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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
MICKEY PLOTT, Employee, Plaintiff, v. BOJANGLE'S RESTAURANTS,
INC., Employer, and INSURANCE CO. OF THE STATE OF PENNSYLVANIA
c/o AIG CLAIM SERVICES, Carrier, Defendants
NO. COA05-1690
Filed: 2 January 2007
1. Workers' Compensation_failure to seek suitable employment_benefits discontinued
erroneously
The Industrial Commission erroneously applied N.C.G.S. § 97-32 to discontinue workers'
compensation benefits after plaintiff was released to work but failed to make reasonable efforts
to find suitable employment. Defendant had not accepted compensability for plaintiff's claims
and plaintiff was not receiving benefits. It is illegal to apply N.C.G.S. § 97-32 to a claim that has
been denied and is in litigation.
2. Worker' Compensation_disability--findings__insufficiency
Industrial Commission findings in a workers' compensation case were not sufficient for
the Court of Appeals to determine the rights of the parties, and the case was remanded, where
plaintiff contended that he had proven his disability, the Commission found that plaintiff had
been released to work but had not sought employment, and the Commission made no detailed
findings as to plaintiffs injuries or limitations or about any of the factors in Russell v. Lowes
Product Distribution, 108 N.C. App. 762.
Judge Tyson dissenting.
Appeal by plaintiff from opinion and award entered by the
North Carolina Industrial Commission on 8 July 2005. Heard in the
Court of Appeals 22 August 2006.
Raymond M. Marshall, for plaintiff-appellant.
Robinson & Lawing, L.L.P., by Jolinda J. Babcock, for
defendant-appellees.
HUDSON, Judge.
Plaintiff filed a workers' compensation claim alleging he
sustained an injury by accident on 1 November 2002. Defendants
denied the claim by Form 61 and plaintiff requested a hearing,
which was held 18 November 2003. In June 2004, Deputy Commissioner
Adrian A. Phillips entered an opinion and award finding that
plaintiff sustained a compensable injury by accident and awardingcompensation benefits beginning with the date of plaintiff's injury
and continuing until Plaintiff returns to work or further order by
the Commission. Defendants appealed to the Full Commission, which
modified the opinion and award, concluding that although plaintiff
sustained a compensable injury by accident, defendants had offered
plaintiff suitable employment and that plaintiff was entitled to
benefits only from the time of the injury until plaintiff was
released to work in February 2003, because plaintiff failed to make
reasonable efforts to find suitable employment since being
released. Plaintiff appeals. We reverse and remand.
The evidence of record tends to show the following facts. On
1 November 2002, while working as a unit manager at Bojangle's
Restaurant, plaintiff tripped over a hose in the front of the
store, slipped and began to fall but was able to catch himself.
Plaintiff felt pain in his back and reported the incident
immediately to an on-site area director for defendant-employer.
Plaintiff completed his shift and returned to work the following
day. On 3 November 2002, plaintiff sought medical treatment from
Primecare, who released plaintiff to work in a sedentary capacity
beginning on 4 November 2002. Defendants contend that they offered
to accommodate plaintiff's restrictions for about a month after his
injury, and it is undisputed that plaintiff did not return to work.
On 12 November, plaintiff saw his primary care physician, Dr.
Lon Morgan, who wrote plaintiff out of work from 12 November to 18
November. Plaintiff followed up with Dr. Morgan on 19 November
2002, at which time Dr. Morgan recommended plaintiff stay out ofwork another week. On 2 December 2002, plaintiff saw Dr.
Christopher Bashore, an orthopedic surgeon, who released plaintiff
to return to light duty work with restrictions. On 10 December
2002, Dr. William Brown, a neurosurgeon, examined plaintiff,
prescribed epidural steroid injections, and wrote plaintiff out of
work until that course of treatment was completed. Dr. Brown
released plaintiff to work with significant permanent restrictions
on 24 February 2003. At the hearing, plaintiff testified, and
defendant-employer's human resources manager confirmed, that
defendant could not accommodate the restrictions suggested by Dr.
Brown during this period. On 13 June 2003, Dr. Brown wrote
plaintiff out of work from 3 December 2002 to 3 August 2003, and on
6 August 2003, Dr. Brown wrote plaintiff out of work
indefinitely.
At the hearing, plaintiff testified that he had not worked or
sought work since November 2002 because of his pain and
limitations. Plaintiff also testified that defendants had not
offered vocational services. During his deposition, Dr. Brown
testified that he believes that plaintiff could do some sort of
work if enough restrictions are applied, and recommended that
plaintiff [f]ind a different type of job. Plaintiff has a high
school diploma and has taken a couple of courses in machine shop.
Prior to beginning his employment with defendant in 1999, plaintiff
had worked as a forklift operator, as a machine operator, at K-Mart
in deli/food service, had managed a McDonald's restaurant, and had
worked at a pizza restaurant. [1] In his brief, plaintiff argues that there was insufficient
evidence to support the Commission's findings and conclusion that
defendant offered him a light duty position that would accommodate
his restrictions. Defendant argues that plaintiff was not entitled
to benefits because of N.C. Gen. Stat. § 97-32 (2004), which states
that [i]f an injured employee refuses employment procured for him
suitable to his capacity he shall not be entitled to any
compensation at any time during the continuance of such refusal,
unless in the opinion of the Industrial Commission such refusal was
justified. Id. Here, the Commission concluded that
4. Plaintiff was offered sedentary employment
at his preinjury wage by defendant but refused
to attempt this employment and has not made
reasonable efforts to find suitable employment
since being released to return to work on 24
February 2003. Plaintiff is therefore not
entitled to ongoing weekly disability
benefits. N.C.G.S. 97-32.
N.C. Gen. Stat. § 97-32 is entitled Refusal of injured employee to
accept suitable employment as suspending compensation, and applies
where an employer seeks to discontinue disability payments.
Williams v. Pee Dee Electrical Membership Corp., 130 N.C. App. 298,
301, 502 S.E.2d 645, 647 (1998) (emphasis added). See also Smith
v. Sealed Air Corp., 127 N.C. App. 359, 361, 489 S.E.2d 445, 447
(1997). However, it is undisputed that defendant had not accepted
compensability for plaintiff's claim and that plaintiff had not
been receiving any workers' compensation benefits. Since a
suspension of compensation under section 97-32 is by definition
temporary and a plaintiff can restore benefits by discontinuing the
refusal, it is illogical to apply section 97-32 to a claim that hasbeen denied and is in litigation. Here, even if plaintiff had
accepted defendant's job, he was receiving no benefits which could
have then resumed. We thus conclude that the Commission
erroneously applied N.C. Gen. Stat. § 97-32 here.
[2] Plaintiff also argues that he proved his disability, but
that the Commission failed to make findings as to his disability or
its extent. In order to obtain compensation under the Workers'
Compensation Act, the claimant has the burden of proving the
existence of his disability and its extent. Hendrix v. Linn-
Corrhier Corp., 317 N.C. 179, 185, 345 S.E.2d 374, 378 (1986). A
plaintiff can meet this burden in four ways:
(1) medical evidence that, as a consequence of
the work-related injury, the employee is
incapable of work in any employment; (2)
evidence that the employee is capable of some
work, but has been unsuccessful, after
reasonable efforts, in obtaining employment;
(3) evidence that the employee is capable of
some work, but that it would be futile to seek
employment because of preexisting conditions,
such as age or lack of education; or (4)
evidence that the employee has obtained
employment at a wage less than that earned
prior to the injury.
Silva v. Lowe's Home Improvement, 176 N.C. App. 229, 237, 625
S.E.2d 613, 620 (2006) (citing Russell v. Lowes Product
Distribution, 108 N.C. App. 762, 765, 425 S.E.2d 454, 457 (1993)).
If the claimant meets this initial burden, the burden shifts to the
defendant to show that suitable jobs are available, [and] also
that the plaintiff is capable of getting one, taking into account
both physical and vocational limitations. Kennedy v. Duke Univ.
Medical Ctr., 101 N.C. App. 24, 33, 398 S.E.2d 677, 682 (1990). The findings of the Industrial Commission are conclusive on
appeal when supported by competent evidence even though there be
evidence to support a contrary finding. Hilliard v. Apex Cabinet
Co., 305 N.C. 593, 595, 290 S.E.2d 682, 684 (1982). However, the
Commission's legal conclusions are reviewable by the appellate
courts. Id. While the Industrial Commission is not required to
make specific findings of fact on every issue raised by the
evidence, it is required to make findings on crucial facts upon
which the right to compensation depends. Gaines v. L. D. Swain &
Son, Inc., 33 N.C. App. 575, 579, 235 S.E.2d 866, 859 (1977).
Where the findings are insufficient to enable the court to
determine the rights of the parties, the case must be remanded to
the Commission for proper findings of fact. Lawton v. County of
Durham, 85 N.C. App. 589, 592, 355 S.E.2d 158, 160 (1987).
Here, the Commission made no findings regarding the nature of
plaintiff's disability or its extent. The Commission found that
doctors released plaintiff to work and that defendant-employer
offered plaintiff a position within his restrictions, but that
Plaintiff refused to attempt this position and subsequently failed
to seek employment. However, the Commission made no detailed
findings as to plaintiff's physical injuries and limitations or as
to any of the Russell factors. Because the Commission's findings
here are insufficient to enable us to determine the rights of the
parties, the case must be remanded to the Commission for proper
findings of fact. Lawton at 592, 355 S.E.2d at 160.
Reversed and remanded. Judge WYNN concurs.
Judge TYSON dissents in a separate opinion.
The judges participated and submitted this opinion for
filing prior to 1 January 2007.
TYSON, Judge, dissenting.
The majority's opinion reverse[s] and remand[s] this case to
the North Carolina Industrial Commission (the Commission) for
further findings of fact. Where additional findings are required,
the proper mandate from this Court is to simply remand for further
findings. Where the findings are insufficient to enable the court
to determine the rights of the parties, the case must be remanded
to the Commission for proper findings of fact. Lawton v. County
of Durham, 85 N.C. App. 589, 592, 355 S.E.2d 158, 160 (1987).
Under this Court's standard of review, we do not reweigh
credibility determinations of the evidence before the Commission.
Harrell v. Stevens & Co., 45 N.C. App. 197, 205, 262 S.E.2d 830,
835, disc. rev. denied, 300 N.C. 196, 269 S.E.2d 623 (1980). I
vote to affirm the Commission's opinion and award and respectfully
dissent.
I. Standard of Review
The findings of the Industrial Commission are conclusive on
appeal when supported by competent evidence even though there be
evidence to support a contrary finding. Hilliard v. Apex Cabinet
Co., 305 N.C. 593, 595, 290 S.E.2d 682, 684 (1982) (citations
omitted). The Commission is not required to make specific findingsof fact on every issue raised by the evidence, only findings of
crucial facts upon which the right to compensation depends are
required. Gaines v. Swain & Son, Inc., 33 N.C. App. 575, 579, 235
S.E.2d 856, 859 (1977). The Commission is not required to make a
finding as to each detail of the evidence or as to every inference
or shade of meaning to be drawn therefrom. Guest v. Iron & Metal
Co., 241 N.C. 448, 451, 85 S.E.2d 596, 599 (1955).
II. Background
On 2 December 2002, Dr. Christopher Bayshore, an orthopedic
specialist, released plaintiff to return to light duty work with
restrictions. On 10 December 2002, Dr. William Brown (Dr.
Brown), a neurosurgeon, treated plaintiff, prescribed epidural
steroid injections, and released plaintiff from work until
treatment was completed. Dr. Brown released plaintiff to work with
restrictions on 24 February 2003. Dr. Brown testified that he
believed that he could work if enough restrictions [were]
applied, and recommended plaintiff [f]ind a different type of
job.
Plaintiff admitted he had neither attempted to return to work
nor sought any employment since November 2002 and blamed his lack
of efforts on pain and limitations. Plaintiff achieved a high
school diploma and has taken courses in machine shop. Plaintiff
has experience as a forklift and machine operator. Prior to
employment with Bojangle's in 1999, plaintiff gained experience in
food service and restaurant management. Plaintiff worked for K-
Mart in deli/food service, at a pizza restaurant, and managed aMcDonald's Restaurant.
In 1999, plaintiff obtained employment with defendant
Bojangle's Restaurants, Inc. as an Assistant Unit Manager. His job
duties included cooking, cleaning, overseeing employees, and
maintaining positive customer service relations. Plaintiff
testified that at the time he accepted the position with Bojangle's
he had incurred a partial disability from a prior work related
injury. Plaintiff testified he felt comfortable accepting
employment with Bojangle's with restrictions and was able to
perform his job for three and one-half years under such
restrictions.
The Commission made determinations on plaintiff's credibility
and entered findings of fact that he had not been forthcoming
regarding defendant-employer's willingness to accommodate
plaintiff's restrictions. The Commission also entered findings
that plaintiff misinformed Dr. Morgan, mischaracterizing the
incident of 1 November 2002. The Commission weighed the
credibility of the evidence and entered findings of fact that
Bojangle's offered plaintiff a position within his restrictions,
which he refused to accept or attempt, and that subsequently failed
to seek any employment.
III. Disability
'In order to obtain compensation under the Workers'
Compensation Act, the claimant has the burden of proving the
existence of his disability and its extent.' Saums v. Raleigh
Community Hospital, 346 N.C. 760, 763, 487 S.E.2d 746, 749 (1997)(quoting Hendrix v. Linn-Corriher Corp., 317 N.C. 179, 185, 345
S.E.2d 374, 378 (1986)). [T]he burden is on the employee to show
that he is unable to earn the same wages he had earned before the
injury, either in the same employment or in other employment.
Shaw v. United Parcel Service, 116 N.C. App. 598, 601, 449 S.E.2d
50, 52 (1994), aff'd per curiam, 342 N.C. 189, 463 S.E.2d 78
(1995). A plaintiff may meet this burden in four ways:
(1) medical evidence that, as a consequence of
the work-related injury, the employee is
incapable of work in any employment; (2)
evidence that the employee is capable of some
work, but has been unsuccessful, after
reasonable efforts, in obtaining employment;
(3) evidence that the employee is capable of
some work, but that it would be futile to seek
employment because of preexisting conditions,
such as age or lack of education; or (4)
evidence that the employee has obtained
employment at a wage less than that earned
prior to the injury.
Silva v. Lowe's Home Improvement, 176 N.C. App. 229, 237, 625
S.E.2d 613, 620 (2006) (citing Russell v. Lowes Product
Distribution, 108 N.C. App. 762, 765, 425 S.E.2d 454, 457 (1993).
If an employee presents substantial evidence he or she is
incapable of earning wages, the employer must then come forward
with evidence to show not only that suitable jobs are available,
but also that the plaintiff is capable of getting one, taking into
account both physical and vocational limitations. Barber v. Going
West Transp. Inc., 134 N.C. App. 428, 435, 517 S.E.2d 914, 920
(1999) (citing Kennedy v. Duke Univ. Med. Center, 101 N.C. App. 24,
33, 398 S.E.2d 677, 682 (1990)).
The Commission entered findings of fact that plaintiff waspartially disabled. The Commission's finding of fact numbered 9
states, Dr. Brown testified that he would rate plaintiff with a
10% permanent partial disability to his back. Based upon this
finding, the Commission concluded plaintiff was disabled and
entered conclusion of law numbered 2 that plaintiff was
temporarily totally disabled and entitled to receive temporary
total disability compensation until his refusal to return to work.
IV. Refusal to Work
Plaintiff presented no evidence that he attempted to return to
work or seek other gainful employment. Defendants argue pursuant
to N.C. Gen. Stat. § 97-32 that the Commission correctly found
plaintiff was not entitled to further benefits beyond the
Commission's award because [i]f an injured employee refuses
employment procured for him suitable to his capacity he shall not
be entitled to any compensation at any time during the continuance
of such refusal, unless in the opinion of the Industrial Commission
such refusal was justified. Defendants presented competent
evidence to show that suitable jobs [were] available, [and] also
that the plaintiff [was] capable of getting one, taking into
account both physical and vocational limitations. Kennedy, 101
N.C. App. at 33, 398 S.E.2d at 682. The Commission concluded:
4. Plaintiff was offered sedentary employment
at his preinjury wage by defendant but refused
to attempt this employment and has not made
reasonable efforts to find suitable employment
since being released to return to work on 24
February 2003. Plaintiff is therefore not
entitled to ongoing weekly disability
benefits. N.C.G.S. 97-32.
Competent and uncontradicted evidence in the record supportsthe Commission's conclusion of law numbered 4. The Commission did
not err when it entered findings of fact and conclusions of law
that plaintiff was released to return to work on 24 February 2003
and he was capable of, but refused, proffered work. The Commission
did not shift the burden of proof to defendants after it had found
plaintiff failed to prove he was totally disabled after 24 February
2003.
V. Conclusion
The Commission's findings of fact are supported by competent
and uncontradicted evidence in the record and are not insufficient
as a matter of law. The Commission's findings of fact support its
conclusions of law. I vote to affirm the Commission's opinion and
award. I respectfully dissent.
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