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STATE OF NORTH CAROLINA v. MICHAEL IVER PETERSON
NO. COA05-973
Filed: 19 September 2006
1. Search and Seizure_warrants_scene of suspicious death_supporting affidavits
sufficient
There was no error in the issuuance of two search warrants for the scene of a suspicious
death where the supporting affidavits were sufficient to at least suggest something more than a
fall.
2. Search and Seizure_warrant_computer at scene of suspicious death_conclusory
affidavit
There was no prejudicial error from an insufficiently supported search warrant for the
computer in a house where there had been a suspicious death. The warrant's affidavits did not
include the substance of conversations or discoveries during the investigation that might lead one
to check the computers; however, there was no prejudice in light of other properly admitted
evidence.
3. Evidence_prior similar death_probative of lack of accident
A similar death seventeen years earlier was properly admitted in the prosecution of
defendant for the first-degree murder of his wife. The evidence was probative of the absence of
accident and the trial court did not abuse its discretion by finding the evidence relevant; it is not
necessary that the State specifically connect defendant to the prior act so long as substantial
similarities suggest that the same person committed both acts. The evidence is prejudicial to
defendant, but not substantially so, considering that the balance under N.C.G.S. § 8C-1, Rule 403
favors admissibility of probative evidence.
4. Evidence_bisexuality_relevant to rebut opening statement_not unduly prejudicial
Defendant's bisexuality was properly admitted in a prosecution of defendant for the first-
degree murder of his wife. The evidence was relevant to rebut defendant's opening statement
about a happy and loving relationship, and the trial court's finding that the probative value
outweighed any prejudice to defendant was not arbitrary or manifestly unsupported by reason.
5. Evidence_potential inheritance_financial difficulties_motive for
murder_admissibility
Evidence of a large potential inheritance combined with financial difficulties may be
evidence of a motive for murder. The court here, in the prosecution of defendant for the murderof his wife, properly allowed evidence of their the financial situation as well as evidence of her
job status.
6. Evidence_credit report_no prejudice
Defendant did not demonstrate prejudice from the admission of a credit report, even
assuming that it was hearsay.
7. Criminal Law_prosecutor's closing argument_assurance of good faith prosecution
The State's closing argument, viewed in context, was an effort to refute defendant's
theory of bad faith prosecution and not an improper assurance that the State would not prosecute
improperly.
8. Criminal Law_prosecutor's
closing argument_personal assurance of
credibility_curative instruction
The impropriety of a prosecutor's personal assurance of the credibility of the State's
experts was eliminated by the court's curative instruction.
9. Criminal Law_prosecutor's closing argument_burden of showing curative
instruction insufficient_not met
Defendant did not carry his burden of showing that the court's curative instruction failed
to prevent prejudice.
Judge WYNN dissenting.
Appeal by defendant from judgment entered 10 October 2003 by
Judge Orlando F. Hudson, Jr. in Durham County Superior Court.
Heard in the Court of Appeals 18 April 2006.
Attorney General Roy Cooper, by Assistant Attorney General
John G. Barnwell and William B. Crumpler, for the State.
Winston and Maher, by Thomas K. Maher, for defendant-
appellant.
Smith Moore, L.L.P., by James G. Exum, Jr., and Law Offices of
Kerstin Walker Sutton, P.L.L.C., by Kerstin Walker Sutton, for
the North Carolina Academy of Trial Lawyers, amicus curiae.
ELMORE, Judge.
Michael Peterson (defendant) appeals from a judgment entered
consistent with the jury's verdict finding him guilty of first-
degree murder. After a thorough review of the record, relevant
law, and arguments of the parties, we hold that defendant received
a trial free from prejudicial error; as such, we affirm the
judgment against him.
Defendant argues that a warrant used to collect evidence from
his house, specifically his computer, was constitutionally
deficient and tainted the outcome of his trial. While we
wholeheartedly agree the warrant in question is void of sufficient
probable cause, and the trial court erred in denying defendant's
motion to suppress, our review of the trial court's error supports
a determination it was harmless beyond a reasonable doubt.
Defendant also argues that evidence of prior misconduct and sexual
orientation was errantly introduced to the jurors and affected
their ability to render a fair decision. We determine that there
is no prejudicial error in the trial court's decision to allow
presentation of this evidence. Further, although defendant
disputes the relevancy and admissibility of his wife's financialstatus, we find no error in the trial court's rulings. And
finally, in a lengthy and contentious trial where both the State
and defendant were ably represented, we see no prejudicial error in
the State's remarks during closing statements.
On 9 December 2001, at 2:40 a.m., defendant called the City of
Durham's 911 center from his residence. He stated that his wife,
Kathleen Peterson (Kathleen), had fallen down the stairs.
Defendant further stated that she was unconscious but was still
breathing. Defendant hung up and then called back to 911 a short
time later, claiming that Kathleen was not breathing.
Approximately seven to eight minutes after defendant's initial 911
call, James Rose and Ron Paige_paramedics with the Durham County
Emergency Medical Services_arrived at the Peterson residence.
Defendant's son, Todd Peterson (Todd), arrived at the same time as
the paramedics.
The Peterson house is a large estate home with an open foyer
entrance. The paramedics found the front door open and noticed
blood on it. Straight ahead through the front door is the large,
main staircase leading to the second floor. Immediately to the
left after entering, however, is a front hallway leading down to
the kitchen. Off of this hallway near the kitchen is an enclosed,
narrow stairwell also leading to the second floor. Upon entering
the house, the paramedics observed Kathleen lying at the bottom ofthis stairwell. Her legs were out into the hallway and her head
was just inside the encased, open doorframe where the first few
steps are located. The stairwell runs parallel to the hallway, but
has a few angled steps at the bottom designed to open up the
staircase perpendicular to the hallway. Defendant was seen
standing over Kathleen in a semi-knees-bent position with blood
on his hands, arms, legs, and feet; he wore shorts and a t-shirt
partially blood-soaked with splatter spots.
When paramedics arrived at Kathleen's body, Todd tried to pull
defendant away, stating, Dad, she's dead, the paramedics are
here. Paramedics Rose and Paige quickly determined that Kathleen
had no pulse and was not breathing. Defendant stated that he had
gone outside to turn off the lights, came back in, and found her at
the bottom of the steps. Paramedic Rose testified that there was
an enormous amount of blood involved. He saw dried blood on the
steps, and also on the wall. And it also looked like it had been
wiped away or wiped on. It had been smeared, instead of just blood
droplets just soaking down the wall. He testified that based on
his experience there was an unusual amount of blood for a fall, and
the most severe injury he had seen from a fall was a broken neck.
The blood under Kathleen's head had already clotted and started to
harden. Later that day, Dr. Deborah Radisch, a pathologist with the
Office of the North Carolina Medical Examiner, performed an autopsy
on Kathleen's body and determined the cause of death to be blunt
force trauma of the head. The autopsy revealed multiple contusions
and abrasions on the head and neck; seven distinct lacerations on
the posterior scalp; and contusions and abrasions on the arms,
wrists, and hands.
Also on that day, Investigator A.H. Holland, Jr., a member of
the Criminal Investigation Division of the Durham Police
Department, applied for and received a search warrant to search the
Peterson residence at 1810 Cedar Street, Durham, North Carolina.
The warrant stated that the property to be seized included, inter
alia, fingerprints, bloodstains, physical layout and measurements
of the premises, documentary evidence indicating ownership, and
moving pictures, video, and still pictures to preserve the nature
of the crime scene. Investigator Holland's affidavit supporting
probable cause included the following underlying facts:
This applicant has been a law enforcement
officer for more than nineteen years. I am
currently assigned to the Homicide Unit of the
Criminal Investigation Division of the Durham
Police Department. I have been an
Investigator with the Durham Police Department
since 1989. During this time I have been
assigned to conduct follow-up investigations
of Child Sexual Abuse, Adult Rape, Aggravated
Assault and Homicide.
On December 9, 2001, 0309 hrs., I, Inv. A.H.
Holland, Jr., was paged by On-Call CID
Supervisor Sgt. Fran Borden in reference to a
Death Investigation at 1810 Cedar St. Sgt.
Borden advised that the victim, age 47, fell
down a flight of stairs and there was a large
amount of blood present at the scene. At 0359
hrs., this investigator arrived at 1810 Cedar
St. Prior to entering the front door, I
observed blood on the sidewalk that leads to
the front door. Upon entering the front door,
I observed blood on the inside of the door.
Sgt. Terry Wilkins advised that the victim's
husband had blood all over his person. I saw
the victim at a distance, but did not
approach. At this point, this investigator
made the decision to obtain this Search
Warrant.
On 10 December 2001 Investigator Holland applied for and
received a second search warrant. This warrant stated the premises
to be searched as defendant's residence along with four vehicles
not on the first warrant. The probable cause for the second
warrant simply repeated the probable cause from the affidavit for
the first warrant.
On 12 December 2001 Investigator Holland applied for and
received a third search warrant to search defendant's residence.
That warrant stated that the property to be seized included all
items from the previous warrant as well as computers, CPUs, files,
software, accessories and any and all other evidence that may be
associated with this investigation. The only additional probable
cause listed in Investigator Holland's application for the searchwarrant was the following statement: After conferring with the
District Attorney's Office and the State Medical Examiners Office,
this applicant has probable cause to believe that additional
evidence remains at the residence.
On 20 December 2001 defendant was indicted on the charge of
first-degree murder for the death of Kathleen. Before trial, the
court denied defendant's motion to suppress all evidence seized as
a result of the 9, 10, and 12 December 2001 search warrants.
At trial, the State's evidence relative to motive tended to
show that Kathleen had worked at Nortel Networks. Helen
Prislinger, a process analyst and project manager for Nortel
Networks, reported directly to Kathleen. Ms. Prislinger testified
that Kathleen telephoned her on 8 December 2001, at 11:08 p.m. Ms.
Prislinger informed Kathleen that she had documents to e-mail her
for a meeting the coming Sunday in Canada. Kathleen asked someone
in the room for an e-mail address and gave it to Ms. Prislinger.
Todd Markley, a lead consultant at CompuSleuth which performs
forensic processing and investigation, testified as an expert in
forensic computer examination. He examined a disk drive from
defendant's computer and identified an e-mail sent 8 December 2001
at 11:53 p.m. from Ms. Prislinger. He could not determine if the
e-mail had been read, but was pretty confident that the attached
documents were not extracted. Mr. Markley also testified that herecovered a large volume of pictures of sexual activity that were
on the computer as a result of web browsing. The State
introduced numerous e-mails between defendant and Brent Brad
Wolgamott, a male escort. In these e-mails with Mr. Wolgamott,
defendant attempted to set a time to hook up with Mr. Wolgamott
and also indicated that defendant understood he would be paying for
sexual services. The State further introduced an e-mail dated 23
February 2001 from Dirk Yates, an operator of a web service dealing
in homosexual pornography.
The State also introduced numerous papers that were collected
by the police from defendant's den or study area. This paperwork
included naked photographs of Mr. Wolgamott, escort reviews of Mr.
Wolgamott, and printouts of e-mails between defendant and Mr.
Wolgamott discussing defendant paying Mr. Wolgamott for sexual
services. This paperwork was intermingled with other various
paperwork including a tax appraisal of defendant's residence,
Kathleen's cell phone bill from Sprint, and Kathleen's flex benefit
confirmation statement from Nortel.
Regarding the Petersons' finances and Kathleen's job status at
Nortel Networks, Raymond Young, a special agent, certified public
accountant, and certified fraud examiner with the North Carolina
State Bureau of Investigation, testified that at the time of
Kathleen's death, the value of the Petersons' major assets was$1,618,369.00.
(See footnote 1)
In 1999, $276,790.00 was received into the
Petersons' bank account
(See footnote 2)
and $461,400.00 left the account. In
2000, $203,390.00 was received into the account and $300,760.00
left the account. In 2001, $180,480.00 was received into the
account and $288,000.00 left the account. On the Petersons' 1999,
2000, and 2001 tax returns, defendant had no taxable income from
employment.
Katherine Kayser, an administrative assistant at Nortel
Networks, testified that in 2001, Kathleen earned $145,000.00 plus
a bonus of $10,750.00. At Nortel, she obtained the following stock
options: In 1994, 4,800 shares at $3.94 per share and she had 1,600
shares outstanding; in 1995, 5,600 shares at $4.2113 per share; in
1996, 4,800 shares at $5.6175 per share; in 1997, 5,600 shares at
$8.8513 per share; in 1998, 6,000 shares at $11.29 per share; in
1999, 4,000 shares at $17.43 per share; in January 2000, 2,000
shares at $37.94; in April 2000, 2,000 shares at $57.41 per share;
and in July 2000, 2,000 shares at $80.69 per share, and all wereoutstanding. In September 2000, Nortel's stock plunged. All of
Kathleen's stock options from 2000 were cancelled as the market
price fell below the option price; she was going to trade them in;
however, upon her death they were reinstated. Kathleen exercised
3,200 shares of options with a purchase price of $3.94 in five
separate transactions of 500, 800, 500, 200, and 1,200 shares with
market prices of $36.75, $32.75, $37.625, $31.94, and $19.40
respectively, for a total profit of $80,431.50, less $31,054.05 in
taxes for a net profit of $49,377.45. She exercised her last
option in March 2001.
Ms. Kayser also testified that as Kathleen's beneficiary,
defendant received $29,360.38 after taxes from her 401(k) plan;
$94,455.75 after taxes from her retirement benefits; and
$223,182.46 from her deferred compensation fund. Kathleen also had
a life insurance policy for which she had filled out a Life
Insurance Beneficiary Designation Form listing defendant as the
beneficiary; however, she had neither signed nor dated that form.
(See footnote 3)
Kim Barker, a human resource employee at Nortel, testified
that from the fourth quarter of 2000 through 2001 Nortel laid offemployees, described by Nortel as optimization. In November of
2001, Kathleen was placed on the optimization list for three
days. However, Ms. Barker did not know if Kathleen knew that she
was on the list. Ms. Barker testified that a terminated employee
is not entitled to continue a company life insurance policy.
John Huggard, an expert in the field of estate planning,
testified as to how Kathleen's estate would be divided, pursuant to
the laws of intestate succession, between defendant and Kathleen's
daughter Caitlin Atwater.
E-mails recovered from defendant's computer also related to
the Petersons' finances. One e-mail was from defendant to his ex-
wife, Patty Peterson, asking her to pay a portion of their sons'
living expenses. Another was an e-mail from Thomas Ratliff to
defendant on 19 April 2001, responding to defendant's request that
Thomas pay $5,000.00 per semester for Martha Ratliff's college
expenses.
The trial court also allowed the State to present evidence
related to the death of Elizabeth Ratliff, a friend of defendant
and his first wife who died under circumstances with factual
similarities to the death of Kathleen. The facts regarding this
incident will be set forth more fully in our discussion of the
issue arising from the ruling to admit this evidence. Defendant presented evidence tending to support the theory
that Kathleen died as a result of an accidental fall down the
stairs. He presented several expert witnesses who testified
regarding the blood splatter patterns and the biomechanics of a
fall to support his theory of accident.
On 10 October 2003 a jury found defendant guilty of first-
degree murder. From that verdict and resulting sentence to life
imprisonment without parole, defendant appeals.
I. Warrant
[1] On 4 March 2002 and 14 February 2003 defendant filed
motions to suppress the evidence seized from the Peterson home. On
31 March 2003 the trial court conducted a hearing on these motions.
The trial court's order, entered on 28 April 2003, contains
nineteen findings of fact and five conclusions of law determining
that the police had probable cause for the issuance of each of the
three search warrants used to search and process the Peterson house
during the time after Kathleen's death. Defendant argues that each
warrant was invalid. Specifically, he argues each affidavit
supporting the warrants was void of sufficient facts to suggest
probable cause that a crime had been committed.
[T]he standard of review in evaluating a trial court's ruling
on a motion to suppress is that the trial court's findings of fact
'are conclusive on appeal if supported by competent evidence, evenif the evidence is conflicting.'
State v. Buchanan, 353 N.C. 332,
336, 543 S.E.2d 823, 826 (2001) (quoting
State v. Brewington, 352
N.C. 489, 498, 532 S.E.2d 496, 501 (2000) (citations omitted)).
Where an appellant fails to assign error to the trial court's
findings of fact, the findings are 'presumed to be correct.'
State v. Downing, 169 N.C. App. 790, 794, 613 S.E.2d 35, 38 (2005)
(citations omitted). Since defendant did not assign error to the
trial court's findings, those findings are deemed conclusively
supported by competent evidence.
See id. Our review, therefore,
is limited to determining whether those findings support the trial
court's conclusions of law.
See State v. Logner, 148 N.C. App.
135, 138, 557 S.E.2d 191, 193-94 (2001). If so, the conclusions
stand; however, this legal determination is something we review
anew.
See State v. McArn, 159 N.C. App. 209, 211-12, 582 S.E.2d
371, 373-74 (2003);
see also State v. Fernandez, 346 N.C. 1, 11,
484 S.E.2d 350, 357 (1997) ([T]he trial court's conclusions of law
must be legally correct, reflecting a correct application of
applicable legal principles to the facts found.).
It is axiomatic that probable cause serve as the basis for the
issuance of search warrants,
see U.S. Const. amend IV; and section
15A-244 of our General Statutes mandates the particular methodology
of establishing it. Applications for warrants must contain
statements of fact supported by one or more affidavitsparticularly setting forth the facts and circumstances establishing
probable cause to believe that the items are in the places or in
the possession of the individuals to be searched[.] N.C. Gen.
Stat. § 15A-244(2) and (3) (2005).
The affidavit is sufficient if it supplies
reasonable cause to believe that the proposed
search for evidence probably will reveal the
presence upon the described premises of the
items sought and that those items will aid in
the apprehension or conviction of the
offender. . . . Probable cause does not mean
actual and positive cause nor import absolute
certainty. . . . The facts set forth in an
affidavit for a search warrant must be such
that a reasonably discreet and prudent person
would rely upon them before they will be held
to provide probable cause justifying the
issuance of a search warrant. . . . A
determination of probable cause is grounded in
practical considerations.
State v. Arrington, 311 N.C. 633, 636, 319 S.E.2d 254, 256-57
(1984) (internal citations omitted);
State v. Greene, 324 N.C. 1,
8-9, 376 S.E.2d 430, 435-36 (1989),
sentence vacated on other
grounds, 329 N.C. 771, 408 S.E.2d 185 (1991). [W]hether probable
cause has been established is based on factual and practical
considerations of everyday life on which reasonable and prudent
[persons], not legal technicians, act.
State v. Sinapi, 359 N.C.
394, 399, 610 S.E.2d 362, 365 (2005) (citations and quotations
omitted). As such, the affidavit and warrant are reviewed not
under a microscope, but under the totality of the circumstances.
See Illinois v. Gates, 462 U.S. 213, 238, 76 L. Ed. 2d 527, 548
(1983).
Thus, under the totality of the circumstances
test, a reviewing court must determine
whether the evidence as a whole provides a
substantial basis for concluding that probable
cause exists.
State v. Beam, 325 N.C. 217,
221, 381 S.E.2d 327, 329 (1989);
see also
Gates, 462 U.S. at 238-39, 76 L. Ed. 2d at 548
(concluding that the duty of a reviewing
court is simply to ensure that the magistrate
had a 'substantial basis' to conclude that
probable cause existed (citation omitted)).
In adhering to this standard of review, we are
cognizant that great deference should be paid
[to] a magistrate's determination of probable
cause and that after-the-fact scrutiny should
not take the form of a de novo review.
Arrington, 311 N.C. at 638, 319 S.E.2d at 258.
State v. Pickard, 178 N.C. App. 330, ___, ___ S.E.2d ___, ___
(2006).
The trial court's findings in the case
sub judice are
essentially a recitation of the events leading up to the issuance
of the warrants. Taken as true, they reflect that Investigator
Holland obtained an initial search warrant for the Peterson
residence and one Jaguar vehicle on 9 December 2001 at 6:04 a.m.
The probable cause was based on the relay of information regarding
an excessive amount of blood at the base of the stairs, blood all
over defendant, and blood droplets on the door and sidewalk
outside. Also noted in the affidavit was Investigator Holland'sbackground
of nineteen years on the force and his connection with
homicide investigations.
The property to be seized was identified with some level of
particularity.
Fingerprints, bloodstains, fired and unfired
bullets and casings, any and all other
weapons, footwear impressions, trace hair and
clothing fibers, physical layout of the
premises, measurements of the premises, moving
pictures, video, and still pictures to
preserve the nature of the crime scene;
documentary evidence indicating ownership,
possession and control of the premises; and
any and all evidence that may relate to the
Death Investigation.
Thus, this first search warrant was sought and issued within
a matter of hours after police discovered Kathleen's body. The
probable cause outlines that Kathleen suffered a fall down a set of
stairs. There was an excessive amount of blood located around the
body for a fall located around the body and down the stairs. There
was also blood at various points inside and outside the house.
Notably, the victim's husband's hands and clothes were covered in
blood. Under a deferential standard, these statements are
sufficient to at least suggest something more than a fall and
perhaps even a homicide, albeit that innocent explanations for the
blood also might exist. Probable cause is a flexible, common-sense
standard. It does not demand any showing that such a belief be
correct or more likely true than false. A practical, nontechnicalprobability is all that is required.
State v. Zuniga, 312 N.C.
251, 262, 322 S.E.2d 140, 146 (1984). Accordingly, looking for a
weapon, whether that be a blunt object, sharp object, or gun would
be sufficient based on this evidence. Further, ascertaining
evidence about the scene would also be justified, including
pictures, measurements, fingerprints, impressions, or fibers. Even
without a warrant, police can search an entire home for other
victims or assailants, securing items in plain view, if they
believe a homicide could have occurred.
See State v. Williams, 116
N.C. App. 225, 229-30, 447 S.E.2d 817, 820 (1994) (discussing
warrantless search exception for emergency situations). The second
search warrant, issued on 10 December 2001, was identical to the
first warrant, except that four different motor vehicles were
substituted for the motor vehicle listed in the first warrant.
Defendant does not separately challenge the probable cause
underlying the second warrant; our analysis for these first two
warrants is the same. The principles stated
supra support
affirming the use of the first two warrants; however, the third is
more precarious.
(See footnote 4)
[2] The third warrant is similar in many respects to the first
two. The warrant recites an identical property to be seized
section, save for one change. The warrant includes the statement:
Evidence to be seized shall include computers, CPUs, files,
software, accessories and any and all other evidence that may be
associated with this investigation. The probable cause stated in
the affidavit supporting the seizure of computers in the homicide
investigation is identical to that recited before: amount of blood
at scene of fall; the location of blood on defendant, the house,
and exterior areas; and the background of Investigator Holland.
The additional facts that separate this warrant from the others are
merely that: After conferring with the District Attorney's Office
and the State Medical Examiners Office, this applicant has probable
cause to believe that additional evidence remains at the
residence.
An affidavit signed under oath or affirmation
by the affiant and indicating the basis for
the finding of probable cause by the issuing
magistrate must be a part of or attached to
the warrant. . . . The affidavit may be based
on hearsay information and need not reflect
the direct personal observations of the
affiant; but the affidavit in such case must
contain some of the underlying circumstances
from which the affiant's informer concluded
that the articles sought were where the
informer claimed they were, and some of the
underlying circumstances from which the
affiant concluded that the informer, whose
identity need not be disclosed, was credibleand his information reliable. . . . Whether
the affidavit is sufficient to show probable
cause must be determined by the issuing
magistrate rather than the affiant. This is
constitutionally required by the Fourth
Amendment. . . .
. . .
Probable cause cannot be shown by affidavits
which are purely conclusory, stating only the
affiant's or an informer's belief that
probable cause exists without detailing any of
the 'underlying circumstances' upon which that
belief is based. . . . Recital of some of the
underlying circumstances in the affidavit is
essential if the magistrate is to perform his
detached function and not serve merely as a
rubber stamp for the police. . . . The
issuing officer must judge for himself the
persuasiveness of the facts relied on by a
complaining officer to show probable cause.
He should not accept without question the
complainant's mere conclusion. . . .
State v. Campbell, 282 N.C. 125, 129-31, 191 S.E.2d 752, 755-56
(1972) (internal citations omitted).
The affidavit here does not include the substance of the
conversations or discoveries in the thirty-six hour investigation
that might lead one to need to check the computers in the home.
See State v. McHone, 158 N.C. App. 117, 121-22, 580 S.E.2d 80, 83-
84 (2003) (affidavit insufficient when it contained no information
as to substance of a lengthy interview with defendant, only that a
conversation occurred). The affidavit does not include any
indication, other than the amount of blood, that would suggest asearch of defendant's computer would lead to information regarding
the potential homicide. See State v. Goforth, 65 N.C. App. 302,
307-08, 309 S.E.2d 488, 493 (1983) (application to search house for
drugs and drug activity that is supported solely by conclusory
statements suggesting the activities are present is not
constitutionally sufficient). The affidavit only includes a wholly
conclusory statement that the affiant has probable cause to search
the computers in defendant's house. See State v. Hyleman, 324 N.C.
506, 510, 379 S.E.2d 830, 832-33 (1989) (when the affiant fails to
state the substance of information received from other sources and
fails to disclose any facts that would lead a magistrate to
reasonably believe that evidence of a crime existed at defendant's
residence, then [t]he inadequacies of the affidavit resulted in
the magistrate being confronted with an insufficient, 'bare bones'
application for a search warrant.). This deficient factual
statement offered to support an independent basis for probable
cause cannot stand, regardless of the deference due the trial
court. See, e.g., State v. Edwards, 286 N.C. 162, 170, 209 S.E.2d
758, 763 (1974) (We conclude that in instant case the search
warrant was invalid because the affiant did not inform the
magistrate of any underlying circumstances from which the informant
concluded that non-tax-paid whiskey was where he said that it
was.); Gooden v. Brooks, Comr. Of Labor, 39 N.C. App. 519, 251S.E.2d 698 (1979) (Fourth Amendment protection consists of
including the underlying facts necessary to allow the issuing
officer to determine the existence of probable cause, not the
affiant.).
This Court in State v. Sheetz, 46 N.C. App. 641, 265 S.E.2d
914 (1980), reviewed a similar warrant and arrived at the same
conclusion. There, the warrant's supporting affidavit established
nothing more than the district attorney's inclination to review a
retail store's financial records following a fire.
[T]hat as a result of an investigation being
conducted by the Forsyth County Sheriff's
Department into a fire occurring at Clemmons
Florist and Gift Shop on August 28, 1978 in
Forsyth County, Clemmons, North Carolina, the
said District Attorney has reason to believe
that the examination of certain records in the
possession of Charles Steven Sheetz and one
Clemmons Florist Gift [sic] Shop and the
entire business and working records of the
Clemmons Florist and Gift Shop would be in the
best interest of the enforcement of the law
and the administration of justice in Forsyth
County . . .
Id. at 647, 265 S.E.2d at 918. Relying on Campbell, this Court
found constitutional error without hesitation.
One of the grounds upon which our Supreme
Court [in Campbell] held the seizure of the
drugs unconstitutional was that nowhere in the
affidavit was there a sufficient statement of
underlying circumstances from which the
magistrate could have concluded that probable
cause existed. We believe that the affidavit
in question contains the same flaw. Theallegation that agents have conducted an
investigation which has disclosed evidence of
irregularities which, if supported by evidence
and found to be true, would constitute serious
violations of the law on the part of the
defendant, without the disclosure of facts
from which the magistrate could ascertain the
existence of irregularities that would
constitute serious violations of the law, does
not meet the constitutional standard for
issuance of a search warrant.
Id. at 648, 265 S.E.2d at 919. Just as in Sheetz, the affidavit
supporting the warrant in this case woefully fails to pass
constitutional muster.
Notably though, every error, even of a constitutional
magnitude, does not require reversal. A violation of the
defendant's rights under the Constitution of the United States is
prejudicial unless the appellate court finds that it was harmless
beyond a doubt. The burden is upon the State to demonstrate,
beyond a reasonable doubt, that the error was harmless. N.C. Gen.
Stat. § 15A-1443(b) (2005); State v. Silva, 304 N.C. 122, 133, 282
S.E.2d 449, 456 (1981) (When the error committed deprives a
defendant of a constitutional right, prejudice is presumed, and the
burden is on the State to prove otherwise.); State v. Rhodes, 151
N.C. App. 208, 217-18, 565 S.E.2d 266, 272 (2002) (applying a
harmless beyond a reasonable doubt standard to a violation of
defendant's Fourth Amendment right). Since our analysis of whether
the violation of defendant's Fourth Amendment rights is harmlessbeyond a reasonable doubt requires a review of the error in light
of all evidence introduced at trial, we will review the remainder
of defendant's issues first.
After careful consideration, we determine that the State has
met its burden in this case; the evidence and testimony admitted in
defendant's trial pursuant to the third warrant did not prejudice
defendant in light of other properly admitted evidence. Evidence
from a search of defendant's computer is the crux of what was
recovered and admitted pursuant to the invalid warrant. That
evidence suggested that the Petersons were possibly in financial
difficulty, that defendant had homosexual interests, that an e-mail
was sent to Kathleen the night of her death, and perhaps that the
Petersons' marriage was strained. This same evidence was presented
through numerous other sources: Helen Prislinger testified about
sending the e-mail to defendant's account; ample evidence of
defendant's possible predilection for homosexuality was introduced
by printed e-mails and photos seized from the desk drawer next to
the computer pursuant to a valid warrant; and copious amounts of
evidence and testimony was admitted regarding the Petersons'
faltering financial condition. As such, the evidence introduced
pursuant to the invalid warrant was nothing more than repetition of
other properly admitted evidence, thereby rendering its impact on
the jury harmless beyond a reasonable doubt.
II. Rule 404(b) Ratliff Evidence
[3] The trial court conducted an extensive
voir dire hearing
on the proposed Rule 404(b) evidence regarding Elizabeth Ratliff,
an individual close to defendant who seventeen years prior to
Kathleen's death was found dead at the bottom of a set of stairs.
Elizabeth Ratliff worked as a teacher with the Department of
Defense Dependent School System, and her husband George was an
officer in the United States Air Force. In the early 1980s the
couple lived in Klein Gerau, Germany. Both were good friends with
defendant and his first wife, Patty. After George's death in 1983,
defendant began to help Elizabeth with funeral arrangements,
financial matters, and general support. About a year after her
husband's death, Elizabeth and the couple's two daughters moved to
a house down the street from the Petersons in Graefenhausen,
Germany. Defendant continued to help care for the Ratliff family
over the next year.
Then, at around 7:15 a.m. on 25 November 1985, Barbara
Malagino, permanent nanny to the Ratliff children, found Elizabeth
dead at the bottom of the main staircase in her home. A friend and
co-worker of Elizabeth's, Cheryl Appel-Schumacher, testified that
she arrived at the house around 9:00 a.m.; she described the scene.
She stated that defendant was there, talking mainly with the
police, military, and other official personnel at the house. Alongwith defendant and those officials, several other people were in
the small foyer area: Amy Beth and Bruce Berner, neighbors of the
Ratliff family; Patty Peterson; and a taxicab driver. Elizabeth's
body was at the bottom of the stairs; she was wearing a pair of
yellow boots and was partially covered by a coat. There was blood
sprayed down the wall of the open staircase, blood on the wall
opposite the foyer area, blood on a chest and footlocker, and a
pool of blood underneath Elizabeth's body. Ms. Appel-Schumacher
also described a smaller pattern of blood droplets at the top of
the stairs, above a light switch. It appeared to have been flicked
from a brush, whereas the blood down the wall was more of a tear
drop pattern which increased in size further down the stairs. Ms.
Appel-Schumacher said that she, her husband, and someone else,
probably defendant, helped clean up the blood after Elizabeth's
body was taken away. She also testified that on the Thursday
before Elizabeth died, Elizabeth complained to her about headaches
and had scheduled an appointment with a doctor for the following
week.
Elizabeth's sister, Margaret Blair, testified that defendant
called her later in the day on 25 November 1985 and informed her of
Elizabeth's death. He said she accidentally fell down the stairs
and died. Sometime near the funeral, Margaret spoke with defendant
regarding the events surrounding her sister's death. Defendanttold her that he and his wife had the Ratliff family over for
dinner and he returned with them to help get the girls to bed and
take out the trash.
Margaret Blair also testified that Elizabeth had planned a
trip to Copenhagen, Denmark, over the upcoming Christmas vacation.
She further testified that pursuant to Elizabeth's will defendant
and Patty became guardians of Martha and Margaret Ratliff.
Defendant received various household goods and benefits associated
with the two children.
On 27 November 1985 an autopsy performed by the United States
military determined Elizabeth's cause of death to be
[i]ntracranial hemorrhage, cerebellar-brain stem secondary to Von
Willebrand coagulation abnormality . . . [s]calp lacerations
secondary to terminal fall. The military investigation concluded
there were no indications of foul play.
On 14 April 2003 Elizabeth's body was exhumed and an autopsy
performed by Dr. Deborah Radisch revealed contradictory findings.
Dr. Radisch determined the cause of death to be blunt force trauma
to the head. Dr. Radisch noted multiple injuries, including marks
on the head, seven distinct lacerations, and injuries to the left
hand, forearm, and back. Dr. Radisch opined that the intracranial
hemorrages noted at the first autopsy were primarily the result of
blunt trauma rather than any underlying natural disease process. Defendant argues the trial court erred in admitting this
evidence pursuant to Rule 404(b). Ultimately, we disagree.
Article IV of the Rules of Evidence deals with
the relevancy of evidence. Rules 401 and 402
establish the broad principle that relevant
evidence_evidence that makes the existence of
any fact at issue more or less probable_is
admissible unless the Rules provide otherwise.
Rule 403 allows the trial judge to exclude
relevant evidence if, among other things, its
probative value is substantially outweighed by
the danger of unfair prejudice. Rules 404
through 412 address specific types of evidence
that have generated problems. Generally,
these latter Rules do not flatly prohibit the
introduction of such evidence but instead
limit the purpose for which it may be
introduced.
Huddleston v. United States, 485 U.S. 681, 687, 99 L. Ed. 2d 771,
781 (1988). Rule 404(b) is a clear general rule of
inclusion of
relevant evidence of other crimes, wrongs or acts by a defendant,
subject to but
one exception requiring its exclusion if its
only
probative value is to show that the defendant has the propensity or
disposition to commit an offense of the nature of the crime
charged.
State v. Coffey, 326 N.C. 268, 278-79, 389 S.E.2d 48, 54
(1990). Rule 404(b) states that evidence of other crimes, wrongs,
or acts may be admissible if probative of motive, opportunity,
intent, preparation, plan, knowledge, identity, or absence of
mistake, entrapment or accident. N.C. Gen. Stat. § 8C-1, Rule
404(b) (2005). This list of proper purposes is neither exclusivenor exhaustive.
State v. Church, 99 N.C. App. 647, 653, 394
S.E.2d 468, 472 (1990) (citing
State v. Young, 317 N.C. 396, 412,
346 S.E.2d 626, 635 n.2 (1986)). Thus, so long as evidence of
defendant's prior acts makes the existence of any fact at issue,
other than the character of the accused, more or less probable,
that evidence is admissible under Rule 404(b).
See Coffey, 326
N.C. at 278-79, 389 S.E.2d at 54.
Despite this broad notion of inclusion, the Rule is not
without limitations and any Rule 404(b) evidence should be
carefully scrutinized in order to adequately safeguard against the
improper introduction of character evidence against the accused.
See State v. al-Bayyinah, 356 N.C. 150, 154, 567 S.E.2d 120, 122-23
(2002) (citing cases and text expounding upon the rationale for
limitation). The United States Supreme Court in
Huddleston
recognized several factors that balance the admissibility of 404(b)
evidence against safeguarding defendant's character: first, the
evidence must be offered for a proper purpose; second, the evidence
must be relevant; third, pursuant to Rule 403, the probative value
of the evidence must not be substantially outweighed by its
potential for unfair prejudice; and fourth, upon request, the
defendant is entitled to an instruction that the jury consider the
evidence only for the proper purpose that it is admitted.
Huddleston, 485 U.S. at 691-92, 99 L. Ed. 2d at 783-84. Accordingly, we will review the trial court's decision to admit
evidence surrounding the death of Elizabeth Ratliff for an abuse of
discretion.
(See footnote 5)
State v. al-Bayyinah, 359 N.C. 741, 747, 616 S.E.2d
500, 506 (2005).
First, the trial court found that evidence of Elizabeth's
death was probative of defendant's intent, knowledge, and the
absence of accident in Kathleen's death. Our appellate case law
contains a cornucopia of comparable situations in which the courts
have upheld the admission of evidence regarding prior deaths due to
its probative value for these disputed elements.
See , e.g., State
v. Moses, 350 N.C. 741, 758-60, 517 S.E.2d 853, 864-65 (1999)
(evidence of prior shooting death relevant to show identity of
killer in similar death);
State v. Moore, 335 N.C. 567, 594-96, 440
S.E.2d 797, 812-14 (1994) (prior poisoning deaths of males
intimately associated with defendant relevant to show motive,
opportunity, identity, and intent in trial for poisoning death);
State v. Stager, 329 N.C. 278, 301-07, 406 S.E.2d 876, 888-93
(1991) (evidence of first husband's death by gunshot wound
admissible in trial for second husband's shooting death to provemotive, intent, plan, preparation, knowledge, or absence of
accident);
State v. Barfield, 298 N.C. 306, 328, 259 S.E.2d 510,
529-30 (1979) (evidence of four other poisonings relevant to show
intent, motive, and common plan or scheme in trial for poisoning),
overruled on other grounds by, State v. Johnson, 317 N.C. 193, 344
S.E.2d 775 (1986);
State v. Lanier, 165 N.C. App. 337, 346-47, 598
S.E.2d 596, 602-03 (where defendant claimed that poisoning was
accidental, prior husband's drowning admissible in case against
defendant for the poisoning of her husband),
disc. review denied,
359 N.C. 195, 608 S.E.2d 59 (2004);
State v. Underwood, 134 N.C.
App. 533, 538, 518 S.E.2d 231, 236 (1999) (evidence of prior
shooting death of person closely associated with defendant
admissible in trial for shooting death of an individual also
closely associated with defendant in order to show identity).
We can see no error in the determination that the
circumstances of Elizabeth's death were admissible to, at the very
least, show the absence of accident in Kathleen's death, as
defendant claimed. Where, as here, an accident is alleged,
evidence of similar acts is more probative than in cases in which
an accident is not alleged.
Stager, 329 N.C. at 304, 406 S.E.2d
at 891. The doctrine of chances demonstrates that the more often
a defendant performs a certain act, the less likely it is that the
defendant acted innocently.
Id. at 305, 406 S.E.2d at 891(quoting Imwinkelried,
Uncharged Misconduct Evidence § 5:05
(1984)).
In isolation, it might be plausible that the
defendant acted accidentally or innocently; a
single act could easily be explained on that
basis. However, in the context of other
misdeeds, the defendant's act takes on an
entirely different light. The fortuitous
coincidence becomes too abnormal, bizarre,
implausible, unusual, or objectively
improbable to be believed. The coincidence
becomes telling evidence of mens rea.
Id.;
see also State v. Murillo, 349 N.C. 573, 593-94, 509 S.E.2d
752, 764 (1998) (evidence of defendant accidentally shooting his
first wife ruled admissible in trial for shooting death of second
wife to show the absence of accident).
Second, the trial court found the evidence to be relevant.
Evidence is admissible under Rule 404(b) only if it is relevant.
'Relevancy is not an inherent characteristic of any item of
evidence but exists only as a relation between an item of evidence
and a matter properly provable in the case.'
Huddleston, 485 U.S.
at 689, 99 L. Ed. 2d at 782 (quoting Advisory Committee's Notes on
Fed. Rule Evid. 401, 28 U.S.C. App., p. 688). In the Rule 404(b)
context, similar act evidence is relevant only if the jury can
reasonably conclude that the act occurred and that the defendant
was the actor.
Id. That framework has been further refined in
North Carolina such that Rule 404(b) evidence probative of apermissible purpose is admissible if it is evidence of a similar
act with a certain degree of temporal proximity to the current
charge.
See al-Bayyinah, 356 N.C. at 153-55, 567 S.E.2d at 122-23.
When the features of the earlier act are
dissimilar from those of the offense with
which the defendant is currently charged, such
evidence lacks probative value. When
otherwise similar offenses are distanced by
significant stretches of time, commonalities
become less striking, and the probative value
of the analogy attaches less to the acts than
to the character of the actor.
State v. Artis, 325 N.C. 278, 299, 384 S.E.2d 470, 481 (1989),
vacated on other grounds by, 494 U.S. 1023, 108 L. Ed. 2d 604
(1990),
on remand at, 329 N.C. 679, 406 S.E.2d 827 (1991).
Here, the trial court concluded that:
2. Substantial evidence in the form of
sufficient similar facts and circumstances
exists between the two deaths so that a jury
could reasonably find that the Defendant
committed both acts.
3. The temporal proximity or remoteness in
time between these two deaths does not
diminish its effect of admissibility with
respect to the purposes for which it is
offered.
It based those conclusions on seventeen similarities between the
circumstances of Elizabeth's death and that of Kathleen's,
including in part:
a. The deceased being found at the bottom of a
stairway.
b. No eyewitnesses to either alleged fall down
the stairs.
c. A large amount of blood present.
d. Blood splatter present high and dried on
the wall next to the stairway, including a
bloodstain with small drops.
e. No evidence of any forced entry or exit, or
of any property being stolen.
. . .
h. Both deceased persons were females in their
late 40's who had a close personal
relationship with the Defendant.
i. Both deceased persons were similar in
physical characteristics so that they looked
alike and reported of severe headaches in the
weeks before their death.
j. Both deceased persons were planning to go
on a trip in the near future and had dinner
with the Defendant on the night before their
death.
k. Both deceased persons were later determined
to have died from blunt force trauma to the
head, including the same number of scalp
lacerations and the same general location of
the scalp wounds.
l. Both deceased persons had what could be
characterized as defensive wounds on their
bodies.
. . .
n. The Defendant was the last known person to
see both of these persons alive.
o. By being summoned to the scene in Germany
and living at the scene in Durham, theDefendant is then present on the scene when
the authorities arrive and reports that the
death is the result of an accidental fall down
the stairs.
p. The Defendant is in charge of the remains,
effects, and household after each death, and
is potentially in charge of each estate after
death.
q. The Defendant received money or other items
of value after each death.
Defendant contends that before the State could have used
Elizabeth's death to show the absence of accident, it needed to
establish a substantial and independent link between defendant and
Elizabeth's death; otherwise the use of this evidence would
potentially prejudice defendant based upon a prior act for which he
had no involvement. But it is not necessary to the evidence's
admissibility that the State specifically establish a direct
evidentiary link between defendant and the previous crime or act.
In fact, in State v. Jeter, 326 N.C. 457, 459, 389 S.E.2d 805, 806-
07 (1990), the Supreme Court rejected that argument in favor of a
more flexible test, such as that in Huddleston or Stager.
[Rule 404(b)] includes no requisite that the
evidence tending to prove defendant's identity
as the perpetrator of another crime be direct
evidence, exclusively. Neither the rule nor
its application indicates that examples of
other provisions_such as admissibility of
evidence of other offenses to prove motive,
opportunity, intent, preparation, or plan_rest
solely upon direct evidence. E.g., State v.
Price, 326 N.C. 56, 388 S.E.2d 84 (1990)(circumstantial evidence of defendant's
perpetration of virtually identical
strangulation, proximate in time, showing
preparation, plan, knowledge or identity).
Under the statutory scheme of Rules 403 and
404, the concern that anything other than
direct evidence of a defendant's identity in a
similar offense might mislead [the jury] and
raise a legally spurious presumption of guilt
is met instead by the balancing test required
by Rule 403[.]
Id., 389 S.E.2d at 806.
In Stager, our Supreme Court was presented with a scenario
comparable to this one. There, the defendant was on trial for the
first-degree murder of her husband. Stager, 329 N.C. at 284-85,
406 S.E.2d at 879. She claimed that she accidentally shot her
husband when pulling a gun out across the bed from underneath his
pillow one morning. Id. at 286, 406 S.E.2d at 880. The next day
she began inquiring about death proceeds from the military, her
husband being a member of the National Guard, and further inquired
about life insurance proceeds. The facts, circumstances, and
scientific evidence all failed to support an accidental shooting,
instead suggested the possibility of foul play.
The State introduced evidence that nearly ten years prior to
Mr. Stager's death, the defendant's first husband was found dead in
their bedroom killed by a single gun shot. Id. at 296-97, 406
S.E.2d at 886-87. The defendant stated that her husband was
upstairs cleaning the gun when it must have fired and killed him. Id. at 297, 406 S.E.2d at 887. The defendant collected nearly
$86,000.00 in life insurance proceeds and estate property after her
husband's death. Id. at 300, 406 S.E.2d at 888.
At her trial and on appeal, the defendant argued the evidence
of her first husband's death was not relevant or admissible
pursuant to Rule 404(b). Our Supreme Court disagreed and found no
error in the admission of the evidence due to its probative value
for intent, the absence of accident, and the fact that the deaths
were sufficiently similar. Id. at 307, 406 S.E.2d at 892-93.
Relying on Huddleston, the Court held:
[I]f there is sufficient evidence to support a
jury finding that the defendant committed the
similar act [then] no preliminary finding by
the trial court that the defendant actually
committed such an act is required[;] . . .
evidence is admissible under Rule 404(b) of
the North Carolina Rules of Evidence if it is
substantial evidence tending to support a
reasonable finding by the jury that the
defendant committed a similar act or crime and
its probative value is not limited solely to
tending to establish the defendant's
propensity to commit a crime such as the crime
charged.
Id. at 303-04, 406 S.E.2d at 890. Similar acts or crimes, the
Court held, means there are 'some unusual facts present in both
crimes or particularly similar acts which would indicate that the
same person committed both.' Stager, 329 N.C. at 304, 406 S.E.2dat 890-91 (quoting State v. Green, 321 N.C. 594, 603, 365 S.E.2d
587, 593, cert. denied, 488 U.S. 900, 102 L. Ed. 2d 235 (1988)).
Thus, although perhaps more persuasive, it is not necessary to
the evidence's admissibility under Rule 404(b) that the State
specifically connect defendant to the previous crime or act, so
long as substantial evidence of the similarities of the two crimes
or acts suggests that the same person committed both acts. And
while defendant challenges the veracity of the trial court's
findings on similarity, the numerous and unique similarities
between Elizabeth's death and that of Kathleen reveal substantial
circumstantial evidence that favors admissibility.
Further, we can discern little merit in defendant's argument
that Elizabeth's death is too remote. It may be true that
remoteness in time tends to diminish the probative value of the
evidence and enhance its tendency to prejudice, Artis, 325 N.C. at
300, 384 S.E.2d at 482, but remoteness in time generally affects
only the weight to be given such evidence, not its admissibility.
Stager, 329 N.C. at 307, 406 S.E.2d at 893.
Remoteness in time between an uncharged crime
and a charged crime is more significant when
the evidence of the prior crime is introduced
to show that both crimes arose out of a common
scheme or plan. In contrast, remoteness in
time is less significant when the prior
conduct is used to show intent, motive,
knowledge, or lack of accident[.]
Id. (citations omitted). The striking similarities between
Kathleen's death and that of Elizabeth's overshadow the seventeen-
year-difference in their deaths, particular given that the State's
use of the evidence was to show absence of accident, intent, or
knowledge.
Third, we see no abuse of discretion in the trial court's
balancing test consistent with the dictates of Rule 403.
When prior incidents are offered for a proper
purpose, the ultimate test of admissibility is
whether they are sufficiently similar and not
so remote as to run afoul of the balancing
test between probative value and prejudicial
effect set out in Rule 403. In each case, the
burden is on the defendant to show that there
was no proper purpose for which the evidence
could be admitted. The determination of
whether relevant evidence should be excluded
under Rule 403 is a matter that is left in the
sound discretion of the trial court, and the
trial court can be reversed only upon a
showing of abuse of discretion.
Lanier, 165 N.C. App. at 345, 598 S.E.2d at 602 (internal citations
and quotations omitted); see also Coffey, 326 N.C. at 281, 389
S.E.2d at 56 (Whether to exclude evidence under Rule 403 is a
matter left to the sound discretion of the trial court.). The
trial court here conducted an extensive voir dire, issued numerous
findings of fact, found at least seventeen similarities between the
evidence proffered and the crime charged, and concluded the
probative value of this evidence outweighs any prejudicial effecton the Defendant. We have already concluded that the similarities
between the two deaths were numerous and that Elizabeth's death was
not too remote.
That said, [e]vidence which is probative of the State's case
necessarily will have a prejudicial effect upon the defendant; the
question is one of degree. Coffey, 326 N.C. at 281, 389 S.E.2d at
56; see also Stager, 329 N.C. at 310, 406 S.E.2d at 895
(Certainly, the evidence was prejudicial to the defendant in the
sense that any evidence probative of the State's case is always
prejudicial to the defendant.). There is little doubt that the
evidence of Elizabeth's death was useful to the State for
challenging defendant's sole defense in this case, namely, that
Kathleen's death was an accident. This evidence in and of itself
is prejudicial to defendant, but not substantially so, considering
that the balance under Rule 403 favors admissibility of probative
evidence.
As such, we reject defendant's argument that evidence of
Elizabeth's death was inadmissible because [t]he two deaths would
create a false image of convincing evidence, just as mirrors facing
each other create the impression of a never-ending hall, while each
examined in its own light would not withstand scrutiny. The
evidence is admissible due to the fact it was offered for a properpurpose, and was sufficient to allow a jury to reasonably conclude
that the act occurred and that the defendant was the actor.
III. Evidence of Bi-Sexuality Under Rule 404(b)
[4] Defendant next argues the trial court erred, in ruling
upon his motion in limine, to admit evidence of his bi-sexuality.
Defendant contends this evidence was irrelevant and unfairly
prejudicial. We disagree.
Generally, evidence is admissible at trial if it is relevant
and its probative value is not substantially outweighed by, among
other things, the danger of unfair prejudice. See N.C. Gen. Stat.
§ 8C-1, Rules 402, 403 (2005). Evidence is relevant if it has any
logical tendency, however slight, to prove a fact in issue. In
criminal cases, every circumstance that is calculated to throw any
light upon the supposed crime is admissible. The weight of such
evidence is for the jury. State v. Smith, 357 N.C. 604, 613-14,
588 S.E.2d 453, 460 (2003) (internal quotations and citations
omitted); see also N.C. Gen. Stat. § 8C-1, Rule 401 (2005)
('Relevant evidence' means evidence having any tendency to make
the existence of any fact that is of consequence to the
determination of the action more probable or less probable than it
would be without the evidence.). The standard set by Rule 401,
gives the judge great freedom to admit
evidence because the rule makes evidence
relevant if it has any logical tendency toprove any fact that is of consequence. Thus,
even though a trial court's rulings on
relevancy technically are not discretionary
and therefore are not reviewed under the abuse
of discretion standard applicable to Rule 403,
such rulings are given great deference on
appeal.
State v. Wallace, 104 N.C. App. 498, 502, 410 S.E.2d 226, 228
(1991) (internal citations omitted).
The trial court concluded that the evidence regarding
defendant's bi-sexuality was relevant for two purposes: one, it
related to a possible motive; and two, it could be used to rebut
the assertions in Defendant's opening statement regarding the
idyllic relationship between the Defendant and the deceased in this
case. We now consider whether the evidence of defendant's bi-
sexual tendencies was relevant because it rebutted defendant's
opening statements of a loving relationship. Defendant argues that
none of defense counsel's opening statements opened the door for
introduction of defendant's bi-sexuality. In his opening
statement, defense counsel recounted the relationship between
defendant and Kathleen as follows:
And Michael Peterson and Katherine [sic]
Atwater connected. Kathleen and Michael
connected in a way that a few people who are
really, really lucky in life have a chance to
connect. It had nothing to do with tangible
things. They felt like soul mates. . . . And
so they fell in love, and in . . . 1989 they
began to live together. . . . [W]hat kept
them together, what caused them to build that,was a love that absolutely everyone who saw
them or knew them understood and recognized,
and envied[.]
Defense counsel also read from an essay Kathleen's daughter Caitlin
had written in 1999:
Michael Peterson stopped my mother's tears. .
. . My father had torn her apart, crushing
her shell and the illusion in which she lived,
destroying her dignity and pride. But Mike
was able to restore her strength and
confidence, and to show her that she could
find true love.
Defense counsel also showed family pictures of defendant and
Kathleen throughout his opening statement.
Our courts have previously allowed evidence in to rebut a
defendant's contentions made in his opening statement. See, e.g.,
Murillo, 349 N.C. at 600, 509 S.E.2d at 768 (character evidence
concerning the victim's performance as a school teacher relevant to
rebut the defendant's contentions in his opening statement that the
victim was a violent alcoholic); State v. Jones, 342 N.C. 457, 463-
64, 466 S.E.2d 696, 698-99 (testimony by the defendant's former
girlfriend regarding a previous assault by the defendant and her
fear of him was relevant to rebut the defendant's contentions in
his opening statement that the reason the girlfriend delayed three
years in reporting him was to get back at him and collect a
reward), cert. denied, 518 U.S. 1010, 135 L. Ed. 2d 1058 (1996);
State v. Reaves, 132 N.C. App. 615, 619, 513 S.E.2d 562, 565 (Thisevidence was relevant to the issue of the State's inability to
present shell casings from the weapon allegedly used by defendant.
Defendant's counsel raised this matter in his opening argument,
and, having invited the State's response, cannot now claim he was
improperly prejudiced by the State's exhibition of the weapons to
the jury.), disc. review denied, 350 N.C. 846, 539 S.E.2d 4
(1999).
As defense counsel, in his opening statement, extensively
discussed defendant and Kathleen's relationship and portrayed the
marriage as a happy and loving one, the trial court properly found
that evidence of defendant's attempts to have sexual relations with
a male escort and interest in homosexual pornography were relevant
to rebut defense counsel's opening statement. See Wallace, 104
N.C. App. at 502, 410 S.E.2d at 228 (trial court's ruling on
relevancy given great deference on appeal). We need not determine
whether the evidence of defendant's bi-sexuality was relevant to
motive, as we conclude that the evidence was admissible as a
rebuttal to defense counsel's opening statement.
Defendant also argues that the trial court erred in finding
that the evidence of bi-sexuality was not unfairly prejudicial. As
a general rule, relevant evidence may be excluded if its probative
value is substantially outweighed by the danger of unfair
prejudice[.] N.C. Gen. Stat. § 8C-1, Rule 403 (2005). Evidencewhich is probative of the State's case necessarily will have a
prejudicial effect upon the defendant; the question is one of
degree. State v. Hoffman, 349 N.C. 167, 184, 505 S.E.2d 80, 91
(1998) (internal quotations omitted), cert. denied, 526 U.S. 1053,
143 L. Ed. 2d 522 (1999). The exclusion of evidence under this
rule is within the trial court's sound discretion. . . . Abuse of
discretion results where the court's ruling is manifestly
unsupported by reason or is so arbitrary that it could not have
been the result of a reasoned decision. State v. Hennis, 323 N.C.
279, 285, 372 S.E.2d 523, 527 (1988).
Defendant contends that the trial court abused its discretion
in admitting evidence of his bi-sexuality and cites to State v.
Rinaldi, 264 N.C. 701, 142 S.E.2d 604 (1965), in support of his
argument. In Rinaldi, the defendant was indicted for the murder of
his wife. A male witness for the State testified that the
defendant solicited him to murder the defendant's wife, and for
sexual relations. Id. at 704-05, 142 S.E.2d at 606. Our Supreme
Court held that the witness's testimony regarding homosexual
advances prejudiced the jury to the defendant's detriment. Id. at
705, 142 S.E.2d at 606-07. The Court further stated, [t]o make
such evidence competent, the State would have to show some direct
connection between defendant's abnormal propensities and the chargeof homicide for which he is then on trial. Id., 142 S.E.2d at
607.
In the case sub judice, unlike in Rinaldi, the trial court had
already specifically found that the evidence of defendant's bi-
sexuality was relevant to rebut assertions made in defense
counsel's opening statement. After reviewing both a written
argument contained in defendant's motion in limine and arguments by
the prosecutor and defense counsel, the trial court, in its
discretion, found that the probative value of the evidence
outweighed any prejudice to defendant. See Hennis, 323 N.C. at
285, 372 S.E.2d at 527. As the trial court's decision was not
arbitrary or manifestly unsupported by reason, the trial court did
not abuse its discretion. Id.
Accordingly, the trial court did not err in admitting evidence
of defendant's bi-sexuality.
IV. Financial Information
[5] Next, defendant argues that the trial court erred in
admitting irrelevant evidence of the Petersons' finances and
Kathleen's job status. We disagree.
As we previously stated, relevant evidence is defined as that
having any tendency to make the existence of any fact that is of
consequence to the determination of the action more probable or
less probable than it would be without the evidence. N.C. Gen.Stat. § 8C-1, Rule 401 (2005). Evidence is relevant if it has any
logical tendency, however slight, to prove a fact in issue. In
criminal cases, every circumstance that is calculated to throw any
light upon the supposed crime is admissible. The weight of such
evidence is for the jury. Smith, 357 N.C. at 613-14, 588 S.E.2d
at 460 (internal quotations and citations omitted). The standard
set by Rule 401,
gives the judge great freedom to admit
evidence because the rule makes evidence
relevant if it has any logical tendency to
prove any fact that is of consequence. Thus,
even though a trial court's rulings on
relevancy technically are not discretionary
and therefore are not reviewed under the abuse
of discretion standard applicable to Rule 403,
such rulings are given great deference on
appeal.
Wallace, 104 N.C. App. at 502, 410 S.E.2d at 228 (internal
citations omitted).
The State contends that evidence of the Petersons' finances
and Kathleen's job status was relevant to show a possible motive or
one of several motives for murder. But defendant argues that there
was no evidence establishing any link between the Petersons'
finances and Kathleen's death, and that the State relied on
conjecture.
At trial the evidence presented on finances tended to show
that the Petersons had some financial difficulty and defendantstood to inherit a large amount of money upon Kathleen's death.
Although State's witness Kim Barker was unaware if Kathleen ever
knew that she had been placed on the optimization list, this
evidence was relevant to emphasize the unstable position of
employees, including Kathleen, at Nortel. The jury could infer
from this evidence that defendant murdered Kathleen, at least in
part, for the proceeds from her life insurance policy, which she
would have lost if she was laid off, and other financial assets,
which totaled approximately $1.8 million.
Defendant cites to State v. McDowell, 301 N.C. 279, 271 S.E.2d
286 (1980), to support his argument that the evidence related to
defendant being listed as the beneficiary for Kathleen's life
insurance policy and other non-probate assets was irrelevant. In
McDowell, the defendant wanted to cross-examine a witness with
respect to whether the witness was the beneficiary of the victim's
life insurance policy, to show that the witness had a motive to
kill the victim. Id. at 292, 271 S.E.2d at 295. The Supreme Court
upheld the trial court's ruling that the evidence was inadmissible
because [e]vidence that a crime was committed by another must
point unerringly to the guilt of another. Id. However, in the
instant case defendant is not attempting to use the financial
information to prove another person had motive to kill Kathleen.
The standard of what is relevant with regard to the State showinga defendant's motive is different than for when a defendant can
show motive by a third person. Compare Smith, 357 N.C. at 613-14,
588 S.E.2d at 460, with State v. Jenkins, 292 N.C. 179, 189, 232
S.E.2d 648, 654 (1977). Therefore, McDowell does not support
defendant's argument.
We conclude that evidence of a potential inheritance of a
great deal of money combined with current financial difficulties
may be evidence of a motive for murder. See Wallace, 104 N.C. App.
at 502, 410 S.E.2d at 228. Accordingly, we hold that the trial
court properly allowed evidence of defendant's and Kathleen's
finances as well as Kathleen's job status as relevant for showing
motive.
[6] Defendant also contends that the trial court erred in
admitting the Equifax report as it is inadmissible hearsay.
However, even assuming arguendo that the Equifax report was
inadmissible hearsay and improperly admitted at trial, defendant
has not asserted or demonstrated any prejudice to him by the
improper admission of the report. It is well-settled that [t]he
erroneous admission of hearsay, like the erroneous admission of
other evidence, is not always so prejudicial as to require a new
trial. State v. Abraham, 338 N.C. 315, 356, 451 S.E.2d 131, 153
(1994) (internal quotations and citations omitted). Defendant has
the burden of showing error and that there was a reasonablepossibility that a different result would have been reached at
trial if such error had not occurred. State v. Locklear, 349 N.C.
118, 149, 505 S.E.2d 277, 295 (1998), cert. denied, 526 U.S. 1075,
143 L. Ed. 2d 559 (1999); N.C. Gen. Stat. § 15A-1443(a) (2005); see
also State v. Sills, 311 N.C. 370, 378, 317 S.E.2d 379, 384 (1984)
([T]he defendant has the burden of showing that he was prejudiced
by the [erroneous admission of hearsay] and that there was a
reasonable possibility that a different result would have been
reached at trial if the error had not been committed.). As
defendant did not meet his burden of demonstrating prejudice, we
find this assignment of error to be without merit.
V. Closing Arguments
Finally, defendant argues that the trial court erred in
overruling his objections to improper closing arguments by the
State. As defendant raised timely objections to each of the
improper arguments challenged on appeal, we review the trial
court's rulings for an abuse of discretion.
State v. Jones, 355
N.C. 117, 131, 558 S.E.2d 97, 106 (2002). This review entails
determining whether the trial court's ruling could not have been
the result of a reasoned decision.
Id. (internal quotations
omitted). In order to be entitled to reversal based upon closing
remarks, the defendant must establish both that the closingarguments were improper and that they prejudiced him before the
jury.
Id.
The power and effectiveness of a closing
argument is a vital part of the adversarial
process that forms the basis of our justice
system. A well-reasoned, well-articulated
closing argument can be a critical part of
winning a case. However, such argument, no
matter how effective, must: (1) be devoid of
counsel's personal opinion; (2) avoid name-
calling and/or references to matters beyond
the record; (3) be premised on logical
deductions, not on appeals to passion or
prejudice; and (4) be constructed from fair
inferences drawn only from evidence properly
admitted at trial.
Jones, 355 N.C. at 135, 558 S.E.2d at 108
. While it is proper to
impeach the credibility of an expert witness,
see State v. Norwood,
344 N.C. 511, 536, 476 S.E.2d 349, 361 (1996), an attorney may not
express a personal opinion as to a witness's credibility.
See N.C.
Gen. Stat. § 15A-1230(a) (2005) (during closing arguments, an
attorney may not express his personal belief as to the truth or
falsity of the evidence).
Our appellate courts have routinely recognized that counsel
are given wide latitude in arguments to the jury and are permitted
to argue the evidence that has been presented and all reasonable
inferences that can be drawn from that evidence.
Jones, 355 N.C.
at 128, 558 S.E.2d at 105 (internal quotations omitted);
see also
State v. Rogers, 323 N.C. 658, 663, 374 S.E.2d 852, 856 (1989)(Argument of counsel must be left largely to the control and
discretion of the trial judge, and counsel must be allowed wide
latitude in their arguments which are warranted by the evidence and
are not calculated to mislead or prejudice the jury.) (internal
quotations omitted). With these principles under consideration, we
now address defendant's arguments.
[7] First, defendant contends the prosecutor improperly
bolstered the credibility of the State's witnesses in the following
remarks:
This defendant is so arrogant that he thinks
that state employees, government employees,
that work for your state now, for your
courthouse -- work in this courthouse, this
very courthouse in our county, he's so
arrogant that he thinks that we would all risk
our reputations, our integrity --
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
[PROSECUTOR]: -- our jobs, and even our
freedom, for him? He's that important? I
think not. But that's just how ridiculous
some of the suggestions have been to you.
Let me assure you that there are other cases,
there are other people that are prosecuted,
and he's not so special that we're willing to
risk everything for him.
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
Specifically, defendant asserts that the prosecutor's statements
invited the jury to rely on the prosecutor's personal assurance
that [the State] would not prosecute Defendant improperly. But we
must view the statements in context.
See State v. Augustine, 359
N.C. 709, 725-26, 616 S.E.2d 515, 528 (2005) (a prosecutor's
statements during closing argument should not be viewed in
isolation but must be considered in the context in which the
remarks were made and the overall factual circumstances to which
they referred) (internal quotations omitted). It is evident from
the record that the State was attempting to refute defendant's
theory of bad faith prosecution. Essentially, defendant asserted
that the Durham Police Department and the District Attorney were
framing him because he had written newspaper articles critical of
the local police. The State properly argued in defense of the
tactics of its investigating authorities, which tactics were
challenged by defendant.
See State v. Payne, 312 N.C. 647, 665,
325 S.E.2d 205, 217 (1985). Any restoration of the credibility of
the State's witnesses was also proper, as defendant's theory
attacked their credibility.
See State v. Trull, 349 N.C. 428, 453,
509 S.E.2d 178, 194 (1998) (prosecutor may respond, in closing
argument, to defense criticism of State's witnesses or
investigation of the crime),
cert. denied, 528 U.S. 835, 145 L. Ed.2d 80 (1999). We hold that the trial court did not abuse its
discretion in overruling defendant's objection.
[8] Next, defendant asserts that the prosecutor improperly
stated her own personal opinion upon the credibility of the State's
witnesses when the prosecutor argued as follows:
And because [the State's expert witnesses]
have to go face Durham County juries again,
they only face juries from Murphy to Manteo,
why in the world would they stake their
reputation, their integrity, why would they
stick their necks out to ruin their
reliability when they know they've got to face
people like you again? The answer to that
question is they wouldn't. They wouldn't.
They wouldn't come in here and give you
inaccurate information. They're not going to
do that.
These remarks by the prosecutor were, arguably, improper personal
opinions or beliefs.
See N.C. Gen. Stat. § 15A-1230(a);
Jones, 355
N.C. at 135, 558 S.E.2d at 108
. However, the trial court held a
bench conference following defendant's objection and then issued
the following curative instruction to the jury:
Members of the jury, at several points counsel
has indicated to the jury what the Court
considers to be her personal opinions.
Personal opinions about the credibility of
witnesses or about anything else is not
allowed by counsel and you ought to disregard
that. The credibility of witnesses will be
for the jury. Counsel can make arguments as
to why she believes you should accept her
position, but her personal opinions, such as
I believe, is not allowed by counsel.
Where, immediately upon a defendant's objection to an improper
remark made by the prosecutor in his closing argument, the trial
court instructs the jury to disregard the offending statement, the
impropriety is cured.
State v. Woods, 307 N.C. 213, 222, 297
S.E.2d 574, 579-80 (1982). Here, the improprieties of the
prosecutor's personal opinions were cured and possible prejudice to
defendant eliminated upon the trial court's curative instruction to
the jury.
[9] Lastly, defendant challenges the trial court's overruling
his objection to the following additional remarks concerning the
credibility of the State's witnesses:
Agent Deaver, Doctor Radisch, and Doctor
Butts. You know what? They're state
employees. Just like most of us that work
here in the courthouse. And they work for
your state. They work for your state, North
Carolina.
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
[PROSECUTOR]: Not Chicago, Illinois. Not
Connecticut. They work for us. They gave you
truthful and accurate information. And you
know what? They didn't get paid not one penny
extra to come in here. Deaver should have, my
goodness what he had to go through on the
witness stand, but, no, he didn't get an extra
penny.
They might not have written books that they're
signing and autographing for everybody. They
might not travel to all of the rest of thestates and give seminars and lectures.
They're not allowed to, actually. It's not
that they're not good enough to, it's they're
not allowed to. They might not have appeared
on Larry King Live or Court TV. But you know
what? They are tried and true. Tried and
true. Because they work for us.
[DEFENSE COUNSEL]: Objection.
Defendant contends that these statements by the prosecutor were
designed to appeal to the jurors' bias by suggesting that the
State's witnesses were more reliable than defense witnesses from
other states. The State concedes in its brief that the
prosecutor's characterization of the State's witnesses as unbiased
because they work for the State of North Carolina was excessive
and inappropriate.
Defendant points out that the trial court's
curative instruction was given at a later point and not immediately
following these comments. Thus, defendant argues, the curative
instruction was incomplete and ineffective to cure prejudice from
the prosecutor's personal opinions unsupported by the evidence.
We cannot agree with defendant that the court's curative
instruction failed to prevent prejudice from the State's remarks.
See State v. Barden, 356 N.C. 316, 381-82, 572 S.E.2d 108, 149
(2002) (because the jury is presumed to follow a trial court's
instructions, our Supreme Court declined to hold that a curative
instruction that was incomplete was also ineffective). And even
assuming
arguendo that the trial court's instruction to the jurydid not cure the State's inappropriate comments, defendant has not
established
prejudice requiring a new trial. Pursuant to N.C. Gen.
Stat. § 15A-1443(a), defendant has the burden of showing there is
a reasonable possibility that a different result would have been
reached at trial had the trial court's error not occurred.
State
v. Rosier, 322 N.C. 826, 829, 370 S.E.2d 359, 361 (1988).
Defendant has not met his burden of establishing that had the trial
court given a more detailed curative instruction regarding the
State's improper closing arguments, a different result could have
been reached.
VI. Harmless Beyond a Reasonable Doubt
Our review of the record and arguments of counsel compels our
conclusion that the error arising from the constitutionally
defective warrant was harmless beyond a reasonable doubt. In
particular, other competent and properly admitted evidence
established that the Petersons were under some degree of financial
strain; that Kathleen gave defendant's e-mail address to Ms.
Prislinger and that an e-mail from Ms. Prislinger was sent to this
account the night of Kathleen's death, and the possibility that
defendant's bi-sexual interests indicated that the Peterson
marriage was less than idyllic. In light of the foregoing, we note
that the evidence tainted by the impermissible warrant was merely
duplicative. In addition, we held herein that the evidencesurrounding Elizabeth Ratliff's death and its similarities to the
circumstances of Kathleen's death was properly admitted to show the
absence of accident with respect to Kathleen's death. The evidence
introduced pursuant to the invalid warrant simply had no
discernable effect upon the jury's verdict.
VII. Conclusion
Defendant failed to argue in his brief the remaining
assignments of error; therefore, they are deemed abandoned. N.C.R.
App. P. 28(b)(6). As defendant received a trial free of
prejudicial error, we affirm the judgment entered against him.
No prejudicial error.
Judge LEVINSON concurs.
Judge WYNN dissents by separate opinion.
WYNN, Judge, dissenting.
This appeal arises from a protracted trial that produced
seventy-eight volumes of transcribed testimony as well as a large
number of exhibits. Notwithstanding his defense on the grounds of
actual innocence, Defendant Michael Iver Peterson was convicted
of first-degree murder.
In his appeal, Mr. Peterson presents five issues, three of
which I conclude should be addressed by North Carolina's only
appellate court that sits en banc -- the Supreme Court of North
Carolina. Thus, inasmuch as our legislature has uniquely empowereda judge of the North Carolina Court of Appeals to certify questions
to our Supreme Court,
(See footnote 6)
I certify by dissent the following issues
for briefing and argument before our Supreme Court:
I. Where the State's brief and argument before this
Court fail to show that a constitutional error was
harmless beyond a reasonable doubt, should this Court
hold the State to its burden under North Carolina General
Statute section 15A-1443(b) to
demonstrate, beyond a
reasonable doubt, that the error was harmless.
;
II. Did the trial court properly admit (under North
Carolina Rule of Evidence 404(b)) seventeen-year-old
circumstantial evidence and a newly formed expert opinion
on the unrelated death of Elizabeth Ratliff in Germany;
if so, was it unduly prejudicial in violation of North
Carolina Rule of Evidence 403; and,
III. Were the prosecutor's improper remarks during
closing arguments prejudicial to Defendant.
I.
The majority and I agree that the third search warrant in this
case woefully fails to pass constitutional muster. Upon
examining the State's efforts to meet its statutory burden of
showing this error was harmless beyond a reasonable doubt, I find
that it fails to do so as demonstrated in its brief and oral
argument.
(See footnote 7)
Accordingly, I therefore conclude that Mr. Peterson is
entitled to a new trial. As the majority finds, the third search warrant was defective
because the affidavit on which it was based was conclusory and thus
inadequate to meet the totality of the circumstances analysis.
See
Illinois v. Gates, 462 U.S. 213, 238, 76 L. Ed. 2d 527, 548 (1983);
State v. Arrington, 311 N.C. 633, 641, 319 S.E.2d 254, 259 (1984).
Moreover, the failure of the affidavit to comply with the probable
cause requirements outlined in section 15A-244(3) of the North
Carolina General Statutes constitutes a substantial violation of
Defendant's constitutional rights. Manifestly, the evidence was
seized as a result of the inadequate affidavit upon which the
warrant was issued.
See State v. Hunter, 305 N.C. 106, 113, 286
S.E.2d 535, 539 (1982).
The interest of a defendant to be free from unlawful searches
and seizures is, of course, a fundamental constitutional and
statutory right in North Carolina.
State v. Hyleman, 324 N.C. 506,
510, 379 S.E.2d 830, 833 (1989).
It is a fundamental principle of our legal
system that an individual's Fourth Amendment
rights should not be violated, regardless of
what charge that individual faces. Thus, even
in the most grisly of cases, an individual's
right to be free from illegal search and
seizure must be strictly upheld.
State v. McKinney, __ N.C. App. __, __, 619 S.E.2d 901, 907 (2005).
Accordingly, as the majority holds, the evidence seized pursuant to
the 12 December 2001 warrant violated Chapter 15A, Article I,Section 20 of the North Carolina Constitution, and the Fourth
Amendment to the United States Constitution.
Having determined that the trial court committed a
constitutional error in this trial, the contentious issue for this
panel is whether the State must be held to its burden under
section
15A-1443(b) of the North Carolina General Statutes
to demonstrate
that the error was harmless beyond a reasonable doubt
:
A violation of the defendant's rights under
the Constitution of the United States is
prejudicial unless the appellate court finds
that it was harmless beyond a reasonable
doubt. The burden is upon the State to
demonstrate, beyond a reasonable doubt, that
the error was harmless.
N.C. Gen. Stat. § 15A-1443(b) (2005) (emphasis added); accord State
v. Mickey, 347 N.C. 508, 520, 495 S.E.2d 669, 676, cert. denied,
525 U.S. 853, 142 L. Ed. 2d 106 (1998) ([I]f the erroneous
evidentiary ruling violates a right of the defendant guaranteed by
the Constitution of the United States, the State has the burden of
showing that the error is harmless beyond a reasonable doubt.);
State v. Silva, 304 N.C. 122, 133, 282 S.E.2d 449, 456 (1981)
(trial court's error in admitting evidence deprived the defendant
of his constitutional rights; the defendant subsequently awarded a
new trial, as the State failed its burden of showing the error was
harmless beyond a reasonable doubt). To determine whether the State has set forth a sufficient
basis that demonstrates, beyond a reasonable doubt, that this
constitutional error was harmless, this Court must analyze the
State's showing in (1) its brief on appeal, and (2) its statements
at oral argument.
First, in its brief on appeal in the instant case, the State
did not present any argument that the trial court's error was
harmless beyond a reasonable doubt; rather, the State instead set
forth the following argument, urging this Court to adopt the good
faith exception:
In any event, the trial court determined that
Detective Holland acted in good faith [], and
the good faith exception should be applicable
despite the decision in State v. Carter, 322
N.C. 709, 370 S.E.2d 553 (1988). Any weakness
in the warrants resulted from a weakness in
writing, not a weakness in facts. See
generally Duckworth v. Eagan, 492 U.S. 195,
208, 211-12, 106 L. Ed. 2d 166, 180, 183
(1989) (concurring opinion by Justice
O'Connor). The view of the dissenting
justices in Carter should prevail here.
Notwithstanding the State's argument, our Supreme Court clearly
rejected the good faith exception in State v. Carter, 322 N.C. 709,
732, 370 S.E.2d 553, 561 (1988), as inapplicable to violations of
the North Carolina Constitution and chapter 15A of the North
Carolina General Statutes. As this Court must follow the law of
stare decisis, we are bound by prior decisions of our SupremeCourt. Dunn v. Pate, 334 N.C. 115, 118, 431 S.E.2d 178, 180
(1993). Therefore, we must apply the majority view in Carter that
a good faith exception is inapplicable.
Second, at oral argument, the entirety of the statements that
the State made to meet its burden of demonstrating that the
constitutional error was harmless beyond a reasonable doubt is as
follows:
[E]ven if the warrant was improperly issued
for the computer [] it was harmless beyond a
reasonable doubt because there was similar
evidence that was introduced, the evidence of
Brad Brent Wolgamott. That evidence . . . was
found in the desk drawer. Now that may have
been his desk but . . . Kathleen Peterson had
her own business records in that same drawer.
She had as I recall her cell phone records or
telephone bill and so forth. It's mentioned
in the brief, this is an issue that Mister
Barnwell covered, that there was similar
evidence that was in that desk drawer.
Moreover, we had Brent Wolgamott's testimony
and his testimony was duplicative of the
things that were seized off of the computer
from the second - from the second search
warrant. If it's sexual images that he's
talking about then there was comparable
evidence that was introduced. Moreover, its
not as though this was blown up, any of these
images were blown up in big eight by tens or
whatever like that and the defendant had
thoroughly prepared during jury selection, had
thoroughly prepared the defense or rather the
jury to understand that there may be evidence
of the defendant's bisexuality there may be
homosexual evidence coming in. So in any
event, I would say to the court that the
material seized from the computer was harmless
beyond a reasonable doubt.
This showing, like the showing in the State's brief, falls short of
demonstrating that the constitutional error was harmless beyond a
reasonable doubt.
Significantly, though the majority contends that the evidence
derived from the constitutionally infirm search warrant was
nothing more than repetition of other properly admitted evidence,
it fails to note that, while there were several e-mails between Mr.
Peterson and Brent Wolgamott as well as nude photographs of Brent
Wolgamott found in the desk drawer, there was no other evidence
presented of pornographic images and web sites. Nor does the
majority address the fact that there was no other evidence
presented regarding Mr. Peterson's requests for financial help for
expenses for his sons and Martha Ratliff. Nor does the majority
consider that there was no other evidence of an e-mail from Mr.
Peterson to Ms. Peterson, sent less than a week before her death,
regarding his desire to work on their marriage. Indeed, the e-mail
from Helen Prislinger to Ms. Peterson the night she died would also
have been inadmissible. The State used this e-mail to show that
Ms. Peterson had access to Mr. Peterson's e-mail account and
computer and could have accessed it just prior to her death, thus
perhaps discovering evidence of Mr. Peterson's bisexuality.
The record shows that there was a significant amount of
evidence that could have come only from the illegally obtainedcomputer and was not presented elsewhere by the State. The
following evidence admitted at trial was seized pursuant to the
unconstitutional search warrant: the testimony of Todd Markley, an
expert in the field of forensic computer examination employed by
CompuSleauth, Incorporated, who examined Mr. Peterson's computer;
the disk drive from Mr. Peterson's computer; an e-mail from Tom
Ratliff to Mr. Peterson regarding Martha's college expenses; an e-
mail from Mr. Peterson to Patricia Peterson regarding their sons'
expenses; an e-mail from Mr. Peterson to Ms. Peterson regarding
his desire for them to work on their marriage; an e-mail from Dirk
Yates, who runs an Internet service for homosexual pornography, to
Mr. Peterson; e-mails between Mr. Peterson and Brent Wolgamott
regarding meeting for sexual services; an e-mail from Helen
Prislinger to Ms. Peterson sent to Mr. Peterson's e-mail account on
8 December 2001; numerous pictures of sexual activity from Internet
browsing; Todd Markley's testimony that he recovered 2500 pictures
of sexual activity from Mr. Peterson's computer; list of web site
addresses, many pornographic in nature, with twenty or more
occurrences; Todd Markley's investigation report, which included
when files were deleted from Mr. Peterson's computer; and the
Internet homepage for Nine West.
Thus, contrary to the majority's finding that the evidence
introduced pursuant to the invalid warrant was nothing more thanrepetition of other properly admitted evidence and was therefore
merely duplicative, the record shows that a not insubstantial
amount of evidence, some of it potentially highly inflammatory,
resulted directly from the defective search warrant. The
cumulative effect of this evidence was not merely prejudicial to
the defendant in the sense that any evidence probative of the
State's case is always prejudicial to the defendant, State v.
Stager, 329 N.C. 278, 310, 406 S.E.2d 876, 895 (1991), but had a
substantial impact on providing a possible motive for the crime.
Neither the State nor the majority addresses the effect of this
additional evidence, or establishes it to be harmless.
In sum, the State failed to meet its burden demonstrating the
constitutional error was harmless beyond a reasonable doubt;
accordingly, the error is statutorily established as prejudicial.
N.C. Gen. Stat. § 15A-1443(b). Mr. Peterson is entitled to a trial
that would be free of this constitutional error and the statutorily
established prejudice that resulted from the introduction of
evidence seized under the defective warrant. N.C. Gen. Stat. §
15A-974(2) (2005).
II.
The trial court further erred
by allowing in evidence of
Elizabeth Ratliff's death
(See footnote 8)
under North Carolina Rule of Evidence
404(b), which provides in pertinent part:
Evidence of other crimes, wrongs, or acts is
not admissible to prove the character of a
person in order to show that he acted in
conformity therewith. It may, however, be
admissible for other purposes, such as proof
of motive, opportunity, intent, preparation,
plan, knowledge, identity, or absence of
mistake, entrapment or accident.
N.C. Gen. Stat. § 8C-1, Rule 404(b) (2005). [E]vidence of other
offenses is admissible so long as it is relevant to any fact or
issue other than the character of the accused.
Stager, 329 N.C.
at 302, 406 S.E.2d at 889 (quoting
State v. Coffey, 326 N.C. 268,
278, 389 S.E.2d 48, 54 (1990) (emphasis omitted)).
Relevant evidence is defined as that with any tendency to
make the existence of any fact that is of consequence to the
determination of the action more probable or less probable than it
would be without the evidence. N.C. Gen. Stat. § 8C-1, Rule 401
(2005). Evidence is relevant if it has any logical tendency,
however slight, to prove a fact in issue.
State v. Smith, 357N.C. 604, 613, 588 S.E.2d 453, 460 (2003),
cert. denied, 542 U.S.
941, 159 L. Ed. 2d 819 (2004).
Here, the trial court conducted a
voir dire hearing to
determine whether the evidence regarding the death of Elizabeth
Ratliff was of a type made admissible under Rule 404(b) and was
relevant for some purpose other than showing Mr. Peterson's
propensity for the type of conduct at issue.
See State v.
Cummings, 326 N.C. 298, 309-10, 389 S.E.2d 66, 72 (1990). The
trial court made the required findings and conclusions in this case
and ruled that the proffered evidence of the circumstances
surrounding the death of Elizabeth Ratliff was admissible under
Rule 404(b) as evidence of intent, knowledge, and absence of
accident.
In his appeal, Mr. Peterson argues that the State did not
substantially and independently link him to Elizabeth Ratliff's
death and that evidence of her death was therefore inadmissible
under Rule 404(b). Thus, this Court must determine,
inter alia,
whether there was substantial evidence tending to support a
reasonable finding by the jury that Mr. Peterson committed the
similar act.
See Stager, 329 N.C. at 303, 406 S.E.2d at 890.
A prior act or crime is similar if there are some unusual
facts present indicating that the same person committed both the
earlier offense and the present one.
Id. at 304, 406 S.E.2d at890-91. However, the similarities between the two incidents need
not be unique and bizarre.
Id., 406 S.E.2d at 891. Rather, the
similarities simply must tend to support a
reasonable inference
that the same person committed both the earlier and later acts.
Id. (emphasis in original);
see also State v. Sokolowski, 351 N.C.
137, 150, 522 S.E.2d 65, 73 (1999).
Here, as outlined by the majority, the trial court
specifically found seventeen similarities between Ms. Peterson's
death and Elizabeth Ratliff's death, including facts related to the
circumstances of the two deaths, the characteristics of the two
women, and Defendant's relationships with the two women and
reported discoveries of their respective bodies. Despite these
findings, it would be manifestly speculative to hold that these
tenuous, circumstantial similarities now link Mr. Peterson to
Elizabeth Ratliff's death. Indeed, the present case can be
distinguished from two others in which our courts have considered
the admission of circumstantial evidence that marked a link with
defendants.
In
State v. Moore, 335 N.C. 567, 440 S.E.2d 797 (1994), the
State presented circumstantial evidence marking the similarities
between the deceased's murder, a prior murder, and a prior
poisoning. The similarities included: all three men were either
married to or intimately involved with the defendant; each died orwas severely ill from arsenic poisoning, an unusual cause of death;
and, the defendant had a financial motive, opportunity, and means
in each case.
Id. at 595, 440 S.E.2d at 813. The Court held that
the similarities between the crime charged and the past crimes were
sufficient that a reasonable inference could be made that the same
person committed all three acts.
Id. at 596, 440 S.E.2d at 813-14.
In
State v. Lanier, 165 N.C. App. 337, 598 S.E.2d 596,
disc.
review denied, 359 N.C. 195, 608 S.E.2d 59 (2004), the defendant's
former husband had been very ill prior to his death, which was
officially listed as drowning. Following her first husband's
death, the defendant collected life insurance payments and
inherited his farm.
Id. at 343, 598 S.E.2d at 601. The trial
court found similarities between the former husband's death and the
current victim, although he died of arsenic poisoning, as follows:
both men were married to the defendant at the time of their deaths;
prior to death both men became incapacitated at various times; the
defendant was the only caregiver for both men; the defendant had
the ability to get both men medical help prior to their deaths yet
only did so at the urging of others; the defendant benefitted
financially from both deaths; and, the defendant appeared to
minimize the seriousness of her husbands' illnesses and attempted
to treat them on her own.
Id. at 344-45, 598 S.E.2d at 601. This
Court held that the former husband's death was admissible underRule 404(b) as it was relevant to show the current victim's death
was not accidental according to the doctrine of chances.
Id. at
345-48, 598 S.E.2d at 602-04.
Unlike in
Moore and
Lanier, there were not sufficient
similarities between the deaths of Elizabeth Ratliff and Ms.
Peterson that a jury could make a
reasonable inference that Mr.
Peterson committed the prior murder _ or that Ms. Ratliff's death
was even a murder.
See Stager, 329 N.C. at 304, 406 S.E.2d at 891.
Here, Mr. Peterson was not intimately involved with Elizabeth
Ratliff, but was simply a neighbor and friend. Also, while Mr.
Peterson did receive some household goods from Elizabeth Ratliff's
estate, he received the items as guardian for her daughters and in
trust for them, unlike the multi-million dollar amount of money he
stood to inherit individually from Ms. Peterson's estate.
Moreover, at the time it occurred, Elizabeth Ratliff's death was
deemed to be of natural causes by both the German and military
authorities; not until her body was exhumed and re-autopsied some
eighteen years later did the expert in this case opine that her
death was caused by blunt trauma to the head
, whereas Ms.
Peterson's death was immediately determined to be a homicide.
(See footnote 9)
Therefore, there were not sufficient substantial similarities
between the two deaths.
In addition, as noted by the majority, Rule 404(b) evidence
probative of a permissible purpose is admissible if it is evidence
of a similar act with a
certain degree of temporal proximity to the
current charge (emphasis added)
. This closeness in time is
required because, [w]hen otherwise similar offenses are distanced
by significant stretches of time, commonalities become less
striking, and the probative value of the analogy attaches less to
the acts than to the character of the actor.
State v. Artis, 325
N.C. 278, 299_300, 384 S.E.2d 470, 481 (1989),
vacated on other
grounds by, 494 U.S. 1023, 108 L. Ed. 2d 604 (1990),
on remand at,
329 N.C. 679, 406 S.E.2d 827 (1991). Thus, remoteness in time
tends to diminish the probative value of the evidence and enhance
its tendency to prejudice.
Id. at 300, 384 S.E.2d at 482.
Here, seventeen years passed between the deaths of Ms. Ratliff
and Ms. Peterson; even if remoteness in time generally affects
only the weight to be given such evidence, not its admissibility,
Stager, 329 N.C. at 307, 406 S.E.2d at 893, the passage of such a
significant amount of time erodes to an even greater extent the
relevance of the circumstantial similarities between the two
deaths, further challenging the reasonableness of a jury'sinference that Mr. Peterson was responsible for Ms. Ratliff's
death.
As a jury could not make a
reasonable inference that Mr.
Peterson committed the prior murder, the evidence was inadmissible
under Rule 404(b).
See Stager, 329 N.C. at 304, 406 S.E.2d at 891.
Therefore, I conclude that the trial court erred in admitting
evidence of the death of Elizabeth Ratliff and would grant Mr.
Peterson a new trial, as the evidence was highly prejudicial.
Finally, even if evidence of Elizabeth Ratliff's death is
permitted under Rule 404(b), it nonetheless should have been barred
from admission in this trial under Rule 403, as the probative value
of the evidence was substantially outweighed by the danger of
unfair prejudice. N.C. Gen. Stat. § 8C-1, Rule 403 (2005);
State
v. Everhardt, 96 N.C. App. 1, 18, 384 S.E.2d 562, 572 (1989),
aff'd, 326 N.C. 777, 392 S.E.2d 391 (1990). 'Unfair prejudice,'
as used in Rule 403, means 'an undue tendency to suggest decision
on an improper basis, commonly, though not necessarily, as an
emotional one.'
State v. DeLeonardo, 315 N.C. 762, 772, 340
S.E.2d 350, 357 (1986) (internal citation and quotes omitted).
That determination is within the sound discretion of the trial
court, whose ruling will be reversed on appeal when it is shown
that the ruling was arbitrary.
State v. Baldwin, 330 N.C. 446,
456, 412 S.E.2d 31, 37 (1992). If, however, the probative value ofthe evidence is so slight and the evidence is so prejudicial that
there is a substantial likelihood that the jury will consider the
evidence only for the purpose of determining the defendant's
propensity to commit the crimes with which he has been charged, the
evidence must be excluded under Rule 403.
State v. White, 331 N.C.
604, 615-16, 419 S.E.2d 557, 564 (1992)
.
Following the
voir dire hearing on the admission of evidence
of Elizabeth Ratliff's death, the trial court concluded that [t]he
probative value of this evidence outweighs any prejudicial effect
on the Defendant. However, the trial court set out no findings on
the prejudice toward Mr. Peterson on this highly prejudicial and
very circumstantial evidence. It is not evident from the record
that the trial court properly balanced the two competing interests
_ probative value of the evidence versus prejudice to the defendant
_ but instead simply found that the evidence had probative value
and summarily concluded that the probative value outweighed the
prejudice to Mr. Peterson.
Thus, the trial court abused its discretion, as any probative
value of the evidence of Elizabeth Ratliff's death was outweighed
by the unfair prejudice to Mr. Peterson.
See White, 331 N.C. at
616, 419 S.E.2d at 564 (the trial court abused its discretion, as
any probative value of the evidence of the defendant's alleged
assault upon a third victim was substantially outweighed by thedanger that the evidence would predispose the minds of the jurors
to believe that the defendant was guilty of the crimes charged);
State v. Hennis, 323 N.C. 279, 286-87,
372 S.E.2d 523, 528 (1988)
(the trial court abused its discretion as repetitive photographs of
crime scene were unduly prejudicial). As the admission of the
circumstantially speculative evidence of Elizabeth Ratliff's death
was highly prejudicial, a new trial should be awarded.
III
.
Mr. Peterson also argues that the trial court erred in
overruling his objections to improper closing arguments.
A lawyer's function during closing argument is to provide the
jury with a summation of the evidence, which in turn 'serves to
sharpen and clarify the issues for resolution by the trier of
fact,' and should be limited to relevant legal issues.
State v.
Jones, 355 N.C. 117, 127, 558 S.E.2d 97, 103 (2002) (citations and
quotations omitted). In the context of a criminal jury trial,
specific guidelines for closing arguments have been set out in
section 15A-1230(a) as follows:
During a closing argument to the jury an
attorney may not become abusive, inject his
personal experiences, express his personal
belief as to the truth or falsity of the
evidence or as to the guilt or innocence of
the defendant, or make arguments on the basis
of matters outside the record except for
matters concerning which the court may take
judicial notice. An attorney may, however, onthe basis of his analysis of the evidence,
argue any position or conclusion with respect
to a matter in issue.
N.C. Gen. Stat. § 15A-1230(a) (2005). But our Courts have
repeatedly held that counsel are given wide latitude in arguments
to the jury and are permitted to argue the evidence that has been
presented and all reasonable inferences that can be drawn from that
evidence.
Jones, 355 N.C. at 128, 558 S.E.2d at 105.
In the present case, defense counsel interposed a timely
objection to each of the prosecutor's actions that he contests;
thus, we review the court's rulings for abuse of discretion.
Id.
at 131, 558 S.E.2d at 106. In order to assess whether a trial
court has abused its discretion when deciding a particular matter,
this Court must determine if the ruling 'could not have been the
result of a reasoned decision.'
Id. (citation omitted).
I agree with the majority that the trial court did not abuse
its discretion with respect to overruling Mr. Peterson's objections
to what he contended were the prosecutor's improper bolstering of
the credibility of witnesses and offering her personal beliefs and
opinions as to the credibility of the State's expert witnesses.
However, Mr. Peterson also argues that the trial court erred in
overruling his objection to the prosecutor's following argument:
Agent Deaver, Doctor Radisch, and Doctor
Butts. You know what? They're state
employees. Just like most of us that workhere in the courthouse. And they work for
your state. They work for your state, North
Carolina.
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
[PROSECUTOR]: Not Chicago, Illinois. Not
Connecticut. They work for us. They gave you
truthful and accurate information. And you
know what? They didn't get paid not one penny
extra to come in here. Deaver should have, my
goodness what he had to go through on the
witness stand, but, no, he didn't get an extra
penny.
They might not have written books that they're
signing and autographing for everybody. They
might not travel to all of the rest of the
states and give seminars and lectures.
They're not allowed to, actually. It's not
that they're not good enough to, it's they're
not allowed to. They might not have appeared
on Larry King Live or Court TV. But you know
what? They are tried and true. Tried and
true. Because they work for us.
[DEFENSE COUNSEL]: Objection.
Mr. Peterson contends that argument appealed to the jurors' bias
by suggesting that they were represented by the State's witnesses,
in contrast to witness called by the defense, who came from other
states. The State concedes that the prosecutor's characterization
that the witnesses were [t]ried and true. Because they work for
us[,] was excessive and inappropriate. Accordingly, it is given
that the prosecutor's comments were improper. Counsel may not place before the jury incompetent and
prejudicial matters by injecting his own knowledge, beliefs and
personal opinions not supported by the evidence. State v. Jones,
358 N.C. 330, 350, 595 S.E.2d 124, 137 (2004) (quoting State v.
Locklear, 294 N.C. 210, 217, 241 S.E.2d 65, 69 (1978)). Our
Supreme Court has previously stated that: 'It is especially proper
for the court to intervene and exercise power to curb improper
arguments of the solicitor when the State is prosecuting one of its
citizens, and should not allow the jury to be unfairly prejudiced
against him.' Jones, 355 N.C. at 130, 558 S.E.2d at 106 (quoting
State v. Miller, 271 N.C. 646, 659, 157 S.E.2d 335, 346 (1967)).
As the evidence in this case was interpreted differently by experts
for the State and for the defense, the credibility of expert
witnesses was crucial. Essentially, which experts the jury found
more credible was determinative to the verdict. After allowing the
prosecutor to improperly give her opinion on the credibility of the
State's witnesses in violation of section 15A-1230(a), the trial
court abused its discretion by failing to give specific curative
instructions regarding the prosecutor's improper comments. See
Miller, 271 N.C. at 660, 157 S.E.2d at 346 (new trial awarded where
the prosecutor suggested that the defendant's witnesses were
lying). As the improper comments were prejudicial to Mr. Peterson,
he is entitled to a new trial.
Footnote: 1
When assessing the value of various real properties, Agent
Young used the 2001 tax assessed value.
Footnote: 2
The amount coming into the bank account included:
Kathleen's salary from Nortel, payments for defendant's work,
defendant's disability income from the VA and military,
defendant's retirement account distribution, VA and civil service
payments for Martha and Margaret Ratliff, gross rental income,
and miscellaneous income.
Footnote: 3
The form was entered into the system on 29 July 1997. But
she had previously filled out and signed another beneficiary
form, in which Fred Atwater, her prior husband, was the
beneficiary. As of the trial, Prudential had not yet determined
who would receive the $1,450,000.00 in funds.
Footnote: 4
Defendant, although arguing the validity of the second
warrant in his brief, makes no reference to the warrant issued on
10 December 2001; instead, the parties discuss the warrant issued
on 12 December 2001. This warrant, is technically the third
warrant and we will label it accordingly.
Footnote: 5
Defendant has not preserved his constitutional claims as to
evidence of prior bad acts affecting the outcome of his trial,
because he failed to adequately brief the portions of his
assignments of error associated with that theory, see N.C.R. App.
P. 28(b)(6). He did, however, sufficiently argue the evidentiary
error alleged in the same evidence.
Footnote: 6 N.C. Gen. Stat. § 7A-30(2) (2005).
Footnote: 7 
;
N.C. Gen. Stat. § 15A-1443(b) (2005).
Footnote: 8
In Mr. Peterson's assignments of error, he also challenges
the constitutionality of admitting the irrelevant evidence of
Elizabeth Ratliff's death; however, as he does not specifically
argue these assignments of error in his brief, they are deemed
abandoned. N.C. R. App. P. 28(b)(6).
Footnote: 9 The trial court's finding that the cause of death for both women was later determined to
be homicide is misleading at best, as it suggests that Dr. Deborah Radisch's finding in April 2003
that Ms. Ratliff's injuries were primarily the result of blunt trauma had some legal significance
beyond mere expert opinion.
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