An unpublished opinion of the North Carolina Court of Appeals does not constitute controlling legal authority. Citation is disfavored, but may be permitted in accordance with the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Procedure.
NO. COA05-623
NORTH CAROLINA COURT OF APPEALS
Filed: 6 June 2006
STATE OF NORTH CAROLINA
v
.
Beaufort County
No. 03 CRS 000170
MARCUS LAVERNE SPENCER
Appeal by defendant from judgments entered 2 December 2004 by
Judge Clifton W. Everett, Jr., in Beaufort County Superior Court.
Heard in the Court of Appeals 7 February 2006.
Attorney General Roy Cooper, by Assistant Attorney General
Chris Z. Sinha, for the State.
Adrian M. Lapas for defendant appellant.
McCULLOUGH, Judge.
Defendant appeals from conviction and judgment for first-
degree rape and conviction and judgment for taking indecent
liberties with a child. We conclude that he received a fair trial,
free from prejudicial error.
Facts
On 13 January 2003, a Beaufort County grand jury returned the
following four-count indictment against defendant:
I. The jurors for the State upon their oath present
that on or about the date of offense shown [7/1/02-
7/2/02] and in the county named above [Beaufort] the
defendant . . . unlawfully, willfully and feloniously did
carnally know and abuse [A.L.T], a child under the age of
13 years.
II. And the jurors for the State upon their oath present
that on or about the date of offense shown [7/1/02-7/2/02] and in the county named above [Beaufort] the
defendant . . . unlawfully, willfully and feloniously did
carnally know and abuse [A.L.T], a child under the age of
13 years.
III. And the jurors for the State upon their oath present
that on or about the date of offense shown [7/1/02-
7/2/02], and in the county named above [Beaufort] the
defendant . . . unlawfully, willfully and feloniously did
take and attempt to take immoral, improper, and indecent
liberties with the child named below for the purpose of
arousing and gratifying sexual desire. At the time of
this offense, the child named below was under the age of
16 years and the defendant . . . was over 16 years of age
and at least five years older than the child. The name
of the child is [A.L.T.].
IV. And the jurors for the State upon their oath present
that on or about the date of offense shown [7/1/02-
7/2/02], and in the county named above [Beaufort] the
defendant . . . unlawfully, willfully and feloniously did
take and attempt to take immoral, improper, and indecent
liberties with the child named below for the purpose of
arousing and gratifying sexual desire. At the time of
this offense, the child named below was under the age of
16 years and the defendant . . . was over 16 years of age
and at least five years older than the child. The name
of the child is [A.L.T.].
Defendant pled not guilty to each of these charges.
At trial, the State's evidence tended to show the following:
On the evening of 1 July through 2 July 2002, A.L.T. was spending
the night in the home of her older sister. At that time, A.L.T.
was 11 years old. While at her sister's home, A.L.T. attempted to
call a friend, T.C., who was not at home. T.C.'s uncle, the
defendant, answered the telephone instead. Defendant was twenty-
nine years of age and lived near the home of A.L.T.'s sister, and
A.L.T. was familiar with defendant from seeing him in the
community. While speaking with A.L.T. on the telephone, defendantstated that he would come over to where A.L.T. was staying, and
A.L.T. responded that it would be fine with her if he did so.
A.L.T. then went outside to wait for defendant. Defendant
arrived shortly thereafter and A.L.T. and defendant began talking.
According to A.L.T., defendant requested to have sex with her. She
initially declined, but later assented.
According to A.L.T., she then removed her shorts while
defendant removed his shirt, placed it on the ground, and put a
condom on his penis. A.L.T. testified that defendant then engaged
in sexual intercourse with her for approximately five minutes.
Defendant left immediately thereafter.
Following this incident, A.L.T. noticed blood in her
underwear. She placed this pair of underwear in a room inside of
her sister's home and, after approximately fifteen minutes, called
defendant on the telephone. During the ensuing conversation,
defendant indicated that he would come back over to visit A.L.T.
Upon arriving approximately fifteen minutes later, defendant asked
A.L.T. if he could do it again. A.L.T. replied that he could,
and defendant proceeded to have sexual intercourse with her a
second time. Defendant did not use a condom during this sexual
encounter. Following this incident, A.L.T. then returned to her
sister's home.
Shortly thereafter, A.L.T.'s sister happened upon the bloody
underwear that A.L.T. had discarded, and the sister reported the
discovery to their mother, who confronted A.L.T. as to whether she
had engaged in sexual intercourse. A.L.T. initially denied havingsex, but later admitted that she had and identified defendant as
her sexual partner. The mother took A.L.T. for a medical
evaluation.
An expert with the North Carolina State Bureau of
Investigation testified that he performed DNA testing on the
physical evidence in the instant case. According to this expert,
the DNA testing revealed that semen found on A.L.T.'s panties was
70.9 million trillion times more likely to have come from defendant
than any other unrelated member of the black population in North
Carolina. The agent further opined that it would be unreasonable
to conclude that the semen came from another individual.
Defendant presented evidence that he could not have committed
the crimes with which he was charged because he was somewhere else
at the time.
At the close of all of the evidence, the trial court
instructed the jury as follows:
Now, ladies and gentlemen, when you go into your
jury room in just a few minutes, you'll be sent a verdict
sheet in which you will be called upon to answer as many
as four questions, and the verdict sheet contains, as to
Count I, whether or not, by your unanimous verdict, you
would find the defendant guilty of First Degree Rape
Occurring Between July 1, 2002, and July 2, 2002, or not
guilty. And, as to Count II, whether you would find the
defendant, by your unanimous verdict, guilty of First
Degree Rape Occurring Between July 1, 2002, and July 2,
2002, or not guilty. And, as to Count III, whether you
would find the defendant, by your unanimous verdict,
guilty of Taking Indecent Liberties with a Minor
Occurring Between July 1, 2002, and July 2, 2002, or not
guilty. And, as to Count IV, whether, by your unanimous
verdict, you find the defendant guilty of Taking Indecent
Liberties with a Minor Occurring Between July 1, 2002,
and July 2, 2002, or not guilty.
Now, as to Count I and Count II, the defendant has
been charged with First Degree Rape. For you to find the
defendant guilty of these offenses, that is as to Count
I and Count II, for you to find the defendant guilty of
these offenses, the State must prove three things beyond
a reasonable doubt:
First, that the defendant engaged in vaginal
intercourse with [A.L.T.] . . . .
Vaginal intercourse, ladies and gentlemen, is
penetration, however slight, of the female sex organ by
the . . . male sex organ. The actual emission of semen is
not necessary.
Second, the second element, that at the time of the
acts alleged, the victim . . . was a child under the age
of 13 years.
And the third element, that at the time of the acts
alleged, the defendant . . . was at least 12 years old
and was at least four years older than the victim . . . .
Now, if you find from the evidence beyond a
reasonable doubt that on or about the alleged date, the
defendant engaged in vaginal intercourse with the victim
. . . and that at that time, [the victim] was a child
under the age of 13 years and that the defendant . . .
was at least 12 years old and was at least four years
older than the victim . . . it would be your duty to
return a verdict of guilty as to Count I and Count II.
If you do not so believe, or have a reasonable doubt as
to one or more of these things, as to either count, as to
either one of the counts, if you have a doubt as to one
or more of the things in either count, then it would be
your duty to return a verdict of not guilty.
Now, as to Count III and Count IV, ladies and
gentlemen of the jury, the defendant has been accused and
charged with Taking an Indecent Liberty with a Child.
Now, I charge that for you to find the defendant guilty
of Taking an Indecent Liberty with a Child, the State
must prove three things beyond a reasonable doubt:
First, that the defendant willfully took an indecent
liberty with a child for the purpose of arousing or
gratifying sexual desire.
An indecent liberty is an immoral, improper, or
indecent act by the defendant upon the child.
And, second, that the child had not reached her 16th
birthday at the time in question.
And, third, that the defendant was at least five
years older than the child and had reached his 16th
birthday at that time.
So I charge that if you find from the evidence
beyond a reasonable doubt that on or about the alleged
dates, the defendant willfully took an indecent liberty
with a child for the purpose of arousing or gratifying
sexual desire and that at the time the defendant was at
least--excuse me--and at that time the defendant was at
least five years older than the child and had reached his
16th birthday but the child had not reached her 16th
birthday, it would be your duty to return a verdict of
guilty of Taking an Indecent Liberty with a Child.
However, if you do not so find or have a reasonable doubt
as to one or more of these things, in either one of Count
III or Count IV, then it would be your duty to return a
verdict of not guilty.
The verdict sheet set forth the following alternatives:
COUNT I:
We, the jury, by unanimous verdict, find the
defendant . . . is:
_____Guilty of First Degree Rape Occurring Between July
1, 2002, and July 2, 2002; OR
_____Not guilty.
COUNT II:
We, the jury, by unanimous verdict, find the
defendant . . . is:
_____Guilty of First Degree Rape Occurring Between July
1, 2002, and July 2, 2002; OR
_____Not guilty.
COUNT III:
We, the jury, by unanimous verdict, find the
defendant . . . is:
_____Guilty of Taking Indecent Liberties with a Minor
Occurring Between July 1, 2002, and July 2, 2002;
OR
_____Not guilty.
COUNT IV:
We, the jury, by unanimous verdict, find the
defendant . . . is:
_____Guilty of Taking Indecent Liberties with a Minor
Occurring Between July 1, 2002, and July 2, 2002;OR
_____Not guilty.
The jury found the defendant guilty of one count of first-
degree rape (Count I) and not guilty of one count of first-degree
rape (Count II), and found defendant guilty of one count of taking
indecent liberties with a child (Count III) and not guilty of one
count of taking indecent liberties with a child (Count IV). The
trial court imposed consecutive sentences of 480 to 585 months of
imprisonment and 39 to 47 months of imprisonment.
Defendant now appeals.
Discussion
In his only argument on appeal, defendant contends that he has
been denied his right to a unanimous jury verdict. Specifically,
defendant argues that, in light of the fact that the indictment,
the jury instructions, and the verdict sheet fail to differentiate
between the two instances of sexual misconduct which the State's
evidence tended to show, it is impossible to know whether all
twelve jurors voted to convict defendant based on the same act of
misconduct.
Defendant's argument is premised upon this Court's decisions
in
State v. Gary Lee Lawrence, Jr., 165 N.C. App. 548, 599 S.E.2d
87 (2004) (
Lawrence I),
rev'd in part and remanded per curiam, __
N.C.__, 627 S.E.2d 615 (2006) (mem.) (
Lawrence III);
State v.
Markeith Rodgers Lawrence, 170 N.C. App. 200, 612 S.E.2d 678 (2005)
(
Lawrence II
),
rev'd in part and remanded, __ N.C.__, 627 S.E.2d
609 (2006) (
Lawrence IV); and
State v. Holden, 160 N.C. App. 503,586 S.E.2d 513 (2003),
aff'd per curiam by an equally divided panel
and left standing without precedential value, 359 N.C. 60, 602
S.E.2d 360 (2004).
However, our Supreme Court has reversed the
Lawrence I and
Lawrence II opinions, and has ruled that
Holden
should have no precedential value. We are constrained to follow
the direction of the Supreme Court; therefore, defendant cannot
prevail based on this Court's
Lawrence I,
Lawrence II, or
Holden
opinions.
Further, after careful review, we discern no unanimity
problems with defendant's convictions. A criminal defendant's
right to a unanimous jury verdict is guaranteed by the North
Carolina Constitution and by the North Carolina General Statutes.
See N.C. Const. art. I, § 24 (2005) (No person shall be convicted
of any crime but by the unanimous verdict of a jury in open
court.); N.C. Gen. Stat. § 15A-1237(b) (2005) (The verdict must
be unanimous, and must be returned by the jury in open court.).
A jury unanimity issue may be raised on appeal, notwithstanding
that the defendant did not object at trial to the errors which
contributed to the allegedly non-unanimous verdict.
State v. Ashe,
314 N.C. 28, 39, 331 S.E.2d 652, 659 (1985). On appeal, this Court
will examine the verdict, the charge, the jury instructions, and
the evidence to determine whether any ambiguity as to unanimity has
been removed.
State v. Petty, 132 N.C. App. 453, 461-62, 512
S.E.2d 428, 434,
appeal dismissed and disc. review denied, 350 N.C.
598, 537 S.E.2d 490 (1999). In
State v. Wiggins, 161 N.C. App. 583, 593, 589 S.E.2d 402,
409 (2003),
disc. review denied, 358 N.C. 241, 594 S.E.2d 34
(2004), this Court held that where seven offenses (two statutory
sexual offense and five statutory rape) were charged in the
indictments, and based on the evidence presented at trial, the jury
returned seven guilty verdicts, there was no danger of a lack of
unanimity between the jurors with respect to the verdict. The
victim in
Wiggins testified that she had engaged in intercourse
with defendant several times a week for an extended period of time,
but she specifically recounted only four incidents of intercourse
with defendant.
Id. at 586, 593, 589 S.E.2d at 405, 409. In
determining that there was no unanimity problem, this Court noted
that
the trial court instructed the jury on two
counts of statutory sexual offense and five
counts of statutory rape, differentiating each
instruction by the applicable case number
found on the indictments, [and] the verdict
sheets submitted to the jury identified the
seven offenses only by the felony charged
(statutory sexual offense or statutory rape)
and their respective case numbers.
Id. at 592-93, 589 S.E.2d at 409.
More recently, our Supreme Court decided
Lawrence IV, ___
N.C.__, 627 S.E.2d 609 (2006),
rev'g Lawrence II, 170 N.C. App.
200, 612 S.E.2d 678, which involved a defendant who challenged, on
unanimity grounds, his multiple convictions of taking indecent
liberties with a child and multiple convictions of statutory rape
because the jury heard testimony regarding sexual encounters with
which defendant was not charged. With respect to the indecentliberties convictions, the Court held that
the jury may have considered a greater number
of incidents than the three counts of indecent
liberties charged in the indictments. However,
this fourth incident had no effect on jury
unanimity because [binding case law] holds
that while one juror might have found some
incidents of misconduct and another juror
might have found different incidents of
misconduct, the jury as a whole found that
improper sexual conduct occurred.
Id., slip op. at 9-10, __ N.C. at __, 627 S.E.2d at __.
With
respect to the statutory rape convictions, the Court held that
[e]ven though [the victim] testified that she
had sexual intercourse with the defendant
thirty-two separate times, the evidence
presented at trial tended to show five
specific instances of statutory rape . . . .
At the conclusion of the evidence, the jury
was given five separate verdict sheets for the
rape offenses. The jury returned five guilty
verdicts for the five counts of rape.
. . . .
The present case is clearer than
Wiggins
[161 N.C. App. 583, 589 S.E.2d 402]. In
Wiggins, the victim testified to multiple
incidents of intercourse with defendant, but
she testified in detail about only four
specific occasions of intercourse constituting
statutory rape. Here, defendant was indicted
on five counts of statutory rape; [the victim]
testified to five specific incidents of
statutory rape, and five verdicts of guilty
were returned to the charge of statutory rape.
We conclude that defendant was unanimously
convicted by the jury.
Id., slip op at 10-12, __ N.C. at __, 627 S.E.2d at __. In
reaching this conclusion, the Court made,
inter alia, the following
observations:
[D]efendant never raised an objection at trial
regarding unanimity; the jury was instructedon all issues, including unanimity; separate
verdict sheets were submitted to the jury for
each charge; . . . [and] the record reflected
no confusion or questions as to jurors' duty
in the trial.
Id., slip op. at 12, __ N.C. at __, 627 S.E.2d at __ (numbering
omitted).
Under
Wiggins and
Lawrence IV, there is no unanimity problem
if it is possible to match a jury's verdict of guilty with a
specific incident after reviewing the evidence, indictment, jury
charge, and verdict sheets. Accordingly, we must apply this rule
to the situation with which we are now presented.
In the instant case, the State alleged that defendant
committed two acts of sexual misconduct, and, for each transaction,
defendant was indicted for one count of taking indecent liberties
with a child and one count of statutory rape. The State's evidence
tended to show that defendant twice engaged in sexual intercourse
with the underage victim. The victim's testimony was that
defendant committed one act of copulation without wearing a
prophylactic, and forensic evidence tended to establish the
presence of defendant's semen on the victim's panties. The victim
further testified that defendant committed another act of
copulation while he was wearing a condom, and this act of
intercourse was proven only by the victim's testimony. The trial
court specifically instructed the jury that it had to be unanimous
as to any verdict and that it should return a verdict of not guilty
of first-degree rape if it had a reasonable doubt as to either
count [I or II], as to either one of the counts, if [it had] adoubt as to one or more of the [elements] in either count. The
trial court likewise instructed the jury that it should return a
verdict of not guilty of taking indecent liberties with a child if
it had a reasonable doubt as to one or more of the[] [elements],
in either one of Count III or Count IV. The verdict sheet
conformed to the trial court's instructions and listed the counts
for the separate charges of first-degree rape and taking indecent
liberties separately.
On these facts, we discern no unanimity problem with the
jury's verdict convicting defendant of one count of first-degree
rape and one count of taking indecent liberties with a child. The
jury was sufficiently instructed that it had to be unanimous as to
any count, and the counts were set out separately on the verdict
sheet. We, therefore, are compelled to hold that the jurors agreed
as to the one act of sexual misconduct committed by defendant.
See
State v. Jennings, 333 N.C. 579, 618, 430 S.E.2d 188, 208 (We
presume 'that jurors . . . attend closely the particular language
of the trial court's instructions in a criminal case and strive to
understand, make sense of, and follow the instructions given
them.') (citation omitted),
cert. denied, 510 U.S. 1028, 126 L.
Ed. 2d 602 (1993).
No error.
Judges ELMORE and LEVINSON concur.
Report per Rule 30(e).
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