acted in self-defense
directly contradicted all the State's evidence of an unprovoked
attack on the victim, his credibility was central to the case,
and therefore, the evidence of a 1981 conviction for attempted
robbery was properly presented to the jury for their
consideration of the defendant's credibility.
In reaching its result, the Holston Court identified the
following considerations as factors to be addressed by the trial
court when determining if conviction evidence more than ten years
old should be admitted: (a) the impeachment value of the prior
crime, (b) the remoteness of the prior crime, and (c) the
centrality of the defendant's credibility. Id. (citing 4 Joseph
M. McLaughlin, Weinstein's Federal Evidence § 609.04[2][a] (2d
ed.1999)). It logically follows that findings on each of these
factors should be included in the trial court's determination. Guidance is also available in our Supreme Court's decision
in State v. Lynch, 337 N.C. 415, 445 S.E.2d 581 (1994), a case in
which the trial court's decision to admit evidence of a prior
robbery conviction in the defendant's trial for murder of his
wife was challenged. Among the findings made by the trial judge
to admit the robbery conviction were that (1) the defendant
intended to present defenses based on diminished capacity and
voluntary intoxication; (2) with respect to such defenses, the
defendant's statements to mental health experts and the jury
would be difficult to rebut since such statements would originate
with the defendant; (3) it was important to the State to be able
to impeach the defendant's credibility; (4) robbery is a crime of
dishonesty because it involves taking someone's property; and (5)
evidence of a conviction for robbery bears on the determination
of credibility. Id.
In determining whether the trial court's findings regarding
the admissibility of 13-year-old convictions were inadequate,
this Court, in State v. Hensley, 77 N.C. App. 192, 334 S.E.2d 783
(1985), provided further guidance of the kind of findings
necessary to establish that the requisite balancing of probative
value versus prejudicial effect has been undertaken. Hensley
involved the defendant's challenge to the trial court's ruling
that prior breaking and entering and larceny convictions would beadmissible to impeach his credibility based on findings that such
convictions were for 'dishonesty type things,' that they were
probative of defendant's credibility, and that they would not
prejudice defendant. Id. at 194, 334 S.E.2d at 784. This Court
agreed with the defendant that these findings were insufficient
under Rule 609(b). In its discussion, this Court noted that
appropriate findings should address (a) whether the old
convictions involved crimes of dishonesty, (b) whether the old
convictions demonstrated a continuous pattern of behavior, and
(c) whether the crimes that were the subject of the old
convictions were of a different type from that for which
defendant was being tried. Id. at 195, 334 S.E.2d at 785.
In the case now before this Court, we are of the opinion
that the trial court's findings are at least minimally sufficient
to support the admission of the prior convictions under Rule
609(b). We find it significant that the trial judge declined to
allow cross-examination of Defendant about a prior cocaine
possession conviction because there is [not] a significant link
between possession of cocaine and truthfulness, and instead,
limited the State to cross-examining defendant regarding prior
convictions for common law robbery, felonious larceny and credit
card fraud, crimes which have long been recognized to implicate
dishonesty, deceit and moral turpitude. See, e.g., State v.Lynch, 337 N.C. 415, 445 S.E.2d 581 (1994); State v. Collins,
334 N.C. 54, 431 S.E.2d 188 (1993); Jones v. Brinkley, 174 N.C.
23, 93 S.E. 372 (1917). We thus do not believe that a new trial
is warranted on the basis of the trial court's findings of fact
on the admissibility of Defendant's prior convictions.
Moreover, even if the trial judge's findings on a challenge
to the admissibility of prior conviction evidence are found to be
inadequate under Rule 609(b), Defendant would be entitled to a
new trial only if the admission of such evidence unfairly
prejudiced his defense. The admission of evidence which is
technically inadmissible will be treated as harmless unless
prejudice is shown such that a different result likely would have
ensued had the evidence been excluded. State v. Gappins, 320
N.C. 64, 68, 357 S.E.2d 654, 657 (1987) (citations omitted). To
determine whether unfair prejudice resulted, we consider whether
(1) there is substantial evidence of untruthfulness or
untrustworthiness apart from the prior offenses, and (2) there is
overwhelming evidence of the defendant's guilt. See State v.
Ross, 329 N.C. 108, 405 S.E.2d 158 (1991); Hensley, 77 N.C. App.
at 192, 334 S.E.2d at 783.
Here, Defendant admitted other more recent convictions
including the trafficking of cocaine. On direct and cross-
examination, Defendant's testimony was untrustworthy oruntruthful when he (a) described looking at Benjamin and Lamont
Shelly's injuries right after their fight with the Jackson
brothers and decided to take a ride just to look for marijuana;
(b) testified that he was asleep or unconscious when the Shelly
brothers, his nephews, obtained a shotgun; (c) suddenly came upon
the victims at the dirt road and failed to leave or slow down
even though he felt threatened; (d) testified that Malcom Jackson
was his best friend but then believed it was either shoot or be
shot when he thought he saw a gun in Malcom Jackson's hand; (e)
fired several more shots after he knew Malcom Jackson was
unarmed; (f) testified that Andre Jackson ran while being fired
upon, but then stated that Andre Jackson did not run; (g)
testified that Rodney Wilkerson had a gun, but he did not feel
threatened by Wilkerson; and (h) was unable to explain how an
unarmed Andre Jackson, who was running away from him, was more
threatening that an allegedly armed Wilkerson.
In addition, there was overwhelming evidence of Defendant's
guilt, including (1) Defendant's admissions, (2) the number and
type of bullet wounds inflicted on each victim, (3) Defendant's
attempt to hide the weapons, and (4) Defendant's leaving the
scene without calling an ambulance. Consequently, Defendant has
not shown that the outcome of the trial likely would have been
different had the jury not heard about his prior convictionswhich were older than ten years.
We thus hold that, under the circumstances of this case in
which (a) there is no contest that Defendant had actual notice of
the State's intent to use his old convictions for impeachment
purposes at trial and had ample opportunity to contest the use of
such evidence, (b) the trial court made at least marginally
sufficient findings of fact demonstrating that it had properly
weighed the probative value of the impeachment evidence against
its potential prejudicial effect, and (c) the evidence as a whole
overwhelmingly established that admission of the prior conviction
evidence did not prejudice defendant, the trial court did not
commit reversible error by allowing the State to use the prior
convictions to impeach Defendant's credibility. Accordingly, we
overrule this assignment of error.
[2] By his second assignment of error, Defendant argues that
the trial court erred in denying his motion to dismiss the
charges of conspiracy to commit first-degree murder.
Upon a motion to dismiss, the trial court must determine
whether there is substantial evidence, taken in the light most
favorable to the State, of each essential element of the offense
charged, or of a lesser offense included therein, and of the
defendant being the perpetrator of the offense. State v. Powell,
299 N.C. 95, 98, 261 S.E.2d 114, 117 (1980). Substantialevidence is such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion. State v. Smith, 300
N.C. 71, 78-79, 265 S.E.2d 164, 169 (1980). The evidence is
considered in the light most favorable to the State, and the
State is entitled to every reasonable inference arising from it.
Powell, 299 N.C. at 99, 261 S.E.2d at 117. The trial court is
concerned only with the sufficiency of the evidence to go to the
jury, and not the weight to be accorded the evidence. State v.
Thaggard, 168 N.C. App. 263, 281, 608 S.E.2d 774, 786 (2005).
A criminal conspiracy is an agreement between two or more
people to do an unlawful act or to do a lawful act in an unlawful
manner. In order to prove conspiracy, the State need not prove
an express agreement; evidence tending to show a mutual, implied
understanding will suffice. State v. Morgan, 329 N.C. 654, 658,
406 S.E.2d 833, 835 (1991) (citations omitted). This evidence
may be circumstantial or inferred from the defendant's behavior.
See State v. Choppy, 141 N.C. App. 32, 39, 539 S.E.2d 44, 49
(2000), disc. rev. denied, 353 N.C. 384, 547 S.E.2d 817 (2001).
The crime of conspiracy does not require an overt act for its
completion; the agreement itself is the crime. State v. Bindyke,
288 N.C. 608, 616, 220 S.E.2d 521, 526 (1975).
In this case, the evidence most favorable to the State
showed that on 31 December 2001, Tracie New picked Andre Jacksonup and together they went to Defendant's home to pick Defendant
up. They then rode around looking for a place to buy marijuana.
After stopping the car, Defendant and Andre Jackson left the car.
New remained in the vehicle. She was unaware of what, if any,
transaction had taken place when the two men returned to her
vehicle. New then dropped both men off at Defendant's home.
Approximately one hour later, New went to a party with Andre
Jackson at the apartment in which Benjamin and Lamont Shelly
lived. New testified that at the party, Andre Jackson got into a
fistfight with Defendant and other men, including Benjamin
Shelly, one of Defendant's nephews. Andre Jackson continued to
argue as he was leaving the apartment. Because the partygoers
did not want to get in trouble with other tenants or the police
over the fighting and noise, the party moved to an outdoor area
near an abandoned house. Defendant saw Andre Jackson's truck
cruise slowly by Defendant's mother's home. Defendant testified
that he believed Andre Jackson was looking for him to retaliate
for the fight earlier that evening.
The next day, Andre Jackson returned to the Shellys'
apartment with his brother, Malcom Jackson. As soon as he
entered the apartment, Andre Jackson threw [Benjamin Shelly]
into the wall. The fighting escalated, involving both Malcom and
Andre Jackson against Benjamin and Lamont Shelly. Eventually,the altercation ended, and Malcom and Andre Jackson left the
apartment. Crystal Gilfillan, who was at the apartment but could
not see into the room where the men were fighting, testified that
she noted a huge knot on the top of [Lamont Shelly's] head
after the fight. Benjamin Shelly had a black eye. Approximately
ten minutes after the Jacksons left, Lamont Shelly called
Defendant.
Soon thereafter, Defendant, accompanied by Benjamin and
Lamont Shelly, went to the Jackson home. Defendant asked Andre
Jackson's twelve-year-old son, Bryan Lewis, the whereabouts of
Andre Jackson. Lewis replied that he did not know. Defendant
and the Shellys then left. Defendant testified that Benjamin
Shelly believed that Andre Jackson had stolen his gun from the
apartment. Therefore, they placed a loaded shotgun on the back
seat of the Shellys' car. Before driving to the dirt road, the
Shellys found the handgun that they thought the Jacksons had
stolen. Lamont Shelly had a black handgun. There was a total of
three guns in the car.
After Rodney Wilkerson had driven the Jacksons down the dirt
road and parked the car, Lamont Shelly sped down the dirt lane
toward Wilkerson's car. Defendant fired his shotgun at Andre
Jackson. Then Lamont Shelly got out of the driver's seat of the
car in which Defendant was riding and fired at close range. Direct evidence shows that Defendant and Andre Jackson
fought the night before the shooting. In addition, Lamont Shelly
called Defendant after he had been jumped by Andre and Malcom
Jackson. The evidence also shows that Defendant came looking for
Andre Jackson shortly after Lamont Shelly called him and before
the Jacksons were killed. Defendant rode in a vehicle with three
guns and two other people. Defendant and the Shellys did not
shoot or even fire their guns toward either Tracie New or Rodney
Wilkerson. This is evidence that the three gunmen had decided to
kill only Andre and Malcom Jackson.
Defendant and the Shellys had a clear motive for killing the
Jackson brothers. Furthermore, the events leading to the shooting
sufficiently establish that the shooters were in agreement to
kill Andre and Malcom Jackson. Our Supreme Court has recognized
that '[d]irect proof of the charge [conspiracy] is not
essential, for such is rarely obtainable. It may be, and
generally is, established by a number of indefinite acts, each of
which, standing alone, might have little weight, but, taken
collectively, they point unerringly to the existence of a
conspiracy.' State v. Gibbs, 335 N.C. 1, 48, 436 S.E.2d 321, 348
(1993) (quoting State v. Whiteside, 204 N.C. 710 712-13, 169 S.E.
711, 712 (1933)). The acts of Defendant and his nephews
establish beyond reasonable doubt that each had clear animus andeach knew about the animus of the others. The totality of
Defendant's acts in response to his and his nephews' animus
plainly evidences an agreement to kill the Jackson brothers,
formed after premeditation and deliberation, and supports the
trial court's submission of conspiracy to commit first-degree
murder to the jury. Accordingly, we hold that there was
sufficient evidence tending to show a mutual, implied
understanding to commit first-degree murder between Defendant and
his nephews, Benjamin and Lamont Shelly.
[3] By his third assignment of error, Defendant argues
alternatively that even if there was adequate evidence of
conspiracy to commit first-degree murder, there was insufficient
evidence of two such conspiracies. On this issue, we agree with
Defendant.
This Court has held that multiple overt acts arising from a
single agreement do not permit prosecutions for multiple
conspiracies. State v. Rozier, 69 N.C. App. 38, 47, 316 S.E.2d
893, 900, cert. denied, 312 N.C. 88, 321 S.E.2d 907 (1984).
[W]hen the State elects to charge separate conspiracies, it must
prove not only the existence of at least two agreements but also
that they were separate. State v. Griffin, 112 N.C. App. 838,
840, 437 S.E.2d390, 392 (1993). Where the evidence shows only
one agreement between the individuals, a defendant may beconvicted of only one conspiracy. See State v. Brunson, 165 N.C.
App. 667, 599 S.E.2d 576 (2004). In determining the propriety of
multiple conspiracy charges, this Court must consider the nature
of the agreement(s) in light of the following factors: (1) time
intervals, (2) participants, (3) objectives, and (4) number of
meetings. State v. Tabron, 147 N.C. App. 303, 306, 556 S.E.2d
584, 586 (2001), rev. improv. all'd, 356 N.C. 122, 564 S.E.2d 881
(2002).
In the instant case, the State argues that there was
evidence of two agreements because Defendant's animus was
directed solely at Andre Jackson due to the fight the previous
night and the Shellys' animus was directed at Malcom Jackson due
to the fight that morning. The State contends that the jury
could conclude from the separate motivations that there were
separate agreements. In addition, the State argues that the
manner of the killings is important because Defendant focused his
shots on Andre Jackson and the Shellys focused on Malcom Jackson,
evidenced by the varying shotgun and handgun wounds.
However, our careful review of the record, in light of the
factors that we must consider, reveals the following pertinent
facts: (a) the time interval was relatively short, since all of
the pertinent events occurred within twenty-four hours; (b) the
number of participants (three) remained constant throughout theincident; (c) there seemed to be only one objective, to kill the
Jackson brothers; and (d) while the number of meetings between
Defendant and the Shelly brothers is not entirely clear from the
record, the most logical inference points to only one continuous
meeting since Defendant and the Shellys were together almost all
of the afternoon following Lamont Shelly's call to Defendant, up
to the time of the killings. See State v. Dalton, 122 N.C. App.
666, 471 S.E.2d 657 (1996).
On this evidence, we hold that the State did not present
substantial evidence that Defendant entered into two separate
conspiracies to commit first-degree murder. Therefore, it was
error for the trial court to deny Defendant's motion to dismiss
one of the conspiracy charges, and only one conspiracy conviction
can stand. Accordingly, we arrest judgment as to the second
conspiracy charge.
[4] By his fourth and final assignment of error, Defendant
argues that the trial court erred by admitting the expert
testimony of SBI Agent Chuck McClelland regarding gunshot residue
testing conducted on Rodney Wilkerson based on a report that was
not prepared by Agent McClelland. Defendant relies on the
decision of the United States Supreme Court in Crawford v.
Washington, 541 U.S. 36, 158 L. Ed. 2d 177 (2004), to support his
position that admission of McClelland's testimony violatedDefendant's Sixth Amendment guarantee to confront the witnesses
against him. For the following reasons, we hold that even if the
evidence was erroneously admitted, its admission was harmless
error beyond a reasonable doubt.
The State's investigation of the shooting deaths of the
Jackson brothers included collection of a gunshot residue kit
from the Jacksons' friend, Rodney Wilkerson. This part of the
investigation was prompted by defense allegations that Wilkerson
took a gun belonging to one of the Jacksons away from the scene
of the shooting. At the SBI Laboratory, SBI analyst Ken Culbreth
performed the analysis of the test data at a time when Agent
McClelland was not present. Agent Culbreth, who had retired
after thirty years with the SBI and was not called by the State
to testify, prepared a report of his findings, which included his
opinion of whether gunshot residue was present on Wilkerson's
hands.
At trial, Agent McClelland, an eighteen-year veteran of the
SBI's Trace Evidence Section, was found by the court to be an
expert in forensic chemistry. He testified that he and Agent
Culbreth were senior chemists in the SBI Lab for analysis of
gunshot residue. He explained the procedures for performing the
analysis of a gunshot residue kit, the equipment used in the
analysis, and the methods used for assessing and recording thedata thereby obtained. In this case, he said he personally
examined the printout from the equipment used by Agent Culbreth
to conduct the testing, he compared that data to Agent Culbreth's
notes, and he then signed off on the final report. His actions
in these respects were mandated by his employer's quality
assurance requirements. After reviewing the results of Agent
Culbreth's testing, Agent McClelland concluded that there was
either no gunshot residue detected on Wilkerson's hands or only
very trace, insignificant amounts were present. He further
offered his opinion, based on his review and analysis of the test
data, that gunshot residue was not present in significant
concentrations on Wilkerson's hands. He was then permitted to
read into evidence Agent Culbreth's identical opinion from the
written report.
Under Crawford, the determinative question with respect to
confrontation analysis is whether the challenged hearsay
statement is testimonial. State v. Lewis, 360 N.C. 1, 14, 619
S.E.2d 830, ____ (2005). The Lewis Court, relying on its
decisions in State v. Bell, 359 N.C. 1, 603 S.E.2d 93 (2004),
cert. denied, ___ U.S. ____, 161 L. Ed. 2d 1094 (2005), and State
v. Morgan, 359 N.C. 131, 604 S.E.2d 886 (2004), cert. denied, ___
U.S. ___, 163 L. Ed. 2d 79 (2005), as well as Crawford, provided
a comprehensive analysis of how to determine whether evidence istestimonial in nature, in an effort to guide our trial courts and
litigants. The Lewis Court first noted that, under Crawford, the
term testimonial, at a minimum, applies to 'prior testimony at
a preliminary hearing, before a grand jury, or at a former trial;
and to police interrogations.' Lewis, 360 N.C. at 15, 619
S.E.2d at 839 (citations omitted) (emphasis in original). In our
opinion, Agent McClelland's testimony does not fit into any of
these classifications, and therefore, we do not discuss the
application of the Crawford test to his testimony on any of these
grounds.
Rather, with respect to the issue as raised by the case
before us, we find instructive the Lewis Court's discussion of
testimonial statements in the context of an examination of the
declarant's state of mind. Based on a comprehensive survey of
other jurisdictions, Lewis agreed that testimonial statements
share a common characteristic: The declarant's knowledge,
expectation, or intent that his or her statements will be used at
a subsequent trial. Id. at 21, 619 S.E.2d at 843. The Court
then specifically held that an additional test for determining
whether evidence is testimonial is considering the surrounding
circumstances, whether a reasonable person in the declarant's
position would know or should have known his or her statements
would be used at a subsequent trial. This determination is to bemeasured by an objective, not subjective, standard. Id.
In response to Defendant's Crawford argument, the State
argues that, under the circumstances surrounding Agent
McClelland's testimony, the issue has been decided by the
decision of this Court in State v. Delaney, 171 N.C. App. 141,
613 S.E.2d 699 (2005), and that we are bound by that decision.
Delaney addressed and resolved the Crawford argument on facts
substantially similar to the facts at issue in this case, and we
agree with the State that, even though Delaney was filed more
than three months before our Supreme Court's decision in State v.
Lewis, the Delaney holding does not conflict with the Lewis
decision on the particular issue raised in Delaney and in the
case now before us.
In Delaney, an SBI agent testifying as an expert in the
analysis of controlled substances offered his opinion as to the
identity of substances taken from the defendant's property based
on testing conducted by an SBI colleague who was not called to
testify. Recognizing the well-settled law that an expert may
base an opinion on tests performed by others in the field, and
noting that the defendant was allowed the opportunity to cross-
examine the testifying agent regarding his opinions, this Court
concluded that allowing the expert to testify did not violate the
defendant's confrontation rights under the Crawford rationale. The admission into evidence of expert opinion based upon
information not itself admissible into evidence does not violate
the Sixth Amendment guarantee of the right of an accused to
confront his accusers where the expert is available for cross-
examination. Delaney, 171 N.C. App. at 141, 613 S.E.2d at 700
(quotations omitted). This particular issue was not present in
Lewis. Thus, as to Agent McClelland's testimony regarding the
opinions he formed from his review of the test data, including
his review of the report prepared by Agent Culbreth, we find
nothing in the rationale or holding of Lewis that would compel a
different result now from the result in Delaney.
As for the admission of Agent Culbreth's report and the
testimony of Agent McClelland stating Agent Culbreth's opinion as
contained in that report on the results of the gunshot residue
testing, we likewise are not persuaded that Crawford or Lewis
prevents the admission of such evidence through the testifying
expert. See, e.g., State v. Jones, 322 N.C. 406, 368 S.E.2d 844
(1988). But, even if Crawford and its progeny now compel
exclusion of this portion of Agent McClelland's testimony, such
that it was error for the trial court to admit the written report
and the testimony of Agent McClelland regarding Agent Culbreth's
opinion, such error was manifestly harmless beyond a reasonabledoubt.
(See footnote 1)
As noted above, the gunshot residue testing was performed
only on Rodney Wilkerson and only because Defendant asserted that
Wilkerson may have taken a gun belonging to or being used by one
of the victims away from the scene when he fled at the outset of
the shootings. Obviously, the absence of gunshot residue on
Wilkerson's hands would tend to establish that Defendant's
allegations were unfounded. On direct examination of Agent
McClelland about Agent Culbreth's opinions, however, the
following exchange occurred:
Q. Okay. Is that the report which
shows the conclusion of Mr. Culbreth based
upon his examination of the underlying data
in this case?
A. Yes, sir.
. . . .
Q. What does his report conclude?
A. Barium, antimony and lead
indicative of gunshot residue were not
present in significant concentrations on the
handwipings submitted. It is to be noted,
however, that this does not eliminate the
possibility that the subject could have fired
a gun.
(Emphasis added). Agent McClelland then testified that he formedthe same opinions independently of Agent Culbreth's opinions.
Defense counsel found the emphasized sentence from Agent
Culbreth's report so significant that, on cross-examination of
Agent McClelland, he asked the agent to read it again slowly and
loudly. He then elicited the following testimony from Agent
McClelland:
It means that I could not . . . or Agent
Culbreth could not say that [Wilkerson] did
not fire a weapon because we don't know what
he did or what activities he did after the
weapon was discharged . . . [I]f someone was
to wash their hands, they would completely
remove the gunshot residue[.]
This evidence defeats Defendant's argument on appeal that the
testimony of Agent McClelland made it less likely that the jury
would accept Defendant's theory that Malcom Jackson had a gun or
that Wilkerson removed it from the scene. Simply put, the
properly admitted independent opinion of Agent McClelland, as
well as the opinion of Agent Culbreth as expressed in the written
report he prepared, were equivocal on the question of whether
Wilkerson could have handled a gun at or about the time of the
slayings of Andre and Malcom Jackson.
The totality of the evidence in this case overwhelmingly
establishes Defendant's guilt, and therefore, error, if any, in
the admission of the SBI report and testimony about the non-
testifying agent's opinions was harmless beyond a reasonabledoubt. See, e.g., State v. Edwards, 174 N.C. App. 490, 621
S.E.2d 333 (2005); State v. Thompson, 110 N.C. App. 217, 429
S.E.2d 590 (1993). Accordingly, we overrule Defendant's final
assignment of error.
In conclusion, we hold that there is no error in Defendant's
convictions on two counts of first-degree murder and one count of
conspiracy to commit first-degree murder. We arrest judgment and
vacate the conviction on the second count of conspiracy to commit
first-degree murder.
Affirmed in part, vacated in part.
Chief Judge MARTIN and Judge WYNN concur.
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