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1. Termination of Parental Rights_notice requirements met_jurisdiction obtained
The mandatory notice requirements of N.C.G.S. § 7B-1106.1(b) were met in a
termination of parental rights proceeding, and the trial court had subject matter jurisdiction.
2. Termination of Parental Rights_standard of proof_sufficiently stated
While a termination of parental rights order must state that the allegations have been
proven by clear and convincing evidence, there is no requirement as to how or where the
statement must be included. Language in the court's conclusion that clear, cogent, and
convincing evidence exists satisfied the requirement. N.C.G.S. § 7B-807.
3. Termination of Parental Rights_failure to make progress in correcting
conditions_findings not sufficient
The findings in a termination of parental rights order did not support the conclusion that
the child's mother failed to make reasonable progress in correcting the conditions that led to the
child's removal. None of the findings touched directly on the mother's ability to provide proper
care, supervision, and discipline, and no finding suggests that the child would be exposed to an
injurious environment with the mother.
4. Termination of Parental Rights_neglect_no finding that recurrence likely
Termination of parental rights for neglect may not be based solely on past conditions
which no longer exist. The trial court here erred by concluding that a child was neglected where
the child was in DSS custody and none of the court's findings indicated that neglect was likely to
recur if the mother regained custody.
5. Termination of Parental Rights_timeliness of hearing_prejudice not shown
The mother in a termination of parental rights proceeding did not show that scheduling
the original hearing 23 days outside the statutory timetable was prejudicial (the hearing was held
within the 90 day continuance period). Merely stating that she hoped to have her son in her life
was not sufficient.
Chief Judge Martin dissenting.
HUDSON, Judge.
J.T.W. is the minor child of respondent mother. On 31 August
2001, Iredell County Department of Social Services (DSS) filed a
petition to remove J.T.W. from respondent mother and father,
alleging a history of instability in the family. The juvenile
court held an adjudication/disposition hearing on 1 November 2001,
and adjudicated J.T.W. neglected. On 31 January and 2 May 2002,
the court conducted review hearings. The court held a permanency
planning meeting on 19 September 2002 changing the plan to one of
concurrent attempts at reunification and termination of parental
rights (TPR) and adoption. On 19 November 2002, following
another permanency planning meeting, the court changed the plan of
care to TPR and adoption only. DSS and the guardian ad litem
jointly filed a TPR motion on 30 May 2003, seeking to terminate the
rights of J.T.W.'s mother and father. Hearings were conducted 13
November 2003, 10 February and 23 March 2004, and the court
terminated parental rights by order of 17 May 2004. Respondent
father did not appeal, but mother appeals. As discussed below, we
reverse.
DSS became involved in J.T.W.'s family in September 1998
before he was born. In August 2000, three of his older siblings
were placed with relatives. On 31 August 2001, the district court
held a hearing and granted guardianship of the older siblings tothe relatives, and ordered DSS to take custody of J.T.W. On the
same day, DSS filed a juvenile petition alleging that J.T.W. was
neglected in that the child did not receive proper care,
supervision or discipline and lived in an environment injurious to
J.T.W. The petition further states that respondent mother had a
long history of instability that has led to the older three
children being removed[,] including an inability to establish and
maintain a residence or maintain stead [sic] employment. On 1
November 2001, following a hearing, the juvenile court ordered that
J.T.W. was neglected based upon the stipulation of respondent
parents that the allegations in the petition were true.
In its order terminating respondent mother's parental rights,
the court made findings, including the following:
7. The Respondent Mother is presently a
resident of Gaston County. She resides in a
home at 501 East Third Street in Gastonia with
two of her other infant children. The home is
an acceptable home and has been visited by
social workers from the Gaston County
Department of Social Services. The mother has
maintained this home since approximately May
2003.
8. Prior to occupying her present home, the
mother was a resident of Catherine's House, a
residential treatment facility which assists
mother with dependent children. While in
residence at Catherine's House, the mother
completed at least two worthwhile programs,
namely the Very Important Parents Program and
the Stepping Stones to Success Program. The
Court will find that through her
participation, the mother did benefit from
learning to budget to some degree and to
become more open with those who are trying to
assist her.
9. Since 1999, the Respondent Mother has lived
in and out of approximately 24 residences. Until the mother took residence in Gastonia,
the mother had been evicted or otherwise
removed from every residence she occupied in
Statesville and the surrounding community
since 2000. Until recently, the mother had a
different employer every couple of months, a
pattern which continues through the time of
this hearing.
10. The Respondent Mother has more or less
been employed since her three children came
into DSS custody. However, her employment,
for the most part, has been sporadic in
duration and almost always terminated by the
mother being fired or by the mother
voluntarily leaving employment after working
for a short period of time.
11. During the pendency of this termination
motion, the Respondent Mother has worked for
three employers, the most recent employment
being at a personal care facility where the
mother works full time and earns $8.50 an
hour.
12. The mother has never had reliable
transportation throughout the time the DSS has
had custody over her children. Furthermore,
the mother's license has remained suspended
during this time due to the mother
accumulating two traffic tickets. Despite the
citations being years old, the mother has yet
to take any affirmative action to clear the
tickets and apply with the Department of Motor
Vehicles to have her license reinstated.
Further, the mother has no automobile
insurance.
13. The Respondent Mother's transportation
problems have repeatedly led to the mother
losing her employment and contributed to
difficulties with the mother visiting her
children. The mother's voluntary departure
from Statesville to Gastonia in 2003 has
created further difficulties for the mother in
visiting her children since she has no
transportation which would allow her to visit
them.
14. The Respondent Mother has been physically
and financially able to be gainfully employed
and pay child support since the minor childrencame into custody. The mother was very late
getting support under order, has accumulated
arrearages amounting to several thousands of
dollars, and has only since May 2003 has she
made regular payments.
15. The Respondent Mother has had no visits
with any of her children who were placed in
custody since December 2002. As a result,
these children have no observable bond with
the mother. The mother is virtually unknown
to J[] in as much as he has been in care since
he was an infant.
16. The respondent Mother has been
incarcerated on several occasions during the
minor children's stay in the custody of the
DSS. On one occasion, the mother was
incarcerated on a probation violation. Prior
to that she had been incarcerated on a charge
of failing to return rental property. On
another occasion, the mother had been placed
in jail after having been held in contempt
related to accumulated child support
arrearages.
[1] Respondent mother first argues that the trial court erred
in terminating her parental rights when it lacked subject matter
jurisdiction because mandatory notice requirements were not met.
We disagree.
N.C. Gen. Stat. § 7B-1106.1(b) requires that notice in pending
child abuse, neglect, or dependency cases include all of the
following:
(1) The name of the minor juvenile.
(2) Notice that a written response to the
motion must be filed with the clerk within 30
days after service of the motion and notice,
or the parent's rights may be terminated.
(3) Notice that any attorney appointed
previously to represent the parent in the
abuse, neglect, or dependency proceeding will
continue to represent the parents unless
otherwise ordered by the court.
(4) Notice that if the parent is indigent, the
parent is entitled to appointed counsel and if
the parent is not already represented by
appointed counsel the parent may contact the
clerk immediately to request counsel.
(5) Notice that the date, time, and place of
hearing will be mailed by the moving party
upon filing of the response or 30 days from
the date of service if no response is filed.
(6) Notice of the purpose of the hearing and
notice that the parents may attend the
termination hearing.
N.C. Gen. Stat. § 7B-1106.1(b) (2003). DSS filed notice of
proceeding on both 3 September 2003 and on 10 October 2003
regarding the hearing on termination of respondent mother's
parental rights. Each notice contains all of the information
required by N.C. Gen. Stat. § 7B-1106.1(b), tracking the actual
language used in the statute. The certificate of service attached
to each notice of proceeding includes the names of all parties,
including respondent mother and her counsel. This assignment of
error is without merit.
[2] Respondent mother next argues that the trial court failed
to state the proper standard of proof in its order. We do not
agree.
N.C. Gen. Stat. § 7B-807 requires the trial court to
affirmatively state that the allegations in the petition have been
proven by clear and convincing evidence. N.C. Gen. Stat. § 7B-807
(2003). In re O.W., 164 N.C. App. 699, 702, 596 S.E.2d 851, 853
(2004). The failure of a trial court to do so is reversible error.
Id. However, there is no requirement as to where or how such a
recital of the standard should be included. Id. In In re O.W.,we held language in the trial court's order that it CONCLUDES
THROUGH CLEAR, COGENT AND CONVINCING EVIDENCE sufficient under
N.C. Gen. Stat. § 7B-807. Id. Here, the trial court's conclusion
2 states Clear, cogent and convincing evidence exists . . . . We
overrule this assignment of error.
[3] Respondent mother also argues that the trial court erred
in terminating her parental rights on the ground that she willfully
left her child in foster care for twelve months without making
reasonable progress correcting the conditions that led to his
removal. We agree.
In reviewing the termination of parental rights,
this Court must determine whether the trial
court's findings of fact were based on clear,
cogent, and convincing evidence, and whether
those findings of fact support a conclusion
that parental termination should occur on the
grounds stated in N.C. Gen. Stat. § 7A-289.32.
So long as the findings of fact support a
conclusion based on § 7A-289.32, the order
terminating parental rights must be affirmed.
In re Oghenekevebe, 123 N.C. App. 434, 435-36, 473 S.E.2d 393, 395-
96 (1996) (internal citation omitted). The trial court is only
required to find that one statutory ground for termination exists
in order to proceed to the dispositional phase and decide if
termination was in the children's best interests. In re Shermer,
156 N.C. App. 281, 285, 576 S.E.2d 403, 406 (2003). N.C. Gen.
Stat. § 7B-1111 specifies the permissible grounds for terminating
parental rights, including that
(2) The parent has willfully left the juvenile
in foster care or placement outside the home
for more than 12 months without showing to the
satisfaction of the court that reasonableprogress under the circumstances has been made
in correcting those conditions which led to
the removal of the juvenile. Provided,
however, that no parental rights shall be
terminated for the sole reason that the
parents are unable to care for the juvenile on
account of their poverty.
N.C. Gen. Stat. § 7B-1111 (2006). Under this section, willfulness
means something less than willful abandonment . . . [and] does not
require a showing of fault by the parent. In re Oghenekevebe, 123
N.C. App. at 439, 473 S.E.2d at 398. In addition, willfulness is
not precluded just because respondent has made some efforts to
regain custody of the child. Id. at 440, 473 S.E.2d 398.
In conclusion 2, the trial court states that for a period of
twelve months next proceeding the filing of the TPR motion in this
case, [respondent mother has] failed to show to the satisfaction of
the court that reasonable progress has been made to correct the
conditions which led to the removal of the minor child.
Respondent mother contends that her poverty was the primary basis
for termination and that petitioner produced no evidence of
willfulness.
DSS removed J.T.W. because the child was not receiving proper
care, supervision or discipline and lived in an injurious
environment as evidenced by respondent mother's instability in
housing and employment, allegations stipulated to at the time of
the petition. However, there are no findings in the termination
order showing that respondent mother has made no progress in
correcting conditions that left J.T.W. without proper care,
supervision or discipline and living in an injurious environment. Finding 7 states that respondent mother has an acceptable home
which social workers had visited and which she had maintained for
a number of months prior to the hearing. No finding suggests that
J.T.W. would be exposed to an injurious environment with respondent
mother.
Findings 12 and 13 touch on respondent mother's lack of
transportation due to unresolved tickets and a suspended license,
which has contributed to her difficulty in visiting her children.
In addition, respondent mother moved from Statesville to Gastonia
in 2003 to enter a residential treatment facility which assists
mothers of dependent children, and that this had also contributed
to her difficulty in visiting. The court found that she completed
at least two worthwhile programs at the facility which will
benefit her in learning to budget to some degree and . . . become
more open with those who are trying to assist her. Findings 10
and 11 state that respondent mother has had constant but sporadic
employment during the pendency of the motion, and that she was
working full-time for $8.50 per hour at the date of the hearing.
Finding 14 states that respondent mother is in arrears in child
support payments, but that she began making regular payments in May
2003. None of these findings touches directly on respondent
mother's ability to provide her child with proper care, supervision
and discipline. These findings do not support the conclusion that
respondent mother failed to make reasonable progress in correcting
the conditions that led to J.T.W.'s removal. [4] Respondent mother also argues that the trial court erred
in concluding that J.T.W. was neglected. We agree.
In order to terminate parental rights, the evidence must show
neglect at the time of the termination proceeding. In re Ballard,
311 N.C. 708, 716, 319 S.E.2d 227, 232 (1984).
During a proceeding to terminate parental
rights, the trial court must admit and
consider evidence, find facts, make
conclusions and resolve the ultimate issue of
whether neglect authorizing termination of
parental rights under N.C.G.S. 7A-289.32(2)
and 7A-517(21) is present at that time.
N.C.G.S. 7A-289.30(d). The petitioner seeking
termination bears the burden of showing by
clear, cogent and convincing evidence that
such neglect exists at the time of the
termination proceeding. N.C.G.S. 7A-289.30(e).
Id. (citations omitted). Termination of parental rights for
neglect may not be based solely on past conditions which no longer
exist. Id. at 714, 319 S.E.2d at 231-32.
As discussed above, at the time of the petition to remove
J.T.W., respondent mother stipulated to the allegations made by DSS
that the child was neglected in that he did not receive proper
care, supervision or discipline and lives in an environment
injurious to him. As discussed above, the findings after the
hearing do not support that either of these bases existed at the
time of the hearing. Conclusion 2 states that Clear, Cogent and
Convincing evidence exists to find that the minor child has been
neglected within the definition of N.C.G.S. 7B-101 and that such
neglect would continue for the foreseeable future if J.T.W. were
returned to his mother. However, the order states that J.T.W. has
been in the custody of DSS since 1 November 2001. None of thecourt's findings indicate that neglect is likely to reoccur if
respondent mother regains custody, and respondent mother did not
stipulate to neglect of J.T.W. as at the time of the original
neglect petition. See In re Brim, 139 N.C. App. 733, 742, 535
S.E.2d 367, 372 (2000) (holding that a prior adjudication [of
neglect], standing alone, will not suffice where the natural
parents have not had custody for a significant period prior to the
termination hearing.)
[5] Respondent mother also argues that the trial court erred
in terminating her parental rights by failing to protect her rights
to due process by failing to hold a timely hearing and enter a
timely order. We do not agree.
The hearing on the termination of parental rights is to be
held no later than 90 days from the filing of the petition or
motion. N.C. Gen. Stat. § 7B-1109(a) (2006). However, time
limitations in the Juvenile Code are not jurisdictional in cases
such as this one and do not require reversal of orders in the
absence of a showing by the appellant of prejudice resulting from
the time delay. In re C.L.C., 171 N.C. App. 438, 443, 615 S.E.2d
704, 707 (2005). In addition,
[t]he court may for good cause shown continue
the hearing for up to 90 days from the date of
the initial petition in order to receive
additional evidence including any reports or
assessments that the court has requested, to
allow the parties to conduct expeditious
discovery, or to receive any other information
needed in the best interests of the juvenile.
Continuances that extend beyond 90 days after
the initial petition shall be granted only in
extraordinary circumstances when necessary for
the proper administration of justice, and thecourt shall issue a written order stating the
grounds for granting the continuance.
N.C. Gen. Stat. § 7B-1109(d) (2006).
Here, DSS filed the motion to terminate parental rights on 30
May 2003 and the hearing was initially set for 23 September 2003,
less than one month outside that ninety-day window. The judge
presiding at the 23 September 2003 session of juvenile court
recused herself because she had prior experience with respondent
parents. The court filed a written continuance, and the hearing
was rescheduled for 28 October 2003. By agreement of the parties,
the hearing was again continued, and the continuance was again
reduced to writing as required by statute in case the new trial
date fell outside the statutory timetable. The hearing actually
took place on 13 November 2003, within the ninety-day continuance
period. Respondent mother does not show how the scheduling of the
original hearing date some 23 days outside the statutory timetable
prejudiced her. Her brief merely states that the respondent-
mother is still hopeful of having her son in her life and then
makes a blanket statement that the delay prejudiced all parties.
Because she has failed to explain how the scheduling of the hearing
prejudiced her, we overrule this assignment of error.
Respondent mother argues that the trial court erred in
determining that termination is in the best interest of J.T.W.
Termination of parental rights proceeding is a two-stage process:
the trial court first determines whether sufficient grounds exist
under N.C. Gen. Stat. § 7B-1111 to warrant termination; if the
trial court determines that any one of the grounds for terminationlisted in N.C. Gen. Stat. § 7B-1111 exists, the trial court may
then terminate parental rights consistent with the best interests
of the child. In re T.D.P., 164 N.C. App. 287, 288, 595 S.E.2d
735, 736-37 (2004), aff'd, 359 N.C. 405, 610 S.E.2d 199 (2005).
Because we conclude that grounds did not exist pursuant to N.C.
Gen. Stat. § 7B-1111 to support termination, we need not address
this assignment of error.
Reversed.
Judge BRYANT concurs.
Chief Judge MARTIN dissents.
MARTIN, Chief Judge, dissenting.
I respectfully dissent. Because I disagree with the
majority's conclusion that the trial court erred in concluding that
J.T.W. was neglected, I would affirm the order of the trial court
terminating respondent's parental rights.
A trial court can consider prior adjudications of neglect
but they will rarely be sufficient, standing alone, to support a
termination of parental rights, since the petitioner must establish
that neglect exists at the time of the hearing. In re Pierce, 146
N.C. App. 641, 651, 554 S.E.2d 25, 31 (2001), aff'd, 356 N.C. 68,
565 S.E.2d 81 (2002). [E]vidence of changed conditions in light
of the history of neglect by the parent, and the probability of a
repetition of neglect are also factors that must be considered,
and visitation by the parent is a relevant factor in [neglect]
cases. Id. Our Supreme Court noted in In re Ballard that it would be
almost impossible to terminate parental rights on neglect grounds
if the Court were to require that termination of parental rights
be based only upon evidence of events occurring after a prior
adjudication of neglect which resulted in removal of the child from
the custody of the parents. 311 N.C. 708, 714, 319 S.E.2d 227,
232 (1984). The Court held that
evidence of neglect by a parent prior to
losing custody of a child -- including an
adjudication of such neglect -- is admissible
in subsequent proceedings to terminate
parental rights. The trial court must also
consider any evidence of changed conditions in
light of the evidence of prior neglect and the
probability of a repetition of neglect.
Id. at 715, 319 S.E.2d at 232. The determinative factors must be
the best interests of the child and the fitness of the parent to
care for the child at the time of the termination proceeding. In
re Brim, 139 N.C. App. 733, 742, 535 S.E.2d 367, 372 (2000)
(emphasis in original).
A neglected juvenile is one who does not receive proper care,
supervision, or discipline from the juvenile's parent . . . or who
has been abandoned. N.C. Gen. Stat. § 7B-101(15) (2005).
Abandonment has been defined as wilful neglect and refusal to
perform the natural and legal obligations of parental care and
support. In re Humphrey, 156 N.C. App. 533, 540, 577 S.E.2d 421,
427 (2003). While failure to provide care and other necessities is
the common conception of neglect, a conclusion of neglect may also
be supported in less tangible ways including: evidence of
sporadic contact between parents and child and their completefailure to provide personal contact, love, and affection to their
child. In re Pierce, 67 N.C. App. 257, 263, 312 S.E.2d 900, 904
(1984) (citation omitted).
Respondent effectively abandoned J.T.W. by not visiting him.
The trial court's conclusion of neglect is supported by its finding
that respondent has had no visits with any of her children who
were placed in custody since December 2002. . . . The mother is
virtually unknown to [J.T.W.] in as much as he has been in care
since he was an infant. This, coupled with the trial court's
other findings about respondent's chronic inability to maintain
regular employment, stable housing, and make reasonable progress
over the course of three years, do not show, contrary to the
majority's assertion, that the trial court failed to consider
changed circumstances, but rather that it considered these changed
conditions in light of the history of neglect and the probability
of repetition of neglect if J.T.W. were returned to respondent's
care. Therefore, I vote to affirm the trial court's order
terminating respondent's parental rights.
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