STATE OF NORTH CAROLINA
v. Nash County
Nos. 01 CRS 55474, 55487
DORION DION MILLS
Attorney General Roy Cooper, by Assistant Attorney General
John P. Barkley, for the State.
Daniel Shatz for defendant appellant.
McCULLOUGH, Judge.
Defendant was found guilty of second-degree murder and robbery
with a dangerous weapon. The trial court sentenced him to
consecutive prison terms totaling 250 to 319 months. Defendant
gave notice of appeal in open court.
The State adduced evidence tending to show that on 6 September
2001, Brenton Evans drove with defendant to a migrant labor camp
near Cooper Road in Nash County, North Carolina, looking for Urbano
Alvarado Umana
(See footnote 1)
. After locating him in a field, defendant
approached Umana, brandished a .32 caliber handgun, and ordered him
into the front passenger's seat of Evans' car. Defendant sat downin the car's backseat and told Evans to go to Umana's house at
13036 Cooper Road. When they arrived, defendant kicked open the
door to the house, led Umana into the master bedroom and demanded
money. Umana produced two $50 bills from a black pocketbook in the
dresser. After telling defendant that he had no more money, Umana
grabbed defendant's right arm. After a struggle, defendant brought
the gun down to Umana's head and shot him. When Umana fell
backwards to the floor, and defendant shot him two or three more
times before telling Evans, [L]et's go. Evans drove defendant to
Griffin's Store in Red Oak. When defendant exited the car to use
a pay phone, Evans drove away and went to his brother's house on
Arlington Street. He then drove with his brother and mother to the
magistrate's office in Nash County, where he gave a statement
implicating defendant in the shooting.
At 3:46 a.m. on 7 September 2001, defendant was interviewed by
Nash County Sheriff's Sergeants Brian Lewis and Steve Saunders,
and admitted robbing and shooting Umana. Defendant then led the
officers to a trash can in front of a residence at 1313 Proctor
Street in Rocky Mount, North Carolina, where they found a blue and
black Keltec .32 caliber semiautomatic pistol. Forensic tests
later confirmed that the shell casings and projectile found at the
crime scene had been fired from the weapon. After returning to the
sheriff's department at 5:49 a.m., defendant dictated and signed a
more detailed account of the murder and robbery.
Defendant testified that he and Evans visited Umana on the
afternoon of 6 September 2001. When they returned to Evans' house,defendant stayed at the house while Evans ran two errands in the
car. Evans then drove defendant to Rocky Mount. While they were
driving, defendant noticed that his gun had been moved from its
location under the seat and was lying on the backseat on top of his
shirt. He further noticed that four bullets were missing from the
gun. Evans initially denied moving or using the gun but later
admitted he had fired it. Evans gave defendant a $50 bill to buy
cigarettes at a gas station and later gave him a second $50 bill as
a down-payment on the gun. When they arrived in Rocky Mount,
defendant walked to his son's mother's house on Proctor Street and
hid the gun and bullets under a dresser. Suspicious of Evans'
story, defendant later threw the box of bullets into the woods,
wrapped the gun in a trash bag and put it in the trash can. He was
arrested by Rocky Mount police at approximately 1:00 a.m., and was
taken to the Nash County Sheriff's Office, where Saunders told him
that Evans had implicated him in the murder and robbery. Defendant
initially maintained his innocence but agreed to cooperate after he
was threatened with the death penalty and with the arrest of his
son's mother. Saunders typed something into a computer [f]or
about thirty minutes without speaking to defendant. When
defendant tried to read what he had written, Saunders took the
document from him and said, [I]t's your life, not mine. After
defendant signed and initialed the document without reading it,
Saunders asked him to show me where this gun is, if you want to
clear your name. After he led detectives to the gun, he was taken
to jail.
In his first argument on appeal, defendant claims the trial
court committed plain error by instructing the jury on the lesser
included offense of second-degree murder, absent any evidence to
support the instruction. While conceding that he acquiesced to
the instruction, defendant argues that it violate[d] his
fundamental constitutional rights, allowing the jury to convict
him of a crime he did not commit.
A review of the transcript reveals that defendant did not
merely accede to the court's instruction on second-degree murder.
Rather, he explicitly requested the instruction and argued in favor
of it, as follows:
THE COURT: Anything unusual you want me
to instruct on? . . .
[DEFENSE COUNSEL]: . . . I'm just
focus[]ing on first-degree murder, murder
committed in the perpetration of the felony
and murder with premeditation and deliberation
where a deadly weapon is used.
THE COURT: Yes.
[DEFENSE COUNSEL]: Which would include
that second-degree issue, your Honor.
(Emphasis added.) The State opposed an instruction on second-
degree murder, noting that defendant denied being at the scene and
that [a]ll the [State's] evidence indicates premeditation,
deliberation, and felony murder. Defense counsel asserted an
entitlement to the instruction, notwithstanding defendant's
testimony that he had no involvement in the shooting:
[DEFENSE COUNSEL]: . . . Our position would
be and I'm taking this 206.00, pattern
instructions relying on the State versusStrickland that says when the indictment
charges first-degree murder, by premeditation
and deliberation the trial will require the
trial judge to require to instruct on second-
degree murder only if the evidence tends to
show lack of premeditation and deliberation or
would permit a jury rationally to find the
defendant guilty of a lesser offense and
acquit him.
It's our position, your Honor, we wish we
didn't have to worry about any instructions,
but in this case, _ and, obviously, I'd like
to get him a not guilty and that's what I'm
here for. But I'd rather take the less[e]r of
two evils, I'd rather go with second.
And our position is this is a standard
indictment for 14-17, first-degree murder.
. . . And if you take everything [the State]
say[s] is true, his statement, Exhibit 1 and
2, Brenton, Lieutenant Saunders, Sergeant
Lewis, then I submit that [if] we had kept our
mouth shut, we would be entitled to this
instruction.
I don't think there's a contradiction
that we put on our defense, but still should
[not] be denied the benefit of the Strickland
rationale.
(Emphasis added.) See State v. Strickland, 307 N.C. 274, 287, 298
S.E.2d 645, 654 (1983), overruled on other grounds by State v.
Johnson, 317 N.C. 193, 203, 344 S.E.2d 775, 781 (1986). After
allowing the parties to research the issue overnight, the court
again addressed the issue of the murder instruction. The State
conceded, If [an instruction on] premeditation and deliberation is
given, then second-degree has to also be given. Believing that
the evidence certainly lends itself to premeditation and
deliberation, the court addressed defense counsel as follows:
THE COURT: All right. I'll give the
instruction on 206.14, [counsel], whichincludes the less[e]r included offense of
second-degree murder.
[DEFENSE COUNSEL]: Yes, your Honor.
(Emphasis added.)
Under the doctrine of invited error, an appellant may not
assign error, or plain error, to the granting of their own
requests at trial. State v. Wilkinson, 344 N.C. 198, 213, 474
S.E.2d 375, 383 (1996). Consistent with this principle, "'[a]
criminal defendant will not be heard to complain of a jury
instruction given in response to his own request.'" Id. (quoting
State v. McPhail, 329 N.C. 636, 643, 406 S.E.2d 591, 596 (1991)).
Having invited the instruction of which he now complains, defendant
is not entitled to any relief and will not be heard to complain on
appeal. State v. Williams, 333 N.C. 719, 728, 430 S.E.2d 888, 893
(1993).
Defendant next asserts that the trial court erred by
sentencing him as a prior record level II, absent sufficient
evidence to prove the existence of the prior conviction listed on
the State's sentencing worksheet. The record reflects the court
assigned defendant a single prior record point based upon a 1997
conviction for the Class 1 misdemeanor of injury to real property.
N.C. Gen. Stat. §§ 14-127, 15A-1340.14(b)(5) (2005).
For purposes of establishing a defendant's prior record level,
the fact of his prior conviction may be proved, inter alia, by
stipulation or [a]ny other method found by the court to be
reliable. N.C. Gen. Stat. § 15A-1340.14(f) (2005). The Statebears the burden of proving defendant's prior convictions to the
trial court by a preponderance of the evidence. Id. It is well
established that a worksheet, prepared and submitted by the State,
purporting to list a defendant's prior convictions is, without
more, insufficient to satisfy the State's burden in establishing
proof of prior convictions. State v. Eubanks, 151 N.C. App. 499,
505, 565 S.E.2d 738, 742 (2002).
Here, defendant acknowledged two prior convictions while
testifying during the guilt/innocence phase of his trial:
Q. Have you ever been in trouble with
the police before?
A. I had a couple of misdemeanor
charges.
Q. What are they?
A. I had _ I threw a brick through my
insurance company window with a money order in
it because I was about to be late on the
payment. And I should have slid it under the
door, but I weren't thinking.
So I just threw a brick through the
window with the money order in it. So they
gave me a injury to property or something like
that.
Q. Do you have any other convictions?
A. Yes.
Q. What is that?
A. Carrying a concealed weapon.
At sentencing, the court addressed the issue of defendant's prior
record level as follows:
THE COURT: All right. Let me hear from
you about the defendant's worksheet.
THE STATE: Your Honor, as for his
worksheet, he would have two criminal
convictions. One, as being a[] Class II
misdemeanor, carrying a concealed weapon. The
other being injury to real property, which is
a Class I misdemeanor which would count the
prior conviction points being one point,
making him a level II.
I believe that was what was placed into
evidence, the injury to real property which
would make him a level II.
. . . .
THE COURT: All right. You have any
questions about the record level, [defense
counsel]?
[DEFENSE COUNSEL]: No, your Honor.
(Emphasis added.) We find defendant's admission to a conviction
for injury to property or something like that[,] coupled with his
description of throwing a brick through a commercial building, to
be competent evidence allowing the trial court to find the fact of
this prior conviction by a preponderance of the evidence.
Moreover, defense counsel's response to the court that he had no
questions regarding the State's prior record level calculation
might reasonably be construed as an admission by defendant that he
had been convicted of the other charges appearing on the
prosecutor's work sheet[.] State v. Hanton, 140 N.C. App. 679,
690, 540 S.E.2d 376, 383 (2000); accord Eubanks, 151 N.C. App. at
505, 565 S.E.2d at 742. Accordingly, we overrule this assignment
of error.
The record on appeal contains additional assignments of error
not addressed by defendant in his brief to this Court. Pursuant toN.C.R. App. P. 28(b)(6), we deem them abandoned.
No error.
Judges TYSON and ELMORE concur.
Report per Rule 30(e).
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