DAVID ROTHMAN as Administrator
For the Estate of Jeffrey
Rothman,
Plaintiff,
v
.
Alamance County
No. 05 CVS 122
TOWN OF ELON (ELON POLICE
DEPARTMENT),
Defendant
David Rothman, Pro Se, plaintiff-appellant.
Wishart, Norris, Henninger & Pittman, P.A., by Pamela S. Duffy
and Robert J. Wishart, for defendant-appellee.
PER CURIAM.
On 18 January 2005, David Rothman (plaintiff), acting as a
pro se plaintiff, filed a complaint in Alamance County Superior
Court seeking the release of records held by the Town of Elon
(defendant), specifically the town's police department.
Plaintiff sought the release of records concerning a police
investigation done in the spring of 2001 surrounding a possible
drug sale at Elon University, and involving an Elon University
student. In the spring of 2001, plaintiff's son, Jeffrey Rothman,
went to Myrtle Beach, South Carolina with some friends for springbreak. On their way to Myrtle Beach, plaintiff's son and his
friends allegedly stopped at Elon University and purchased drugs.
Plaintiff's son later drowned in Myrtle Beach, and plaintiff
subsequently brought a civil action in South Carolina against the
alleged drug dealer pursuant to South Carolina law. Plaintiff
sought release of the town's criminal investigation records into
the alleged drug sale so that he could determine if information
contained in the records would assist him with his pending South
Carolina civil action.
Plaintiff's complaint - filed 18 January 2005 - represents his
second attempt to obtain the requested criminal investigation
records. Defendant and Elon University previously denied
plaintiff's requests for the investigation records, opining that
these documents did not constitute public records and they were not
required to release them. On 7 April 2005, defendant filed its
answer to plaintiff's complaint, which included a motion for
protective order or in the alternative an in camera review of the
documents, and a motion to dismiss plaintiff's complaint.
Following a hearing on 11 April 2005, the trial court entered an
order on 27 April 2005. The order denied plaintiff's request for
the release of defendant's criminal investigation records
concerning any investigation done about an alleged drug sale at
Elon University in the spring of 2001, and granted defendant's
motion to dismiss. Plaintiff appeals from the trial court's order
dismissing his complaint. Defendant has filed a motion for sanctions against plaintiff
pursuant to Rule 34 of our rules of appellate procedure. Rule
34(a) provides that
A court of the appellate division may, on its
own initiative or motion of a party, impose a
sanction against a party or attorney or both
when the court determines that an appeal or
any proceeding in an appeal was frivolous
because of one or more of the following:
(1) the appeal was not well grounded in fact
and warranted by existing law or a good
faith argument for the extension,
modification, or reversal of existing
law;
(2) the appeal was taken or continued for an
improper purpose, such as to harass or to
cause unnecessary delay or needless
increase in the cost of litigation;
(3) a petition, motion, brief, record, or
other paper filed in the appeal was so
grossly lacking in the requirements of
propriety, grossly violated appellate
court rules, or grossly disregarded the
requirements of a fair presentation of
the issues to the appellate court.
N.C. R. App. P. 34(a) (2005). In its motion, defendant seeks not
only a dismissal of plaintiff's appeal, but also monetary damages
and any other sanctions this Court deems just and proper, as
allowed by Rule 34(b).
In the instant case, plaintiff has failed to comply with the
North Carolina Rules of Appellate Procedure, therefore, we decline
to reach the merits of his appeal. In order for a party to obtain
our review of the decision of a lower court, an appellant must
adhere to certain mandatory procedural requirements. Duke
University v. Bishop, 131 N.C. App. 545, 546, 507 S.E.2d 904, 905(1998). Our Rules of Appellate Procedure are mandatory and
'failure to follow these rules will subject an appeal to
dismissal.' Viar v. N.C. DOT, 359 N.C. 400, 401, 610 S.E.2d 360,
360 (quoting Steingress v. Steingress, 350 N.C. 64, 65, 511 S.E.2d
298, 299 (1999)), reh'g denied, 359 N.C. 643, 617 S.E.2d 662
(2005). [E]ven pro se appellants must adhere strictly to the
Rules of Appellate Procedure . . . or risk sanctions. Strauss v.
Hunt, 140 N.C. App 345, 348-49, 536 S.E.2d 636, 639 (2000) (citing
N.C. R. App. P. 25(b)). Due to the gross violations of our rules
of appellate procedure, we hereby grant defendant's motion for rule
34 sanctions against plaintiff, and dismiss plaintiff's appeal.
Specifically, we note that plaintiff's brief begins by failing
to provide a statement of the procedural history of plaintiff's
case, as required by Rule 28(b)(3) of our Rules of Appellate
Procedure. N.C. R. App. P. 28(b)(3) (2005). Although plaintiff's
statement of the facts tends to provide a procedural history of the
case, this alone is insufficient to comply with Rule 28(b)(3).
Plaintiff's statement of facts also fails to present a full and
complete, and nonargumentative, summary of the facts of the case,
as required by Rule 28(b)(4). N.C. R. App. P. 28(b)(4) (2005).
Plaintiff's facts are argumentative in nature, and fail to provide
references to the pages in the record or transcript. Id. In
addition, plaintiff's statement of facts refers to orders and
documents which were not made part of the record, thus they are not
before us for our review or to aid in our understanding of the
case. See N.C. R. App. P. 9(a)(1) (2005). With respect to the questions presented by plaintiff, he has
failed to properly include a concise statement of the applicable
standard(s) of review for each question presented. N.C. R. App.
P. 28(b)(6) (2005). Moreover, plaintiff's second assignment of
error, and subsequently the second question presented in his brief,
is not limited to a single issue, and in fact presents two
different issues in the same question, in violation of Rule
10(c)(1). N.C. R. App. P. 10(c)(1) (2005). In plaintiff's second
assignment of error and question presented, he contends the trial
court erred in failing to examine defendant's investigation file in
camera, and also that the court erred in failing to provide him
with information regarding the time, date, location, and nature of
violations reported. These are separate and distinct issues which
should be presented in separate assignments of error and arguments.
Plaintiff's second question presented in his brief also fails to
cite to caselaw accurately, and his argument contains inaccurate
quotations of the cases he does attempt to cite.
We also note that the first question presented in plaintiff's
brief contends the trial court violated his right to due process by
requiring that plaintiff give up all rights to an appeal if the
trial court were to do an in camera review of the information
plaintiff sought from defendant. Plaintiff fails to cite any
supporting caselaw or authority in support of his argument. Rule
28(b)(6) of our rules of appellate procedure require that [t]he
body of the argument and the statement of applicable standard(s) of
review shall contain citations of the authorities upon which theappellant relies. N.C. R. App. P. 28(b)(6) (2005). As this Court
has held previously, where no authority is cited in support of an
appellant's argument, the assignment of error will be deemed
abandoned. State v. Sinnott, 163 N.C. App. 268, 273, 593 S.E.2d
439, 442-43 (2004). Although plaintiff does reference Article I,
Sections 18 and 19 of the North Carolina Constitution, and the
Fifth Amendment of the United States Constitution, these references
are not sufficient to constitute supporting authority as plaintiff
fails to provide any argument as to how his due process rights were
violated. Merely stating that one's due process rights were
violated pursuant to the North Carolina and United States
Constitutions is not sufficient to meet the requirements of Rule
28(b)(6). See id.; see also Consolidated Elec. Distribs., Inc. v.
Dorsey, 170 N.C. App. 684, 686, 613 S.E.2d 518, 520 (2005) (While
we recognize defendant made one reference to a statute and quoted
once a statute pertaining to bonds, we do not find this sufficient
citation to authority.). Thus, plaintiff's first assignment of
error must be dismissed.
While we acknowledge the tragedy which inspired this case and
the perseverance of plaintiff in pursing this case pro se,
nonetheless we are bound by the precedent of our state's caselaw.
Our rules are mandatory, and in fairness to all who come before
this Court, they must be enforced uniformly. Shook v. County of
Buncombe, 125 N.C. App. 284, 287, 480 S.E.2d 706, 708 (1997).
Therefore we grant defendant's motion for sanctions, and herebydismiss plaintiff's appeal. We decline to impose additional
sanctions beyond the dismissal of plaintiff's appeal.
Appeal dismissed.
Panel Consisting of:
Judges ELMORE, STEELMAN, and JACKSON.
Report per Rule 30 (e).
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