TOWN OF KERNERSVILLE, a North
Carolina Municipal Corporation,
Plaintiff,
v
.
Forsyth County
No. 05 CVD 2499
MILDRED M. BALLARD,
Defendant.
John G. Wolfe, III & Associates, PLLC, by John G. Wolfe, III
and Anargiros N. Kontos, for plaintiff-appellee.
Nexsen Pruet Adams Kleemeier, PLLC, by M. Jay DeVaney and
Brian T. Pearce, for defendant-appellant.
GEER, Judge.
Defendant Mildred M. Ballard appeals from an order imposing
$25,000.00 in civil penalties for her failure to comply with a
property ordinance of the Town of Kernersville. Ms. Ballard urges
this Court to reverse the order on the ground that there is no
evidence in the record showing that plaintiff Town of Kernersville
properly served her with the notice of violation and subsequent
civil citation. Because Ms. Ballard has not filed with this Court
a transcript of the evidentiary hearing, we must presume that the
district court's findings of fact are supported by competent
evidence and, therefore, we affirm. Ms. Ballard is a resident of Forsyth County and the owner of
real property located at 1325 Union Cross Road in the Town of
Kernersville ("Town"). During the week of 16 April 2004, a Town
employee inspected Ms. Ballard's property and noted the open
presence of junked, unlicensed motor vehicles and other debris. On
16 April 2004, the Town issued a notice of violation of the Town
ordinance to Ms. Ballard, describing the nature of the infractions
and explaining how to bring the property into compliance with the
ordinance. The notice further demanded that Ms. Ballard remedy the
situation within 10 days.
Nan Kollar, Ms. Ballard's daughter, called the Town's Zoning
Administrator, Kenneth Whitaker, on 26 April 2004, requesting an
additional 30 days to bring the property into compliance. Mr.
Whitaker granted the request. Nonetheless, the problem was still
unresolved as of 12 July 2004. On that date, the Town issued a
civil citation demanding the payment of penalties. The citation
was addressed to Ms. Ballard and signed by Mr. Whitaker.
When Ms. Ballard did not pay any penalties, the Town initiated
this suit in district court to obtain compliance with the ordinance
and recover the assessed penalties. In an abatement order dated 9
August 2005, the district court found Ms. Ballard in violation of
the ordinance and ordered her to discontinue the non-compliant use
of her property. When Ms. Ballard still did not remedy her
violations, the court entered an order to show cause why she should
not be held in contempt. Prior to the show-cause hearing, Ms.
Ballard brought her property into compliance. The Town then sought the unpaid civil penalties. On 14
December 2005, the district court entered an order finding that Ms.
Ballard had accrued $43,300.00 in penalties, but, in an exercise of
discretion, the court ordered Ms. Ballard only to pay $25,000.00 to
the Town. Ms. Ballard filed a timely notice of appeal.
The sole assignment of error brought forward by Ms. Ballard in
her brief contends that Findings of Fact 5 and 7 of the trial
court's order are unsupported by the evidence. Specifically, the
court found:
5. That on April 16, 2004 the Town
properly served a Notice of Violation on the
Defendant, demanding that within ten (10) days
of receipt of the Notice, that the Defendant
immediately either (1) clean up the property,
(2) obtain a valid North Carolina License Tag
and Inspection Sticker for each vehicle and
ensure that each vehicle is operable as
originally manufactured, or (3) entirely
surround the area containing the junk with
screening meeting the requirements of the
Ordinance.
. . . .
7. That despite the 30 day extension,
Defendant failed to comply with the Notice of
Violation dated April 16, 2004, and was
properly served with a Civil Citation on July
12, 2004.
The entirety of Ms. Ballard's brief is dedicated to her argument
that the trial court had no basis upon which to conclude that she
was "properly served" with either the notice of violation or the
civil citation. As stated in the 14 December 2005 order, the court's findings
of fact were in part based upon the "sworn testimony of Nan Kollar
and Kenneth Whitaker." Yet, Ms. Ballard has filed no transcript of
that testimony with this Court. When a party fails to include the
transcript with the record on appeal, this omission precludes any
challenge to specific factual findings of the trial court. Hicks
v. Alford, 156 N.C. App. 384, 576 S.E.2d 410 (2003).
In Hicks, the appellant _ like Ms. Ballard here _ argued that
there was insufficient evidence to support certain findings of fact
of the trial court, but "failed to include in her appeal a
transcript of the evidence presented to the trial court." Id. at
389, 576 S.E.2d at 414. Noting that "[i]t is the duty of the
appellant to ensure that the record is complete," the Hicks Court
held that "[w]ithout the transcript, we are unable to review
plaintiff's argument that the trial court erred in making findings
of fact that are unsupported by the evidence." Id. at 389-90, 576
S.E.2d at 414. As a result, the Court overruled the appellant's
assignment of error as to the sufficiency of the evidence.
The principle set forth in Hicks has long been the rule in
this State. See also Baker v. Baker, 115 N.C. App. 337, 339, 444
S.E.2d 478, 480 (1994) (where appellant failed to include in the
record the evidence necessary to evaluate his challenge to trial
court's factual findings, Court held "we must assume that the trial
court's findings of fact are supported by competent evidence and we
will not consider [appellant's] assignments of error related
thereto"); Fellows v. Fellows, 27 N.C. App. 407, 408, 219 S.E.2d285, 286 (1975) ("The record does not contain the oral testimony;
therefore, the court's findings of fact are presumed to be
supported by competent evidence."). Indeed, Rule 7(a)(1) of the
Rules of Appellate Procedure specifically provides: "If the
appellant intends to urge on appeal that a finding or conclusion of
the trial court is unsupported by the evidence or is contrary to
the evidence, the appellant shall file with the record on appeal a
transcript of all evidence relevant to such finding or conclusion."
Accordingly, because of Ms. Ballard's failure to supply this
Court with the transcript of the testimony in this case, we must
presume that Findings of Fact 5 and 7 are supported by competent
evidence. As Ms. Ballard makes no other argument why the order
below should be reversed, we affirm.
Affirmed.
Judges STEELMAN and STEPHENS concur.
Report per Rule 30(e).
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