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1. Sentencing_Blakely error_evidence overwhelming and uncontroverted_no
prejudicial error
There was no prejudice from a Blakely sentencing error where the evidence was so
overwhelming and uncontroverted that any rational fact-finder would have found this aggravating
factor beyond a reasonable doubt.
2. Criminal Law_resentencing_change of counsel_continuance denied_preparation
time reasonable
The trial court did not err by denying a continuance for defendant's resentencing after his
counsel was replaced where fifty-six days passed between the appointment of new counsel and
the hearing, the new counsel met defendant for the first time on the day of the hearing, and the
new counsel moved for a continuance to research whether sentencing defendant for attempted
voluntary manslaughter was an ex post facto violation. Defendant's resentencing hearing was
not unusual or complex, the ex post facto issue had already been decided by the Court of
Appeals, and fifty-six days was a reasonable time to prepare for the resentencing hearing.
3. Sentencing_amendments--changes in sequence_not a correction of clerical error
The amendment of a judgment was vacated where defendant was not present and at least
some of the changes were not corrections of clerical errors. Another amended judgment was
vacated where the court changed the sequence of sentences.
4. Sentencing_remand_sequence of sentences
In an ancillary issue, there was no inherent defect in a judgment necessitating amendment
where the judgment was on remand and the Department of Correction had sent a letter to the
Clerk of Superior Court suggesting that the sequence of sentences was improper after the
remand. The North Carolina Supreme Court in another case ordered the result which DOC here
identified as improper.
Roy Cooper, Attorney General, by Amy C. Kunstling, Assistant
Attorney General, for the State.
Staples Hughes, Appellate Defender, by Daniel R. Pollitt and
Kelly D. Miller, Assistant Appellate Defenders, for defendant.
MARTIN, Chief Judge.
This case comes before us on remand from the North Carolina
Supreme Court in order that we may reexamine the issue of
sentencing in light of its recent decision in State v. Blackwell,
361 N.C. 41, 638 S.E.2d 452 (2006), cert. denied, ___ S. Ct. ___,
___ L. Ed. 2d ___ (2007). The Court in Blackwell held that
according to Washington v. Recuenco, 126 S. Ct. 2546, 165 L. Ed. 2d
466 (2006), the failure to submit a sentencing factor to the jury
is subject to harmless error review. Blackwell, 361 N.C. at 44,
638 S.E.2d at 455. We now review the issue of whether the error in
defendant's sentencing, as determined in our previous opinion, was
harmless, or whether defendant is entitled to a new sentencing
hearing.
[1] Defendant asserts that his sentence for attempted
voluntary manslaughter was enhanced based upon an aggravating
factor found by the trial judge by a preponderance of the evidence,
rather than by a jury beyond a reasonable doubt, and therefore
violates his rights under the Sixth Amendment to the United States
Constitution. In Blakely v. Washington, 542 U.S. 296, 124 S. Ct.
2531, 159 L. Ed. 2d 403 (2004), the United States Supreme Court
held that any fact that increases the penalty for a crime beyond
the prescribed statutory maximum must be submitted to a jury and
proved beyond a reasonable doubt. 542 U.S. at 301, 124 S. Ct. at
2536, 159 L. Ed. 2d at 412 (quoting Apprendi v. New Jersey, 530
U.S. 466, 490, 147 L. Ed. 2d 435, 455 (2000)). In the present
case, defendant's sentence was enhanced by an additional term ofimprisonment based on the aggravating factor that [t]he victim of
this offense suffered serious injury that is permanent and
debilitating which was found by the trial court and not by a jury.
Thus, the trial court committed error under Blakely.
According to Blackwell, Blakely error is subject to the
harmless error analysis set forth in Neder v. United States, 527
U.S. 1, 9, 119 S. Ct. 1827, 1834, 144 L. Ed. 2d 35, 47 (1999). See
Blackwell, 361 N.C. at 49, 638 S.E.2d at 458. Neder requires this
Court to determine from the record whether the evidence against
the defendant was so 'overwhelming' and 'uncontroverted' that any
rational fact-finder would have found the disputed aggravating
factor beyond a reasonable doubt. Id.
The uncontroverted testimony at the resentencing hearing
revealed that the victim permanently lost her sight in her left eye
and had to get a prosthetic eye, has severe migraine headaches, has
seizures in both of her legs, has no control at all in her right
hand, and has no feeling in her right side or the bottom of her
feet. The victim further testified that she can no longer cook or
drive at night, and she has trouble remembering things. This
evidence is so overwhelming and uncontroverted that any rational
fact-finder would have found that the victim suffered a serious
injury that is permanent and debilitating beyond a reasonable
doubt. Accordingly, the error is harmless.
Because we remanded for resentencing on the Blakely error in
our earlier opinion, State v. Bullock, 171 N.C. App. 763, 767, 615
S.E.2d 337, 339 (2005), we did not address defendant's remainingtwo assigned errors regarding his first resentencing on the
attempted voluntary manslaughter conviction. We address those
issues now.
[2] Defendant argues that the trial court erroneously denied
his motion to continue.
In May 2003, the public defender moved to
withdraw from representation of defendant. The motion was granted
and attorney Donald Murphy was appointed to represent defendant at
the new sentencing hearing. In the fifty-six days between Murphy's
appointment and the 14 July 2005 resentencing hearing, Murphy did
not contact, communicate with, or meet defendant. Murphy first met
defendant on the day of the resentencing hearing, talked with him
for about five minutes, and moved to continue the case on the
ground that he was not prepared. Murphy indicated that he needed
more time to research whether sentencing defendant for attempted
voluntary manslaughter constituted an ex post facto violation.
This Court's opinion from 3 December 2002 directed the trial court
to resentence defendant for attempted voluntary manslaughter and
required the trial court to comply with its mandate. State v.
Bullock, 154 N.C. App. 234, 245, 574 S.E.2d 17, 24 (2002).
Defendant's motion to continue was denied.
Defendant assigned error to the denial of the motion to
continue, alleging that the denial violated his constitutional
rights because [t]he constitutional right to assistance of counsel
necessarily includes that counsel should have a reasonable time to
prepare for trial. State v. Moore, 39 N.C. App. 643, 646-47, 251
S.E.2d 647, 649 (1979). [W]hen a motion for a continuance 'raisesa constitutional issue, the trial court's action upon it involves
a question of law which is fully reviewable by an examination of
the particular circumstances of each case.' State v. Bunch, 106
N.C. App. 128, 131, 415 S.E.2d 375, 377 (1992) (quoting State v.
Searles, 304 N.C. 149, 153, 282 S.E.2d 430, 433 (1981)). A
defendant must show both that the denial of the motion was error
and that it was prejudicial. Id. at 131-32, 415 S.E.2d at 377.
Defendant argues that the trial court erred because defense
counsel did not have a reasonable opportunity to investigate,
prepare and present defendant's case. Moore, 39 N.C. App. at 647,
251 S.E.2d at 650; State v. Alderman, 25 N.C. App. 14, 18, 212
S.E.2d 205, 208 (1975). Here, defense counsel was given fifty-six
days to prepare for the resentencing hearing on the limited issue
of resentencing defendant for attempted voluntary manslaughter. In
a factually similar case, this Court upheld a trial court's denial
of a motion to continue where defense counsel had fifty-five days
to prepare for trial. Bunch, 106 N.C. App. at 132, 415 S.E.2d at
377-78. Accordingly, fifty-six days was a reasonable time for
defense counsel to prepare for the resentencing hearing.
Defendant further argues that
defense counsel's complete lack
of preparation or even basic understanding about the case required
the court to grant the motion based on the principle that [a]
continuance ought to be granted if there is an apparent probability
that it will further the ends of justice. Moore, 39 N.C. App. at
647, 251 S.E.2d at 650 (quoting State v. Gibson, 229 N.C. 497, 502,
50 S.E.2d 520, 524 (1948)).
Additionally: In determining whether to grant a
continuance, the trial court should consider,
inter alia, the following factors:
(1) Whether the failure to grant a
continuance would be likely to result in a
miscarriage of justice;
(2) Whether the case taken as a whole is
so unusual and so complex, due to the number
of defendants or the nature of the prosecution
or otherwise, that more time is needed for
adequate preparation.
State v. Rogers, 352 N.C. 119, 124, 529 S.E.2d 671, 674 (2000)
(citing N.C. Gen. Stat. § 15A-952(g)). Defendant's resentencing
hearing was not unusual or complex. Even if defendant could
successfully make the argument that justice required a continuance
due to his attorney's failure to use the time allotted to prepare
for the hearing, defendant has not shown prejudice from the alleged
error. Defense counsel asked for a continuance in order to
research the issue of whether resentencing defendant for attempted
voluntary manslaughter was an ex post facto violation, but this
issue had already been decided by the Court of Appeals. See
Bullock, 171 N.C. App. at 766, 615 S.E.2d at 338; Bullock, 154 N.C.
App. at 246, 574 S.E.2d at 24. Defendant gave no other plausible
reason how counsel's additional preparedness would have resulted in
a lighter sentence for defendant. Thus, the trial court's denial
of the motion to continue was not error.
[3] Next, defendant argues that the two amended judgments
entered by the trial court after the 14 July 2003 hearing were
unlawfully entered ex parte out of defendant's presence and out ofsession after filing of notice of appeal and are erroneous in law.
The facts relevant to this issue are briefly recounted as follows.
At the resentencing hearing on 14 July 2003, the trial court
sentenced defendant to 167 to 210 months for the attempted
voluntary manslaughter conviction. Also at the hearing, the court
noted that the sentence for the possession of a firearm by a felon
and habitual felon convictions would run at the expiration of the
sentence for attempted voluntary manslaughter, and the court
indicated that it would give defendant credit on the first sentence
for any time served awaiting the hearing. Defendant also filed
notice of appeal on this day.
On 15 July 2003, the trial court entered the new judgment for
the attempted voluntary manslaughter conviction. The judgment gave
defendant 1172 days credit for prior confinement and did not make
any notation as to the sequence in which defendant would serve his
sentences. However, when read with the 28 September 2000 judgment
on the firearm and habitual felon charges, it was apparent that the
sentence for attempted voluntary manslaughter was to be served
first and the other sentence would run at its expiration.
On 31 July 2003, the trial court entered an amended judgment
for the firearm and habitual felon convictions. The amended
judgment differed from the original judgment in three respects: the
court did not check the box adjudging defendant to be an habitual
felon, the court noted that defendant had been resentenced on the
attempted voluntary manslaughter conviction, and the box indicatingthat the court did not recommend work release was not checked, as
it had been on the earlier judgment.
The North Carolina Department of Correction (DOC) notified
the Clerk of Superior Court on 22 August 2003 of a problem with
defendant's sentences. According to DOC, [d]ue to judgment [on
the attempted first degree murder conviction] having been arrested
on the 23rd day of December 2002 and the Court of Appeals having
found no error on [the sentence for the firearm and habitual felon
convictions], we have to make judgment [on the firearm and habitual
felon convictions] begin the date of conviction of 9-28-00 because
he no longer had a sentence . . . to run expiration to. DOC also
noted that the amount of jail time for which defendant received
credit needed to be corrected to reflect this sequence of
sentencing.
The trial court entered an amended judgment on 5 September
2003 on the attempted voluntary manslaughter conviction with the
following changes: defendant received zero days of credit for time
served, and the sentence was ordered to begin at the expiration of
the sentence for the other convictions. The 31 July 2003 judgment
on the other convictions remained in effect, with the notation that
the sentence would run at the expiration of the sentence for
attempted voluntary manslaughter.
Defendant argues that the 31 July 2003 and the 5 September
2003 judgments are error because they were entered ex parte out of
defendant's presence and out of session after filing of notice of
appeal. He cites a defendant's right to be present duringsentencing, the trial court's lack of jurisdiction to modify the
judgment after a notice of appeal has been filed, and the trial
court's lack of jurisdiction to modify a judgment after the
adjournment of the session. See State v. Crumbley, 135 N.C. App.
59, 66, 519 S.E.2d 94, 99 (1999) (noting that defendant has a right
to be present when the sentence is imposed); State v. Davis, 123
N.C. App. 240, 242, 472 S.E.2d 392, 393 (1996) (The general rule
is that the jurisdiction of the trial court is divested when notice
of appeal is given, except that the trial court retains
jurisdiction for matters ancillary to the appeal . . . .); State
v. Bonds, 45 N.C. App. 62, 64, 262 S.E.2d 340, 342 (1980) (In
general, a trial court loses jurisdiction to modify a judgment
after the adjournment of the session.). But see State v. Morgan,
108 N.C. App. 673, 676, 425 S.E.2d 1, 2-3 (1993) (limiting the
general proposition articulated in Bonds as applied to motions for
appropriate relief). The State argues 'a court of record has the
inherent power to make its records speak the truth and, to that
end, to amend its records to correct clerical mistakes or supply
defects or omissions therein' . . . . State v. Jarman, 140 N.C.
App. 198, 202, 535 S.E.2d 875, 878 (2000) (quoting State v. Davis,
123 N.C. App. 240, 242-43, 472 S.E.2d 392, 393 (1996)).
Furthermore, in the exercise of power to amend the record of a
court, the court is only authorized to make the record correspond
to the actual facts and cannot, under the guise of an amendment of
its records, correct a judicial error or incorporate anything in
the minutes except a recital of what actually occurred. State v.Cannon, 244 N.C. 399, 404, 94 S.E.2d 339, 342 (1956).
The State
characterizes the 31 July 2003 and the 5 September 2003 amendments
as correcting clerical errors. Defendant argues that the changes
exceed the scope of clerical errors and notes
[w]here there has
been uncertainty in whether an error was 'clerical,' the appellate
courts have opted to 'err on the side of caution and resolve [the
discrepancy] in the defendant's favor.' Jarman, 140 N.C. App. at
203, 535 S.E.2d at 879 (citation omitted) (alteration in original).
We shall address each of the amended judgments separately.
With respect to the 31 July 2003 judgment, the trial court altered
three aspects from the September 2000 judgment on the firearm and
habitual felon convictions.
The court did not check the box
adjudging defendant to be an habitual felon, the court noted that
defendant had been resentenced on the attempted voluntary
manslaughter conviction, and the box indicating that the court does
not recommend work release was no longer checked.
It is obvious
that at least the first and last changes were not corrections of
clerical errors. Therefore, we vacate the 31 July 2003 amended
judgment.
With respect to the 5 September 2003 judgment, the trial court
amended defendant's judgment on the attempted voluntary
manslaughter conviction, pursuant to a letter from DOC, so that it
would run at the expiration of the sentence on the other
convictions. The court also adjusted the credit for time served,
applying time served first to the firearm and habitual felon
sentence and giving defendant no credit toward the attemptedvoluntary manslaughter sentence. The question before us is
whether
the court was correcting a clerical error in switching the sequence
of the sentences.
In previous cases, this Court has held that the
trial court may correct the credit given for time served as a
clerical error, Jarman, 140 N.C. App. at 204, 535 S.E.2d at 879,
but a court may not alter a judgment to add the notation that the
sentences must be served consecutively, when the effect of
initially omitting the notation had caused the sentences to run
concurrently. Crumbley, 135 N.C. App. at 67, 519 S.E.2d at 99.
The improper sequencing of the sentences is more closely analogous
to a judicial error because the error is not one that is revealed
by the record. In a close case such as this one, we also defer to
the general principle that doubt about whether an error is clerical
should be resolved in defendant's favor. Accordingly, we vacate
the trial court's 5 September 2003 amended judgment.
[4] This appeal raises an ancillary issue through DOC's letter
to the Clerk of Superior Court suggesting that the trial court's 15
July 2003 judgment on the attempted voluntary manslaughter
conviction was improper. Accordingly, defendant argues that we
should remand this case for a new sentencing hearing, while the
State asks us to order the trial court to correct the error. We
fail to see how the trial court's 15 July 2003 judgment entered
upon the defendant's conviction of attempted voluntary manslaughter
charge was improper. DOC wrote that the firearm sentence must be
served first because defendant's attempted first degree murder
sentence was vacated and remanded for resentencing as attemptedvoluntary manslaughter. We note a decision from our Supreme Court
that ordered the very result which DOC identified as improper. In
State v. Thompson, the Supreme Court vacated a judgment and
remanded for resentencing, noting that the sentence to be served in
the companion case will commence, as provided therein, at the
expiration of the sentence imposed by the (new) judgment [in the
case remanded for resentencing]. 268 N.C. 447, 449, 150 S.E.2d
781, 782, (1966). Since we find no inherent defect in the 15 July
2003 judgment necessitating amendment, we affirm the judgment
ordering defendant to serve the sentence for attempted voluntary
manslaughter first and awarding defendant 1172 days credit for time
served while awaiting sentencing upon that charge. The sentence
entered upon defendant's conviction of possession of firearm by a
felon and habitual felon will commence at the expiration of the
sentence imposed on 15 July 2003 for attempted voluntary
manslaughter.
Except as herein modified, the opinion filed by the Court on
19 July 2005 remains in full force and effect.
No error on aggravating factor and denial of motion to
continue; 31 July 2003 and 5 September 2003 amended judgments
vacated.
Judges JACKSON and STROUD concur.
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