Link to original WordPerfect file
Link to PDF file
How to access the above link?
Return to nccourts.org
Return to the Opinions Page
All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
IN RE H.T
.
NO. COA06-177
Filed: 19 December 2006
1. Process and Service--calculation of period of time--Saturday, Sunday, or legal
holiday--waiver of notice
The trial court did not lack subject matter jurisdiction in a termination of parental rights
case based on alleged improper service of the summons and petition under N.C.G.S. § 1A-1,
Rule 5 to terminate parental rights, because: (1) when calculating a period of time prescribed or
allowed by statute, the last day of the period to be so computed is to be included, unless it is a
Saturday, Sunday, or a legal holiday, in which event the period runs until the end of the next day
which is not a Saturday, Sunday, or a legal holiday, N.C.G.S. § 1A-1, Rule 6(a); (2) the date of
the original petition alleging neglect was 12 July 2002, the petition by motion to terminate
respondents' parental rights was made on 12 July 2004, a review of the 2004 calendar shows that
11 July 2004 fell on a Sunday, and thus, the DSS petition was properly served under N.C.G.S. §
1A-1, Rule 5; (3) service on respondent mother's attorney was permissible; and (4) a party who
is entitled to notice of a hearing waives that notice by attending the hearing of the motion and
participating in it without objection to lack thereof.
2. Termination of Parental Rights_-grounds--sufficiency of facts
The trial court did not lack subject matter jurisdiction in a termination of parental rights
case based on the petition failing to allege sufficient facts to determine a grounds for termination,
because: (1) the petition stated the legal basis for the petition alleging three different grounds for
termination including neglect, willfully leaving the child outside her custody for more than
twelve months without showing reasonable progress, and willfully failing to pay child support
despite an ability to do so; (2) although this language would constitute a bare recitation, the
petition also stated that the entire court file in the above numbered juvenile action was
incorporated by reference and made a part thereof as if set out word for word; and (3) all of the
court orders were incorporated into the petition with facts such as respondent mother's drug use,
her failure to comply with the requirements of the court order to keep custody of the child, and
her criminal convictions.
3. Termination of Parental Rights--service of process--findings of fact--incorporation
by reference of entire court file_-waiver of notice
Respondent father's assignments of error in a termination of parental rights case
contending that the trial court did not have subject matter jurisdiction based on the failure of the
petition to allege sufficient facts and lack of proper service of the summons and petition mirror
those of respondent mother and are dismissed for the same reasons, including the petition's
incorporation by reference of the entire court file and waiver of notice.
4. Termination of Parental Rights--technical errors--failure to show prejudice
Respondent father was not prejudiced by alleged errors in a termination of parental rights
case including delays in the filing of the petition and conduct of the hearing, the failure of DSS to
attach the dispositional order conferring custody to the termination petition, the incomplete
transcript, and the failure of the trial court to conduct a special hearing prior to the adjudication
hearing, because: (1) respondent made no specific showings or allegations of prejudice stemming
from any of these technical errors, but only made general statements of prejudice per se withrespect to the timing delays, as well as alleged violations of his constitutional and due process
rights; (2) respondent had ample notice of the issues and allegations at stake in the termination
proceedings; (3) the trial court's findings of fact show respondent had not had any contact with
the child from 7 July 2002 until the termination hearing began on 18 February 2005, and he had
taken no action during the length of this case; and (4) respondent refused to follow any
recommendations of the various DSS case plans including failing to undergo any treatment for
his substance abuse or domestic violence problems.
5. Termination of Parental Rights--failure to make specific findings of fact-_prevailing
party drafts order
The trial court did not err in a termination of parental rights case by failing to make
specific findings of fact on the record and allegedly deferring its factfinding duties to the DSS
attorney, because nothing in the statute or common practice precludes the trial court from
directing the prevailing party to draft an order on its behalf.
6. Termination of Parental Rights--grounds--willfully failed to pay child support--
willfully abandoned child
The trial court did not err in a termination of parental rights case by concluding that
respondent father willfully failed to pay child support and willfully abandoned the child, because:
(1) a single ground under N.C.G.S. § 7B-1111 is sufficient to support an order terminating
parental rights; and (2) the trial court terminated respondent's rights on four grounds, respondent
failed to challenge the two remaining grounds, and either sufficed as an alternative ground for
termination.
Appeal by respondent-mother and respondent-father from order
entered 31 May 2005 by Judge Mark E. Powell in District Court,
Henderson County. Heard in the Court of Appeals 17 October 2006.
Womble Carlyle Sandridge & Rice, PLLC, by Christopher G.
Daniel, for petitioner-appellee Guardian Ad Litem.
Michael E. Casterline, for respondent-mother.
Hall & Hall Attorneys at Law, P.C., by Douglas L. Hall, for
respondent-father.
WYNN, Judge.
[A] party who is entitled to notice of a hearing waives that
notice by attending the hearing of the motion and participating init without objecting to lack thereof.
(See footnote 1)
Here, because Respondents,
mother and father, participated in the hearing to terminate their
parental rights, we reject their challenges to proper service in
this matter.
Additionally, in general, technical errors and violations of
the Juvenile Code will be found to be reversible error only upon a
showing of prejudice by respondents.
(See footnote 2)
Here, Respondents argue a
number of technical errors and deficiencies in the conduct of the
proceedings to terminate their parental rights. Because
Respondents make no specific allegations or showings of prejudice
resulting from these errors, we affirm the trial court's order
terminating their parental rights.
Respondents are the natural parents of a minor child removed
from their home in July 2002 by the Henderson County Department of
Social Services (DSS). According to the DSS petition, the parents
showed signs of serious impairment when the child was removed.
Neither parent could give an account of what, if anything, the
child had been fed that day, and there was evidence of some
domestic violence between the parents, as well as bullets found onthe floor of the living room where the child had been playing.
Respondent-father was diagnosed with a drug overdose and delirium
later that day; his drug screen revealed opiates, cannibinoids,
amphetamines, and benzodiazepines. Respondent-mother refused to
take a drug screen the next day, but the petition stated that she
had needle marks on her arms, indicative of intravenous drug use.
DSS also averred that it had substantiated claims of neglect in the
past with respect to Respondents, although they had subsequently
complied with their treatment plan and their case was closed. At
that time, the child went to live with a maternal cousin and her
husband.
In an order dated 23 September 2002, the child was adjudicated
neglected based on the allegations of domestic violence and
substance abuse in the petition and according to the definition
provided in North Carolina General Statutes § 7B-101(15). However,
Respondent-mother retained custody of the child, so long as she
continued to comply with recommendations outlined in the Guardian
Ad Litem court report. Specifically, Respondent-mother was ordered
to maintain her participation in the Mary Benson House, a one-year
residential substance abuse program in Asheville, where she had
been living with the child since 5 August 2002.
Respondent-mother was allowed to spend weekends away from the
Home with the child; on 30 September 2002, DSS received a message
that Respondent-mother and the child had not returned to the House
following their weekend pass. DSS subsequently filed a motion for
review of the order on 7 October 2002, seeking immediate custody ofthe child. On 9 October 2002, the district court formalized its 23
September handwritten order, entering a typewritten order
adjudicating the child neglected but finding it in the best
interest of the child to remain in the custody of Respondent-
mother, so long as she continued in the residential substance abuse
program. The court also ordered Respondent-father to undergo an
alcohol and drug assessment and denied him unsupervised visitation
with the child.
After Respondent-mother continued to fail to return to the
residential substance abuse program, DSS filed for nonsecure
custody on 7 October 2002. The child was placed with a maternal
uncle and aunt on 17 October 2002, with supervised visitation for
Respondent-mother and no visitation for Respondent-father. The
child had five placements within the first four months of DSS
involvement but was stable in foster care placement after it was
made on 21 November 2002, until the date of the termination order.
During this period, Respondent-mother was in and out of substance
abuse programs and prison, and Respondent-father was also
incarcerated for several lengths of time. Respondent-mother had
limited interaction with the child after he entered DSS custody and
foster care; Respondent-father did not see the child after the
initial removal and had no contact with him at all aside from two
phone calls in June 2003.
In 2004, the child's foster parents expressed interest in
adopting him, as did a great-aunt and great-uncle, and an order was
entered on 16 April 2004 changing the permanency plan totermination of parental rights and adoption. On 12 July 2004, DSS
filed a petition to terminate the parental rights of Respondents
regarding the child. For Respondent-mother, the grounds were
neglect, willfully leaving the child in care or placement outside
her custody for twelve months without showing reasonable progress
to correct the circumstances leading to the placement, and
willfully failing to pay a reasonable share of the cost of the
child's care, despite an ability to do so. The same grounds were
alleged for Respondent-father, as well as that he had willfully
abandoned the child for more than six months immediately preceding
the filing of the petition.
After a series of continuances and other delays, some of which
related to who might adopt the child, an order was entered on 31
May 2005, terminating the parental rights of Respondents on each of
the grounds alleged in the DSS petition. Respondents now appeal
individually from that termination order; we address each of their
appeals in turn.
Respondent-Mother's Appeal
In her appeal, Respondent-mother argues that the trial court
lacked subject matter jurisdiction because (I) there was not proper
service of the summons and petition to terminate parental rights
and (II) the petition to terminate parental rights did not allege
specific facts sufficient to determine that grounds for termination
existed.
[1] First, Respondent-mother contends service of the petition
to terminate her parental rights should have been in accordancewith Rule 4 of the North Carolina Rules of Procedure, rather than
Rule 5, as Respondent-mother admits was done. See N.C. Gen. Stat.
§ 7B-1102(b) (A motion pursuant to subsection (a) of this section
[authorizing a person to file for termination of parental rights
when a district court is exercising jurisdiction over the child and
parent in an abuse, neglect, or dependency proceeding] and the
notice required . . . shall be served in accordance with . . . Rule
5(b)). Respondent-mother argues that the instant case fell within
one of the exceptions to the service provisions of N.C. Gen. Stat.
§ 7B-1102(b), such that service was required to be in accordance
with Rule 4 and its more rigorous provisions. See N.C. Gen. Stat.
§ 1A-1, Rule 4 (2005). Specifically, Respondent-mother cites the
exception named in N.C. Gen. Stat. § 7B-1102(b)(1)(c) that [t]wo
years ha[ve] elapsed since the date of the original action, which
triggers the application of Rule 4.
When calculating a period of time prescribed or allowed by
statute, [t]he last day of the period to be so computed is to be
included, unless it is a Saturday, Sunday or a legal holiday, . .
. in which event the period runs until the end of the next day
which is not a Saturday, Sunday, or a legal holiday. N.C. Gen.
Stat. § 1A-1, Rule 6(a) (2005). Here, the date of the original
petition alleging neglect was 12 July 2002. The petition by motion
to terminate Respondents' parental rights was made on 12 July 2004.
Respondent-mother alleges that this period exceeds the two-year
limit by one day. However, a review of a 2004 calendar clearly
shows that 11 July 2004 fell on a Sunday, meaning that 12 July 2004was the end of the next day which [wa]s not a Saturday, Sunday, or
a legal holiday and therefore fell within the statutory period.
The DSS petition was therefore properly served according to the
provisions of Rule 5 of the North Carolina Rules of Civil
Procedure.
Respondent-mother further argues that the summons issued by
the court following the filing of the DSS petition was improperly
served on her counsel, rather than on herself. See N.C. Gen. Stat.
§ 7B-1106(a)(1) (2005) (requiring a summons upon the filing of a
petition to be directed to [t]he parents of the juvenile).
However, Rule 5(b) of the North Carolina Rules of Civil Procedure
states that service of pleadings and other documents subsequent to
the original complaint may be made upon either the party or,
unless service upon the party personally is ordered by the court,
upon the party's attorney of record. N.C. Gen. Stat. § 1A-1, Rule
5(b) (2005). Because we have found that Rule 5 service of process
was appropriate in this case, we likewise find that the service on
Respondent-mother's attorney was permissible.
Moreover, we note that a party who is entitled to notice of
a hearing waives that notice by attending the hearing of the motion
and participating in it without objecting to lack thereof. In re
B.M., 168 N.C. App. 350, 355, 607 S.E.2d 698, 702 (2005) (citing In
re J.S., 165 N.C. App. 509, 514, 598 S.E.2d 658, 662 (2004)).
Here, Respondent-mother and her attorney were present at the
hearing, participated in the hearing, and made no objection there
as to lack of proper service or notice. Respondent-mothertherefore waived the requirement of proper notice. This assignment
of error is without merit and is accordingly overruled.
[2] Second, Respondent-mother argues that the trial court did
not have subject matter jurisdiction because the petition to
terminate her parental rights did not allege facts sufficient to
determine a grounds for termination. See N.C. Gen. Stat. § 7B-
1104(6) (2005) (requiring the petition to contain sufficient facts
to determine the existence of at least one grounds for
termination).
The factual allegations of a petition to terminate parental
rights need not be exhaustive or extensive, but they must put a
party on notice as to what acts, omissions or conditions are at
issue. In re Hardesty, 150 N.C. App. 380, 384, 563 S.E.2d 79, 82
(2002). A petition that sets forth only a bare recitation . . .
of the alleged statutory grounds for termination does not meet
this standard. In re Quevedo, 106 N.C. App. 574, 579, 419 S.E.2d
158, 160 (1992). However, sufficiently detailed allegations need
not appear on the face of the petition but may be incorporated by
reference. See id. at 579, 419 S.E.2d at 160 (finding that the
petition incorporates an attached custody award . . . and the
custody award states sufficient facts to warrant such a
determination).
Here, the petition stated the legal basis for the petition,
alleging three different grounds for termination, namely --
neglect, willfully leaving the child outside her custody for more
than twelve months without showing reasonable progress, andwillfully failing to pay child support despite an ability to do so.
Although this language would constitute a bare recitation, the
petition also states, in paragraph 3, that [t]he entire Court file
in the above numbered juvenile action is incorporated herein by
reference and made a part hereof as if set out word for word. As
such, all of the court orders in the instant case were incorporated
into the petition, with facts such as Respondent-mother's drug use,
her failure to comply with the requirements of the court order to
keep custody of the child, and her criminal convictions. We
therefore find that the petition alleged facts sufficient to
determine whether grounds for termination existed, such that the
trial court did have subject matter jurisdiction.
Accordingly, we find no error in the trial court's termination
of Respondent-mother's parental rights.
Respondent-Father's Appeal
Respondent-father argues in his appeal that (I) the trial
court lacked subject matter jurisdiction because of five separate
grounds, namely, (1) the delay between when the petition was filed
and when the termination hearing was held, (2) the delay in filing
the petition, (3) the failure of the petition to allege specific
facts sufficient to determine grounds for termination, (4) the
dispositional order conferring custody on DSS was not attached to
the petition to terminate, and (5) the lack of proper service of
the summons and petition. He further alleges that (II) the trial
court erred by concluding that his failure to pay child support was
willful, in light of his incarceration during the relevant period;(III) the trial court erred by finding as fact that he had
willfully abandoned the child; (IV) the trial court erred by
failing to make specific findings of fact on the record and
improperly deferring its fact-finding responsibilities to the DSS
attorney; (V) his constitutional and due process rights were
violated due to an incomplete transcript of the proceedings in
question; and (VI) the trial court erred by failing to conduct a
special hearing prior to the adjudication hearing and after proper
notice.
[3] First, we note that Respondent-father's assignments of
error contending the trial court did not have subject matter
jurisdiction in this case due to the failure of the petition to
allege sufficient facts and due to lack of proper service of the
summons and petition mirror those of Respondent-mother.
Accordingly, for the same reasons cited above concerning the
petition's incorporation by reference of the entire court file and
waiver of notice, we reject these assignments of error.
[4] Next, we turn to Respondent-father's assignments of error
concerning the delays of the filing of the petition and conduct of
the hearing, the failure of DSS to attach the dispositional order
conferring custody to the termination petition, the incomplete
transcript, and the failure of the trial court to conduct a special
hearing prior to the adjudication hearing. We consider these
arguments together because, to win a reversal of the trial court's
order on any of these grounds, Respondent-father must show he was
prejudiced by the alleged error.
See In re As.L.G., 173 N.C. App.551, 557, 619 S.E.2d 561, 565 (2005),
disc. review improvidently
allowed, 360 N.C. 476, 628 S.E.2d 760 (2006) (declining to vacate
a termination order despite a seven-month delay in filing the
petition because it is apparent that prejudice can manifest itself
in many forms and can equally befall parties other than the
respondent, but it must nonetheless be appropriately
articulated.);
In re D.J.D., 171 N.C. App. 230, 242, 615 S.E.2d
26, 34 (2005) (requiring a showing of prejudice in order for the
technical error of a delay in holding the termination hearing to be
reversible);
In re B.D., 174 N.C. App. 234, 242, 620 S.E.2d 913,
918 (2005) (holding that failure to attach a copy of the custody
order was not reversible error where respondent failed to show any
prejudice arising from that failure),
disc. review denied, 360 N.C.
289, 628 S.E.2d 245 (2006);
In re L.O.K., 174 N.C. App. 426, 437,
621 S.E.2d 236, 243 (2005) (Mere failure to comply with [the
statute requiring transcription of juvenile hearings] standing
alone is, however, not by itself grounds for a new hearing. A
party must also demonstrate that the failure to record the evidence
resulted in prejudice to that party.) (internal citation and
quotation omitted);
In re B.D., 174 N.C. App. at 240, 620 S.E.2d at
917 (finding lack of notice of special hearing not to be reversible
error when respondents had denied all material allegations of the
petition, such that all grounds for termination were in dispute and
no further issues remained to be delineated by the trial court so
respondents did not suffer prejudice).
Here, Respondent-father has made no specific showings orallegations of prejudice stemming from any of these technical
errors
; rather, he makes only general statements of prejudice
per
se with respect to the timing delays, as well as alleged violations
of his constitutional and due process rights. We find these
arguments to be without merit. Respondent-father had ample notice
of the issues and allegations at stake in the termination
proceedings; moreover, the trial court's findings of fact show that
Respondent-father had not had any contact with the child from 7
July 2002 until the termination hearing began on 18 February 2005,
a period of thirty-one months, and that he had taken no action
during the length of this case.
He refused to follow any
recommendations of the various DSS case plans, including failing to
undergo any treatment for his substance abuse or domestic violence
problems. In light of his lack of relationship or contact with the
child, the delay in the hearing and other technical errors did not
prejudice Respondent-father.
See In re D.J.D., 171 N.C. App. at
244, 615 S.E.2d at 35 (holding that a delay in the hearing is not
so prejudicial to respondent to warrant reversal where there is
ample evidence on multiple grounds to terminate respondent's
rights.).
Because Respondent-father failed to show that any of these
technical errors resulted in prejudice to him or to the child, we
reject these assignments of error.
[5] Respondent-father argues one additional procedural error,
namely, that the trial court erred by failing to make specific
findings of fact on the record and improperly deferred its fact-finding duties to the DSS attorney. As this Court has previously
held, [n]othing in the statute or common practice precludes the
trial court from directing the prevailing party to draft an order
on its behalf. Instead, similar procedures are routine in civil
cases.
In re J.B., 172 N.C. App. 1, 25, 616 S.E.2d 264, 279
(2005) (citation and quotation omitted). Accordingly, we conclude
the trial court did not err in directing the petitioner to draft
the termination order on its behalf. This assignment of error is
without merit.
[6] Lastly, Respondent-father challenges the trial court's
conclusions that he willfully failed to pay child support and
willfully abandoned the child, such that neither was an appropriate
grounds for termination of his parental rights. However, a single
ground under North Carolina General Statutes § 7B-1111 is
sufficient to support an order terminating parental rights.
See In
re Pierce, 67 N.C. App. 257, 261, 312 S.E.2d 900, 903 (1984)
.
Here, the trial court terminated Respondent-father's parental
rights on four grounds: the two challenged by Respondent-father in
his appeal, as well as neglect and willfully leaving the child in
care or placement outside his custody for more than twelve months
without reasonable progress. Because Respondent-father does not
challenge these two remaining grounds, either of which suffices as
an alternate grounds for termination, we decline to examine
Respondent-father's arguments as to the other grounds.
Accordingly, we find no prejudicial error in the trial court's
termination of Respondent-father's parental rights. Affirmed.
Judges McGEE and McCULLOUGH concur.
Footnote: 1
In re B.M., 168 N.C. App. 350, 355, 607 S.E.2d 698, 702
(2005) (citing
In re J.S., 165 N.C. App. 509, 514, 598 S.E.2d
658, 662 (2004))
.
Footnote: 2
See, e.g.,
In re C.L.C., 171 N.C. App. 438, 443, 615
S.E.2d 704, 707 (2005)
(
[T]his Court has held that time
limitations in the Juvenile Code are not jurisdictional in
[termination] cases . . . and do not require reversal of orders
in the absence of a showing by the appellant of prejudice
resulting from the time delay
.),
aff'd per curiam in part, disc.
review improvidently allowed in part, 360 N.C. 475, 628 S.E.2d
760 (2006).
*** Converted from WordPerfect ***