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1. Damages and Remedies_personal injury instructions_loss of use_reference to
plaintiff's--conceded and contested body parts
The trial court did not err by instructing the jury that damages for personal injury include
compensation for partial loss of use of certain of plaintiff's body parts and by including a
contested brain injury in the listed body parts along with conceded orthopedic injuries because:
(1) the pattern instruction would have included both the conceded and contested body parts in the
same list; and (2) even if the court's inclusion of the word plaintiff's in the instruction was
error, defendant cannot show that the jury was likely to be misled as to its duty given the
numerous statements by the court to the jury properly describing the plaintiff's burden of proof
and the jury's duty.
2. Evidence_-expert opinion testimony--lost future earning capacity
The trial court did not err in a negligence case arising out of a collision between a vehicle
and a truck by admitting allegedly inadmissible hearsay evidence regarding plaintiff's lost future
earning capacity as a truck driver, because: (1) defendant failed to argue this assignment of error
in its brief; (2) even if the assignment of error and argument adequately brought forward the
issue, it has no merit since an expert's testimony of the facts that are the basis for his opinion is
not hearsay when it is not offered for the truth of the matter; and (3) earning capacity is not
determined solely on the present or past earnings of a plaintiff, and plaintiff was entitled to
present evidence of his earning capacity as well as of his actual past earnings.
3. Discovery--motion for additional independent medical examination--peremptory
trial
The trial court did not err in a negligence case arising out of a collision between a vehicle
and a truck by denying defendant's motions for additional independent medical examination of
plaintiff and for continuance of the trial, because: (1) the parties obtained a peremptory trial
setting for this case, and Local Rule 4.4 states that peremptorily set cases will not be continued
except for extraordinary cause and only by the senior resident judge; (2) defendant moved for the
additional Rule 35 examinations eleven weeks prior to trial, plaintiff had already been examined
twice by defendant's neurologist, and defendant failed to discuss in its brief why another
examination by a neurologist or by a forensic neuropsychiatrist was necessary; and (3)
defendant's brief does not assert that it was unfairly surprised that plaintiff would call his treating
doctors as witnesses, nor does he explain how an examination of plaintiff by its preferred doctor
would overcome its concerns about possible disparagement of its Rhode Island witness.
Twiggs, Beskind, Strickland & Rabenau, P.A., by Howard F.
Twiggs, Donald R. Strickland and Donald H. Beskind, for
plaintiff.
Smith Moore, L.L.P., by James G. Exum, Jr., Allison O. Van
Laningham and Travis W. Martin, for defendant.
HUDSON, Judge.
On 19 July 2002, plaintiff Francis P. Hammel filed a complaint
against defendant USF Dugan, Inc., (defendant) and Allan Harvey
Chappell, alleging negligence and seeking damages for injuries
Hammel received as the result of a collision between his vehicle
and defendant's truck. On 15 August 2002, defendant removed the
case to the United States District Court for the Eastern District
of North Carolina. On 8 October 2002, the case was remanded to the
superior court in Wake County. The court entered a consent order
on 26 July 2004 in which defendant admitted liability and plaintiff
dismissed Chappell from the case. Following a trial, the jury
awarded plaintiff $6,000,000 on 21 October 2004. Defendant moved
for judgment notwithstanding the verdict (JNOV) or, in the
alternative, for a new trial, which motion the court denied.
Defendant appeals. As discussed below, we affirm.
On 31 August 1999, defendant's truck, driven by Chappell,
collided with plaintiff's vehicle. Plaintiff, a self-employed
truck driver, alleged that he sustained orthopedic injuries and aclosed head injury resulting in brain damage, and sought damages
for pain and suffering, medical expenses, loss of enjoyment of
life, and loss of income and future earning capacity. Pretrial,
defendant moved for a mental and physical examination of plaintiff.
Plaintiff had previously been examined twice by Dr. Edward Feldman,
one of defendant's testifying expert witnesses. The court denied
defendant's motion. At trial, defendant conceded plaintiff's
orthopedic injuries, but contested his head injuries and brain
damage, and any permanent consequences therefrom. Plaintiff's
psychiatrist, Dr. Felicia Smith, his primary care physician, Dr.
Frank Breslin, his speech pathologist, Robin Mirante, and his
neurologist, Dr. Steve Massaquoi, each testified that plaintiff
sustained a brain injury. Defendant offered testimony from Dr.
Feldman, a neurologist, and from Dr. Robert Conder, a
neuropsychologist. Plaintiff then called Patrick Logue, a
neuropsychologist, in rebuttal.
Plaintiff also introduced evidence from Cynthia Wilhelm,
Ph.D., a life care planner, and from Dr. Finley Lee, an economist,
regarding the value of plaintiff's economic loss. Defendant
objected to Dr. Lee's written report as being hearsay, since his
analysis regarding plaintiff's future earning capacity was based on
a report prepared by Maria Vargas, a vocational rehabilitation
specialist who did not testify at trial. Ms. Vargas based her
report on median wage data from the United States Bureau of Labor
Statistics about truck drivers. The court overruled defendant'sobjection and admitted Dr. Lee's report. At the close of evidence,
the court instructed the jury regarding damages as follows:
Damages for personal injury also include fair
compensation for the partial loss of the use
of Plaintiff's brain, left hip, left leg, left
knee, left elbow, right wrist, lower back, mid
back and neck experienced by the Plaintiff as
a proximate result of the negligence of the
defendant. There's no fixed formula for
placing a value on the partial loss of the use
of Plaintiff's brain, left hip, left leg, left
knee, left elbow, right wrist, lower back, mid
back and neck. You must determine what is
fair compensation by applying logic and common
sense to the evidence.
(Emphasis supplied.) Counsel for defendant objected to this
instruction on grounds that it suggested that plaintiff in fact had
suffered a brain injury, a matter which was contested at trial.
The court overruled defendant's objection. After the jury returned
its verdict awarding $6,000,000 to plaintiff, defendant moved for
JNOV, which motion the court denied.
[1] Defendant first argues that the trial court erred by
inserting the word plaintiff's at two points and in listing the
brain along with other body parts in the pattern jury instruction
given. We disagree.
On appeal,
this Court considers a jury charge
contextually and in its entirety. Jones v.
Development Co., 16 N.C. App. 80, 86, 191
S.E.2d 435, 439, cert. denied, 282 N.C. 304,
192 S.E.2d 194 (1972). The charge will be
held to be sufficient if "it presents the law
of the case in such manner as to leave no
reasonable cause to believe the jury was
misled or misinformed . . . ." Id. at 86-87,
191 S.E.2d at 440. The party asserting error
bears the burden of showing that the jury was
misled or that the verdict was affected by anomitted instruction. Robinson v. Seaboard
System Railroad, 87 N.C. App. 512, 524, 361
S.E.2d 909, 917, disc. review denied, 321 N.C.
474, 364 S.E.2d 924 (1988). "Under such a
standard of review, it is not enough for the
appealing party to show that error occurred in
the jury instructions; rather, it must be
demonstrated that such error was likely, in
light of the entire charge, to mislead the
jury." Id.
Boykin v. Kim, 174 N.C. App. 278, 286, 620 S.E.2d 707, 713 (2005).
Defendant contends that by including the contested brain
injury in the list along with the conceded orthopedic injuries, the
court essentially removed a factually contested issue from the
jury's consideration. The corresponding sentence in the pattern
instruction reads:
Damages for personal injury also include fair
compensation for the partial loss use of (list
body parts affected) experienced by Plaintiff
as a proximate result of the negligence of the
defendant.
N.C.P.I._Civil 810.12. This Court has recognized that the
preferred method of jury instruction is the use of the approved
guidelines of the North Carolina Pattern Jury Instructions.
Caudill v. Smith, 117 N.C. App. 64, 70, 450 S.E.2d 8, 13 (1994),
disc. review denied, 339 N.C. 610, 454 S.E.2d 247 (1995). As in
the instruction given here, the pattern instruction would have
included both the conceded and contested body parts in the same
list.
Defendant also contends that the court's insertion of the word
Plaintiff's immediately before the list of body parts created
what amounted to a peremptory instruction. However, we look to
the entirety of the jury instruction on damages. Here, the courtmade numerous statements to the jury properly describing the jury's
duty in this case, including: [t]he plaintiff has the burden of
proving that the defendant's negligence was a proximate cause of
the plaintiff's injuries and damages and [t]his means that the
plaintiff must prove by the greater weight of the evidence the
amount of actual damages proximately caused by the negligence of
the defendant. Even were the court's inclusion of the word
Plaintiff's in the instruction error, in light of these
statements and numerous others, defendant cannot show that the jury
was likely to be misled as to its duty. We overrule this
assignment of error.
[2] Defendant next argues that trial court erred in admitting
inadmissible hearsay evidence regarding plaintiff's lost future
earning capacity. We disagree.
Defendant USF Dugan, Inc., assigns as error:
***
(3) The trial court's denial of Defendant's
Motion for Judgment Notwithstanding the
Verdict or in the Alternative a New Trial on
the ground that the errors cited therein, and
set forth below in sub-paragraphs [below], in
their cumulative effect necessitated the trial
court's awarding of a new trial:
***
(e) The admission through the testimony of
Finley Lee, PhD., of the incompetent opinions
of Maria Vargas, an occupational therapist who
opined without foundation regarding the
plaintiff's lost earning capacity;
Defendant thus argues error in the admission of Dr. Lee's testimony
as one of a cumulative list of errors which would entitle it toJNOV or a new trial. Defendant has failed to argue this assignment
of error in its brief, and thus it is abandoned. N.C. R. App. P.
28(b)(6). In its brief, defendant focuses solely on whether the
trial testimony of Dr. Lee was inadmissable hearsay or inherently
reliable. The argument says nothing about why these issues would
entitle defendant to JNOV.
Even if the assignment of error and argument adequately
brought forward the issue, it has no merit. Rule 703 governs the
bases of opinion testimony by experts:
The facts or data in the particular case upon
which an expert bases an opinion or inference
may be those perceived by or made known to him
at or before the hearing. If of a type
reasonably relied upon by experts in the
particular field in forming opinions or
inferences upon the subject, the facts or data
need not be admissible in evidence.
N.C. Gen. Stat. § 8C-1, Rule 703 (2003). When an expert witness
testifies to the facts that are the basis for his or her opinion,
such testimony is not hearsay because it is not offered for the
truth of the matter, but to show the basis of the opinion. State
v. Robinson, 330 N.C. 1, 25, 409 S.E.2d 288, 302 (1991). Prior to
the enactment of Rule 703, courts had adopted a policy allowing
experts to base their opinions on information meeting an
inherently reliable test, the standard defendant focuses on in
his brief. State v. Allen, 322 N.C. 176, 184, 367 S.E.2d 626, 630
(1988). The current rule allows evidence where an expert relies on
statistical information commonly used and accepted in his field.
State v. Demery, 113 N.C. App. 58, 65, 437 S.E.2d 704, 709 (1993). Here, the source of the statistics at issue is the U.S. Bureau
of Labor Statistics, specifically the median income of all truck
drivers. Lee testified that such median income statistics are a
reasonably-relied-upon source on which an economist might base an
opinion about earning capacity. In addition, plaintiff here was
attempting to prove loss of earning capacity, not his actual
earnings at the time of his injury. Earning capacity is not
determined solely on the present or past earnings of a plaintiff.
See Johnson v. Lewis, 251 N.C. 797, 802-3, 112 S.E.2d 512, 516
(1960) (approving the right of both minor children and housewives
not currently working outside the home to receive damages for loss
of earning capacity.) Plaintiff was entitled to present evidence
of his earning capacity as well as of his actual past earnings. We
overrule this assignment of error.
[3] Defendant also argues that the court erred in denying its
motions for an additional independent medical examination of
plaintiff and for continuance of the trial. We do not agree.
Continuances are not favored and the party seeking [one] has
the burden of showing sufficient grounds for it. . . . The
question of whether or not to grant a continuance is a matter
solely within the discretion of the trial court; absent a manifest
abuse of discretion, this Court will not disturb the decision made
below. Atl. & E. Carolina Ry. Co. v. Wheatly Oil Co., 163 N.C.
App. 748, 754, 594 S.E.2d 425, 429-30, disc. review denied, 358
N.C. 542, 599 S.E.2d 38 (2004) (quoting Peace River Elec. Coop. v.Ward Transformer Co., 116 N.C. App. 493, 511, 449 S.E.2d 202, 215
(1994), disc. review denied 339 N.C. 739, 454 S.E.2d 655 (1995)).
Here, the parties obtained a peremptory trial setting for this
case. Local Rule 4.4 states that peremptorily set cases will not
be continued, except for extraordinary cause and only by the Senior
Resident Judge.
Defendant assigns error to denials of his motion for
continuance by Donald W. Stephens, the Senior Resident Judge in
Wake County, and by Leon Stanback, the trial judge. As reflected
in Local Rule 4.4 quoted above, Judge Stanback had no authority to
grant a continuance. Defendant contends that plaintiff disclosed
the name of his rebuttal witness Dr. Patrick Logue, a
neuropsychologist, so close to trial that it was unable to
adequately prepare. We note that defendant did not disclose its
own expert in neuropsychology, Dr. Conder, until 24 August 2004,
and did not make him available for deposition by plaintiff until 1
September 2004. On 20 September 2004, less than three weeks after
the deposition of Dr. Conder, plaintiff disclosed Dr. Logue as a
possible rebuttal witness. Defendant deposed Dr. Logue two days
later. On these facts, we conclude that Judge Stephens did not
abuse his discretion in denying defendant's motion.
Defendant also contends that the court erred in denying
defendant an opportunity for three additional medical examinations
of plaintiff: by Dr. Feldman, a neurologist, Dr. Fozdar, a
forensic neuropsychiatrist, and Dr. Conder, a neuropsychologist.
Rule 35 of our Rules of Civil Procedure provides in part that whenthe physical condition of a party is in controversy, the trial
court may order the party to submit to a physical examination by a
physician, but only for good cause shown and upon notice to all
parties, including notice to the person to be examined. Morin v.
Sharp, 144 N.C. App. 369, 374, 549 S.E.2d 871, 874 (2001). A trial
court's order regarding matters of discovery is reviewed for an
abuse of discretion. Id. Defendant moved for the additional Rule
35 examinations eleven weeks prior to trial. Plaintiff had already
been examined twice by defendant's neurologist, and in its brief,
defendant does not discuss why another examination by a neurologist
or by a forensic neuropsychiatrist was necessary. Regarding the
examination of plaintiff by Dr. Conder, defendant's brief describes
the need as based on the likelihood that the jury would give
greater weight to Dr. Condor's testimony if he had personally
examined plaintiff rather than relying on plaintiff's medical
records alone. The brief also raises the possibility that
plaintiff would present evidence from its own neuropsychologist,
Dr. Logue. However, Dr. Logue was not disclosed as a possible
witness until after the Rule 35 hearing. At the hearing itself,
defendant argued that the additional examinations were needed
because plaintiff had disparaged the qualifications and
impartiality of defendant's Rhode Island neurologist, and intended
to present testimony from plaintiff's treating neurologist,
psychiatrist and neuropsychologist. Defendant's brief does not
assert that it was unfairly surprised that plaintiff would call his
treating doctors as witnesses, nor does it explain how anexamination of plaintiff by Dr. Conder would overcome its concerns
about possible disparagement of its Rhode Island witness. The
court did not abuse its discretion in denying defendant's motions.
This assignment of error is without merit.
Affirmed.
Judges HUNTER and BRYANT concur.
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