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Damages and Remedies--punitive damages--claim against estate of deceased tortfeasor
The trial court did not err by dismissing plaintiff's claim for punitive damages, arising out
of an automobile accident, from the estate of a deceased tortfeasor based on failure to state a
claim upon which relief can be granted under N.C.G.S. § 1A-1, Rule 12(b)(6), because: (1)
N.C.G.S. § 1D-1 provides that an individual is subject to punitive damages where he may be
punished for the egregiously wrongful act and be deterred from committing such an act in the
future; (2) deterring a deceased from committing a similar wrongful act in the future is not
possible; and (3) although a minority of states, by means of statutory or common law, hold that
an award of punitive damages is not barred where defendant has died, this policy debate is
reserved for the North Carolina General Assembly.
Keel O'Malley, L.L.P., by Joseph P. Tunstall, III, for
plaintiff.
Valentine Adams, Lamar, Murray, Lewis & Daughtry, LLP , by
Kevin N. Lewis for defendant.
LEVINSON, Judge.
Plaintiff (Richard Harrell) appeals the trial court's order
dismissing his claim for punitive damages for failure to state a
claim upon which relief can be granted pursuant to N.C. Gen. Stat.
§ 1A-1, Rule 12(b)(6)(2005). We affirm.
The pleadings disclose that an accident occurred on U.S.
Highway 64 near Williamston, North Carolina on 6 June 2002
involving a motor vehicle operated by plaintiff and a motor vehicle
operated by defendant, now deceased. Plaintiff alleges thatdefendant was negligent in operating his vehicle while impaired at
the time of the collision and, as a result, seeks compensatory and
punitive damages. The Martin County Clerk of Superior Court
appointed Melvin Bowen as the Administrator of defendant's estate.
In a 7 November 2005 order, the trial court granted
defendant's motion to dismiss plaintiff's claim for punitive
damages for failure to state a claim upon which relief can be
granted pursuant to Rule 12(b)(6). Plaintiff appeals.
On a motion to dismiss pursuant to Rule 12(b)(6) of the North
Carolina Rules of Civil Procedure, the standard of review is
'whether, as a matter of law, the allegations of the complaint,
treated as true, are sufficient to state a claim upon which relief
may be granted under some legal theory.' Block v. County of
Person, 141 N.C. App. 273, 277, 540 S.E.2d 415, 419 (2000) (quoting
Harris v. NCNB, 85 N.C. App. 669, 670, 355 S.E.2d 838, 840 (1987)).
Dismissal under Rule 12(b)(6) is proper (1) when the complaint on
its face reveals that no law supports plaintiff's claim; (2) when
the complaint reveals on its face the absence of fact sufficient to
make a good claim; [or] (3) when some fact disclosed in the
complaint necessarily defeats plaintiff's claim. Oates v. JAG,
Inc., 314 N.C. 276, 278, 333 S.E.2d 222, 224 (1985).
The central issue before this Court is whether plaintiff can
collect punitive damages from the estate of a deceased tortfeasor.
In 1982, this Court held that:
The general rule in this and other
jurisdictions is that there can be no recovery
for punitive damages against the personal
representative of the deceased wrongdoer,however aggravated the circumstances may be.
The sole purpose of the allowance of punitive
damages is to punish the wrongdoer. The death
of the wrongdoer precludes his being punished
by the assessment of punitive damages.
Thorpe v. Wilson, 58 N.C. App. 292, 299, 293 S.E.2d 675, 680 (1982)
(internal citation omitted).
N.C. Gen. Stat. § 1D-1 (2005), which became law in 1996,
provides that [p]unitive damages may be awarded, in an appropriate
case and subject to the provisions of this Chapter, to punish a
defendant for egregiously wrongful acts and to deter the defendant
and others from committing similar wrongful acts. In Rhyne v. K-
Mart Corp., 358 N.C. 160, 167, 594 S.E.2d 1, 7 (2004), our Supreme
Court articulated that [c]hapter 1D reinforces the common-law
purpose behind punitive damages. . . .
Statutory interpretation properly begins with an examination
of the plain words of the statute. Correll v. Division of Social
Services, 332 N.C. 141, 144, 418 S.E.2d 232, 235 (1992). In
interpreting statutory language, it is presumed the General
Assembly intended the words it used to have the meaning they have
in ordinary speech. When the plain meaning of a statute is
unambiguous, a court should go no further in interpreting the
statute. Nelson v. Battle Forest Friends Meeting, 335 N.C. 133,
136, 436 S.E.2d 122, 124 (1993) (internal citations omitted).
The text of G.S. § 1D-1 provides that punitive damages may be
awarded to punish a defendant for egregiously wrongful acts and to
deter the defendant and others from committing similar wrongful
acts. (emphasis added). It is a common rule of statutoryconstruction that when the conjunctive 'and' connects words,
phrases or clauses of a statutory sentence, they are to be
considered jointly. Lithium Corp v. Bessemer City, 261 N.C. 532,
535, 135 S.E.2d 574, 577 (1964). Thus, an individual is subject to
punitive damages where he or she may be punished for the
egregiously wrongful act and be deterred from committing such an
act in the future.
In the instant case, defendant died sometime before plaintiff
filed the subject complaint. Because defendant is deceased,
deterring him from committing a similar wrongful act in the future
is, of course, not possible. Consequently, the statutory mandate
of G.S. § 1D-1, providing that the appropriateness of punitive
damages is contingent upon punishing and deterring defendant from
engaging in similar conduct in the future, cannot be achieved.
We observe that a minority of states, by means of statutory or
common law, hold that an award of punitive damages is not barred
where the defendant has died. See, e.g., Perry v. Melton, 171 W.
Va. 397, 400-402, 299 S.E.2d 8, 11-13 (1982); Tillett v. Lippert,
275 Mont. 1, 7-9, 909 P.2d 1158, 1161-62 (1996); and Haralson v.
Fisher Surveying, Inc., 201 Ariz. 1, 3-6, 31 P.3d 114, 116-19
(2001). These courts have reasoned that, while the deceased cannot
be deterred by the award of punitive damages, the same can serve
the goal of deterring the citizenry at large. See id. This policy
debate, however, must be reserved for the North Carolina General
Assembly, which has the authority to provide for punitive damages
under the facts of this case. We are presently required to applythe current version of G.S. § 1D-1, and therefore conclude that the
trial court did not err by concluding that plaintiff cannot recover
punitive damages from the estate of the deceased tortfeasor.
Affirmed.
Judges STEELMAN and STEPHENS concur.
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