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2. Evidence_other crimes or bad acts_pornography business_not plain error
There was no plain error in a cocaine prosecution in the admission of evidence that
defendant was involved in the pornography business where there was substantial evidence that
defendant was involved in trafficking in cocaine by possession.
3. Criminal Law_motion for appropriate relief_appeal timely filed_jurisdiction of trial
court
A trial court was without jurisdiction to rule on defendant's motion for appropriate relief
where defendant had given timely notice of appeal and the appeal was pending.
Attorney General Roy Cooper, by Assistant Attorney General
Wendy L. Greene, for the State.
Appellate Defender Staples Hughes, by Assistant Appellate
Defender Daniel Shatz for defendant.
LEVINSON, Judge.
Anthony Williams (defendant) appeals from judgments entered
upon his convictions for trafficking in cocaine by possession and
trafficking in cocaine by transportation. We reverse the judgmentfor trafficking in cocaine by transportation, find no error in the
judgment for trafficking in cocaine by possession, and vacate an
order entered on defendant's motion for appropriate relief.
The pertinent facts may be summarized as follows: Jeffery
Falls assisted the police in an undercover narcotics operation on
9 September 2002. Specifically, Falls who had purchased cocaine
from defendant in the past, sought to purchase two kilograms of
cocaine from defendant at a specified location where the police
would observe.
The operation was organized, in part, by Special Agent Rodney
Blacknall of the Bureau of Alcohol Tobacco and Firearms and
Sergeant Rev Busker of the Charlotte-Mecklenburg Police Department.
After telephone calls between Falls and the defendant, the two
agreed to meet at a local YMCA. Falls was not wired for the
meeting with defendant. Instead, to facilitate officers'
monitoring of the events, Falls was instructed to leave his cell
phone connection open when Blacknall telephoned him.
Falls drove to the YMCA, followed by Blacknall. Falls
identified the defendant and his vehicle, a Cadillac Escalade.
Falls exited his vehicle as the cell phone connection between
Blacknall and Falls remained open. Falls first greeted the
defendant on the stairs of the YMCA. Then, as per defendant's
request, both men were seated in defendant's Escalade. After Falls
told defendant that he needed to see the cocaine, the two men
walked to the back of the vehicle. Defendant opened the back hatch
and displayed cocaine that was stored in a black leather bag. Defendant gave two pornographic video tapes to Falls. Falls then
signaled Blacknall over the cell phone and law enforcement officers
arrested the defendant, and the two kilograms of cocaine were
seized from the Escalade.
Shortly after the arrest, Blacknall and others executed a
search warrant at two addresses associated with the defendant.
Police found the following: documents in defendant's alias, Johnny
Manning; documents revealing that Charmaine Thorton leased the
Escalade; tax returns in defendant's true name, Anthony Williams;
a couple of safes; and video equipment and tapes which suggested
that defendant was operating a pornography business out of his
apartment across the street from the YMCA.
Blacknall and Busker testified that they were unable to
directly observe the transaction between Falls and defendant;
Blacknall relied, instead, on the cell phone connection. However,
an SBI agent observed Falls and the defendant exit the Escalade,
walk to the rear of the vehicle, and open and close the back hatch.
Defendant was convicted of trafficking in cocaine by
possession and trafficking in cocaine by transportation, and was
sentenced to two consecutive prison terms of 175-219 months in
judgments entered 10 September 2003. On 25 March 2004, while
defendant's appeal as of right was pending, defendant filed a
Motion for Appropriate Relief (MAR) in the trial court division,
alleging the ineffective assistance of counsel. The record reveals
that defendant believed he did not have an appeal pending before
this Court when he filed this MAR. On 23 April 2004, the trialcourt summarily denied the MAR on the grounds that it did not state
a claim upon which relief could be granted. Although the record
reveals that defendant gave timely notice of appeal from the 10
September 2003 judgments, he nevertheless filed a petition for writ
of certiorari on 23 June 2004 in this Court, seeking review of the
criminal judgments entered 10 September 2003 as well as the trial
court's summary denial of his MAR. This Court allowed defendant's
petition for writ of certiorari for the purpose of reviewing the
criminal judgments entered 10 September 2003, and did not expressly
allow or deny the petition with respect to the trial court's denial
of the MAR.
We first address defendant's appeal from the criminal
judgments entered 10 September 2003. Defendant contends that the
trial court erred by (1) denying his motion to dismiss the charge
of trafficking in cocaine by transportation, and (2) allowing the
State to introduce evidence that defendant was involved in the
pornography business.
[1] In defendant's first argument on appeal, he contends that
the trial court erred by denying his motion to dismiss the charge
of trafficking in cocaine by transportation. We agree.
When ruling on a motion to dismiss, the trial court must
determine only whether there is substantial evidence of each
essential element of the offense charged and of the defendant being
the perpetrator of the offense. State v. Crawford, 344 N.C. 65,
73, 472 S.E.2d 920, 925 (1996).
Evidence is substantial if it is relevant and
adequate to convince a reasonable mind toaccept a conclusion. In considering a motion
to dismiss, the trial court must analyze the
evidence in the light most favorable to the
State and give the State the benefit of every
reasonable inference from the evidence. The
trial court must also resolve any
contradictions in the evidence in the State's
favor. The trial court does not weigh the
evidence, consider evidence unfavorable to the
State, or determine any witness' credibility.
State v. Robinson, 355 N.C. 320, 336, 561 S.E.2d 245, 255-56 (2002)
(internal citations and quotation marks omitted). [T]he rule for
determining the sufficiency of evidence is the same whether the
evidence is completely circumstantial, completely direct, or both.
State v. Crouse, 169 N.C. App. 382, 389, 610 S.E.2d 454, 459
(2005).
In the instant case, defendant was charged with trafficking in
cocaine by transportation, in violation of N.C. Gen Stat. §
90-95(h)(3)(c) (2005), which provides, in relevant part, that
[a]ny person who . . . transports 28 grams or more of cocaine . .
. shall be guilty of a felony . . . known as trafficking in
cocaine. In order to sustain a conviction under this statute, the
State must prove that the defendant (1) knowingly (2) transported
a given controlled substance, and that (3) the amount transported
was greater than the statutory threshold amount. State v. Shelman,
159 N.C. App. 300, 307, 584 S.E.2d 88, 94 (2003).
A conviction for trafficking in cocaine by transportation
requires that the State show a substantial movement. State v.
Wilder, 124 N.C. App. 136, 140, 476 S.E.2d 394, 397 (1996) (citing
State v. Greenidge, 102 N.C. App. 447, 451, 402 S.E.2d 639, 641
(1991)) (internal quotation marks omitted). Transportation isshown by evidence of carrying or movement of narcotics 'from one
place to another.' State v. Outlaw, 96 N.C. App. 192, 197, 385
S.E.2d 165, 168 (1989) (quoting Cunard Steamship Company v. Mellon,
262 U.S. 100, 122, 67 L. Ed. 894, 901 (1923) (we believe that it
is correct to view transportation as 'any real carrying about or
movement from one place to another')). Our courts have
determined that even a very slight movement may be 'real' or
'substantial' enough to constitute 'transportation' depending upon
the purpose of the movement and the characteristics of the areas
from which and to which the contraband is moved. State v. McRae,
110 N.C. App. 643, 646, 430 S.E.2d 434, 436 (1993). A
determination of whether there has been 'substantial movement'
involves consideration of 'all the circumstances surrounding the
movement[.]' State v. Manning, 139 N.C. App. 454, 468, 534 S.E.2d
219, 228 (2000) (quoting Greenidge, 102 N.C. App. at 451, 402
S.E.2d ay 641).
In the instant case, the State failed to present evidence that
the defendant moved the cocaine from one place to another. When
law enforcement arrived at the YMCA, the Escalade containing the
two kilograms of cocaine was already backed into a parking space
and remained stationary during the course of the law enforcement
operation. The State presented no evidence showing how the vehicle
arrived at the YMCA. Additionally, no evidence was presented in
regards to whether the cocaine was moved by defendant before Falls
arrived. The State contends that the circumstantial evidence in
the record is sufficient to demonstrate defendant moved thecocaine. In particular, the State relies on Falls' testimony that
he observed defendant drive the Escalade on prior occasions, and
defendant's suggestion to Falls that they meet at the YMCA. We
disagree. Even considering all the surrounding circumstances,
there is not sufficient evidence in the record to demonstrate when
or how the cocaine was placed in the Escalade. Consequently,
because the State failed to present substantial evidence that the
cocaine was moved from one place to another by defendant, the
conviction of trafficking in cocaine by transportation must be
reversed.
[2] In defendant's second argument on appeal, he contends that
the admission of evidence showing he was involved in the
pornography business constituted error. Specifically, defendant
contends that Blacknall's testimony referring to a pornography
business (e.g., video cameras and tapes in defendant's apartment),
as well as Falls' testimony that defendant handed him pornographic
tapes, constitutes impermissible evidence of his character in
violation of N.C. Gen. Stat. § 8C-1, Rule 404(b) (2005).
Because defendant failed to object to the admission of this
evidence, we review for plain error. Plain error review is
available for errors in the admission of evidence and jury
instructions. State v. Wolfe, 157 N.C. App. 22, 33, 577 S.E.2d
655, 663 (2003). To establish plain error, a defendant must
demonstrate (i) that a different result probably would have been
reached but for the error or (ii) that the error was so fundamental
as to result in a miscarriage of justice or denial of a fairtrial. State v. Bishop, 346 N.C. 365, 385, 488 S.E.2d 769, 779
(1997). We must examine the entire record and determine if the .
. . error had a probable impact on the jury's finding of guilt.
State v. Pullen, 163 N.C. App. 696, 701, 594 S.E.2d 248, 252 (2004)
(internal quotation marks omitted).
Under N.C. Gen. Stat. §8C-1, Rule 404(b) (2005), evidence of
a defendant's prior conduct is not admissible for the purpose of
proving that the defendant acted in conformity therewith on a
particular occasion. Such evidence is only admissible if it is
relevant to show something other than a defendant's character or
propensity to commit the crime charged. Rule 404(b). Such
permissible purposes include proof of motive, opportunity, intent,
preparation, plan, knowledge, identity, or absence of mistake,
entrapment or accident. Id. Hence, [o]nly those acts which
follow the rationale of the rule, with a relevant purpose other
than to show that defendant had the disposition to commit the
alleged crime, are admissible under the rule. State v. Bush, 164
N.C. App. 254, 261, 595 S.E.2d 715, 720 (2004).
In the instant case, assuming arguendo that the evidence
should not have been admitted, its admission cannot be said to have
amounted to an error that was so fundamental as to result in a
miscarriage of justice or one that had a likely impact on the
outcome of the trial. Here, there is substantial record evidence
establishing defendant's commission of trafficking in cocaine by
possession. For example, it is uncontradicted that law enforcement
found two kilograms of cocaine in defendant's possession, which wasstored in a black leather bag located in the rear of the vehicle.
In addition, the record reveals that law enforcement seized the
cocaine shortly after defendant walked to the back of the vehicle
and showed the cocaine to Falls. This assignment of error is
overruled.
[3] We next address defendant's argument that the trial court
erred by denying his MAR, which set forth numerous reasons why he
received ineffective assistance of counsel at trial. Defendant
claimed, inter alia, that his trial counsel did not properly give
notice of appeal from the 10 September 2003 judgments; did not file
pre-trial motions to suppress evidence; and did not subpoena the
registered owner of the Escalade to testify about the cocaine found
in the vehicle and her alleged association with the presiding
judge. In his petition for writ of certiorari to this Court
seeking review of the trial court's denial of his MAR, defendant
contends that an evidentiary hearing was necessary to enable the
trial court to properly rule on his claims of ineffective
assistance of counsel. We observe that the State, in its response
to defendant's petition for writ of certiorari, acknowledged that
his claims of ineffective assistance of counsel _ excluding the one
related to counsel's failure to give proper notice of appeal _
required an evidentiary hearing. We now grant defendant's petition
for certiorari to review the 23 April 2004 order denying his MAR.
A case remains open for the taking of an appeal to the
appellate division for the period provided in the rules of
appellate procedure for giving notice of appeal. N.C. Gen. Stat.§ 15A-1448(a)(1) (2005). Rule 4 of the North Carolina Rules of
Appellate Procedure sets forth the time period for giving such
notice of appeal. N.C.R. App. P. 4(a)(2). Rule 4 states, in
pertinent part, that [a]ny party entitled by law to appeal from a
judgment or order of a superior or district court rendered in a
criminal action may take appeal by filing notice of appeal . . .
within 14 days after entry of the judgment. Id. (emphasis added).
In addition, [t]he jurisdiction of the trial court with regard to
the case is divested, except as to actions authorized by G.S. 15A-
1453, when notice of appeal has been given[.] N.C. Gen. Stat. §
15A-1448(a)(3) (2005).
In the instant case, the trial court entered judgments on the
trafficking in cocaine by possession and trafficking in cocaine by
transportation on 10 September 2003. A written notice of appeal
was filed on 23 September 2003. Defendant, therefore, gave timely
notice of appeal because the appeal was taken within 14 days after
entry of the judgment. See Rule 4(a)(2). Pursuant to G.S. § 15A-
1448(a)(3), the trial court was without jurisdiction to rule on
defendant's MAR filed 25 March 2004 because his appeal was pending.
The proper venue for filing the MAR would have been in this Court
pursuant to N.C. Gen. Stat. § 15A-1418(a) (2005). 'When the
record shows a lack of jurisdiction in the lower court, the
appropriate action on the part of the appellate court is to arrest
judgment or vacate any order entered without authority.' State v.
Crawford, 167 N.C. App. 777, 779, 606 S.E.2d 375, 377 (2005)
(quoting State v. Felmet, 302 N.C. 173, 176, 273 S.E.2d 708, 711(1981)). We conclude that the trial court lacked jurisdiction to
enter the 23 April 2004 order summarily denying defendant's MAR,
and we vacate the same. In addition, we instruct the trial court
to dismiss the MAR filed 25 March 2004. Defendant is not barred
from filing a new MAR setting forth the claims of ineffective
assistance of counsel which were set forth in his MAR of 23 March
2004.
No error in part; reversed in part; and vacated in part.
Judges WYNN and ELMORE concur.
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