How to access the above link?
Return to nccourts.org
Return to the Opinions Page
1. Evidence--license checkpoint--motion to suppress--probable cause
The trial court did not err in a driving while impaired case by denying defendant's motion
to suppress evidence gathered from the stop at a license checkpoint based on alleged lack of
probable cause, because: (1) the officer testified that defendant failed to stop at the license
checkpoint, that she had an odor of alcohol about her as well as glassy eyes and slurred speech,
that she had difficulty performing counting tests, and that her Alco-Sensor readings indicated
intoxication; (2) although the officer was not certified to conduct two counting tests or to
administer an Alco-Sensor test, defendant did not object to the introduction of this evidence; and
(3) the circumstances supported a conclusion that the officer had probable cause to arrest
defendant for DWI including that the officer detected an odor of alcohol on defendant who drove
through a checkpoint, displayed an open container of alcohol in the vehicle, exhibited slurred
speech and diminished motor skills, and registered as intoxicated on Alco-Sensor tests.
2. Motor Vehicles--driving while impaired--motion to dismiss--sufficiency of evidence
The trial court did not err by denying defendant's motion to dismiss the charge of driving
while impaired under N.C.G.S. § 20-138.1 at the close of the State's evidence and at the close of
all evidence, because: (1) the State presented evidence that defendant was appreciably impaired
as judged by her conduct at a license checkpoint; and (2) the State presented further evidence that
defendant had registered an Intoxilyzer reading of 0.08 after her arrest.
3. Evidence--breath alcohol level--retrograde extrapolation model
The trial court did not abuse its discretion in a driving while impaired case by admitting
the testimony of a research scientist and training specialist in forensic testing for the Alcohol
Branch of the Department of Health and Human Services that using a retrograde extrapolation
model indicated defendant's breath alcohol level was likely .10 at the time she was stopped by
police, because: (1) the Court of Appeals has previously allowed the admission of retrograde
extrapolation evidence in DWI cases even where the testimony concerned an average alcohol
elimination rate rather than defendant's actual elimination rate; (2) the average alcohol
elimination rate offered by the witness could aid a finder of fact in determining whether it was
more or less likely defendant's breath alcohol level exceeded the statutory limit for DWI
purposes; and (3) the evidence was sufficiently reliable and relevant, the expert was qualified,
and defendant registered a .08 blood alcohol level when actually tested.
4. Criminal Law_DWI--jury instruction--failure to specify basis for guilt--plain error
analysis
The trial court did not commit plain error in a driving while impaired case by failing to
instruct the jury that it must specify the basis for finding defendant guilty, because: (1) there was
abundant evidence for the jury to find defendant guilty under either the appreciably impaired or
the per se prong of the DWI statute; and (2) assuming arguendo that it was error not to instruct
the jury to specify which prong it was relying on in finding defendant guilty, defendant cannot
show the jury likely would have reached a different verdict if given such an instruction.
5. Appeal and Error--preservation of issues--failure to argue
Assignments of error that defendant failed to argue on appeal are deemed abandoned
under N.C. R. App. P. 28(b)(6).
Attorney General Roy Cooper, by Assistant Attorney General
Patricia A. Duffy, for the State.
Don Willey for defendant-appellant.
CALABRIA, Judge.
Kimberly Frances Teate (defendant) appeals from a judgment
entered upon a jury verdict finding her guilty of driving while
impaired (DWI). We find no error.
Defendant pled guilty to DWI in Rowan County District Court
and was sentenced as a Level Two offender and placed on probation
for 36 months. Defendant appealed the District Court's judgment to
Superior Court for trial de novo.
At trial in Rowan County Superior Court, Officer Garrett Doty
(Officer Doty) of the Granite Quarry Police Department, testified
he and five other officers conducted a license checkpoint at the
intersection of Faith and Byrd Road in the early morning hours of
1 November 2003. Shortly after one o'clock that morning, Officer
Doty observed a truck drive through the checkpoint, nearly striking
him and two other officers. Officer Doty slapped the back of the
truck and yelled for the driver to stop. The truck stopped
approximately 275 feet away from Officer Doty. Officer Dotynoticed a very strong odor of alcohol coming from the vehicle.
Since there were three people in the truck, Officer Doty asked
defendant, who was driving, to step out of the vehicle.
Officer Doty testified that after defendant stepped out of the
vehicle, he noticed a moderate odor of alcohol coming from
defendant, observed that her eyes appeared glassy and her speech
was slurred and she had trouble completing sentences. Officer Doty
then conducted two field sobriety tests. He first instructed
defendant to count backwards from number 67 to 58, and next she was
to count one through four and back touching each finger with her
thumb.
After forming an opinion that defendant was appreciably
impaired, Officer Doty placed defendant under arrest and
transported her to the Salisbury Police Department, where he
advised her of her rights and administered an Intoxilyzer test.
The Intoxilyzer registered a breath alcohol level of 0.08. The
State presented Paul Glover (Glover), an expert witness in
retrograde extrapolation of average alcohol elimination rates.
Glover testified that defendant's breath alcohol concentration at
the time of the stop was .10.
Defendant presented evidence that she had consumed one
alcoholic beverage consisting of Wild Turkey bourbon and Diet
Sundrop prior to driving and had mixed a second drink and placed it
in the console of the vehicle. Defendant presented further
evidence that when she approached the checkpoint, she believed shewas coming up on an accident scene, and that the officers, with
their flashlights, were motioning for her to continue driving.
On 4 August 2005 the jury returned a verdict finding
defendant guilty of DWI. Defendant was sentenced to a Level Two
punishment: a minimum term of 12 months and a maximum term of 12
months in the North Carolina Department of Correction. That
sentence was suspended and defendant was placed on supervised
probation for 30 months. As a special condition of probation, she
was to serve seven days in the custody of the Rowan County Sheriff.
Defendant appeals from this judgment.
I. Motion to Suppress
In a pre-trial hearing on defendant's motion to suppress the
evidence for lack of probable cause, Officer Doty explained to the
court that he conducted four roadside tests: the two counting tests
described at trial, as well as a horizontal gaze nystagmus test
(HGN) and four Alco-Sensor tests, which indicated impairment.
The trial court refused to consider the HGN test as a basis for
Officer Doty's determination of probable cause, but the court
considered the two counting tests and the Alco-Sensor test, despite
the fact that Officer Doty was not certified to administer those
tests. Officer Doty testified that he employed the non-standard
counting tests because defendant reported balance problems and was
wearing high heeled boots. As a result, he considered it unfair to
subject her to the traditional walk-and-turn and stand-on-one-leg
tests that he was certified to administer. Based on the odor of
alcohol, defendant's glassy eyes and slurred speech, her difficultywith the counting tests, and the Alco-Sensor readings, Officer Doty
concluded that defendant was appreciably impaired.
[1] Defendant initially argues that the trial court erred in
denying her motion to suppress evidence gathered from the stop
since the officer lacked probable cause to arrest defendant for
DWI. [T]he standard of review in evaluating a trial court's
ruling on a motion to suppress is that the trial court's findings
of fact 'are conclusive on appeal if supported by competent
evidence, even if the evidence is conflicting.' State v.
Buchanan, 353 N.C. 332, 336, 543 S.E.2d 823, 826 (2001) (citations
omitted). We will not disturb the trial court's conclusions where
they are supported by its findings of fact. State v. Logner, 148
N.C. App. 135, 138, 557 S.E.2d 191, 193-94 (2001).
Here, the trial court's findings included, inter alia:
7. That the defendant did drive through the
license checkpoint in a dual wheel Chevrolet
truck without stopping.
. . .
16. That Officer Doty immediately smelled a
strong odor of alcohol coming from the truck.
. . .
20. That when [defendant] got to the rear of
the truck, Officer Doty testified that he
smelled an odor that he characterized as
moderate on the defendant's breath.
. . .
22. That the defendant told Officer Doty that
she had drank some.
23. That he noticed that her eyes appeared
glassy.
24. That he noticed that her speech was
slurred and that she appeared thick tongued,
and was having trouble with her words.
. . .
34. That [when asked to count backwards from
sixty-seven to fifty-eight] the defendant
hesitated on the numbers sixty-one (61) and
fifty-nine (59) enough to be noticeable to
him.
35. That Officer Doty also asked the defendant
to count one, two, three, four and then, four,
three, two, one, while touching her four
fingers to her thumb one at a time while she
counted.
. . .
39. That on the second cycle of counting, the
defendant missed touching her second finger
twice and instead of counting one, two, three,
four, then four, three, two, one, she counted
one, two, three, four, then one, two, three,
four.
40. That on the third cycle of counting, the
defendant counted one, two, three, four, then
four, three, three, one and missed the second
finger touching.
41. That Officer Doty testified that he then
asked the defendant to submit to a breath
[test] using the Alco-Sensor instrument.
42. That Officer Doty had been trained by his
field training officer how to use that
instrument, but is not certified to conduct
such a test.
43. That the Alco-Sensor instrument was
assigned to his patrol car and no one else
used his patrol car except himself.
44. That the instrument had undergone its
required preventative maintenance according to
the log maintained in the Granite Quarry
Police Department.
45. That the defendant blew into the Alco-
Sensor two times and the results were .08 bothtimes.
46. That Officer Doty asked . . . the
defendant to provide two additional breath
samples for the Alco-Sensor instrument and she
did.
47. That the next two readings on the Alco-
Sensor were .11.
These findings are supported by competent evidence in the form of
Officer Doty's testimony. Officer Doty testified that defendant
failed to stop at the license checkpoint; that she had an odor of
alcohol about her, as well as glassy eyes and slurred speech; that
she had difficulty performing counting tests and that her Alco-
Sensor readings indicated intoxication. Based on these
observations, Officer Doty placed defendant under arrest for DWI.
Although Officer Doty was not certified to conduct the two counting
tests listed above and was also not certified to administer the
Alco-Sensor test, defendant did not object to the introduction of
this evidence. In order to preserve a question for appellate
review, a party must have presented the trial court with a timely
request, objection or motion, stating the specific grounds for the
ruling the party desired the court to make if the specific grounds
were not apparent from the context. N.C. R. App. P.
10(b)(1)(2006). Because no objection was made to the introduction
of the counting tests at either the motion to suppress hearing or
at trial, the introduction of those tests is beyond the scope of
this appeal.
Alco-Sensor test results cannot be used as substantive
evidence of impairment, but may be admitted as evidence in supportof an officer's determination of probable cause for an arrest.
State v. Bartlett, 130 N.C. App. 79, 82, 502 S.E.2d 53, 55 (1998).
Here, the Alco-Sensor results were admitted during the motion to
suppress hearing for the purpose of determining whether Officer
Doty had probable cause to arrest defendant. No objection was made
when the test results were introduced. Since no objection was
made, we need not address the issue of whether an officer must be
certified to administer such tests.
We next must determine whether the trial court's findings
support a conclusion that Officer Doty had probable cause to arrest
defendant for DWI. [P]robable cause requires only a probability
or substantial chance of criminal activity, not an actual showing
of such activity. Illinois v. Gates, 462 U.S. 213, 244 n.13
(1983). Probable cause for an arrest has been defined to be a
reasonable ground of suspicion, supported by circumstances strong
in themselves to warrant a cautious man in believing the accused to
be guilty. State v. Streeter, 283 N.C. 203, 207, 195 S.E.2d 502,
505 (1973) (citation omitted). The probable-cause standard is
incapable of precise definition or quantification into percentages
because it deals with probabilities and depends on the totality of
the circumstances. Maryland v. Pringle, 540 U.S. 366, 371 (2003).
Here, Officer Doty detected an odor of alcohol on a defendant
who drove through a checkpoint, displayed an open container of
alcohol in the vehicle, exhibited slurred speech and diminished
motor skills, and registered as intoxicated on Alco-Sensor tests.
These circumstances support a conclusion that Officer Doty hadprobable cause to arrest defendant for DWI. Accordingly, we find
defendant's argument regarding probable cause to be without merit.
II. Motion to Dismiss
[2] Defendant next challenges the trial court's denial of her
motion to dismiss at the close of the State's case and at the close
of all evidence. When considering a motion to dismiss, 'if the
trial court determines that a reasonable inference of the
defendant's guilt may be drawn from the evidence, it must deny the
defendant's motion and send the case to the jury even though the
evidence may also support reasonable inferences of the defendant's
innocence.' State v. Alexander, 337 N.C. 182, 187, 446 S.E.2d 83,
86 (1994) (quoting State v. Smith, 40 N.C. App. 72, 78-79, 252
S.E.2d 535, 539-40 (1979)). In addition, it is well settled that
the evidence is to be considered in the light most favorable to the
State and that the State is entitled to every reasonable inference
to be drawn therefrom. Alexander, 337 N.C. at 187, 446 S.E.2d at
86.
For a prima facie case of DWI, the State must establish that
defendant was operating a motor vehicle while impaired. North
Carolina General Statute . 20-138.1 (2005) establishes the
procedure the State must follow. That statute reads in relevant
part:
. 20-138.1. Impaired driving
(a) Offense _ A person commits the offense of
impaired driving if he drives any vehicle upon
any highway, any street, or any public
vehicular area within this State:
(1) While under the influence of an impairingsubstance; or
(2) After having consumed sufficient alcohol
that he has, at any relevant time after the
driving, an alcohol concentration of 0.08 or
more.
In this case, the State presented evidence that defendant was
appreciably impaired as judged by her conduct at the checkpoint,
and further presented evidence that defendant had registered an
Intoxilyzer reading of 0.08 after her arrest. Thus, when viewed in
the light most favorable to the State, the evidence could support
a reasonable juror's conclusion that defendant could be found
guilty under either prong of the DWI statute. Accordingly,
defendant's motion to dismiss was properly denied.
III. State's Expert on Alcohol Elimination Rate
[3] Defendant next argues that the trial court erred in
admitting the testimony of Glover, a research scientist and
training specialist in forensic testing for the Alcohol Branch of
the Department of Health and Human Services. Glover testified using
a retrograde extrapolation model that defendant's breath alcohol
level was likely .10 at the time she was stopped by the police.
Defendant contends that Glover's testimony was irrelevant,
immaterial, and inadmissible since it concerned a model using
average alcohol elimination rates rather than defendant's actual
elimination rate.
[T]rial courts are afforded 'wide latitude of discretion when
making a determination about the admissibility of expert
testimony.' Howerton v. Arai Helmet, Ltd., 358 N.C. 440, 458, 597
S.E.2d 674, 686 (2004) (quoting State v. Bullard, 312 N.C. 129,140, 322 S.E.2d 370, 376 (1984)). Given such latitude, it follows
that a trial court's ruling on the qualifications of an expert or
the admissibility of an expert's opinion will not be reversed on
appeal absent a showing of abuse of discretion. Howerton, 358
N.C. at 458, 597 S.E.2d at 686. North Carolina General Statute .
8C-1, Rule 702 (2005) states in relevant part:
(a) If scientific, technical or other
specialized knowledge will assist the trier of
fact to understand the evidence or to
determine a fact in issue, a witness qualified
as an expert by knowledge, skill, experience,
training, or education, may testify thereto in
the form of an opinion.
In evaluating the admissibility of expert testimony, North Carolina
uses the three-step analysis announced in State v. Goode, 341 N.C.
513, 461 S.E.2d 631 (1995). That analysis asks 1) whether the
expert's proffered method of proof is sufficiently reliable as an
area for expert testimony, id., 341 N.C. at 527-29, 461 S.E.2d at
639-41; 2) whether the witness testifying at trial is qualified as
an expert in that area of testimony, id., 341 N.C. at 529, 641
S.E.2d at 640; and 3) whether the expert's testimony is relevant.
Id., 341 N.C. at 529, 461 S.E.2d at 641. Defendant on appeal does
not challenge Glover's qualifications as an expert, but argues that
the substance of his expert testimony was unreliable, irrelevant,
and that the unfair prejudice from the testimony's admission
substantially outweighed its probative value.
This Court has previously allowed the admission of retrograde
extrapolation evidence in DWI cases, even where the testimony
concerned an average alcohol elimination rate rather than defendant's actual elimination rate. State v. Taylor, 165 N.C.
App. 750, 600 S.E.2d 483 (2004); State v. Catoe, 78 N.C. App. 167,
336 S.E.2d 691 (1985). In light of the Howerton decision, such
precedent is crucial in determining whether the expert testimony
was properly admitted in the instant case. Initially, the trial
court should look to precedent for guidance in determining whether
the theoretical or technical methodology underlying an expert's
opinion is reliable. Howerton, 358 N.C. at 459, 597 S.E.2d at
687. [O]nce the trial court makes a preliminary determination
that the scientific or technical area underlying a qualified
expert's opinion is sufficiently reliable (and, of course,
relevant), any lingering questions or controversy concerning the
quality of the expert's conclusions go to the weight of the
testimony rather than its admissibility. Id., 358 N.C. at 461,
597 S.E.2d at 688.
Since this Court has previously recognized that retrograde
extrapolation evidence is sufficiently reliable, we conclude that
the evidence offered at trial by Glover was sufficiently reliable
to meet the first prong of the Goode test. We must next consider
whether it satisfies the relevancy requirement. 'Relevant
evidence' means evidence having any tendency to make the existence
of any fact that is of consequence to the determination of the
action more or less probable than it would be without the
evidence. N.C. Gen. Stat. . 8C-1, Rule 401 (2005). Here, the
average alcohol elimination rate offered by Glover could aid a
finder of fact in determining whether it was more or less likelydefendant's breath alcohol level exceeded the statutory limit for
DWI purposes. Accordingly, the testimony was relevant.
Defendant's final contention is that the prejudicial effect of
the testimony substantially outweighed its probative value under
N.C. Gen. Stat. . 8C-1, Rule 403 (2005). The trial court concluded
that admission of the evidence was not unfairly prejudicial. This
determination, like the trial court's determination to admit the
expert testimony, will not be disturbed absent a showing of abuse
of discretion. Abuse of discretion will only be found where the
trial court's conclusion is manifestly unsupported by reason or is
so arbitrary that it could not have been the result of a reasoned
decision. State v. Hennis, 323 N.C. 279, 285, 372 S.E.2d 523, 527
(1988). Because the evidence was sufficiently reliable and
relevant, the expert was qualified, and defendant registered a .08
blood alcohol level when actually tested, we hold that the trial
court did not abuse its discretion in admitting the evidence
offered by Glover regarding average alcohol elimination rates.
This assignment of error is overruled.
IV. Plain Error
[4] Defendant lastly argues that the trial court committed
plain error by failing to instruct the jury that it must specify
the basis for finding defendant guilty. Specifically, defendant
contends the instruction should have included at least one of the
two statutory prongs upon which a DWI conviction may rest. Plain
error is an error which was 'so fundamental as to amount to a
miscarriage of justice or which probably resulted in the juryreaching a different verdict than it otherwise would have
reached.' State v. Perkins, 154 N.C. App. 148, 152, 571 S.E.2d
645, 648 (2002) (citations omitted). To prevail under a plain
error analysis, a defendant must establish not only that the trial
court committed error, but that absent the error, the jury probably
would have reached a different result. Perkins, 154 N.C. App. at
152, 571 S.E.2d at 648 (citations omitted).
Here, as previously discussed, there was abundant evidence for
the jury to find defendant guilty under either prong of the DWI
statute. In reaching its verdict, the jury could have relied on
Officer Doty's testimony and found defendant guilty under the
appreciably impaired prong or it could have relied on the
Intoxilyzer results and rendered its verdict under the per se
prong. Therefore, assuming arguendo that it was error for the
court to fail to instruct the jury to specify which prong it was
relying on in finding defendant guilty, defendant cannot show that
the jury likely would have reached a different verdict if given
such an instruction. This assignment of error is overruled.
[5] Defendant has failed to argue her remaining assignments of
error on appeal, and we deem them abandoned pursuant to N.C. R.
App. P. 28(b)(6) (2006) (Assignments of error not set out in the
appellant's brief, or in support of which no reason or argument is
stated or authority cited, will be taken as abandoned.).
No error.
Judges GEER and JACKSON concur.
*** Converted from WordPerfect ***