CLAUDE D. BERRY,
Employee,
Plaintiff-Appellee,
v. N.C. Industrial Commission
I.C. No. 270126
HOLIDAY INN SELECT,
Employer,
and
PMA INSURANCE GROUP
Carrier,
Defendant-Appellants,
Scudder & Hedrick, by Samuel A. Scudder, for plaintiff-
appellee.
Hedrick Eatman Gardner & Kincheloe, L.L.P., by Neil P.
Andrews, Nadia Zaidi Schroth, and Jennifer S. Anderson, for
defendant-appellants.
JACKSON, Judge.
On 16 November 2001, Claude D. Berry (plaintiff) suffered a
right ankle sprain in the course and scope of his employment as a
bellman with Holiday Inn Select (defendant). Plaintiff's injury
constituted a compensable injury under the North Carolina Workers'
Compensation Act. Following his injury, plaintiff returned to work
with defendant, but began to experience pain and discomfort, andwas unable to stand for long periods of time. On 4 January 2002,
plaintiff was terminated from his employment with defendant as a
result of a lack of business.
Plaintiff sought other employment following his termination,
but was unable to find any due to increasing pain and restricted
mobility in his right ankle and leg. Plaintiff was diagnosed as
having a peroneal nerve injury as a result of his original ankle
sprain. Plaintiff underwent treatment for the nerve injury and
pain relief, and on 14 August 2002, plaintiff filed a Form 33
Request that Claim be Assigned for Hearing with the North Carolina
Industrial Commission, seeking ongoing payment of medical expenses,
along with payment for permanent and total disability. Defendant
filed a Form 61 Denial of Workers' Compensation Claim and a Form
33R Response to Request that Claim be Assigned for Hearing, citing
that plaintiff had failed to provide sufficient information to
determine medical causation, and that plaintiff's pre-existing
condition was the cause of any current condition.
In an opinion and award resulting from a 5 May 2003 hearing
before Deputy Commissioner Wanda Blanche Taylor of the North
Carolina Industrial Commission, plaintiff was found to suffer from
a right peroneal neuropathy which developed into complex regional
pain syndrome (CRPS) as a direct and natural result of his
initial compensable injury. Plaintiff was awarded temporary total
disability, and was found to be entitled to unemployment benefits
as of 4 January 2002. Defendants were ordered to pay for
plaintiff's attorney's and expert witness fees, along with hismedical treatment for his compensable injury to his right lower
leg, along with his CRPS. Defendants appealed the decision to the
Full Commission, who affirmed the opinion and award of the Deputy
Commissioner in an opinion and award entered 15 February 2005.
Defendants now appeal the opinion and award of the Full Commission.
Our review of an award by the Industrial Commission is
limited to: (1) whether there was competent evidence before the
Commission to support its findings; and (2) whether such findings
support its legal conclusions. Thompson v. Federal Express
Ground, __ N.C. App. __, __, 623 S.E.2d 811, 813 (2006) (citing
Lewis v. Orkand Corp., 147 N.C. App. 742, 744, 556 S.E.2d 685, 687
(2001)). We do not have the authority to weigh or re-weigh the
evidence or to make determinations regarding the credibility of the
witnesses. Adams v. AVX Corp., 349 N.C. 676, 681, 509 S.E.2d 411,
414 (1998) (citations omitted). Our review goes no further than
to determine whether the record contains any evidence tending to
support the Commission's findings. Thompson, __ N.C. App. at __,
623 S.E.2d at 813 (citing Adams, 349 N.C. at 681, 509 S.E.2d at
414). Findings of fact from an opinion and award of the
Commission, if supported by competent evidence, are deemed to be
conclusive, even though there may be evidence which would support
findings to the contrary. Hedrick v. PPG Industries, 126 N.C. App.
354, 357, 484 S.E.2d 853, 856, disc. review denied, 346 N.C. 546,
488 S.E.2d 801 (1997).
Defendants contend the Full Commission erred in finding that
plaintiff met his burden of proving that his condition known ascomplex regional pain syndrome (CRPS) was a direct and natural
consequence of his initial compensable injury to his right ankle.
Specifically, defendants contend the Full Commission's reliance on
the deposition testimony of doctors Brown and Van Ness was in
error, as their testimony was speculative and legally incompetent.
It is undisputed between the parties that plaintiff's initial
sprain to his right ankle constituted a compensable injury.
However, the parties dispute the issue of whether plaintiff's
subsequent development of CRPS is an injury that naturally and
unavoidably resulted from his initial injury. See N.C. Gen. Stat.
§ 97-2(6) (2005). The Full Commission found, based primarily on
the testimony of doctors Donald H. Brown, II, and William C. Van
Ness, III, that plaintiff's CRPS developed as a direct result of
the peroneal nerve injury that was caused by his initial
compensable injury.
An expert witness's opinion must be based upon facts within
his own knowledge. Dean v. Carolina Coach Co., 287 N.C. 515, 522,
215 S.E.2d 89, 93-94 (1975). Further, when an expert's opinion is
based upon mere speculation or possibility, the opinion will not be
considered to be competent evidence on the issue of medical
causation. Cannon v. Goodyear Tire & Rubber Co., 171 N.C. App.
254, 262, 614 S.E.2d 440, 445 (citing Young v. Hickory Bus. Furn.,
353 N.C. 227, 230, 538 S.E.2d 912, 915 (2000)), disc. review
denied, 360 N.C. 61, 621 S.E.2d 177 (2005). Expert testimony that
a work-related injury 'could' or 'might' have caused further injury
is insufficient to prove causation when other evidence shows thetestimony to be 'a guess or mere speculation.' Cannon, 171 N.C.
App. at 264, 514 S.E.2d at 446-47 (quoting Young, 353 N.C. at 233,
538 S.E.2d at 916).
In the instant case, both doctors Brown and Van Ness
thoroughly reviewed all of plaintiff's medical information, tests,
and test results, and both of them examined or treated plaintiff.
Dr. Brown, an anesthesiologist who concentrates in anesthesia and
pain management, began treating plaintiff in September 2002 and
continued to treat him for the next year. When Dr. Brown initially
treated plaintiff, he diagnosed plaintiff with a nerve injury in
his lower right extremity. Dr. Brown testified that he saw
evidence of a peroneal nerve injury, and that he began treating
plaintiff with lumbar sympathetic blocks, which is a treatment
designed to provide a patient with pain relief. Dr. Brown stated
that plaintiff responded favorably to the four to five lumbar
sympathetic blocks, and that his favorable response to this
treatment indicates that he likely suffered from CRPS. Dr. Brown,
along with Dr. Van Ness, testified that a patient who did not
suffer from CRPS would not have had a favorable response to the
lumbar sympathetic blocks, as plaintiff did. Dr. Brown testified
that CRPS is a poorly understood disease, for which no test can be
performed to confirm a diagnosis of the syndrome.
Dr. Brown testified, as did Dr. Van Ness, that symptoms which
are indicative of CRPS include: burning diffuse pain, decreased
range of motion, swelling of the area, muscle atrophy, the
extremity being cool to touch, and discoloration of the skin. CRPS is not the type of syndrome that will develop spontaneously,
and as Dr. Brown testified, but for plaintiff's peroneal nerve
injury, plaintiff would not have developed CRPS. Dr. Brown
determined that plaintiff suffered from CRPS based on a review of
his notes and tests, his favorable response to the lumbar
sympathetic blocks, the coolness in plaintiff's right foot, and his
decreased range of motion due to pain.
Dr. Van Ness, who is board-certified in physical medicine and
rehabilitation, with a specialization in the treatment of pain, was
contracted by plaintiff's counsel to provide an independent review
of plaintiff's condition. Dr. Van Ness reviewed all of plaintiff's
medical history information, including his previous tests and
results, and he examined plaintiff in March 2003. Dr. Van Ness
testified, as did Dr. Brown, that plaintiff's peroneal nerve injury
would not have resulted from plaintiff's prior hernia surgery, as
a nerve injury from this type of surgery would be in the patient's
groin or interior thigh area, and not in the area where plaintiff
complained of pain. He also stated that the type of ankle sprain
that plaintiff suffered was consistent with the type of injury that
would cause a peroneal nerve injury. Based on a review of tests
and evaluations completed by Dr. Brown and other doctors by whom
plaintiff had been treated, Dr. Van Ness diagnosed plaintiff as
suffering from a peroneal nerve injury, which had developed into
CRPS. Dr. Van Ness' diagnosis of CRPS was based upon plaintiff's
response to the lumbar sympathetic blocks, swelling present in
plaintiff's ankle, the difficulty he experienced in getting a pulsein plaintiff's right lower extremity, the significant decrease in
plaintiff's range of motion in his right ankle, the loss of feeling
and response to touch in plaintiff's lower right leg and bottom of
his right foot, his right foot being cool to touch, and the
discoloration in plaintiff's right foot. Dr. Van Ness testified
that the appearance of a discoloration in the skin of plaintiff's
right foot one and a half years after his initial injury also is
indicative of CRPS.
Neither Dr. Brown's testimony nor that of Dr. Van Ness is
couched in the form of could or might. Their testimony is
based on more than mere speculation or guesses, and is in fact
based on their diagnoses of plaintiff following thorough
evaluations. Therefore, we hold the Commission did not err in
relying on the doctors' testimony in making its findings. The
testimony of the doctors constitutes competent evidence which
supports the Commission's finding that [a]s a direct and proximate
result of plaintiff's compensable injury to his right lower
extremity, plaintiff sustained right peroneal neuropathy that
developed into complex regional pain syndrome as a direct and
natural result of his compensable injury. Defendants' assignment
of error is overruled.
Defendants next contend the Full Commission erred in finding
plaintiff satisfied his burden of proving that he was disabled as
of 4 January 2002, and that he was entitled to temporary total
disability compensation as of this date. The North Carolina Workers' Compensation Act defines a
disability as a incapacity because of injury to earn the wages
which the employee was receiving at the time of injury in the same
or any other employment. N.C. Gen. Stat. § 97-2(9) (2005). In
order for a plaintiff to establish a claim for disability under the
Act,
the Commission must find: (1) that plaintiff
was incapable after his injury of earning the
same wages he had earned before his injury in
the same employment, (2) that plaintiff was
incapable after his injury of earning the same
wages he had earned before his injury in any
other employment, and (3) that this
individual's incapacity to earn was caused by
plaintiff's injury.
Hilliard v. Apex Cabinet Co., 305 N.C. 593, 595, 290 S.E.2d 682,
683 (1982). A plaintiff may show that he has a disability in one
of four ways:
(1) the production of medical evidence that he
is physically or mentally, as a consequence of
the work related injury, incapable of work in
any employment; (2) the production of evidence
that he is capable of some work, but that he
has, after a reasonable effort on his part,
been unsuccessful in his effort to obtain
employment; (3) the production of evidence
that he is capable of some work but that it
would be futile because of preexisting
conditions, i.e., age, inexperience, lack of
education, to seek other employment; or (4)
the production of evidence that he has
obtained other employment at a wage less than
that earned prior to the injury.
Russell v. Lowes Product Distribution, 108 N.C. App. 762, 765, 425
S.E.2d 454, 457 (1993) (internal citations omitted). Defendants
contend plaintiff did not present evidence sufficient to satisfy
his burden. As noted previously, we do not have the authority to weigh the
evidence or the credibility of witnesses. Our sole duty is to
determine whether there is competent evidence in the record to
support the Commission's findings. See Adams, 349 N.C. at 681, 509
S.E.2d at 411-14; Hedrick, 126 N.C. App. at 357, 484 S.E.2d at 856.
In the instant case, plaintiff returned to work following his
compensable injury, however he experienced pain in his right foot
and leg, and was unable to stand for long periods of time, as he
had been able to do prior to his injury. On 4 January 2002,
plaintiff was terminated from his employment with defendant Holiday
Inn Select, due to a lack of business and in no part to his
compensable injury. The Commission found as fact that plaintiff's
peroneal nerve injury, which developed into CRPS, was the direct
and natural result of plaintiff's compensable injury. Following
his termination from his employment with defendant, plaintiff was
unable to function as he did prior to his injury due to the
increasing pain he experienced as a result of the nerve injury. In
addition, he experienced a decrease in strength and his mobility
was restricted. Dr. Brown testified that plaintiff could do light-
duty office work, but that he would need to sit down to perform his
work. Dr. Brown also stated that during the entire time in which
he treated plaintiff, plaintiff had never moved beyond the capacity
to perform a light category of work capacity. Dr. Allen O. Smith
testified that plaintiff was unable to function properly, drive, or
perform remedial work as a result of all of his problems, including
the pain in his right foot. Following his termination, plaintiff applied for and received
unemployment compensation benefits for twenty-eight weeks. During
that time he searched for employment at multiple retail locations,
along with other area hotels. He stopped looking for employment
only when he believed that his doctor told him that he could no
longer drive. Plaintiff, who at the time of his injury was sixty-
seven years of age with an eleventh grade education, also attempted
to obtain employment as a dry cleaning delivery person, but due to
his age and mental and physical limitations, he was not hired for
the position.
Based on the evidence presented to the Commission, we hold
plaintiff satisfied his burden of proving disability, in that he
presented sufficient evidence to show that he is capable of some
work but that it would be futile because of preexisting conditions,
i.e., age, inexperience, lack of education, to seek other
employment. Russell, 108 N.C. App. at 765, 425 S.E.2d at 457.
Therefore, we hold there was competent evidence to support the
Commission's finding that plaintiff was disabled as of 4 January
2002 and thus entitled to temporary total disability. Defendant's
assignment of error is overruled.
Affirmed.
Judges WYNN and HUNTER concur.
Report per Rule 30 (e).
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