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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
EDWARD SMITH and TAMMYE SMITH, Plaintiffs, v. GREGG E. CREGAN,
M.D., and ORTHOPAEDIC SPECIALISTS OF THE CAROLINAS, P.A.,
Defendants
NO. COA05-1412
Filed: 18 July 2006
Costs--expert witness fees--negligence action
The trial court did not abuse its discretion in a medical malpractice case by denying
defendants' motion to tax expert witness fees against plaintiffs after a jury verdict was returned
in favor of defendants because: (1) the General Statutes do not always require expert witness fees
to be awarded to a prevailing party in a negligence action; (2) negligence cases are not listed
among the types of actions in which costs must be awarded to a prevailing party under either
N.C.G.S. § 6-18 or §
6-19, and thus the trial court's ruling is governed by N.C.G.S. § 6-20 where
costs are in the discretion of the court; (3) with regard to expert witness fees that are related to
the judgment entered in defendants' favor, although such expert witness fees were recoverable as
a cost under N.C.G.S. §§ 7A-305(1) and 7A-314(d), these claims were in the discretion of the
trial court under N.C.G.S. § 6-20 and defendants have not alleged an abuse of discretion; and (4)
with regard to expert witness fees that are not related to the judgment entered in defendants'
favor, the trial court has no discretion to award this expense as a cost when N.C.G.S. § 6-1 only
permits costs to be awarded to the party for whom judgment was given.
Judge HUDSON concurs in result only.
Appeal by defendants from an order entered 1 September 2005 by
Judge William Z. Wood, Jr., in Forsyth County Superior Court.
Heard in the Court of Appeals 11 May 2005.
The MacKenzie Law Firm, by James S. Gibbs, for plaintiff
appellees.
Carruthers & Roth, P.A., by Kenneth L. Jones, for defendant
appellants.
McCULLOUGH, Judge.
Defendants appeal from a superior court order denying their
motion to tax costs against plaintiffs. We affirm.
Facts
On 18 December 2002, plaintiffs filed a medical malpractice
action in which they alleged that they were injured by thenegligence of defendants. Defendants filed an answer denying
liability.
Plaintiffs' action was tried the week of 12 July 2004.
Following this trial, the jury was unable to reach a verdict, and
the court declared a mistrial.
A second trial was held the week of 18 April 2005 and resulted
in a jury verdict for defendants. After the second trial, the
court entered a judgment in favor of defendants.
Defendants thereafter filed a motion for costs. Specifically,
defendants sought reimbursement for, inter alia, (1) $2,100.00 they
paid as an expert witness fee to Dr. Will E. Moorehead, one of
plaintiffs' designated expert witnesses, for deposition testimony
taken prior to the first trial; (2) $1,500.00 they paid as an
expert witness fee to Dr. Bryant A. Bloss, one of plaintiffs'
designated expert witnesses, for deposition testimony taken prior
to the first trial; (3) $5,000.00 they paid as an expert witness
fee to their own expert, Dr. Mark Earl Brenner, for his testimony
in the first trial, which resulted in a mistrial; and (4) $5,000.00
they paid as an expert witness fee to Dr. Brenner for his testimony
in the second trial, which resulted in a verdict and judgment for
defendants.
In an order entered 1 September 2005, the trial court denied
defendants' motion for costs in . . . exercise of the [court]'s
discretion. From this order, defendants now appeal to this Court.
Legal Discussion
On appeal, defendants contend that the trial court was
required to allow their motion to tax expert witness fees against
plaintiffs. This argument presents two issues: (I) whether the
General Statutes always require expert witness fees to be awarded
to a prevailing party in a negligence action and, if not, (II)
whether the trial court erred by denying the present defendants'
motion for expert witness fees.
I.
We first address whether the General Statutes always require
expert witness fees to be awarded to a prevailing party in a
negligence action. We hold that they do not.
Defendants contend that Section 6-1 of the General Statutes
requires that expert witness fees be awarded to prevailing
defendants following a negligence suit. Section 6-1 states: To
the party for whom judgment is given, costs shall be allowed as
provided in Chapter 7A and this Chapter [6 of the General
Statutes]. At issue is the interplay between section 6-1 and
pertinent provisions of Chapters 6 and 7A of the General Statutes.
Within Chapter 6, sections 6-18, 6-19, and 6-20 govern whether
an award of costs is appropriate. In certain cases, costs must be
awarded to the prevailing party. Section 6-18 provides for a
mandatory award of costs to prevailing plaintiffs:
Costs shall be allowed of course to the
plaintiff, upon a recovery, in the following
cases:
(1) In an action for the recovery of realproperty, or when a claim of title to
real property arises on the pleadings, or
is certified by the court to have come in
question at the trial.
(2) In an action to recover the possession of
personal property.
(3) In an action for assault, battery, false
imprisonment, libel, slander, malicious
prosecution, criminal conversation or
seduction, if the plaintiff recovers less
than fifty dollars ($50.00) damages, he
shall recover no more costs than damages.
(4) When several actions are brought on one
bond, recognizance, promissory note, bill
of exchange or instrument in writing, or
in any other case, for the same cause of
action against several parties who might
have been joined as defendants in the
same action, no costs other than
disbursements shall be allowed to the
plaintiff in more than one of such
actions, which shall be at his election,
provided the party or parties proceeded
against in such other action or actions
were within the State and not secreted at
the commencement of the previous action
or actions.
(5) In an action brought under Article 1 of
Chapter 19A.
N.C. Gen. Stat. § 6-18 (2005). Section 6-19 provides for a
mandatory award of costs to prevailing defendants: Costs shall be
allowed as of course to the defendant, in the actions mentioned in
the preceding section [6-18] unless the plaintiff be entitled to
costs therein. N.C. Gen. Stat. § 6-19 (2005). Pursuant to
section 6-20, the decision to award costs in other types of cases
is consigned to the discretion of the trial court: In other
actions, costs may be allowed or not, in the discretion of thecourt, unless otherwise provided by law. N.C. Gen. Stat. § 6-20
(2005).
Chapter 7A, section 7A-305 of the General Statutes sets forth
the items which are available as costs in civil actions. Section
7A-305 lists the costs which must be assessed in all civil actions:
(a) In every civil action in the superior
or district court, except for actions brought
under Chapter 50B of the General Statutes, the
following costs shall be assessed:
(1) For the use of the courtroom and related
judicial facilities, the sum of twelve
dollars ($12.00) in cases heard before a
magistrate, and the sum of sixteen
dollars ($16.00) in district and superior
court, to be remitted to the county in
which the judgment is rendered, except
that in all cases in which the judgment
is rendered in facilities provided by a
municipality, the facilities fee shall be
paid to the municipality. Funds derived
from the facilities fees shall be used in
the same manner, for the same purposes,
and subject to the same restrictions, as
facilities fees assessed in criminal
actions.
(2) For support of the General Court of
Justice, the sum of seventy-nine dollars
($79.00) in the superior court, except
that if a case is assigned to a special
superior court judge as a complex
business case under G.S. 7A-45.3, an
additional two hundred dollars ($200.00)
shall be paid upon its assignment, and
the sum of sixty-four dollars ($64.00) in
the district court except that if the
case is assigned to a magistrate the sum
shall be fifty-three dollars ($53.00).
Sums collected under this subdivision
shall be remitted to the State Treasurer.
The State Treasurer shall remit the sum
of one dollar and five cents ($1.05) of
each fee collected under this subdivision
to the North Carolina State Bar for the
provision of services described in G.S.7A-474.4, and ninety-five cents ($.95) of
each fee collected under this subdivision
to the North Carolina State Bar for the
provision of services described in G.S.
7A-474.19.
N.C. Gen. Stat. § 7A-305(a)(1)-(2) (2005). Section 7A-305(d) lists
those items which are assessable or recoverable in accordance
with sections 6-18, 6-19, or 6-20:
(d) The following expenses, when
incurred, are also assessable or recoverable,
as the case may be:
(1) Witness fees, as provided by law.
(2) Jail fees, as provided by law.
(3) Counsel fees, as provided by law.
(4) Expense of service of process by
certified mail and by publication.
(5) Costs on appeal to the superior court, or
to the appellate division, as the case
may be, of the original transcript of
testimony, if any, insofar as essential
to the appeal.
(6) Fees for personal service and civil
process and other sheriff's fees, as
provided by law. Fees for personal
service by a private process server may
be recoverable in an amount equal to the
actual cost of such service or fifty
dollars ($50.00), whichever is less,
unless the court finds that due to
difficulty of service a greater amount is
appropriate.
(7) Fees of guardians ad litem, referees,
receivers, commissioners, surveyors,
arbitrators, appraisers, and other
similar court appointees, as provided by
law. The fee of such appointees shall
include reasonable reimbursement for
stenographic assistance, when necessary.
(8) Fees of interpreters, when authorized and
approved by the court.
(9) Premiums for surety bonds for
prosecution, as authorized by G.S. 1-109.
N.C. Gen. Stat. § 7A-305(d)(1)-(9) (2005).
Thus, expert witness fees are permitted under section 7A-
305(d)(1) as provided by law. Expert witness fees are
specifically provided for by section 7A-314 of the General
Statutes, which provides, in pertinent part:
(a) A witness under subpoena, bound over,
or recognized, other than a salaried State,
county, or municipal law-enforcement officer,
or an out-of-state witness in a criminal case,
whether to testify before the court, Judicial
Standards Commission, jury of view,
magistrate, clerk, referee, commissioner,
appraiser, or arbitrator shall be entitled to
receive five dollars ($5.00) per day, or
fraction thereof, during his attendance,
which, except as to witnesses before the
Judicial Standards Commission, must be
certified to the clerk of superior court.
. . . .
(d) An expert witness, other than a
salaried State, county, or municipal
law-enforcement officer, shall receive such
compensation and allowances as the court, or
the Judicial Standards Commission, in its
discretion, may authorize. A law-enforcement
officer who appears as an expert witness shall
receive reimbursement for travel expenses
only, as provided in subsection (b) of this
section.
N.C. Gen. Stat. § 7A-314 (2005). Subsection (a) makes a witness
fee for any witness, except those specifically exempted therein,
dependent upon his having been subpoenaed to testify . . . , and it
fixes his fee at $5.00 per day. As to expert witnesses,[subsection] (d) modifies [subsection] (a) by permitting the court,
in its discretion, to increase their compensation and allowances.
State v. Johnson, 282 N.C. 1, 27-28, 191 S.E.2d 641, 659 (1972).
An expert witness must be subpoenaed to testify for his fees to be
taxed as costs against an unsuccessful party. Id.
The present case involves a negligence action. Negligence
cases are not listed among the types of actions in which costs must
be awarded to a prevailing party pursuant to either section 6-18 or
section 6-19. Therefore, the trial court's costs ruling was
governed by section 6-20, and costs could be allowed or not, in
the discretion of the court. N.C. Gen. Stat. § 6-20.
Defendants contend that section 6-1 converts section 6-20,
which explicitly conveys discretionary authority, into a compulsory
provision because section 6-1 states, To the party for whom
judgment is given, costs shall be allowed . . . . This argument
entirely ignores the qualifying language that immediately follows:
as provided in Chapter 7A and this Chapter [6]. N.C. Gen. Stat.
§ 6-1 (emphasis added). Read closely and in context, section 6-1
provides that, in a case governed by section 6-20, costs shall be
allowed in the discretion of the court.
The provisions of section 7A-305 do not affect the interplay
between sections 6-1 and 6-20. By its terms, section 7A-305(a)
requires that certain court costs be assessed in almost every civil
action. A trial court has no discretion in this regard. The costs
referred to in section 6-20 are the items enumerated in section 7A-
305(d). Cosentino v. Weeks, 160 N.C. App. 511, 515, 586 S.E.2d787, 789 (2003). The plain language of section 7A-305(d) makes the
items it sets forth assessable or recoverable. Accordingly,
nothing in section 7A-305 requires a trial court to exercise its
discretion under section 6-20 to award the items listed in section
7A-305(d).
To hold otherwise would be to ignore basic principles of
statutory construction. 'Statutes dealing with the same subject
matter must be construed in para materia, and harmonized, if
possible, to give effect to each.' When the language of a statute
is clear and unambiguous, the court must give it its plain and
definite meaning. Lutz v. Board of Education, 282 N.C. 208, 219,
192 S.E.2d 463, 471 (1972) (citation omitted). If adopted,
defendants' strained reading of sections 6-1 and 7A-305 would have
the effect of eliminating section 6-20. We decline to adopt this
interpretation.
II.
We next address whether the trial court erred by denying the
present defendants' motion for expert witness fees. We discern no
error.
The present defendants' motion for expert witness fees sought
reimbursement for two different categories of expenses: (A) expert
witness fees that are related to the judgment entered in
defendants' favor, and (B) expert witness fees that are not related
to the judgment entered in defendants' favor.
A.
We first consider expert witness fees that are related to the
judgment entered in defendants' favor, which include: the $2,100.00
defendants paid as an expert witness fee to plaintiffs' expert, Dr.
Moorehead, to take his pretrial deposition; the $1,500.00
defendants paid as an expert witness fee to plaintiffs' expert, Dr.
Bloss, to take his pretrial deposition; and the $5,000.00
defendants paid as an expert witness fee to Dr. Brenner for his
testimony in the second trial, which resulted in verdict and
judgment for defendants. The record tends to show that each of
these experts was subpoenaed to testify, such that the expert
witness fee paid to him was recoverable as a cost pursuant to
sections 7A-305(1) and 7A-314(d). As plaintiffs' claims were for
negligence, these expert witness fees could be awarded to the
prevailing defendants in the discretion of the trial court under
section 6-20. The appropriate standard of review is whether the
trial court abused its discretion. Cosentino, 160 N.C. App. at
516, 586 S.E.2d at 789-90 ('The trial court's discretion to tax
costs pursuant to N.C. Gen. Stat. § 6-20 is not reviewable on
appeal absent an abuse of discretion.') (citation omitted).
Defendants have not alleged, and we discern no abuse of discretion
in the denial of defendants' request to be reimbursed for these
expert witness fees.
B.
We next consider the expert witness fees that are not related
to the judgment entered in defendants' favor, namely the $5,000
defendants paid as an expert witness fee to their own expert, Dr.Mark Earl Brenner, for his testimony in the first trial, which
resulted in a mistrial. The trial court had no discretion to award
this expense as a cost.
Our Supreme Court has held that '[c]osts in this State[] are
entirely creatures of legislation, and without this they do not
exist.'
City of Charlotte v. McNeely, 281 N.C. 684, 691, 190
S.E.2d 179, 185 (1972) (citation omitted). Regrettably, panels of
this Court have differed in their willingness to apply the Supreme
Court's directive.
Compare Department of Transp. v. Charlotte Area
Mfd. Housing, Inc., 160 N.C. App. 461, 586 S.E.2d 780 (2003)
(applying the paramount precedent established by the Supreme Court
and declining to recognize the non-statutory expenses which had
been subsequently created by this Court),
with Lord v. Customized
Consulting Specialty, Inc., 164 N.C. App. 730, 735-36, 596 S.E.2d
891, 895 (2004) (declining to follow the paramount precedent
established by the Supreme Court as to certain non-statutory
expenses which had been subsequently created by this Court).
However, there is no disagreement that a trial court may not award
non-statutory expenses that have not heretofore been authorized by
this Court.
See Charlotte Area, 160 N.C. App. at 469-70, 586
S.E.2d at 785;
Lord, 164 N.C. App. at 734, 596 S.E.2d at 895.
Significantly, section 6-1 only permits costs to be awarded
[t]o the party for whom judgment is given. In the instant case,
the first trial resulted in a mistrial, after which neither party
received judgment. Therefore, the trial court had no authority,
and therefore no discretion, to award defendants reimbursement forthe $5,000.00 they paid as an expert witness fee to Dr. Brenner for
his testimony in the first trial. Accordingly, the trial court
could not abuse its discretion by declining to award this expense
to defendants as a cost.
For the foregoing reasons, the challenged order is
Affirmed.
Judge TYSON concurs.
Judge HUDSON concurs in result only.
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