STATE OF NORTH CAROLINA
v
.
Polk County
No. 05 CRS 205
JANE BROCK WHALEY
Appeal by defendant from judgment entered 9 February 2005 by
Judge Dennis J. Winner in Polk County Superior Court. Heard in the
Court of Appeals 22 March 2006.
Attorney General Roy A. Cooper, III, by Special Deputy
Attorney General Elizabeth Leonard McKay, for the State.
Long, Parker, Warren & Jones, P.A., by Robert B. Long, Jr.,
for defendant-appellant.
JACKSON, Judge.
Jane Brock Whaley (defendant) appeals from a guilty verdict
of misdemeanor simple assault, rendered after a jury trial on 9
February 2005 in Polk County Superior Court.
The following facts were presented at defendant's trial in
Polk County Superior Court: Eighteen-year-old Lacy Wien (the
victim) was a member of Word of Faith Fellowship (Word of
Faith), and sixty-two-year-old defendant was the lead pastor of
the Word of Faith. On 24 February 2002, the victim was in the
fellowship hall at the Word of Faith, standing in a circle of
people receiving blasting, a form of loud prayer that is similar
to screaming. The group was praying that the victim's dating
relationship with her boyfriend should terminate. The victim asked the group to discontinue blasting. The
victim's mother and Word of Faith member Lynn Millwood took
defendant into another room and instructed her to bend over a table
to be spanked with a paddle. Upon the victim's refusal to obey,
Lynn Millwood summoned for defendant.
There is conflicting testimony about the events that followed
when defendant entered the room. The victim testified that
defendant entered the room where the victim was seated, put her
hands around the victim's neck, pulled her out of the chair and
seated her on the table. The victim stated that defendant beat the
victim's head against the wall and squeezed the victim's neck while
defendant yelled at the victim, accusing her of fornication. In
contrast, the victim's mother and Lynn Millwood testified that
defendant grabbed the victim by the shoulders, or defendant laid
her hands on the victim's shoulders, and they began to pray, but
that defendant did not push the victim or apply any kind of force.
At trial, the State presented photographs that the victim described
as bruises on her neck as a result of defendant's conduct.
On 19 December 2003, defendant was charged in Rutherford
County for misdemeanor simple assault in violation of N.C. Gen.
Stat., Section 14-33 (2005). The summons stated that defendant
unlawfully and willfully did assault and strike Lacy Wien by
grabbing her neck, choking her and beating her head against a wall
on 24 February 2002. Rutherford County District Court conducted a
bench trial on 3 March 2004, and the trial court entered a guilty
verdict. Defendant gave notice of appeal in open court on 3 March2004. Prior to the Superior Court trial, defendant filed a motion
to dismiss and a motion to change venue. The Superior Court denied
defendant's motion to dismiss, and granted defendant's motion to
change venue.
On 7 February 2005, the Honorable Dennis J. Winner presided
over defendant's jury trial in Polk County Superior Court. The
jury rendered a guilty verdict, and Judge Winner entered a judgment
sentencing defendant to thirty days suspended for one year with
unsupervised probation and a fine of $468.00 and court costs.
Defendant appealed to this Court.
On appeal, defendant argues four issues: (1) the Superior
Court's retrial after de facto acquittal at the District court
violated the prohibition against double jeopardy; (2) the Superior
Court improperly excluded testimony and evidence regarding the
victim's credibility and mental state; (3) the Superior Court erred
in refusing to dismiss the charge because the trial court's
conviction was a nullity and was entered without jurisdiction, and
the Superior Court therefore had no power or jurisdiction over the
charge; and (4) the Superior Court erred in denying defendant's
motion to dismiss the charge because the conviction violated the
First Amendment.
First, we address whether the Superior Court's retrial after
an alleged de facto acquittal at the trial court violated the
prohibition against double jeopardy. Specifically, defendant
argues that the District court found defendant guilty under common
law assault and not as a result of the conduct specified indefendant's charge for misdemeanor simple assault. Defendant
argues that this resulted in a de facto acquittal, because the
trial court did not find defendant guilty of the conduct charged,
and double jeopardy attached.
Defendant's argument is misplaced. Our General Assembly
stated in North Carolina General Statutes, Section 15A-1431(b) that
a defendant convicted in the district court before the judge may
appeal to the superior court for trial de novo with a jury as
provided by law. N.C. Gen. Stat. . 15A-1431(b) (2005).
Furthermore, because the district court is not a court of record,
the superior court's review is de novo. See State v. Ward, 127
N.C. App. 115, 119, 487 S.E.2d 798, 801 (1997). Therefore, the
trial court's basis for rendering defendant's guilty verdict is
immaterial when defendant appeals to the Superior Court, and
defendant's argument is without merit.
Second, defendant contends the Superior Court improperly
excluded testimony and evidence regarding the victim's credibility
and mental state. Defendant argues the trial court's exclusion of
evidence violated North Carolina Rules of Evidence, Rule 611, and
the Confrontation Clause.
North Carolina General Statutes, Section 8C-1, Rule 611(b)
states that a witness may be cross-examined on any matter relevant
to any issue in the case, including credibility. N.C. Gen. Stat.
. 8C-1, Rule 611(b) (2005). The standard of review concerning the
exclusion of such testimony on cross-examination is abuse ofdiscretion. Old Chief v. United States, 519 U.S. 172, 177, 136 L.
Ed. 2d 574, 586 (1997).
While specific instances of . . . mental instability are not
directly probative of truthfulness, they may bear upon credibility
in other ways, such as to 'cast doubt upon the capacity of a
witness to observe, recollect, and recount, and if so they are
properly the subject not only of cross-examination but of extrinsic
evidence.' State v. Williams, 330 N.C. 711, 719, 412 S.E.2d 359,
364 (1992) (quoting 3 Federal Evidence . 305, at 236). Juries may
evaluate not only the effect of mental illness or addiction, but
also of the passage of time, on a witness' ability to perceive,
retain, and recount. Id. at 721, 412 S.E.2d at 365-66. See State
v. Newman, 308 N.C. 231, 254, 302 S.E.2d 174, 187 (1983) (the trial
court admitted evidence of a witness' past mental impairment to
weigh credibility), see also State v. Parker, 45 N.C. App. 276,
278, 262 S.E.2d 686, 688 (1980) (the trial court admitted evidence
of a witness' past psychiatric treatment to weigh credibility).
Our jurisdiction has admitted specific instances of mental
illness with testimony of: the witness' drug habits, suicide
attempts, and psychiatric counseling; the witness' committal to a
hospital, psychiatric therapy and counseling, and diagnosis of
paranoid schizophrenia; and the witness' psychiatric treatment.
State v. Williams, 330 N.C. at 724, 412 S.E.2d at 367; State v.
Newman, 308 N.C. at 254, 302 S.E.2d at 187; State v. Parker, 45
N.C. App. at 278, 302 S.E.2d at 187. In the present case, the trial court allowed the jury to hear
testimony from the victim that she visited a place called
Wellspring, that [i]t wasn't mental treatment; it was an
educational place, and she spoke with some form of counselor.
Thereafter, defense counsel cross-examined the victim outside the
presence of the jury about the questionnaire she completed at
Wellspring that she had verified in a deposition for her civil case
against defendant. During that voir dire, the victim stated that
(1) she experienced the feeling that she actually saw herself as if
she were looking at another person approximately fifty percent of
the time, (2) she was not sure whether things she remembered really
happened or whether she dreamed them approximately twenty percent
of the time, (3) she heard voices inside her head to tell her to do
things or comment on things approximately thirty percent of the
time; and (4) she had seen a lady dressed in white in her
apartment, possibly a ghost, supposedly in a cemetery talking to
her about her aura. Outside the presence of the jury, the
following colloquy ensued:
Court: Do you have some evidence that this
witness suffered a mental defect at any time?
You haven't asked her that; all you've asked
her is her answers to questions and whether
she saw this vision. Have you got some expert
or something that says that means she had some
mental defect?
Defense: I am asking her about her answers
that were given at a place called Wellspring
Retreat Resort. . . .
Court: Well, was there some diagnosis that
there was something mentally wrong with her?
I mean, all you've asked - you've asked her toanswer the questions that she gave those
people . . .
Defense: As to her mental state as given by
her.
Court: You're putting the jury in the position
of making some diagnosis from that. They
don't have the expertise to make the diagnosis
from that. Neither do you or I.
. . . . .
Court: . . . But how is the jury, if you've
got no psychiatric expert, how is the jury
supposed to deal with that? What does that
mean?
Defense: They're supposed to deal with it in
terms of common human experience as to whether
somebody that says those things about
themselves is credible in the context of this
case, because our evidence will be that what
she has testified to on this occasion did not
occur. . . . And I think this material goes,
definitely, to credibility.
. . . . .
Court: Well, the Court of Appeals may decide
that I'm wrong, although I never related this
to Rule 403 [sic]; but the Court finds it more
prejudicial to the State than it is probative,
and I'm still going to exclude it all.
Here, the trial court did not abuse its discretion by
excluding the victim's testimony. The victim's testimony did not
rise to the level of testimony regarding psychiatric treatment and
counseling, suicide attempts, psychiatric diagnosis, or a drug
habit. Although we do not find that this list is exclusive for
admitting impeachment evidence of specific instances of mental
illness, we conclude that the trial court did not abuse its
discretion in excluding the victim's testimony because it would
require the jury to conclude that the victim suffered from mentalillness. Defense counsel failed to present evidence of the
victim's psychiatric treatment or counseling to allow the jury to
conclude the victim suffered from a mental health problem that
affected her credibility as a witness. Therefore, the trial court
did not abuse its discretion in excluding the victim's testimony of
her questionnaire answers or her visionary experience.
Defendant also argues that the Superior Court's exclusion of
the victim's testimony on cross-examination regarding her mental
illness constituted a violation of the Confrontation Clause. North
Carolina Constitution Article I, Section 23 provides that a
defendant has the right to cross-examine adverse witnesses through
the constitutional guarantee of the right of confrontation. N.C.
Const. Art. I, . 23; see State v. Watson, 281 N.C. 221, 229-30, 188
S.E.2d 289, 294 (1972), cert. denied, 409 U.S. 1043, 34 L. Ed. 2d
493 (1972). However, our Supreme Court, in interpreting Article I,
Section 23 has followed the United States Supreme Court in holding
that, [t]he right to effectively cross-examine a witness, however,
does not guarantee a defendant a 'cross-examination that is
effective in whatever way, and to whatever extent, the defense
might wish.' State v. Thorne, ___ N.C. App. ___, ___, 618 S.E.2d
790, 794 (2005) (citing Delaware v. Fensterer, 474 U.S. 15, 20, 88
L. Ed. 2d 15, 19 (1985) (per curiam).
Here, defendant had the opportunity to cross-examine the
victim because the victim testified at trial. The trial court's
exclusion of the victim's testimony about her Wellspring
questionnaire and her visionary experience did not constitute aconstitutional violation because the trial court afforded defendant
the opportunity to cross-examine the victim. Specifically, defense
counsel elicited testimony that the victim attended Wellspring, and
that she spoke with a counselor. Therefore, defendant's assignment
of error is overruled.
Defendant argues the Superior Court erred in refusing to
dismiss the charge because the trial court's conviction was a
nullity and was entered without jurisdiction, and the Superior
Court therefore had no power or jurisdiction over the charge.
Defendant contends the trial court did not enter a judgment against
defendant based upon defendant's conduct charged, and, therefore,
the Superior Court has no jurisdiction.
As stated supra, a defendant convicted in the district court
before the judge may appeal to the superior court for trial de novo
with a jury as provided by law. N.C. Gen. Stat. . 15A-1431(b)
(2005). Therefore, defendant's Superior Court trial was a trial de
novo, and defendant's argument is without merit.
We now turn to whether the Superior Court erred in denying
defendant's motion to dismiss the charge because the trial court's
conviction violated the First Amendment. The test for deciding a
motion to dismiss is as follows: When determining the sufficiency
of the evidence to support a charged offense, we must view the
evidence in the light most favorable to the State, giving the State
the benefit of all reasonable inferences. State v. Benson, 331
N.C. 537, 544, 417 S.E.2d 756, 761 (1992). A defendant's motion to
dismiss must be denied if the evidence considered in the light mostfavorable to the State permits a rational jury to find beyond a
reasonable doubt the existence of each element of the charged crime
and that defendant was the perpetrator. See State v. Williams, 334
N.C. 440, 447, 434 S.E.2d 588, 592 (1993). If the evidence
supports a reasonable inference of defendant's guilt based on the
circumstances, then it is for the [jurors] to decide whether the
facts, taken singly or in combination, satisfy them beyond a
reasonable doubt that the defendant is actually guilty. State v.
Rowland, 263 N.C. 353, 358, 139 S.E.2d 661, 665 (1965).
In the light most favorable to the State, the evidence tended
to show that the victim was present at the Word of Faith and was
receiving blasting from other church members. The victim asked the
members to cease blasting, and the victim was taken into a room.
When the victim was in the room and refused demands to bend over a
table for a spanking, defendant was summoned. Defendant entered
the room, put her hands around the victim's neck, lifted the victim
out of her chair, and yelled at the victim. The victim testified
that defendant beat the victim's head against the wall while she
squeezed the victim's neck, and choked the victim.
These facts showed that defendant's conduct satisfied the
charge of misdemeanor simple assault because defendant grabbed the
victim's neck, choked her, and beat her head against the wall.
Therefore, the Superior Court did not err when it denied
defendant's motion to dismiss.
Defendant further argues that the Superior Court's error
violated her constitutional rights. Defendant did not raise thisFirst Amendment constitutional issue at trial; consequently, the
Superior Court did not have the opportunity to consider or rule on
this issue. N.C. R. App. P., Rule 10(b)(1) (2006). Defendant
accordingly has failed to preserve this assignment of error for
appellate review. See State v. Fullwood, 343 N.C. 725, 733, 472
S.E.2d 883, 887 (1996), cert. denied, 520 U.S. 1122, 137 L. Ed. 2d
339 (1997) (holding that defendant failed to raise a constitutional
issue at trial and thus failed to preserve the issue for appellate
review). This assignment of error is overruled.
Accordingly, we find no error.
NO ERROR.
Judges ELMORE and STEELMAN concur.
Report per 30(e).
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