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Appeal and Error--appellate rules violations_-failure to state legal ground--failure to
provide concise statement of applicable standards of review
Defendant wife's appeal in an equitable distribution case is dismissed based on a failure
to comply with the North Carolina Rules of Appellate Procedure, because: (1) defendant brought
forth seven assignments of error, and none specify the legal basis upon which the errors are
assigned as required by N.C. R. App. P. 10(c); (2) although defendant assigns error to several
different findings of fact, she did not state on what legal ground the court erred; (3) defendant
failed to comply with N.C. R. App. 28(b)(6) which requires that each argument in defendant's
brief contain a concise statement of the applicable standards of review for each question
presented; and (4) N.C. R. App. P. 2 should not be invoked to address issues not raised by
appellant.
Judge HUNTER dissenting.
Stover and Bennett, by Michael R. Bennett, for plaintiff-
appellee.
Robertson, Medlin & Troutman, P.L.L.C., by Stephen E.
Robertson, for defendant-appellant.
HUDSON, Judge.
In 2004, plaintiff filed for divorce from defendant and sought
equitable distribution. In July 2005, the trial court held the
equitable distribution hearing and entered its judgment on 22
August 2005. Defendant appeals. For the reasons discussed below,
we dismiss.
The evidence tends to show the following facts. Plaintiff and
defendant married in 1995 and two children were born of the
marriage. During the marriage, the parties lived in a mobile homeon a 1.6 acre tract in Stokes County. The plaintiff worked in
tobacco farming throughout the marriage. During the marriage, the
plaintiff, together with his father, farmed tobacco, acquired
various farming equipment, and incurred debts for the farming
business. Neither the plaintiff nor the defendant assigned, in
their respective inventory affidavits and in the pre-trial order,
any value to the tobacco farming enterprise, Bennett Partnership,
that plaintiff operates with his father. At the conclusion of the
trial, the court ordered an equitable distribution of the assets
($240,498.08) and the debts ($319,518.13) of the marriage. The
trial court distributed $221,272.00 in assets to the plaintiff and
$19,226.00 in assets to defendant and distributed debt in the
amount of $272,481.46 to plaintiff and $47,036.67 to defendant.
The court ordered defendant to pay plaintiff a distributive award
of $11,699.44.
Because we conclude that defendant has failed to comply with
the North Carolina rules of appellate procedure, we decline to
reach the merits of her appeal. It is well-established that rules
violations may result in dismissal of an appeal. See, e.g.,
Steingress v. Steingress, 350 N.C. 64, 65, 511 S.E.2d 298, 299
(1999), reh'g denied, 359 N.C. 643, 617 S.E.2d 662 (2005). Rule
10(c) requires that each assignment of error contained in the
record on appeal state plainly and concisely and without
argumentation the basis upon which error is assigned. N.C. R.
App. P. 10(c). The appendix to the rules provides the following
examples of assignments of error related to civil non-jury trial: 1. The court's refusal to enter judgment of
dismissal on the merits against plaintiff upon
defendant's motion for dismissal made at the
conclusion of plaintiff's evidence, on the
ground that plaintiff's evidence established
as a matter of law that plaintiff's own
negligence contributed to the injury.
2. The court's Finding of Fact No. 10, on the
ground that there was insufficient evidence to
support it.
3. The court's Conclusion of Law No. 3, on the
ground that there are findings of fact which
support the conclusion that defendant had the
last clear chance to avoid the collision
alleged.
Id. (emphasis added). Here, appellant brought forth seven
assignments of error on appeal, none of which specify the legal
basis upon which the errors are assigned. Although appellant
assigns error to several different findings of fact, asserting
that The trial court erred in its finding of fact #[x], she does
not state on what legal ground the court erred.
Our Courts have repeatedly held that assignments of error
which do not specify the legal basis upon which error is assigned
are deemed abandoned. Bustle v. Rice, 116 N.C. App. 658, 659, 449
S.E.2d 10, 10-11 (1994); Kimmel v. Brett, 92 N.C. App. 331, 334-35,
374 S.E.2d 435, 436-37 (1988). This rule [] enables our appellate
court to fairly and expeditiously consider the assignments of error
as framed without making a voyage of discovery through the record
in order to determine the legal questions involved. Kimmel at
335, 374 S.E.2d at 437. Although this Court has previously chosen
to review assignments of error which do not comply with Rule 10,
Duke v. Hill, 68 N.C. App. 261, 264, 314 S.E.2d 586, 588 (1984),our Supreme Court has since stressed the importance of compliance
with the rules of appellate procedure and admonished this Court not
to use Rule 2 to create an appeal for an appellant. Viar v. N.C.
DOT, 359 N.C. 400, 402, 610 S.E.2d 360, 361 (2005). In Broderick
v. Broderick, this Court dismissed an appeal for appellant's
failure to provide a legal basis in his assignment of error. 175
N.C. App. 501, 503, 623 S.E.2d 806, 807 (2006). Viar prohibits
this Court from invoking Rule 2 of the Rules of Appellate Procedure
as a means of addressing issues not raised by the appellant. Doing
so would amount to creat[ing] an appeal for an appellant" and
leaves an appellee without notice of the basis upon which an
appellate court might rule. Id. In addition to her failure to
comply with Rule 10(c), appellant also failed to comply with Rule
28(b)(6), which requires that each argument in appellant's brief
contain a concise statement of the applicable standard(s) of
review for each question presented, which shall appear either at
the beginning of the discussion of each question presented or under
a separate heading placed before the beginning of the discussion of
all the questions presented. N.C. R. App. P. 28(b)(6).
Accordingly, we dismiss appellant's appeal.
Dismissed.
Judge CALABRIA concurs.
Judge HUNTER dissents in a separate opinion.
HUNTER, Judge, dissenting.
I disagree with the majority's decision that defendant'sappeal must be dismissed for appellate rules violations.
Accordingly, I respectfully dissent. Moreover, after careful
review of the assignments of error, I would affirm the judgment of
the trial court.
The majority holds that defendant failed to comply with the
North Carolina Rules of Appellate Procedure, specifically Rule 10
by including assignments of error which do not plainly state the
legal basis on which defendant relies, and Rule 28 by failing to
include the applicable standard of review. Although this Court has
previously dismissed appeals for failure to properly state the
legal basis, this Court has also elected to review assignments of
error that do not strictly comply with Rule 10 when the legal basis
can be inferred. See Duke v. Hill, 68 N.C. App. 261, 264, 314
S.E.2d 586, 588 (1984) (noting that although the assignments of
error did not comply with Rule 10, the Court accept[ed] them as
maintaining that the findings were erroneous in that they were not
supported by evidence and reviewed the issue); compare Broderick
v. Broderick, 175 N.C. 501, 503, 623 S.E.2d 806, 807 (2006)
(dismissing the appeal for failure to follow Rule 10 and provide a
legal basis, where the sole assignment of error stated 'Plaintiff-
Appellant assigns as error the following: Entry of the Order for
Modification of Alimony filed October 7, 2004').
Here, defendant brings forward on appeal the following
assignments of error:
3. The trial court erred in its Finding of
Fact #8a that Plaintiff's expert, Frank
Plunkett, was qualified to appraise real
property.
4. The trial court erred in its Finding of
Fact #8a that the value of the 8.90 acre
tract was $52,000.
5. The trial court erred in its finding of
Fact #8b that the value of the 25.63 acre
tract was $72,000.
. . .
7. The trial court erred in its Finding of
Fact #8d that the value of the Bennett
Farms partnership is -0-.
. . .
11. The trial court erred in its Finding of
Fact #10b in classifying the debts of the
Bennett Farms partnership as marital
debt.
12. The trial court erred in its Findings of
Fact #10d in classifying the debts of the
Bennett Farms partnership as marital
debt.
13. The trial court erred in its Finding of
Fact #11d in classifying the debts of the
Bennett Farms partnership as marital
debt.
Similar to Duke, defendant here identifies the factual issue
contested in the assignments of error, but does not tell what the
claimed legal errors were nor why they were erroneous. Duke, 68
N.C. App. at 264, 314 S.E.2d at 588. However, the assignments of
error provide sufficient information to permit the Court to accept
that the legal basis for defendant's appeal included a challenge to
the acceptance of an expert witness, that insufficient evidence was
presented to support certain of the trial court's findings, and
that the trial court erred in its legal classification of the
property. Therefore, review of these assignments of error does not
create an appeal for defendant as prohibited by Viar v. N.C. Dep'tof Transp., 359 N.C. 400, 402, 610 S.E.2d 360, 361, rehearing
denied, 359 N.C. 643, 617 S.E.2d 662 (2005). Additionally,
plaintiff does not contend in his brief that defendant's
assignments of error were insufficient to permit a determination of
the legal basis for the appeal.
Thus, in this case, plaintiff was neither disadvantaged nor
was the Court unduly burdened by the imprecise wording of
defendant's assignments of error and failure to include the
standard of review. Rather than the harsh remedy of dismissing the
appeal, I would elect to review the merits of the issues under Rule
2, and sanction defendant's attorney pursuant to Rule 25(b) for
loose drafting of the assignments of error and failure to comply
with our appellate rules.
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