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1. Criminal Law_no duty to retreat from assault_instruction should have been given
The trial court should have given an instruction that defendant had no duty to retreat from
the victim's assault on him, if his version of events is believed. The victim and defendant wound
up in a sword fight with a pitch fork and machete after an argument broke out while they were
drinking at the trailer where they lived and the victim asked defendant to leave. The evidence,
viewed in the light most favorable to defendant, supports a conclusion that defendant was faced
with a deadly assault and responded with deadly force.
2. Evidence_propensity for violence_context of ensuing fight_admissible
There was no error in a prosecution for assault with a deadly weapon inflicting serious
injury in allowing the victim, who had known defendant since childhood, to testify that
defendant became violent when drinking. The testimony was offered to provide a context for the
fight which ensued after the victim asked defendant to leave rather than to prove that defendant
acted in conformity with a violent disposition. N.C.G.S. § 8C-1, Rule 404(b).
Attorney General Roy Cooper, by Assistant Attorney General M.
Elizabeth Guzman, for the State.
Adrian M. Lapas for defendant-appellant.
CALABRIA, Judge.
Garland Scott Beal (defendant) appeals from a judgment
entered upon a jury verdict finding him guilty of assault with a
deadly weapon inflicting serious injury. We reverse and remand for
a new trial.
On 5 March 2004, defendant returned home to a mobile home he
shared with the owner, Vernon McIver (McIver), a man he had known
since childhood. Defendant rented a room from McIver for theprevious two to four months at a cost of $50 per week. Upon
returning home, defendant found his brother, Jeffrey Beal, in the
mobile home with McIver. The two men were drinking beer.
Defendant joined them, and the three men continued drinking and
talking. Eventually an argument erupted between McIver and
defendant. McIver asked defendant to leave and defendant initially
refused. Upon defendant's refusal, McIver walked across the street
to his grandmother's home and called the police.
Defendant testified that he and his brother heard the call
over a police scanner in the mobile home, and that after hearing
the call he gathered his belongings and started to leave.
Defendant testified that as he was coming out the front door,
McIver returned and confronted him with a pitchfork. [H]e juked
at me and told me that I wasn't going anywhere now. That I was
going to stay there and wait for the law, defendant testified.
Defendant testified that he retreated into the house and
retrieved a machete McIver kept underneath the couch, then returned
to confront McIver with it. I went to the front door, and we
proceeded to a sword fight with the [pitchfork and machete],
defendant stated. Defendant testified that the two fought until he
knocked McIver off balance. Defendant stated that he then threw
the machete from the step leading up to the trailer's front door.
Defendant testified that he then started to leave but tripped over
something in the yard. When he rolled over to retrieve his
belongings, McIver was standing over him with the pitchfork and
began stabbing him with it. When he would jab, I would roll,defendant stated. Defendant testified that McIver swung the
pitchfork and struck him, breaking off the pitchfork's handle. He
claimed to have suffered minor injuries from the altercation.
Defendant's brother provided testimony supporting defendant's
version of events.
McIver testified to a different version of events. He
testified that after defendant became argumentative, he told
defendant to leave. When defendant refused, McIver walked across
the street and used his grandmother's phone to call the police,
then returned to the mobile home he shared with defendant. He
testified that the police did not respond and defendant was
becoming more argumentative, so he again walked across the street
and called the police. [W]henever I come back the second time,
the door swung open and he jumped out with that machete, McIver
stated. [He] hit me in the top of the head, and knocked me to the
ground. And there was a pitchfork lying there, and he was getting
ready to come down on me again. And that's when I poked at him
with the pitchfork, and he turned and run for the woods.
Defendant was charged with assault with a deadly weapon with
intent to kill inflicting serious injury. The jury returned a
verdict finding him guilty of the lesser offense of assault with a
deadly weapon inflicting serious injury, a class E felony.
Superior Court Judge W. Russell Duke, Jr., entered judgment upon
the jury verdict and sentenced defendant to 37 months to 54 months
in the North Carolina Department of Correction. From the judgment
entered upon the jury's verdict, defendant appeals. [1] Defendant on appeal brings forth two assignments of error.
Defendant initially argues that the trial court erred in refusing
his request to instruct the jury that defendant had no duty to
retreat from an assault within the curtilage of his own home. We
agree.
Where the defendant's or the State's evidence when viewed in
the light most favorable to the defendant discloses facts which are
'legally sufficient' to constitute a defense to the charged crime,
the trial court must instruct the jury on the defense. State v.
Marshall, 105 N.C. App. 518, 522, 414 S.E.2d 95, 97 (1992). So we
review the evidence in the light most favorable to defendant and
determine whether the evidence presented supported defendant's
proposed instruction that he had no duty to retreat. This requires
us to first define the law of self-defense by a person in his own
home.
Ordinarily, when a person who is free from
fault in bringing on a difficulty is attacked
in his own home or on his own premises, the
law imposes on him no duty to retreat before
he can justify his fighting in self defense,
regardless of the character of the assault,
but is entitled to stand his ground, to repel
force with force, and to increase his force,
so as not only to resist, but also to overcome
the assault and secure himself from all harm.
State v. Johnson, 261 N.C. 727, 729-30, 136 S.E.2d 84, 86 (1964).
The home has been held to extend to curtilage, including the yard
around the dwelling. State v. Frizzelle, 243 N.C. 49, 51, 89
S.E.2d 725, 726 (1955).
In the case sub judice, defendant was a lawful resident of the
dwelling where the altercation occurred. Although McIver was theowner of the mobile home, defendant rented a room from McIver and
was a lawful occupant of the premises. As such, defendant had no
duty to retreat from an assault on the premises so long as he was
not responsible for bringing on the difficulty. This is so even
though McIver was also lawfully possessed of the premises and
likewise had no duty to retreat from an assault. [A] person is
not obliged to retreat when he is assaulted while in his dwelling
house or within the curtilage thereof, whether the assailant be an
intruder or another lawful occupant of the premises. State v.
Browning, 28 N.C. App. 376, 379, 221 S.E.2d 375, 377 (1976).
Defendant argues that by confronting him and threatening him
with a pitchfork, McIver assaulted defendant with a deadly weapon.
As such, the defendant contends that he was entitled to retrieve a
weapon of his own and defend himself and was under no duty to
retreat from the assault. An assault is defined as an overt act
or attempt, with force or violence, to do some immediate physical
injury to the person of another, which is sufficient to put a
person of reasonable firmness in fear of immediate physical
injury. State v. Porter, 340 N.C. 320, 331, 457 S.E.2d 716, 721
(1995). Here, defendant testified that as he attempted to leave
his house, McIver confronted him in the doorway and juked or
jabbed a pitchfork at him in a threatening manner, demanding he
return to the home. The implication from such an act was clear:
defendant would be stabbed with the pitchfork unless he immediately
submitted and retreated back inside. This is an assault. McIver, in defendant's version of events, was attempting to
detain defendant until police arrived. Detention by a citizen of
an individual suspected of criminal activity is allowed in limited
situations, but no detention is allowed where the detaining citizen
has no reason to believe a crime has been committed. Even where
detention by a private citizen is allowed, the manner of the
detention must be reasonable considering the offense involved and
the circumstances of the detention. N.C. Gen. Stat. . 15A-404
(2005). [A] private citizen should not be allowed to employ
deadly force to detain a fleeing misdemeanant in circumstances
under which an officer of the law could not have employed similar
force to effect such an arrest. State v. Wall, 304 N.C. 609, 616,
286 S.E.2d 68, 73 (1982). Assuming arguendo that defendant was a
trespasser, it would be unreasonable for McIver to detain a non-
violent misdemeanant at the point of a pitchfork.
Further, our Courts have held that 'no man by the show of
violence has the right to put another in fear and thereby force him
to leave a place where he has a right to be.' State v. Price, 271
N.C. 521, 526, 157 S.E.2d 127, 130 (1967) (quoting State v. Martin,
85 N.C. 508, 510 (1881)). Defendant argues that by extension, no
man may forcefully prevent another man from leaving a place he has
a right to leave. We agree with defendant's argument in this
respect.
Our appellate courts have never been called upon to determine
whether a pitchfork constitutes a deadly weapon, but our Supreme
Court, in an ancient case, once upheld a conviction for assaultwhere one of the defendants followed the victim and intimidated him
by carrying a pitchfork. State v. Rawles, 65 N.C. 334 (1871). A
deadly weapon is an instrument which is likely to produce death or
great bodily harm under the circumstances of its use . . . .
State v. Joyner, 295 N.C. 55, 64, 243 S.E.2d 367, 373 (1978). We
have held that whether an object is a deadly weapon depends on how
it is used. State v. Parker, 7 N.C. App. 191, 171 S.E.2d 665
(1970). Under this formulation, numerous objects have been held to
be deadly weapons solely due to the manner in which they were used.
A metal cane has been held to be a deadly weapon if used to strike
a blow. State v. Hensley, 91 N.C. App. 282, 371 S.E.2d 498 (1988).
Fire has been held to be a deadly weapon when used to burn an
occupied dwelling. State v. Riddick, 315 N.C. 749, 340 S.E.2d 55
(1986). Fists have been held to be deadly weapons where the size
of and condition of the parties merits such a holding. State v.
Grumbles, 104 N.C. App. 766, 411 S.E.2d 407 (1991). Even a plastic
bag has been held to be a deadly weapon when placed over a victim's
head. State v. Strickland, 290 N.C. 169, 225 S.E.2d 531 (1976).
In defendant's version of events, McIver confronted him with
the pitchfork and threatened him with it, forcing him back inside
the mobile home. Defendant retreated into the home and retrieved
a machete, then again attempted to leave the residence, which he
had a right to do. Again he was confronted by McIver, who was
blocking the door and holding the pitchfork so as to threaten
defendant with injury if he attempted to exit the mobile home. In
order to use a deadly weapon in self-defense, a defendant must beplaced in reasonable fear of imminent death or serious bodily harm.
State v. Norman, 324 N.C. 253, 378 S.E.2d 8 (1989).
Here, defendant, according to his testimony, was assaulted
when initially confronted by McIver and was again assaulted when he
returned and tried to exit a second time. That in the interval he
withdrew and retrieved a weapon does not negate the show of deadly
force by McIver on their first or second encounter. Nor does it
make defendant responsible for bringing on the difficulty, since
the evidence in the light most favorable to defendant shows that
McIver was the first to resort to violence. At most, defendant was
responsible for bringing on the argument, but not the armed
struggle that ensued. Defendant had the right to exit his own
residence and any attempt to hold him prisoner in the mobile home
under the threat of being stabbed by a pitchfork amounted to a show
of deadly force. It is for the jury to determine whether McIver
posed an imminent threat of serious bodily injury to defendant, but
under the facts in the light most favorable to defendant,
defendant was under no duty to retreat if assaulted in his own
home.
In the instant case, there was evidence tending to show that
defendant was the initial aggressor and evidence showing that he
reacted to an assault by McIver. Such conflicts in evidence are
for the jury to decide. State v. Hearn, 89 N.C. App. 103, 106,
365 S.E.2d 206, 208 (1988). That there was evidence tending to
disprove defendant's version of events is immaterial, so long asthe evidence, viewed in the light most favorable to defendant,
supported defendant's proposed instruction.
Here, the evidence, viewed in the light most favorable to
defendant, supports a conclusion that defendant was faced with a
deadly assault and responded with deadly force. As such, the jury
should have been instructed that, if it believed defendant's
version of events, defendant had no duty to retreat from the
assault by McIver. The trial court erred by refusing to grant
defendant's proposed instruction. Defendant is entitled to a new
trial on this ground.
[2] Defendant next argues that the trial court erred by
overruling his objection to testimony presented by the State in its
case-in-chief that defendant becomes violent when drinking. We
disagree.
Defendant argues that by overruling his objection and allowing
character evidence to be introduced, the trial court violated N.C.
Gen. Stat. . 8C-1, Rule 404 (2005). Rule 404 states, in relevant
part, that [e]vidence of a person's character or a trait of his
character is not admissible for the purpose of proving that he
acted in conformity therewith on a particular occasion . . . .
Id.
On direct examination, McIver testified, [Defendant] gets
violent when he gets to drinking. Defense counsel immediately
objected and moved to strike the remark. The trial court sustained
the objection and ordered that the remark be stricken, stating,Ladies and gentlemen, at this point you're not to consider that.
The following exchange then took plac e:
Q. Just tell us what actually happened?
A. Well, anyway, we got to fussing so I asked
him to leave. He wouldn't. So it got rough. So
I walked over to my grandma's to call the
police.
Q. Hang on. Let me stop you just a second. Why
did you ask him to leave?
A. Because he gets _ I tell you, I just said,
when he's drinking, he gets violent.
Defense counsel once again objected and moved to strike the remark,
but this time the trial court overruled the objection and motion to
strike.
The State argues that the evidence was not offered to prove
that defendant acted in conformity with his allegedly violent
character, but was instead offered to explain McIver's state of
mind in asking defendant to leave his home. That is, the evidence
was admitted for the purpose of explaining the chain of events
which led McIver to call the police, which in turn led to the
altercation. Accordingly, the State contends that the evidence was
properly admitted under N.C. Gen. Stat. . 8C-1, Rule 404(b)(2005),
which states in relevant part:
Evidence of other crimes, wrongs, or acts is
not admissible to prove the character of a
person in order to show that he acted in
conformity therewith. It may, however, be
admissible for other purposes, such as proof
of motive, opportunity, intent, preparation,
plan, knowledge, identity, or absence of
mistake, entrapment or accident.
Id. This section has been interpreted as allowing a res gestae
exception to Rule 404(a)'s prohibition on character evidence.
State v. Agee, 326 N.C. 542, 391 S.E.2d 171 (1990). In Agee, our
Supreme Court stated:
[A]dmission of evidence of a criminal
defendant's prior bad acts, received to
establish the circumstances of the crime on
trial by describing its immediate context, has
been approved in many other jurisdictions
following adoption of the Rules of Evidence.
This exception is known variously as the same
transaction rule, the complete story
exception, and the course of conduct
exception. Such evidence is admissible if it
forms part of the history of the event or
serves to enhance the natural development of
the facts. (internal citations omitted).
Agee, 326 N.C. at 547, 391 S.E.2d at 174.
Here, McIver testified that the altercation in question
occurred after he asked defendant to leave their shared residence.
When asked about the origin of their dispute, he stated that it
began with an argument, and testified that he asked defendant to
leave because he feared he would become violent, based on similar
encounters in the past. This testimony was not offered for the
purpose of proving that defendant acted in conformity with a
violent disposition, but rather served to provide context for the
ensuing fight. As such, its admission does not violate Rule 404's
prohibition on character evidence.
The judgment is reversed and the case is remanded for a new
trial.
New trial.
Judge HUDSON concurs. Judge HUNTER concurs in the result only.
The Judges participated and submitted this opinion for filing
prior to 1 January 2007.
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