How to access the above link?
Return to nccourts.org
Return to the Opinions Page
Constitutional Law--double jeopardy--habitual misdemeanor assault--recidivist statutes--
sentence enhancers
Despite numerous appellate rules violations, the Court of Appeals exercised its
discretionary authority under N.C. R. App. P. 2 and determined that the trial court did not violate
the Fifth Amendment prohibition against double jeopardy by convicting defendant of habitual
misdemeanor assault even though defendant contends the Apprendi, Blakely, and Allen cases
allegedly prohibit the use of sentence enhancers, because: (1) despite challenges to the
constitutionality of N.C.G.S. § 14-33.2, the Court of Appeals has conclusively upheld the
habitual misdemeanor assault statute in State v. Carpenter, 155 N.C. App. 35 (2002), which was
two years after the United States Supreme Court's decision in Apprendi v. New Jersey, 530 U.S.
466 (2000); (2) recidivist statutes, or repeat-offender statutes, survive constitutional challenges in
regard to double jeopardy challenges since they increase the severity of the punishment for the
crime being prosecuted and do not punish a previous crime a second time; (3) contrary to
defendant's assertion, Blakely v. Washington, 542 U.S. 466 (2004), explicitly permits sentence
enhancements provided that sentence enhancements, with the exception of prior convictions, are
found beyond a reasonable doubt by the jury; (4) our Supreme Court noted in State v. Allen, 359
N.C. 425 (2005), that the crux of Blakely was to eliminate fact-finding by the court that increased
a defendant's sentence beyond the statutory maximum; and (5) Apprendi and Blakely applied the
Sixth Amendment right to a jury trial to sentence enhancements whereas defendant's argument is
directed at the Fifth Amendment prohibition against double jeopardy.
Attorney General Roy A. Cooper, III, by Assistant Attorney
General Iain Stauffer, for the State.
Bruce T. Cunningham, Jr., for defendant.
JACKSON, Judge.
On 31 August 2005, the Honorable Robert P. Johnston of the
Mecklenburg County Superior Court entered a judgment upon a jury
verdict finding Jarvis Deon Massey (defendant) guilty of assaulton a female and habitual misdemeanor assault. Defendant filed
timely notice of appeal.
On 21 January 2005, Sergeant Lawrence Williams of the
Charlotte-Mecklenburg Police Department observed defendant driving
a car in Charlotte, North Carolina. Taneisha Carroll (Carroll)
sat next to defendant in the front passenger seat of the car while
two small children, one of which was in a car seat, sat in the back
seat of the vehicle. While stopped at a red traffic light, Carroll
opened the passenger door of the car and attempted to exit the
vehicle. As she placed her right foot on the ground, defendant
began pulling her back into the car. During the struggle,
defendant grabbed Carroll's left arm and pulled her hair. After
grabbing her by the neck, defendant pulled Carroll back into the
vehicle and shoved her head into the dashboard. Meanwhile, the
traffic light turned green, but Carroll still struggled to leave
the vehicle. Defendant shoved her head into the dashboard a second
time and pulled her over toward him. When Carroll raised back up,
defendant struck her in the head or neck at least three times with
his right fist. Defendant, whose car was now three or four car
lengths behind the next vehicle in his lane, quickly accelerated
his vehicle through the intersection. Sergeant Williams, who was
off duty and in his personal vehicle in the lane next to
defendant's at the traffic light, observed the assault, radioed
police headquarters, and followed defendant's car.
A few miles later, defendant stopped at another red traffic
light, and again, Carroll attempted to leave the car. As Carrollopened the car door, defendant grabbed her neck, pulled her back
into the car, and struck her three more times in the neck or face.
When the light turned green, defendant accelerated hard through the
intersection and crossed the center line into an on-coming traffic
lane. Defendant crossed back over the center line and abruptly
pulled in front of Sergeant Williams' vehicle. Defendant continued
struggling with Carroll, and the passenger door, which never had
been closed completely, was swinging wide open.
Defendant stopped at another red traffic light, and when
Carroll attempted once more to exit the vehicle, defendant grabbed
Carroll's arm and neck and struck her at least three more times
with his right fist. Sergeant Williams, who at the time was no
more than one car length away from defendant's vehicle, could hear
the children in the car yelling and crying.
After the light turned green, defendant turned onto another
road, and Carroll continued trying to exit the vehicle. Defendant
struck Carroll at least two more times with his fists. Defendant
once again crossed the center line and traveled in the direction of
on-coming traffic. After returning to the right-hand side of the
road, defendant accelerated quickly but slowed down prior to
turning into a residential neighborhood. After turning down
another road, defendant pulled into a driveway to a single
residence home.
Sergeant Williams parked his vehicle in front of the house
next door and watched as defendant and Carroll yelled at one
another while in the driveway. Ultimately, Carroll led the olderchild out of the car and into the house, and defendant took the
younger child out of the car seat and brought the child into the
house. Defendant then came out of the house and sat on the front
porch. When the back-up police units arrived, he ran back into the
house. The officers walked up to the house and knocked on the
front door, announcing that they were police officers and
requesting entry into the house. Defendant did not go to and open
the door, but instead, he went to the window next to the door and
spoke to the officers through the window. The officers instructed
defendant to open the door, but he did not comply and was
uncooperative. The police eventually obtained access to the house
when Carroll, not defendant, opened the door. Officers observed
that Carroll was crying and shaking, and she had scratches on her
neck. Officers arrested defendant, who continued to be
uncooperative and refused to place his hands behind his back.
Officers were forced to pin defendant against the wall to gain
control of him, and during the arrest, one officer detected an odor
of alcohol emanating from defendant.
Defendant was indicted for habitual misdemeanor assault, and
prior to trial, defendant admitted to two prior convictions for
misdemeanor assault on a female. On 31 August 2005, defendant
again was found guilty of misdemeanor assault on a female, and,
based on his admission to the prior assaults, was convicted under
the habitual misdemeanor assault statute. N.C. Gen. Stat. . 14-33.2
(2005). Accordingly, defendant was sentenced in the presumptiverange to a minimum of eight months imprisonment with a
corresponding maximum of ten months.
On appeal, defendant contends that his case raises an issue of
first impression in North Carolina as to the validity of a
conviction for habitual misdemeanor assault after the United States
Supreme Court's decisions in Apprendi v. New Jersey, 530 U.S. 466,
147 L. Ed. 2d 435 (2000), and Blakely v. Washington, 542 U.S. 296,
159 L. Ed. 2d 403 (2004), and the North Carolina Supreme Court's
decision in State v. Allen, 359 N.C. 425, 615 S.E.2d 256 (2005).
Specifically, defendant now argues that the Apprendi line of cases
prohibits the use of sentence enhancers and that as a result, the
crime of habitual misdemeanor assault is barred by the Fifth
Amendment's prohibition against double jeopardy.
First, it must be noted that the issue raised by defendant was
not preserved for appellate review. Defendant appeals from the
denial of his Motion to Dismiss filed on 5 July 2005. In that
motion, defendant contended that the use of prior convictions for
misdemeanor assault on a female to support his conviction for
habitual misdemeanor assault violated his Fifth Amendment
protection against double jeopardy. This very argument, as will be
discussed infra, already has been rejected by this Court, and,
thus, the trial court appropriately denied defendant's motion.
Now, on appeal, defendant attempts to renew his argument, but he
frames it differently in terms of the effect that the Apprendi and
Blakely decisions might have on the habitual misdemeanor assault
statute. Although both the Apprendi and Blakely decisions predateddefendant's trial, this specific issue was not presented to and
ruled upon by the trial court below. See N.C. R. App. P. 10(b)(1)
(2006).
Furthermore, defendant's brief violates Rules 26(g)(2) and
28(b)(1) of the North Carolina Rules of Appellate Procedure.
Specifically, defendant has failed to include a subject index and
table of authorities. See N.C. R. App. P. 26(g)(2), 28(b)(1)
(2006). Additionally, defendant has failed to provide [a] full
and complete statement of the facts. N.C. R. App. P. 28(b)(5)
(2006). Instead, defendant's Statement of Facts includes the
question presented as well as part of the procedural history of the
case. Defendant does not discuss any of the facts that led to his
arrest nor does he reference[] to pages in the transcript of
proceedings, the record on appeal, or exhibits, as the case may
be. Id. Finally, defendant has failed to identify the assignment
of error by the pages at which [it] appear[s] in the printed
record on appeal. N.C. R. App. P. 28(b)(6) (2006).
As a result of the substantial procedural errors discussed
supra, this Court could decline to reach the merits of defendant's
case. See Viar v. N.C. Dep't of Transp., 359 N.C. 400, 401, 610
S.E.2d 360, 360 (per curiam), reh'g denied, 359 N.C. 643, 617
S.E.2d 662 (2005). Nevertheless, in its discretion, this Court
will address the substance of defendant's argument. See N.C. R.
App. P. 2 (2006).
The jury found defendant guilty of assault on a female, and,
as a result of his admission to two prior convictions formisdemeanor assault on a female, the court entered a judgment
against defendant that included a violation of North Carolina
General Statutes, section 14-33.2. Section 14-33.2, the habitual
misdemeanor assault statute, provides that
[a] person commits the offense of habitual
misdemeanor assault if that person violates
any of the provisions of G.S. 14-33 and causes
physical injury, or G.S. 14-34, and has two or
more prior convictions for either misdemeanor
or felony assault, with the earlier of the two
prior convictions occurring no more than 15
years prior to the date of the current
violation.
N.C. Gen. Stat. . 14-33.2 (2005). Violation of this statute, in
turn, constitutes a Class H felony. Id.
Despite challenges to the statute's constitutionality,
(See footnote 1)
this
Court conclusively upheld the habitual misdemeanor assault statute
in State v. Carpenter, 155 N.C. App. 35, 573 S.E.2d 668 (2002),
disc. rev. denied, 356 N.C. 681, 577 S.E.2d 896 (2003). Carpenter
was decided two years after the United States Supreme Court's
decision in Apprendi v. New Jersey, 530 U.S. 466, 147 L. Ed. 2d
435. Carpenter, in turn, was cited favorably as recently as last
year. See State v. Forrest, 168 N.C. App. 614, 624, 609 S.E.2d 241,
247 (2005). In Carpenter, this Court held that habitual
misdemeanor assault is a substantive offense and a sentence
enhancement. Carpenter, 155 N.C. App. at 49, 573 S.E.2d at 677.
Defendant contends that Carpenter is no longer good law because, as
defendant claims, Apprendi and Blakely eliminated the use ofsentence enhancers. Thus, defendant contends that habitual
misdemeanor assault is a substantive offense only, and accordingly,
defendant is being prosecuted twice for the same crime in violation
of his Fifth Amendment protection against double jeopardy.
It is well settled that '[t]he Double Jeopardy Clause of the
North Carolina and United States Constitutions protect against . .
. multiple punishments for the same offense.' State v. Vardiman,
146 N.C. App. 381, 383, 552 S.E.2d 697, 699 (2001) (first
alteration added) (quoting State v. Strohauer, 84 N.C. App. 68, 72,
351 S.E.2d 823, 826 (1987)), appeal dismissed, 355 N.C. 222, 559
S.E.2d 794, cert. denied, 537 U.S. 833, 154 L. Ed. 2d 51 (2002).
In Vardiman, this Court addressed the constitutionality of the
habitual impaired driving statute, a recidivist statute analogous
to the habitual misdemeanor assault statute at issue in the case
sub judice. This Court noted that recidivist statutes, or repeat-
offender statutes, survive constitutional challenges in regard to
double jeopardy challenges because they increase the severity of
the punishment for the crime being prosecuted; they do not punish
a previous crime a second time. Id. at 383, 552 S.E.2d at 699
(emphasis added).
Although defendant contends that the Apprendi line of cases
renders habitual misdemeanor assault unconstitutional as violative
of the prohibition against double jeopardy, defendant reads too
much into Apprendi and its progeny. Blakely explicitly permits
sentence enhancements provided that sentence enhancements, with the
exception of prior convictions, are found beyond a reasonable doubtby the jury. See Blakely, 542 U.S. at 301, 159 L. Ed. 2d at 412
(quoting Apprendi, 530 U.S. at 490, 147 L. Ed. 2d at 455). In
fact, the United States Supreme Court expressly permitted sentence
enhancements imposed by a judge when the defendant stipulates to
the relevant facts or consents to judicial fact-finding. Id. at
310, 159 L. Ed. 2d at 417.18. As the North Carolina Supreme Court
noted, the crux of Blakely was to eliminate fact-finding by the
court that increased a defendant's sentence beyond the statutory
maximum. See State v. Allen, 359 N.C. 425, 445, 615 S.E.2d 256, 270
(2005), vacated on other grounds, No. 485PA04, 2006 N.C. LEXIS 1012
(N.C. Aug. 17, 2006). In essence, Apprendi and Blakely applied the
Sixth Amendment right to a jury trial to sentence enhancements.
Defendant's argument, however, is directed at the Fifth Amendment
prohibition against double jeopardy, and accordingly, Apprendi and
Blakely are inapposite.
We decline to extend the Supreme Court's holdings in Apprendi
and Blakely to the habitual misdemeanor assault statute, and as we
are bound by prior decisions of a panel of this Court, see In re
Appeal from Civil Penalty, 324 N.C. 373, 384, 379 S.E.2d 30, 37
(1989), defendant's argument is precluded by State v. Carpenter,
155 N.C. App. 35, 573 S.E.2d 668. Accordingly, we hold no error.
No error.
Chief Judge MARTIN and Judge ELMORE concur.
*** Converted from WordPerfect ***