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1. Appeal and Error_mootness_public records voluntarily furnished during appeal
A portion of an appeal was moot where Town records that plaintiffs had sought under the
Public Records Act were released voluntarily after appeal was taken following litigation.
Although the records were released pursuant to a Town resolution stating that they were not
public records, the precise relief sought by plaintiff in its complaint was granted. Exceptions to
the mootness doctrine do not apply, and deciding whether the records sought were in fact public
records would amount to an advisory opinion.
2. Appeal and Error_assignments of error_insufficiency
Defendants' assignments of error to the signing and entry of orders were dismissed as
insufficient even though defendants contended that the legal bases for these assignments of error
was stated earlier, that further elaboration would have added nothing, and that plaintiff and the
court were on notice of the issues on appeal. N.C. R. App. P. 10 (c)(1).
3. Public Records_documents held by law firm rather than town_Public Records Act
applicable
Records concerning engineering, surveying, and other professional services rendered to
defendant-Town in connection with oceanfront condemnation litigation were public records even
though they were not held by the Town. The Town paid for the records and they were made or
received in connection with the transaction of public business. The law firm holding the records
was duly appointed as the Town's attorney and was a public officer of the Town subject to the
Public Records Act in its dealings with the Town.
4. Public Records_writ of mandamus for release_appropriateness
The trial court did not err by refusing to dismiss a petition for a writ of mandamus for the
release of certain Town records. Although defendants argued that the records were not public
records and that releasing them was in the Town's discretion, so that a writ of mandamus was not
appropriate, the records are in fact public records subject to disclosure.
5. Pleadings_motion to strike allegations_Public Records Act compliance--relevant and
material
The trial court did not err by not striking allegations in an amended complaint that sought
public records where defendant contended that the allegations contradicted or were not supportedby the Town records, but the allegations questioned the Town's compliance with the Public
Records Act and not the accuracy of the records. N.C.G.S. § 1A-1, Rule 12(f).
6. Public Records_reporter who made initial request and town clerk not necessary
parties
The trial court did not err by refusing to dismiss a public records complaint for lack of
standing and failure to join necessary parties where the action was not brought by the reporter
who made the initial request and the Town clerk was not named as a defendant. The requests for
the records were made on behalf of plaintiff newspaper, and all of the responsible Town officials
were included.
Everett, Gaskins, Hancock & Stevens, LLP by Hugh Stevens and
Michael J. Tadych, for plaintiff-appellee.
Vandeventer Black LLP, by David P. Ferrell and Allison A.
Holmes, for defendant-appellants.
JACKSON, Judge.
The Town of Kitty Hawk, North Carolina (Town), is a
municipal corporation organized and existing pursuant to North
Carolina General Statutes Chapter 160A. The law firm of
Vandeventer Black LLP was duly appointed and served as the Town
Attorney, pursuant to an agreement entered into between defendant
Town and the firm on 19 April 2002 and section 160A-173. Womack
Newspapers, Inc. (plaintiff), publishes and does business as The
Outer Banks Sentinel (The Sentinel), a bi-weekly newspaper
published in Dare County, North Carolina. On 13 May 2004, Angela Perez, a reporter for The Sentinel,
made a request to the Town pursuant to the Public Records Act,
seeking to inspect and copy all of the detailed billing statements
from the Town Attorney for legal fees incurred during fiscal years
2003-2004. The Town denied the request on the grounds that the
documents were not public records as that term is defined by our
state's Public Records Act, found in North Carolina General
Statutes, section 132-1 et seq. The Town contended the documents
contained privileged communications between the Town and its
attorney, and therefore were exempt from the Public Records Act
pursuant to section 132-1.1. The Town provided summaries of the
detailed billing statements which included the general nature of
each matter handled by the Town Attorney along with the amount of
fees paid by the Town on each matter.
Following meetings with various Town officials, on 8 June
2004, the editor of The Sentinel wrote a letter to the Kitty Hawk
Town Council (Council) requesting that the Council authorize the
release of redacted copies of the billing statements. The editor
noted in her letter that only the Council could waive the Town's
attorney-client privilege, which would be necessary before even
redacted copies of the billing statements could be released.
A special meeting of the Council was called on 17 June 2004,
to consider The Sentinel's request to obtain redacted copies of the
billing statements sent to the Town by the Town Attorney. The Town
Attorney recommended the Council waive the attorney-client
privilege in all respects with the exception of billing statementsfor ongoing litigation and billing statements related to claims
which were unresolved and might result in future litigation for the
Town. During closed session, the Council voted to waive the Town's
attorney-client privilege as to written communications from the
Town Attorney regarding the requested billing statements, except
for billing statements related to litigation.
Redacted copies of the detailed billing statements from the
Town Attorney for fiscal year 2003-2004 subsequently were made
available to the public. The Sentinel obtained copies of the
redacted billing statements, and then contended that the copies
contained far more redaction and obliteration than the Council's
vote directed. On 13 July 2004, The Sentinel's editor wrote to
members of the Council, notifying them that the billing statements
had been redacted to a far greater extent than was directed, and
requesting that the Council instruct the Town Manager to release
the records in a manner consistent with the Council's 17 June 2004
vote. The Town's Mayor denied The Sentinel's request stating that
the Council's vote did not authorize the release of privileged
communications between the Town and Town Attorney, and that
releasing the documents as requested by The Sentinel would
compromise the Town's ability to prosecute and defend present and
future claims.
On 11 August 2004, plaintiff filed a complaint and petition
for writ of mandamus, seeking that the trial court order the Town
to provide access to, and copies of, the detailed billing records
of the Town Attorney for fiscal year 2003-2004, except for thoseportions as to which the Town asserts its attorney-client privilege
in connection with two specific ongoing cases. The Sentinel also
sought an order declaring that the requested records were in fact
public records as a matter of law. In the alternative, The
Sentinel asked the trial court to order the Town to submit complete
and unredacted copies of all detailed billing statements from the
Town Attorney for fiscal year 2003-2004 for an in camera review for
a determination as to whether the attorney-client privilege
asserted by the Town was well founded. Plaintiff filed an amended
complaint on 10 November 2004, adding a request that the trial
court also order the Town to provide access to and copies of all
checks, contracts and/or supporting invoices for land purchases,
appraisal, demolition, engineering, surveying and other 'Technical
Assistance' performed for the Town or on the Town's behalf in
conjunction with the Town's oceanfront condemnations.
Defendants filed motions seeking to transfer the action to the
superior court division and to dismiss the action based upon a lack
of subject matter and personal jurisdiction over defendants.
Defendants alleged that the confidential information sought by
plaintiff constituted written communications to the Town from its
attorney regarding claims, and as such, the information was not a
public record as defined by North Carolina General Statutes,
section 132-1. Defendants argued that sovereign immunity barred
plaintiff's claims. Defendants also filed motions seeking to
strike portions of plaintiff's complaint, dismiss the petition for
a writ of mandamus based upon Rule 12(b)(6) of our Rules of CivilProcedure, and dismiss the action for failure to join necessary
parties and a lack of standing. Plaintiff's action was transferred
to Dare County Superior Court on 21 December 2004. Defendants also
filed several motions seeking to quash subpoenas which were served
upon various Town officials.
In an order entered 7 April 2005, defendants' various motions
were denied and defendants were ordered to present the following
records for in camera review and inspection:
a. Complete and unredacted detailed billing
records provided to the Town of Kitty
Hawk by [the Town Attorney] for Fiscal
Year 2003-2004.
b. Complete and unredacted copies of all
checks and supporting invoices for land
purchases, engineering and surveying
related to the oceanfront and other land
condemnations.
c. Complete and unredacted copies of any
checks written to Town Attorneys for
items and expenses which are not included
on their legal billings during the fiscal
years indicated above.
d. Complete and unredacted copies of all
contracts and other arrangements by the
Town of Kitty Hawk or on its behalf with:
1. Quible & Associates, P.C.;
2. Bourne Appraisal Service;
3. Barnette Integrated Land
Services d/b/a/ BILD;
4. Green Acres Land Development;
and/or
5. Any other firms or individuals
who have rendered services
connected with the Town of
Kitty Hawk's oceanfront and
land condemnations since June
1, 2003.
Defendants gave notice of their appeal from the trial court's 7
April 2005 order and filed a motion seeking to stay the submissionof the documents for in camera review pending the appeal. However,
defendants' notice of appeal was dismissed in an order filed 2 May
2005, on the basis that the order denying defendants' motions was
not appealable, and that an attempt to appeal from a nonappealable
order was a nullity. Defendants then filed their answer on 25
April 2005, and asserted various counterclaims including a
declaration from the trial court as to the rights and obligations
of the parties, along with an order enjoining plaintiff from
continuing its attempts to obtain and misuse confidential
information of defendants.
After reviewing the disputed documents in camera, the trial
court entered its order on 2 June 2005. The trial court held that
the records made or received by the Town Attorney, including but
not limited to invoices and bills presented to the Town, were
presumptively public records as defined by our state's Public
Records Act, found in section 132-1 et seq. The trial court held
that [s]ubstantive communications from the Town Attorneys to the
Town concerning a claim against or on behalf of the Town, or
concerning the prosecution, defense, possible settlement or
litigation of a judicial action are not public records if they are
within the scope of the attorney-client privilege. Defendants
were ordered to produce, without redaction, all billing records
from the Town Attorney to the Town for fiscal year 2003-2004, with
the exception of specific entries which the trial court found were
subject to the attorney-client privilege. The trial court also
ordered that all contracts made on behalf of the Town related tothe oceanfront condemnation cases are public records, and that
copies of the contracts must be produced in their entirety, with
the exception of one specific document. Defendants were ordered to
provide immediate public access to the public records described in
the order, with the exception of those documents specifically
identified as confidential.
Plaintiff filed a motion seeking to dismiss several of
defendants' counterclaims, strike portions of defendants' answer
and counterclaims, and order sanctions imposed against defendants.
Defendants filed their Notice of Appeal on 7 June 2005, appealing
from the trial court's orders entered 7 April 2005, 2 May 2005, and
2 June 2005. Plaintiff subsequently filed a motion to dismiss
defendants' 7 June 2005 Notice of Appeal and sought enforcement of
the trial court's 2 June 2005 order. Defendants voluntarily
dismissed without prejudice all of their counterclaims on 27 June
2005. On 7 July 2005, the trial court entered an order granting
defendants' motion to stay the 2 June 2005 order and other pre-
trial proceedings in the case pending defendants' appeal.
On appeal, defendants present four arguments: (1) the trial
court erred in finding the detailed billing statements were
presumptively public records as defined by the Public Records
Act; (2) the trial court erred in finding that the contracts were
public records as defined by the Public Records Act; (3) the trial
court erred in finding that it had subject matter and personal
jurisdiction pursuant to the Public Records Act when it ordered
defendants to disclose the documents; and (4) the trial court erredin denying defendants' motions to dismiss and strike plaintiff's
complaint.
[1] Before addressing the substance of defendants' appeal, we
must first address plaintiff's motions to partially dismiss
defendants' appeal and plaintiff's motion to dismiss several of
defendants' assignments of error for failure to state a legal
basis, pursuant to Rule 10(c)(1) of our appellate rules.
On 13 February 2006, plaintiff filed a motion with this Court
seeking to partially dismiss defendants' appeal as moot. The basis
for plaintiff's motion stems from events occurring after the entry
of the 2 June 2005 order and defendants' giving notice of their
appeal. On 9 January 2006, the Kitty Hawk Town Council unanimously
passed a resolution approving the release of [u]nredacted copies
of all statements for services rendered by the Town Attorney to the
Town for fiscal years 2003-2004 and 2004-2005. Plaintiffs contend
that by releasing the disputed documents, unredacted, that
defendants have caused their appeal to become moot. On appeal, the
primary issue of defendants' argument is that the attorney billing
records, in their unredacted state, are not public records subject
to disclosure through the Public Records Act. Plaintiff therefore
contends that defendants' assignments of error which relate to the
trial court's order that defendants release the unredacted billing
records should be dismissed as moot.
Defendants counter plaintiff's motion by arguing that while
the detailed billing statements were released, they were not
released as public records, and thus the issues raised by theirappeal are not moot. Defendants argue that they have never treated
the billing statements as public records which are subject to the
Public Records Act. Defendants also contend this appeal falls
within several of the exceptions to mootness, including the
exception that the issues presented are capable of repetition, yet
evading review. We disagree.
Our courts long have held that
Whenever, during the course of litigation it
develops that the relief sought has been
granted or that the questions originally in
controversy between the parties are no longer
at issue, the case should be dismissed, for
courts will not entertain or proceed with a
cause merely to determine abstract
propositions of law. . . .
Unlike the question of jurisdiction, the issue
of mootness is not determined solely by
examining facts in existence at the
commencement of the action. If the issues
before a court or administrative body become
moot at any time during the course of the
proceedings, the usual response should be to
dismiss the action.
Pearson v. Martin, 319 N.C. 449, 451, 355 S.E.2d 496, 497 (1987)
(quoting In re Peoples, 296 N.C. 109, 147-48, 250 S.E.2d 890, 912
(1978), cert. denied, 442 U.S. 929, 61 L. Ed. 2d 297 (1979)). In
the instant case, plaintiff sought the release of copies of the
unredacted billing statements provided to the Town by the Town
Attorney for fiscal year 2003-2004. These documents presented are
precisely what the Council released pursuant to the resolution it
passed 9 January 2006. Although the resolution specifically stated
that the subject communications were not public records under the
Public Records Act, the relief sought by plaintiff nonetheless wasgranted. The fact that defendants did not release the unredacted
billing statements as public records is simply a matter of form
over substance, and this does not change the fact that plaintiff
has been granted the precise relief sought in its complaint.
Defendants contend that several of the exceptions to the
doctrine of mootness apply in the instant case, and therefore we
should address the merits of their appeal.
(See footnote 1)
Defendants' arguments
regarding the applicability of the exceptions to mootness are not
persuasive. Further, we are bound by this Court's prior holding in
N.C. Press Assoc., Inc. v. Spangler, 87 N.C. App. 169, 360 S.E.2d
138 (1987). In Press Association, the primary issue was whether
reports submitted by chancellors of several of our state's public
universities were public records and therefore subject to
disclosure pursuant to our Public Records Act. During the pendency
of the appeal with this Court, the defendant in Press Association
publically disclosed the reports which were the subject of the
appeal. This Court held that the appeal therefore was moot because
the question which originally was in controversy was no longer at
issue. Id. at 171, 360 S.E.2d at 139. Where a panel of the Courtof Appeals has decided the same issue, albeit in a different case,
a subsequent panel of the same court is bound by that precedent,
unless it has been overturned by a higher court. In the Matter of
Appeal from Civil Penalty, 324 N.C. 373, 384, 379 S.E.2d 30, 37
(1989). Therefore, as Press Association has not been overturned by
a higher court, we are bound to follow its precedent.
Were we to reverse the trial court's order with respect to the
unredacted detailed billing statements, the reversal would have no
effect as the records already have been released. See In re
J.A.G., 172 N.C. App. 708, 712, 617 S.E.2d 325, 329 (2005) (quoting
Roberts v. Madison County Realtors Assn.,
344 N.C. 394, 398-99, 474
S.E.2d 783, 787 (1996)) ('[a] case is 'moot' when a determination
is sought on a matter which, when rendered, cannot have any
practical effect on the existing controversy.'). The issues
presented by defendants' appeal also are not capable of
repetition, yet evading review in that, were a situation similar
to this one to occur again, there are legal remedies available to
address the issue raised by this appeal. A town or other
municipality placed in the same position as defendants could simply
refrain from releasing the disputed documents, thereby preventing
the issue from becoming moot.
Further, the Town asks this Court to make a determination as
to whether or not the detailed billing statements are in fact
public records subject to disclosure pursuant to the Public Records
Act. Deciding this issue would amount to an unnecessary advisory
opinion, and this Court does not issue advisory opinions. See Wisev. Harrington Grove Cmty. Ass'n, 357 N.C. 396, 408, 584 S.E.2d 731,
740, reh'g denied, 357 N.C. 582, 588 S.E.2d 891 (2003); City of
Greensboro v. Wall, 247 N.C. 516, 519, 101 S.E.2d 413, 416 (1958);
Carolinas Med. Ctr. v. Employers & Carriers Listed in Exhibit A,
172 N.C. App. 549, 554, 616 S.E.2d 588, 591 (2005).
Therefore, the portion of defendants' appeal with respect to
the trial court's order that defendants release unredacted copies
of the detailed billing statements is dismissed as moot.
[2] We next address plaintiff's motion to dismiss several of
defendants' assignments of error for failure to comply with Rule
10(c)(1) of our appellate rules. Appellate Rule 10(c)(1) provides
that an appellant must state plainly, concisely and without
argumentation the legal basis upon which error is assigned. N.C.
R. App. P. 10(c)(1) (2006). Plaintiff contends defendants'
assignments of error numbers nine through twelve fail to state the
legal basis upon with the error is assigned. Defendants'
assignments of error read:
9. The signing and entry of the trial
court's order to the defendants to submit
certain documents for an in camera
review.
R. p. 525 (April 7, 2005 Order)
10. The signing and entry of the trial
court's dismissal of defendants' Notice
of Appeal of the April 7, 2005 Order.
R. p. 572 (May 2, 2005 Order)
11. The signing and entry of the trial
court's subsequent order to defendants to
submit documents for an in camera
inspection.
R. p. 572 (May 2, 2005 Order)
12. The signing and entry of the trial
court's order that defendants turn over
documents to plaintiff.
R. p. 586 (June 2, 2005 Order)
Defendants contend the assignments of error are sufficient to
place both plaintiff and the Court on notice of their issues on
appeal, in that further elaboration of the assignments of error
would add nothing in terms of putting plaintiff on notice of the
legal bases for defendants' assigned errors. Defendants contend
assignments of error nine through twelve are sufficient, and that
defendants' assignments of error one through six provide the legal
bases for why the trial court's entry of the orders listed in
assignments nine through twelve were in fact done in error.
Based upon this Court's recent holdings, we hold defendants'
assignments of error nine through twelve are insufficient, and must
be dismissed. See Broderick v. Broderick, 175N.C. App. 501, 502,
623 S.E.2d 806, 807 (2006) (dismissed assignment of error which
stated simply 'Plaintiff-Appellant assigns as error the following:
Entry of the Order for Modification of Alimony filed October 7,
2004[,]' with no legal basis given for purported error); May v.
Down E. Homes of Beulaville, Inc., 175 N.C. App. 416, 418, 623
S.E.2d 345, 356 (holding broad, vague, and unspecific assignments
of error do not comport with the North Carolina Rules of Appellate
Procedure), cert. denied, 360 N.C. 482, 632 S.E.2d 176 (2006);
Krantz v. Owens, 168 N.C. App. 384, 388, 607 S.E.2d 337, 341 (2005)
(no legal basis stated in assignment of error). As we are bound by
precedent, we therefore grant plaintiff's motion and dismissdefendants' assignments of error numbers nine through twelve for
failure to comply with our Rules of Appellate Procedure.
Thus, the issues that remain on appeal concern only the
portion of the trial court's order pertaining to the release of
various contracts and other documents related to the oceanfront
condemnation cases. We therefore address only the following
remaining questions presented by defendants' appeal: (1) whether
the trial court erred in finding that the contracts were public
records as defined by the Public Records Act; and (2) whether the
trial court erred in denying defendants' motions to dismiss and
strike plaintiff's complaint.
[3] Defendants contend the trial court erred in holding that
certain records related to the engineering, surveying and other
professional services rendered in connection with the Town's
pending oceanfront condemnation litigation were public records.
Specifically defendants argue that because the subject documents
were never in the Town's possession, they are not public records
to which the public should be permitted to have access. In support
of their argument, defendants cite section 132-6.2(e) of the Public
Records Act, which provides in pertinent part that Every custodian
of public records shall permit any record in the custodian's
custody to be inspected and examined. N.C. Gen. Stat. § 132-6(a)
(2005) (emphasis added). Defendants further rely on this Court's
holding in Durham Herald Co. v. Low-Level Radioactive Waste Mgmt.
Auth., 110 N.C. App. 607, 430 S.E.2d 441 (1993), in which we held
that records made by contractors and subcontractors [of agovernmental agency], kept by the contractors and not actually
received by the [Low-Level Radioactive Waste Management] Authority
are not public records under section 132-1 and are not subject to
disclosure under the Public Records Act. Id. at 610-11, 430 S.E.2d
at 444. The Court's determination was based upon the very specific
exclusionary language of North Carolina General Statutes, section
104G-6(a)(18) (1991) (repealed by Session Laws 1999-357, s. 4,
effective July 1, 2000).
(See footnote 2)
Section 104G-6(a)(18) was a statute of
limited applicability, and applied specifically to the powers and
duties of the Low-Level Radioactive Waste Management Authority.
The Court reasoned that the statute required the Authority to
receive certain records generated by its contractors, but placed no
timetable on the receipt of the records. Durham Herald, 110 N.C.
App. at 612-13, 430 S.E.2d at 445. Once the records were received,
they would become public, but while they remained with the
contractors they would be shielded from scrutiny. Id. at 613, 430
S.E.2d at 445. Because of the specificity of this statute, andbecause we find no similar legislation enacted relative to the work
of contractors for municipalities, we find the holding in the
Durham Herald case unpersuasive in the instant case.
Defendants also argue on appeal that the law firm which was
appointed as the Town Attorney acted merely as an independent
contractor, not a government official, and that all contracts,
surveys, and other documents related to the oceanfront condemnation
litigation were created by the firm or created on the Town's behalf
at the request of the law firm. Defendants argue that the
documents were kept by the firm, and were never delivered to the
Town, such that the Town never had the documents in its custody.
We hold that not only is this argument without merit, but that it
flies in the face of our precedents.
Under our Public Records Act, an analysis of whether
documents, held by an entity other than the municipality itself,
are subject to disclosure as a public record is two-fold: first,
there must be a determination of whether the contractor is an
'[a]gency of North Carolina government or its subdivisions'; and
second, if a contractor is found to be an agency, whether its
records are 'public records' that were 'made or received pursuant
to law or ordinance in connection with the transaction of public
business. . . .' Durham Herald, 110 N.C. App. at 611, 430 S.E.2d
at 444 (quoting Publishing Co. v. Hospital System, Inc., 55 N.C.
App. 1, 7, 284 S.E.2d 542, 546 (1981), disc. review denied, 305
N.C. 302, 291 S.E.2d 151, cert. denied, 459 U.S. 803, 74 L. Ed. 2d
42 (1982)). In the instant case, Vandeventer Black LLP was dulyappointed and acted as the Town's attorney pursuant to North
Carolina General Statutes, section 160A-173, and defendants
admitted as much in their answer to plaintiff's amended complaint.
Moreover, defendants conceded on appeal that all defendants,
including Vandeventer Black LLP in its capacity as Town Attorney,
were public officers of the Town.
An attorney serving as a city attorney is a public officer, in
that his position is one created by statute. City of Winston-Salem
v. Yarbrough, 117 N.C. App. 340, 349, 451 S.E.2d 358, 365 (1994).
The Public Records Act specifically provides that the term Agency
of North Carolina government or its subdivisions shall mean and
include every public office, public officer or official (State or
local, elected or appointed). N.C. Gen. Stat. § 132-1(a) (2005).
Therefore, Vandeventer Black LLP was a public officer in that it
was duly appointed and acted as the Town Attorney, and thus it
constituted an agency of North Carolina government subject to the
Public Records Act with respect to its dealings with the Town.
Next we must determine whether the records related to the
engineering, surveying and other professional services rendered in
connection with the Town's pending oceanfront condemnation
litigation are 'public records' that were 'made or received
pursuant to law or ordinance in connection with the transaction of
public business. . . .' Durham Herald, 110 N.C. App. at 611, 430
S.E.2d at 444 (citation omitted). Defendants do not dispute that
the records related to the engineering, surveying and other
professional services rendered in connection with the Town'spending oceanfront condemnation litigation were paid for by the
Town, and were made or received in connection with the Town's
business. Instead, defendants contend only that the records should
be considered to be the private property and work product of
Vandeventer Black LLP in preparation for the oceanfront
condemnation lawsuits. We disagree.
In North Carolina, anything in a client's file, which is in
the hands of the client's attorney, belongs to the client, with the
exception only of the attorney's notes or work product. See N.C.
State Bar Revised Rules of Professional Conduct, Rule 1.16, Comment
10 (2006) (Generally, anything in the file that would be helpful
to successor counsel should be turned over. This includes papers
and other things delivered to the discharged lawyer by the client
such as original instruments, correspondence, and canceled checks.
Copies of all correspondence received and generated by the
withdrawing or discharged lawyer should be released as well as
legal instruments, pleadings, and briefs submitted by either side
or prepared and ready for submission. The lawyer's personal notes
and incomplete work product need not be released.); CPR 3 (18 Jan.
1974) (notes that client's file may be turned over to client or new
attorney). Therefore, as defendants paid for the records related
to the engineering, surveying and other professional services
rendered in connection with the Town's pending oceanfront
condemnation litigation, defendants own the documents. Moreover,
in McCormick v. Hanson Aggregates Southeast, Inc., 164 N.C. App.
459, 473, 596 S.E.2d 431, 439-40, disc. review denied, 359 N.C. 69,603 S.E.2d 131 (2004), we held that a City Attorney's work product
may be subject to disclosure pursuant to the Public Records Act, as
the Legislature has not created a work product exception to the
Act's disclosure requirements.
(See footnote 3)
Allowing defendants to prevail on
their argument that these documents were the private property of
the Town Attorney, and not property of the Town itself, would be
permitting the Town to place documents such as these in the hands
of a so-called independent contractor in order to escape the public
records disclosure requirements. If an argument such as this were
to prevail there would be nothing to prevent municipalities and
other governmental agencies from skirting the public records
disclosure requirements simply by hiring independent contractors to
perform governmental tasks and to have them retain all documents in
conjunction with the performance of those tasks that municipalities
and agencies chose to shield from public scrutiny.
Therefore, as defendants have not disputed the fact that the
Town paid for the records related to the engineering, surveying and
other professional services rendered in connection with the Town's
pending oceanfront condemnation litigation, or that the records
were made or received in connection with the transaction of public
business, we hold the trial court did not err in finding the
records constituted public records and in ordering the release of
the subject records. [4] Defendants next argue the trial court erred in failing to
dismiss plaintiff's petition for a writ of mandamus. Defendants
contend the records at issue in this case are not public records,
and therefore it was in the Town's discretion as to whether or not
to release them. Defendants support their argument by stating that
a writ of mandamus is a remedy that is appropriate only when a
party seeks to compel a public official to perform a purely
ministerial duty imposed by law. Hospital v. Wilmington, 235 N.C.
597, 600, 70 S.E.2d 833, 835-36 (1952). A party seeking such a
writ must have a clear legal right to demand it, and the . . .
person must be under a present, clear, legal duty to perform the
act sought to be enforced. Id. at 600, 70 S.E.2d at 836.
Defendants contend the records related to the oceanfront
condemnation litigation are not public records, and therefore
plaintiff had no legal right to demand them and the Town had no
legal duty to release them. We disagree. As we have held that the
subject records are in fact public records subject to the
disclosure requirements of the Public Records Act, plaintiff
therefore was entitled to seek the release of the records pursuant
to the Public Records Act. Thus, the trial court acted properly in
denying defendants' motion to dismiss plaintiff's petition for a
writ of mandamus.
[5] Defendants also argue the trial court erred in denying its
motion to strike portions of plaintiff's amended complaint pursuant
to Rule 12(f) of our Rules of Civil Procedure. Defendants contend
certain allegations in plaintiff's amended complaint, related tothe Town's initial release of the redacted billing statements, are
irrelevant, immaterial and impertinent in that they directly
contradict or are not supported by the official records of the Town
of Kitty Hawk.
Rule 12(f) permits a trial court to order stricken from any
pleading any . . . redundant, irrelevant, immaterial or scandalous
matter. N.C. Gen. Stat. § 1A-1, Rule 12(f) (2005). The purpose
of Rule 12(f) is to avoid expenditure of time and resources before
trial by removing spurious issues. Estrada v. Jaques, 70 N.C.
App. 627, 642, 321 S.E.2d 240, 250 (1984). Unless an allegation in
a complaint has no possible bearing upon the litigation, matters
alleged in the complaint should not be stricken. Shellhorn v. Brad
Ragan, Inc., 38 N.C. App. 310, 316, 248 S.E.2d 103, 108 (1978).
If there is any question as to whether an issue may arise, the
motion should be denied. Id.
In the instant case, the allegations in plaintiff's complaint
questioned the Town's compliance with the Public Records Act and
the Town's resolution, not the accuracy of the Town's meeting
minutes or records themselves. Plaintiff's allegations do not
ignore the official minutes and records of the Town Council, as
alleged by defendants. As the substance of plaintiff's allegations
were relevant and material to plaintiff's claims, we hold the trial
court did not err in denying defendants' motion to strike portions
of plaintiff's amended complaint.
[6] Finally, defendants contend the trial court erred in
denying their motion to dismiss plaintiff's complaint based upon alack of standing and failure to join necessary parties. Defendants
argue that the reporter for The Sentinel who made the initial
public records request is the only person entitled to seek
enforcement of her public records request. Defendants further
contend the reporter and the Town Clerk, whom defendants contend is
the official custodian of the Town's records, are necessary
parties, and without their joinder plaintiff's action must be
dismissed.
A necessary party is one who 'is so vitally interested in the
controversy that a valid judgment cannot be rendered in the action
completely and finally determining the controversy without his
presence.' Karner v. Roy White Flowers, Inc., 351 N.C. 433, 438-
39, 527 S.E.2d 40, 44 (2000) (quoting Strickland v. Hughes, 273
N.C. 481, 485, 160 S.E.2d 313, 316 (1968)).
Defendants argument that the reporter who made the initial
request is the only party who is entitled to seek enforcement of
the public records request is based upon wording found in City of
Burlington v. Boney Publishers, Inc., 166 N.C. App. 186, 192, 600
S.E.2d 872, 876 (2004) ('[O]nly the person making the public
records request is entitled to initiate judicial action to seek
enforcement of its request.' (quoting McCormick, 164 N.C. App. at
464, 596 S.E.2d at 434)). However, we find defendant's argument to
be misplaced. Both City of Burlington and McCormick dealt with the
issue of whether a governmental entity could file a declaratory
action. Both cases held that our Public Records Act does not
permit governmental entities to use a declaratory judgment actionto determine the entities' rights under the Public Records Act. We
held that only the party making the public records request may
bring an action to enforce the Public Records Act and determine the
rights of all parties under the Act. See City of Burlington, 166
N.C. App. at 192, 600 S.E.2d at 876; McCormick, 164 N.C. App. at
464, 596 S.E.2d at 434. In the instant case, the reporter made the
initial public records request in her capacity as a reporter for
The Sentinel and on behalf of plaintiff. Thereafter plaintiff's
editor made the official written requests to the Town's Council and
other Town officers, all of which were done in her capacity as
editor of The Sentinel and on behalf of plaintiff. Thus, the party
on behalf of which the request was made was a party to the action.
North Carolina General Statutes, section 132-6 provides that
[e]very custodian of public records shall permit any record in the
custodian's custody to be inspected and examined at reasonable
times and under reasonable supervision by any person, and shall, as
promptly as possible, furnish copies thereof upon payment of any
fees as may be prescribed by law. N.C. Gen. Stat. § 132-6(a)
(2005). Pursuant to section 160A-171, the office of the town clerk
shall . . . be the custodian of all [town] records. N.C. Gen.
Stat. § 160A-171 (2005); see also, N.C. Gen. Stat. § 132-2 (2005)
(The public official in charge of an office having public records
shall be the custodian thereof.). As custodian of the Town's
records, the town clerk does not have discretion to prevent
inspection and copying of materials which constitute public records
under our Public Records Act. See N.C. Gen. Stat. § 132-6(a)(2005); Virmani v. Presbyterian Health Servs. Corp., 350 N.C. 449,
465, 515 S.E.2d 675, 686 (1999). However, the town clerk does not
have the authority to declare certain documents to be public
records without the Council's waiver of privilege and authorization
to release the documents. Plaintiff included as parties to the
action all town officials involved in the matter who had the
authority over, and responsibility for determining whether the
requested records constituted public records, and who ultimately
were responsible for the Town's compliance with the Public Records
Act. The Town Council was the governing body that had the
authority to waive the Town's attorney-client privilege and
instruct the town clerk as to whether or not the requested records
could be disclosed. Based upon the Town's argument that the
withheld documents fell within an exception to the Public Records
Act, the town clerk lacked the authority to release the requested
documents without the approval of the Council.
In addition, the policy underlying our Public Records Act is
designed to give liberal access to public records, see News and
Observer Publishing Co. v. Poole, 330 N.C. 465, 475, 412 S.E.2d 7,
13 (1992); McCormick, 164 N.C. App. at 463, 596 S.E.2d at 434, and
to construe the statute so narrowly as to require the town clerk,
to be a necessary party would be in contravention of the statute's
intent. Having named the Town through the Town Council, the Mayor,
the individual Town Council members, the Town Manager, and the Town
Attorneys as parties to this suit, and given the nature of the
documents involved, we cannot hold the town clerk constitutes anecessary party without whom a valid judgment cannot be rendered in
this action completely and finally determining the controversy.
As plaintiff has complied with the requirements of our Rules
of Civil Procedure, and has included all necessary parties in the
action, we hold the trial court acted properly in denying
defendants' motion to dismiss plaintiff's complaint for a lack of
standing and for failure to join necessary parties pursuant to Rule
12(b)(7) of our Rules of Civil Procedure.
Dismissed in part; affirmed in part.
Judges CALABRIA and GEER concur.
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