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1. Appeal and Error--right to appeal--aggrieved party
The trial court did not err in a double indecent liberties with a child and statutory sex
offense case by denying defendant's motion to dismiss Duke University Health Systems'
(DUHS) appeal, because: (1) DUHS is an aggrieved party and is asserting its legal rights which
have been directly affected by the trial court's order; and (2) the trial court's order effectively
requires DUHS to disclose information concerning a research subject's privacy which it is
obligated, under the Certificate of Confidentiality and federal statutes, to protect.
2. Discovery-_privileged communications--sealed documents--in camera inspection
Although the trial court did not err in a double indecent liberties with a child and statutory
sex offense case by refusing to conduct an in camera inspection of sealed documents that
defendant wanted to use to impeach the credibility of a witness by showing she made statements
in project records that were at odds with her trial testimony or failed to make statements which
would have shown abuse at the hands of defendant, the trial court erred by ordering their
production to defense counsel in its order of 3 May 2005 and the order is vacated, because: (1)
defendant was not entitled to production or in camera review of the documents when defendant
failed to satisfy the threshold requirement of materiality; (2) although a witness may be
impeached on cross-examination regarding her prior inconsistent statements, her answers are
deemed conclusive and may not be attacked with direct evidence; and (3) the witness was only
one of three N.C.G.S. § 8C-1, Rule 404(b) witnesses who provided 404(b) testimony, she was
subject to cross-examination, and considered in that context, the contents of the records are at
best tangential to the aggregate case and cannot meet even the relatively permissive Phillips
criteria for materiality let alone the more stringent Tirado test.
3. Sexual Offenses--statutory sex offense--sufficiency of short-form indictment
The trial court did not err by concluding it had jurisdiction to try defendant even though it
used a short-form indictment for the charge of statutory sex offense where the victim is either 13,
14, or 15 years old, because: (1) the Court of Appeals has specifically held that N.C.G.S. § 15-
144.2(a) permits a short-form indictment for sexual offenses committed against persons 13, 14,
or 15 years old; and (2) the indictment complied with the requirements of N.C.G.S. § 15-144.2(a)
and was sufficient to put defendant on notice of the crime of which he was accused.
4. Evidence--prior crimes or bad acts--testimony about prior abuse_-modus operandi--
plan_-absence of mistake--absence of accident
The trial court did not err in a double indecent liberties with a child and statutory sex
offense case by admitting the testimony of three victims regarding prior acts of abuse by
defendant, because: (1) our Supreme Court has been liberal in allowing evidence of similar
offenses in trials on sexual crime charges; (2) all three of the witnesses were young female
relatives who were in the care of defendant at the time of the alleged abuse and each testified to
similar acts by defendant in similar locations followed by defendant's instruction to keep the
encounters a secret; and (3) the trial court instructed the jury that the testimony was received
solely for the purpose of showing that there existed in the mind of defendant a plan, scheme orsystem, or design involving the crimes charged in the case, or absence of mistake and absence of
accident.
Roy A. Cooper, III, Attorney General, by Elizabeth L. Oxley,
Assistant Attorney General, for the State.
Moore & Van Allen PLLC, by William E. Freeman and Michael J.
Byrne, for appellant Duke University Health Systems.
Robert W. Ewing for defendant-appellant.
MARTIN, Chief Judge.
Defendant was charged with two counts of indecent liberties
with a child, F.A., in violation of N.C.G.S. § 14-202.1 and one
count of statutory sex offense in violation of N.C.G.S. § 14-27.7A.
Defendant entered pleas of not guilty.
Prior to trial, defendant's trial counsel issued a subpoena to
Duke University Health Systems (DUHS) seeking any and all
documents from the Great Smoky Mountain Study recording, reflecting
or referencing any statement by [M.B.] . . . mentioning or
describing any abuse of her. DUHS moved for a protective order,
contending that the 29 July order was contrary to the Certificate
of Confidentiality issued to researchers pursuant to federal law.
Defendant asserted that M.B. was expected to be called by the State
to offer evidence pursuant to N.C.G.S. 8C-1, Rule 404(b) thatdefendant had sexually abused her in the past and that the
information contained in the records was necessary for impeachment
purposes. On 18 August 2004, the trial court vacated its 29 July
2004 order, granted DUHS's motion for a protective order, and
required DUHS to maintain a sealed copy of the records referred to
in the Court's July 29, 2004 Order until the final adjudication of
all issues in this case, including any appeals or until further
order of this court.
At defendant's trial, the evidence tended to show that F.A.
first met defendant when she was eight or nine years old. F.A. is
the niece of defendant's daughter-in-law, Laura Bradley. In August
2003, F.A. went with Laura Bradley to prepare for a surprise party
for defendant's wife. F.A. testified that she enjoyed going to
defendant's house and that they treated her like family. During
the party preparations, defendant and F.A. went to the grocery
store to purchase additional food. F.A. testified that on the way
to the store defendant touched her on the outside of my clothes on
my privates and put his hand inside my panties on my vagina . .
. . He put his finger inside. Not all the way, but a little bit.
He also touched her breasts and on her butt under her clothes.
She further testified that defendant told her that it was their
secret and not to tell anyone. She eventually told her school
counselor and then talked to her grandparents, and police. These
witnesses corroborated her testimony.
The State also offered the testimony of K.C., F.C., and M.B.
with respect to incidents in which defendant had allegedlycommitted similar acts upon them. Thirteen-year-old K.C. testified
that defendant is her mother's stepfather, that when she was five
or six, once or twice he had put his hand in her underwear and
touched her butt, and on another occasion, he rubbed [her] butt
for [a] couple of minutes. Once, when tying her shoe, he bent
down to pick up my foot and he stuck it on his private part; when
she moved her foot, he moved it back and told her not to tell,
that it was our secret. When defendant's granddaughter, Melinda
Bradley, was discussing F.A.'s accusations with K.C. and other
family members, K.C. told Melinda what defendant had done to her.
According to K.C.'s testimony, Melinda responded by telling her
not to tell or else we could get [defendant] in a lot of trouble.
The next day, K.C.'s mother told her about F.A.'s accusations, and
her mother asked K.C. if defendant had done anything to me, and I
told her, Yeah. K.C. later made a statement to police.
F.C. testified that K.C. is her daughter, and corroborated
K.C.'s statements. She also testified that defendant is her
stepfather, who cared for her after her mother died, from age six
until sixteen, when she left home to marry her husband. She
testified that she remembered defendant sitting her in his lap and
touching her vagina while he was driving his truck. She also
recalled that when she was ten or eleven, defendant carried her
from her bed on nights when her stepmother was out of town and
touched her with his hands.
M.B., who is Melinda Bradley's sister, testified that
defendant is her grandfather. M.B., her sisters, and their motherlived with defendant [f]or the most part as I was growing up,
except for a period when she was younger than ten years old. At
that time, M.B. told her mother that defendant was fondling my
breasts, and the Department of Social Services said it was best
that they not live with him. M.B. further testified that her
mother did not believe her allegations, and, after a couple of
years, they moved back in with her grandfather. Once they returned
to defendant's house, defendant had M.B. perform oral sex on him
and took her on car rides where he would fondle my breasts and put
his hand on my vagina. He also once pulled down both her pants
and his pants and put his part between my legs. As she got
older, the abuse lessened.
Defendant testified on his own behalf and denied all of the
allegations, as did other family members and neighbors, who
attested to defendant's law-abiding nature and general good
character. These witnesses also expressed their doubts about the
credibility of the State's witnesses. Melinda Bradley testified
that her grandfather was truthful and law-abiding, and she denied
any conversation with K.C. about defendant.
The jury convicted defendant of two counts of taking indecent
liberties with a child, and one count of statutory sexual offense
against a victim who was 13 years old at the time of the offense.
Defendant was sentenced to 240 months to 297 months for the sexual
offense charge and two consecutive sentences of 16 months to 20
months for the indecent liberties charges. Defendant appealed. Defendant's appellate counsel moved that the documents
maintained by DUHS pursuant to the trial court's 29 July 2004
order, relating to any statements made by M.B. and sealed pursuant
to the court's order, be made available to ensure a full and fair
appellate review. By order dated 3 May 2005, the trial court
ordered DUHS to produce the records for defendant's appellate
counsel for the purpose of determining whether any error should be
assigned premised on their contents. Dissemination of the contents
of the documents to anyone other than counsel for the parties was
prohibited. DUHS appealed from the * order requiring disclosure.
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