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1. Appeal and Error_appellate rule violations_broadside assignment of error_appeal
not dismissed
Appellate rules violations involving a broadside assignment of error did not lead to
dismissal because of the potential impact on defendant's sentence from an incorrect prior record
level calculation and because of the substantial delay defendant endured in having his appeal
heard.
2. Sentencing_prior record level_stipulated
Defendant stipulated to his prior record level where defense counsel expressly consented
to the calculation of defendant's sentence at prior record level II and defendant and his counsel
had the opportunity to object several times. Furthermore, while defendant argued on appeal the
sufficiency of the evidence and whether he had stipulated to prior convictions, he did not contest
on the actual determination of his prior record level.
Attorney General Roy A. Cooper, III, by Assistant Attorney
General Christopher W. Brooks, for the State.
Haakon Thorsen, for defendant-appellant.
JACKSON, Judge.
On 8 February 2002, Corey Lee Mullinax (defendant) pled
guilty to the second-degree murder of Rebecca Olivia Alexander. In
the course of advising defendant about the consequences of his
guilty plea, pursuant to North Carolina General Statutes, section
15A-1022(a), the trial court consulted with the prosecutor and
defense counsel and informed them that he intended to sentence
defendant as a prior record level II. Defendant thereafter enteredhis plea, affirmed that he was in fact guilty, and stipulated to
the prosecutor's summary of facts. The trial court then assigned
defendant a prior record level II based upon the four record points
reflected on the sentencing worksheet and sentenced him within the
applicable presumptive range to an active prison term of 189 to 236
months. Defendant now appeals his prior record level calculation
and the resulting judgment entered upon his guilty plea for second-
degree murder.
We begin by describing the unique procedural posture of
defendant's appeal. On 19 September 2002, defendant petitioned
this Court for writ of certiorari for the purpose of reviewing his
prior record level calculation. This Court granted the petition on
10 October 2002 and ordered the trial court to determine whether
defendant was entitled (1) to the appointment of counsel, (2) to
proceed as an indigent, (3) to a free copy of the transcript, and
(4) to be released on bond pending appeal. Defendant's appeal was
deemed taken as of the date of the trial court's determination of
whether he was entitled to counsel, and thereafter the record was
to be settled and filed. The trial court, however, took no action
until 11 June 2003, when the court (1) denied bail, (2) denied the
request for a free transcript, (3) declared defendant indigent, and
(4) found that defendant was represented by counsel at the time of
the plea. The trial court, however, did not appoint defendant
counsel nor did it determine whether defendant was entitled to the
appointment of counsel. Following the trial court's order of 11 June 2003, defendant
waited another two years before filing a second petition for writ
of certiorari, which the State noted was more properly
characterized as a petition for a writ of mandamus. Explaining
that he had received no word regarding the appointment of counsel
or the perfecting of his appeal, defendant contended that the trial
court failed to appoint counsel, or did so, without providing
[defendant] contact information, and/or informing the designated
attorney of his appointment, thereby depriving him of the appeal he
initially sought. He thus requested that this Court order the
trial court to determine whether he was entitled to appointed
counsel and to see that his appeal was perfected accordingly. This
Court granted defendant's petition on 1 September 2005 and ordered
the trial court to comply with the 10 October 2002 order within
thirty days by appointing counsel to perfect defendant's appeal of
his prior record level calculation. This Court also ordered the
preparation of a transcript at the State's expense, and again, this
Court provided that the record on appeal was to be settled and
filed. On 9 September 2005, appellate entries were filed by Judge
Jesse B. Caldwell III, and on 22 September 2005, defendant was
appointed counsel.
In his lone assignment of error on appeal, defendant asserts
that his prior record level was incorrectly calculated.
Specifically, defendant argues that the State failed to prove the
existence of the prior convictions listed on his sentencingworksheet, either by evidence or by stipulation. See N.C. Gen.
Stat. § 15A-1340.14(f) (2001).
As this Court has held
[d]etermining a defendant's prior record
involves a complicated calculation of rules
and statutory applications. This calculation
is a mixed question of law and fact. The
'fact' is the fact of the conviction . . .
[and] [t]he law is the proper application of
the law to the fact of a defendant's criminal
record.
State v. Hanton, 175 N.C. App. 250, 254, 623 S.E.2d 600, 604 (2006)
(internal citations, alteration, and quotation marks omitted).
Accordingly, in evaluating defendant's challenge to his prior
record level calculation, the trial court's findings of fact are
conclusive on appeal if supported by competent evidence, [and] the
trial court's conclusions of law are reviewed de novo by this
Court. State v. Ripley, 360 N.C. 333, 339, 626 S.E.2d 289, 293
(2006).
Rule 10(a) of the North Carolina Rules of Appellate Procedure
limits the scope of our review to a consideration of those
assignments of error set out in the record on appeal in accordance
with this Rule 10. N.C. R. App. P. 10(a) (2006). Under Rule
10(c)(1), an assignment of error shall, so far as practicable, be
confined to a single issue of law; and shall state plainly,
concisely and without argumentation the legal basis upon which
error is assigned. N.C. R. App. P. 10(c)(1) (2006). An assignment
of error is deemed to be sufficient if it directs the attention of
the appellate court to the particular error about which the
question is made. Id. 'The office of an assignment of error, asboth the rule and the innumerable cases interpreting it plainly
show, is to state directly, albeit briefly, what legal error is
complained of and why.' Walker v. Walker, 174 N.C. App. 778, 783,
624 S.E.2d 639, 642 (2005) (quoting Duke v. Hill, 68 N.C. App. 261,
264, 314 S.E.2d 586, 588 (1984)), disc. rev. denied, 360 N.C. 491,
632 S.E.2d 774 (2006).
[1] Here, defendant's assignment of error alleges only that
his prior record level was incorrectly calculated. To assign
error to a ruling on the ground that it is incorrect is a
tautology, essentially amount[ing] to no more than an allegation
that 'the court erred because its ruling was erroneous.' Walker,
174 N.C. App. at 783, 624 S.E.2d at 642. When the ruling is the
product of a series of findings and conclusions _ as in the case of
a prior record level calculation _ such an assignment of error
cannot be said to direct the attention of this Court to any
particular error or issue for review, as contemplated by Rule
10(c)(1). After assigning error to his prior record level on the
all-encompassing ground that it was incorrectly calculated, a
defendant might contest, inter alia, an improper number of record
points assigned to a particular conviction, the misclassification
of an out-of-state conviction, the attribution of record points to
more than one conviction obtained during a single week of court, an
incorrect finding of his probationary status or of a correspondence
between the elements of his instant offense and a prior conviction,
a simple error of arithmetic in the totaling of his record points,
or a discrepancy between his point total and the correspondingrecord level assigned to him. See N.C. Gen. Stat. § 15A-1340.14
(2001). 'Such an assignment of error is designed to allow counsel
to argue anything and everything they desire in their brief on
appeal. This assignment _ like a hoopskirt _ covers everything and
touches nothing.' Walker, 174 N.C. App. at 783, 624 S.E.2d at 642
(quoting Wetchin v. Ocean Side Corp., 167 N.C. App. 756, 759, 606
S.E.2d 407, 409 (2005)).
Nothing in defendant's broadside assignment of error hints at
his intention to challenge the court's findings of his prior
convictions or the evidentiary support therefor, as opposed to the
myriad other possible errors which might appear in a record level
calculation. Cf. State v. Price, 170 N.C. App. 57, 65, 611 S.E.2d
891, 896 (2005) (If error is not assigned to any of the trial
court's particular findings of fact, those findings are presumed to
be supported by competent evidence and are therefore binding on
appeal.). Accordingly, because of defendant's violation of Rule
10(c)(1), we could elect to dismiss his appeal. See Viar v. N.C.
Dep't of Transp., 359 N.C. 400, 610 S.E.2d 360, reh'g denied, 359
N.C. 643, 617 S.E.2d 662 (2005); see also Walker, 174 N.C. App.
778, 624 S.E.2d 639.
Nevertheless, this Court may disregard rules violations and
suspend the rules [t]o prevent manifest injustice to a party.
N.C. R. App. P. 2 (2006). Because of the potential impact on
defendant's sentence from an incorrect prior record level
calculation and because of the substantial delay defendant has
endured in having his appeal heard before this Court, we choose toinvoke Rule 2 notwithstanding defendant's Rule 10(c) violation. Cf.
Stann v. Levine, No. COA05-1269, 2006 N.C. App. LEXIS 2252, at *21
(N.C. Ct. App. Nov. 7, 2006) (
[I]njustice is far more manifest
when a person's life or liberty is at stake, and consequently, Rule
2 has found its greatest acceptance in the criminal context.)
.
[2] Pursuant to North Carolina General Statutes, section 15A-
1340.14, [t]he prior record level of a felony offender is
determined by calculating the sum of the points assigned to each of
the offender's prior convictions that the court finds to have been
proved. N.C. Gen. Stat. . 15A-1340.14(a) (2001). The State bears
the burden of proving, by a preponderance of the evidence, that a
prior conviction exists, and those prior convictions, in turn,
shall be proven by stipulation of the parties, court records of the
prior convictions, copies of records maintained by selected state
agencies, or [a]ny other method found by the court to be
reliable. N.C. Gen. Stat. . 15A-1340.14(f) (2001).
On appeal, defendant contends that no evidence of his prior
convictions was presented at the plea and sentencing hearings, and
that he did not stipulate to the prior convictions found by the
court. Defendant thus argues that his original sentence should be
vacated and that he should be resentenced in accordance with a
prior record level I.
At the plea hearing, defendant stated that he understood that
he was pleading guilty to second-degree murder, and after
determining that there was no maximum sentence listed on the
transcript, the trial court explained that it would calculate thesentence for defendant. The trial court then engaged in the
following colloquy with the prosecutor and defendant's attorneys:
THE COURT: In looking at the maximum
punishment _ I've reviewed the work sheet
which indicates that he is a Level 2. So just
going from that, the possible maximum
punishment _ and you can check me on this,
Counsel _ would be two hundred and ninety-four
months on the Level 2. Does that sound right?
[THE PROSECUTOR]: Yes, sir.
[DEFENSE COUNSEL]: Yes, Your Honor.
THE COURT: All right. I'll let you include
that, and your client can review that.
(Emphases added). Defense counsel then obtained a paper writing,
likely the Transcript of Plea form, and after conferring with
defendant at the defense table, defense counsel presented the
document back to the court, and defendant proceeded to plead
guilty. Defendant affirmed that he understood that he was pleading
guilty to second-degree murder, which carried the total punishment
of 294 months imprisonment, and defendant confirmed his acceptance
of the sentence by initialing the Transcript of Plea in two
separate locations.
Our Supreme Court has noted that [t]here is no doubt that a
mere worksheet, standing alone, is insufficient to adequately
establish a defendant's prior record level. State v. Alexander,
359 N.C. 824, 827, 616 S.E.2d 914, 917 (2005). In Alexander, the
prior record level worksheet indicated the defendant's prior record
level was II, and although defense counsel did not expressly state
that he had seen the prior record level worksheet, the Court found
that defense counsel's statement to the trial court constituted astipulation of defendant's prior record level. Id. at 830, 616
S.E.2d at 918. The Court further clarified that neither defendant
nor his counsel needs to state affirmatively what defendant's prior
record level is for a stipulation to occur, particularly if
defense counsel had an opportunity to object to the stipulation in
question but failed to do so. Id. at 829, 616 S.E.2d at 918.
In conjunction with the analysis set forth in Alexander, this
Court's prior holding in State v. Eubanks, 151 N.C. App. 499, 565
S.E.2d 738 (2002), is instructive. In Eubanks, the following
colloquy transpired prior to the State's submission of the prior
record level worksheet:
[THE PROSECUTOR]: If Your Honor, please,
under the Structured Sentencing Act of North
Carolina, the defendant has a prior record
level of four in this case, Your Honor.
THE COURT: Do you have a prior record level
worksheet?
[THE PROSECUTOR]: Yes, sir, I do.
THE COURT: All right. Have you see that, Mr.
Prelipp [attorney for defendant]?
MR. PRELIPP: I have, sir.
THE COURT: Any objections to that?
MR. PRELIPP: No, sir.
Eubanks, 151 N.C. App. at 504.05, 565 S.E.2d at 742 (emphases
added).
Just as in the case sub judice, the statements made by the
attorney representing defendant . . . may reasonably be construed
as a stipulation by defendant that he had been convicted of the
charges listed on the worksheet. Id. at 506, 565 S.E.2d at 743.Here, defense counsel expressly consented to the calculation of
defendant's sentence at prior record level II. Furthermore,
defendant and his counsel both had the opportunity to object, inter
alia: (1) when the trial court asked if 294 months at Level 2 was
accurate; (2) when they reviewed and defendant signed the
Transcript of Plea; (3) after the State's summary of the evidence;
(4) during their statements at the factual basis; and (5) during
the sentencing phase. Additionally, this Court found it
significant in Eubanks that defendant has not asserted in his
appellate brief that any of the prior convictions listed on the
worksheet do not, in fact, exist. Id. at 506, 565 S.E.2d at 743.
Similarly, the State in the case sub judice noted that in his
appeal the defendant does not contest the actual determination of
his prior record level.
For the reasons stated herein, we hold that defendant
stipulated to his prior record level, and accordingly, defendant's
assignment of error is overruled.
NO ERROR.
Chief Judge MARTIN and Judge CALABRIA concur.
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