RUBY CARLAND UNDERWOOD,
Guardian of JEANETTE CARLAND
McLENDON,
v
.
Buncombe County
No. 99 CVS 3626
NORTH CAROLINA DEPARTMENT
OF TRANSPORTATION
McGuire, Wood & Bissette, P.A., by Joseph P. McGuire and Mary
E. Euler, for plaintiff-appellee.
Dameron Burgin Parker Lorenz & Jackson, P.A., by Phillip T.
Jackson, and Attorney General Roy Cooper, by Assistant
Attorney General Donna B. Wojcik, for defendant-appellant.
STEELMAN, Judge.
Jeanette McLendon (McLendon) was driving on Interstate 40 in
Buncombe County when traffic came to a stop in front of her to
allow a lo-boy tractor-trailer, owned by Hendrix & Dail, Inc., to
exit the interstate onto the center median. Hendrix & Dail was
under contract with the North Carolina Department of Transportation
(defendant) to provide fumigation services for median wildflowers
maintained by defendant. Larry Webb Boyner (Boyner) was driving a
tractor-trailer on Interstate 40 for Werner Enterprises, Inc., andwas unable to stop when he came upon McLendon's stationary car.
Boyner's tractor-trailer hit McLendon's car, pushing it into other
stopped vehicles. McLendon suffered severe traumatic brain
injuries.
McLendon's guardian, Ruby Carland Underwood (plaintiff)
initiated this negligence action against Boyner, Werner
Enterprises, and Hendrix & Dail on 10 August 1999. Boyner and
Werner Enterprises filed a third-party complaint against defendant
seeking indemnification and contribution on 29 August 2000. On 29
March 2001, plaintiff and defendant signed a stipulation whereby
plaintiff was allowed to add defendant as a named party and assert
a direct negligence claim against it. Plaintiff's amended
complaint, adding the negligence claim against defendant, was filed
on 1 May 2001.
The trial court ex mero motu dismissed plaintiff's claim
against defendant, believing it lacked subject matter jurisdiction
to hear the claim under the North Carolina Tort Claims Act. N.C.
Gen. Stat. § 143-291 et. seq. Plaintiff appealed, and this Court
reversed and remanded to the trial court for further proceedings.
Underwood v. Boyer, 160 N.C. App. 710, 2003 N.C. App. LEXIS 2341
(2003); 2003 N.C. App. LEXIS 1948. During the pendency of the 2003
appeal, plaintiff settled with Werner Enterprises, Larry Boyer, and
Hendrix & Dail for $2,312,500.00. Plaintiff's trial against
defendant commenced on 23 August 2004. The jury was instructed on
the issues, including the potential negligence of defendant and two
of its employees. The jury returned a verdict finding defendantnegligent, but finding no negligence on the part of defendant's two
named employees. The jury awarded plaintiff $1,950,000.00.
Plaintiff filed a motion for costs, and defendant filed a
motion for entry of judgment and costs. Defendant contended the
jury acted improperly in finding it negligent under the Tort Claims
Act without finding negligence on the part of any of its employees.
The trial court denied defendant's motions, and awarded plaintiff
costs in the amount of $71,645.33. From this judgment, defendant
appeals.
In defendant's first and second arguments, it contends that
the jury's verdict was internally inconsistent and the trial court
erred in its instructions to the jury. We agree.
Plaintiff sued defendant for negligence pursuant to the Tort
Claims Act. The Tort Claims Act allows recovery from the State for
negligence on the part of an officer, employee, involuntary
servant or agent of the State while acting within the scope of his
office, employment, service, agency or authority that was the
proximate cause of the injury ... [where] there was no contributory
negligence on the part of the claimant or the person in whose
behalf the claim is asserted.... N.C. Gen. Stat. § 143-291 (2005).
Therefore, in order to recover under the act, plaintiff must prove
negligence on the part of at least one of defendant's officers,
employees, involuntary servants or agents, and cannot recover for
the negligence of defendant directly. Smith v N.C. DOT, 156 N.C.
App. 92, 100, 576 S.E.2d 345, 351 (2003); Register v.Administrative Office of Courts, 70 N.C. App. 763, 766, 321 S.E.2d
24, 27 (1984).
In the instant case, the issues were presented to the jury as
follows:
1. Was the Plaintiff, Jeanette Carland
McLendon, injured by the negligence of the
Defendant, the North Carolina Department of
Transportation?
(If your answer to Issue #1 is yes, answer
Issues 1(a) and 1(b), and then answer Issue
#2. If your answer to Issue #1 is no, do
not answer Issues # 1(a), 1(b) or 2.)
1(a) - - Was the Plaintiff injured
by the negligence of the Defendant's
employee Gayle Briggs?
1(b) - - Was the Plaintiff injured
by the negligence of the Defendant's
employee Gail McDowell?
2. What amount is the Plaintiff Ruby
Underwood, Guardian of Plaintiff Jeanette
McLendon, entitled to recover for the personal
injuries of Plaintiff Jeanette McLendon?
The Jury charge contained the following relevant instructions:
Your duty is to determine whether there was
negligence on the part of the defendant North
Carolina Department of Transportation or its
employees ....
. . . . .
Now, ladies and gentlemen of the jury, in this
case the plaintiff contends and the defendant
denies that the defendant was negligent in one
or more of the following ways: that the
defendant, North Carolina Department of
Transportation, through its employees Gale
Briggs and Gail McDowell, first made no effort
to control traffic or provide any warnings to
motorists approaching the site of the
fumigation work; .... [Here the trial court
lists additional ways in which plaintiffcontended negligence on the part of
defendant.]
. . . . .
Finally, then, members of the jury, as to this
first issue on which the plaintiff has the
burden of proof, if you find, by the greater
weight of the evidence, that the defendant was
negligent in any one or more of the ways
contended by the plaintiff and that such
negligence was a proximate cause of the
plaintiff's injury, then it would be your duty
to answer this issue yes in favor of the
plaintiff. If, on the other hand, you fail to
so find, then it would be your duty to answer
this issue no in favor of the defendant.
Members of the jury, following Issue 1 there
are two sub-issues which I read to you earlier
designated as Issue 1A and 1B. You'll answer
these sub-issues if you have answered Issue 1
yes in favor of the plaintiff. These
issues, members of the jury, are to be
answered following the same instructions that
I have just given you in Issue No. 1, and
require you to make findings as to the
specific employee or employees of the N.C.
Department of Transportation that you
determined to have been negligent.
The first error in these instructions is the suggestion that
the jury could find for plaintiff if it determined either the
Department of Transportation or one or more of its officers,
employees, involuntary servants or agents was negligent. Under the
Tort Claims Act, defendant can only be found negligent through the
negligence of one or more of its officers, employees, involuntary
servants or agents, yet the trial court's charge to the jury did
not make this clear. N.C. Gen. Stat. § 143-291 (2005).
It is evident from the trial transcript that the jury was
confused on this issue. The jury sent a note to the trial court
during deliberations inquiring: If the jury decides 'yes' to 1,can we answer 'no' to 1A and 1B? The trial court instructed the
jury that they could answer yes to issue 1, and no to issues 1A
and 1B. It is evident from the transcript that the trial court
feared instructing the jury it could not answer issue 1 yes
unless it also answered yes to issue 1A or 1B might influence the
jury's determination of those issues. The jury returned a verdict
sheet which answered issue 1 yes and issues 1A and 1B no, and
awarded plaintiff $1,950,000.00.
We hold that the jury verdict was inconsistent, and
incompatible with the specific instructions of the trial court in
this case. The instructions specifically limited the jury to a
finding of negligence by defendant based upon the negligence of
either Gale Briggs or Gail McDowell. Therefore, the manner in
which the jury answered issues 1, 1A and 1B is in conflict with the
instructions and internally inconsistent in light of the relevant
law. We feel compelled to reverse and remand for a new trial on
the merits, with instruction that the jury be fully and accurately
instructed on the relevant law. See Walker v. Walker, 143 N.C. App.
414, 421, 546 S.E.2d 625, 630 (2001); Johnson v. Friends of
Weymouth, 120 N.C. App. 255, 259, 461 S.E.2d 801, 804 (1995); D. W.
Ward Constr. Co. v. Adams, 90 N.C. App. 241, 245, 368 S.E.2d 31, 33
(1988). In light of this holding, we do not address defendant's
remaining arguments.
We note that in some instances it may be proper to find a
state defendant negligent based upon the acts of an unnamed
employee. See Smith v. N.C. DOT, 156 N.C. App. 92, 101, 576 S.E.2d345, 351 (2003); see also Cherney v. N.C. Zoological Park, 166 N.C.
App. 684, 691, 603 S.E.2d 842, 846 (2004), reversed, dissent
adopted by, 359 N.C. 419, 613 S.E.2d 498 (2005). In the instant
case, however, the trial court specifically limited the jury's
consideration to two named employees. We are not prepared to
affirm this verdict on the assumption that the jury ignored those
instructions and found negligence on the part of defendant's
employees not named in the jury charge.
NEW TRIAL.
Judges McGEE and ELMORE concur.
Report per Rule 30(e).
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