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1. Appeal and Error_rules violations_statement of facts
The Court of Appeals sanctioned defense counsel for Appellate Rules violations by
requiring counsel to personally pay the costs of the appeal. The statement of facts in the brief
was neither full, complete, nor non-argumentative, and counsel's firm had been admonished on
at least two previous occasions for similar violations.
2. False Pretenses_worthless check_sufficiency for conviction
Passing a worthless check to obtain property will suffice to uphold a conviction for
obtaining property by false pretenses, and the trial court did not err by by denying defendant's
motion to dismiss.
3. Appeal and Error_failure to cite controlling case_duty of candor
The failure to cite, allude to, or distinguish a controlling case which overruled prior
decisions violated counsel's duty of candor to the tribunal.
4. Evidence_hearsay_business records exception_procedure for bad checks
The testimony of the director of security at a mall about the mall's procedure for handling
problematic checks met the requirements for the business activity exception to the hearsay rule.
N.C.G.S. § 8C-1, Rule 803(6).
5. False Pretenses_worthless checks_pecuniary loss_irrelevant
The question of whether a mall suffered a pecuniary loss when worthless checks were
used to purchase store gift certificates is irrelevant to a motion to dismiss a charge of obtaining
property by false pretenses. The essence of the crime is the intentional false pretense, not the
resulting economic harm to the victim.
6. Sentencing_restitution--bad checks_suggestion by defendant
The trial court did not err by ordering defendant to pay restitution for bad checks where
defendant suggested restitution, and specifically represented that she would be able to pay
restitution.
7. Appeal and Error_failure to assign error_issue not preserved
The issue of the amount of restitution assigned in a criminal sentencing was not preserved
for appellate review where defendant did not assign error to the trial court's determination.
MARTIN, Chief Judge.
Defendant Wendae Cagle was charged in a bill of indictment
with obtaining property by false pretenses. She entered a plea of
not guilty, but was convicted by a jury. She appeals from the
judgment entered upon conviction. We find no error in her trial.
Evidence adduced at trial tended to show that defendant
purchased five gift certificates from Biltmore Square Mall (the
Mall) in Asheville between 16 September 2002 and 20 September
2002. The certificates ranged in value from $100 to $500. Defendant
paid for the purchases by presenting her personal check at each
transaction. At trial, several mall employees identified defendant
as the presenter of the checks.
After defendant had engaged in several high-value
transactions, the Mall instructed its employees not to accept any
additional checks from her in payment for gift certificates. All
of the defendant's prior checks were later returned unpaid because
of Stop Payment orders. Defendant did not subsequently pay for the
certificates.
[1] Before proceeding to the merits of this appeal, we note
that defendant-appellant's brief fails to comply with the
requirements of our Rules of Appellate Procedure. Rule 28(b)(5)
requires that an appellant's brief contain a full and complete
statement of the facts which should be a non-argumentative
summary of all material facts underlying the matter in controversywhich are necessary to understand all questions presented for
review, supported by references to pages in the transcript of
proceedings, the record on appeal, or exhibits, as the case may
be. N.C. R. App. P. Rule 28(b)(5) (2005). The Statement of
Facts contained in defendant-appellant's brief states, in its
entirety:
Wendae Cagle has been wrongfully convicted
based upon inadmissible hearsay evidence, and
innuendo. Her conviction must be reversed
based upon the most basic evidentiary rules
being cast to the winds during her trial.
Wendae purchased gift certificates from
Biltmore Mall in Asheville in September, 2002.
She wrote personal checks for the purchase of
these gift certificates and was identified by
the person who accepted the checks from her.
Later, payment on these checks was stopped,
but there was no competent evidence of this
fact. The only evidence was the detective
interpreting the bank markings on these
checks. There was no evidence of who had
requested payment be stopped, nor was there
any evidence that the Defendant had obtained
anything of value from the entire transaction.
To the contrary, the evidence was that if the
gift certificates were purchased but not
redeemed, then the victim shopping mall would
not be out anything of value at all.
Because the State failed to prove essential
elements of the crime charged, these charges
should have been dismissed at the close of
State's evidence. Because they were not, the
verdict in this case should be vacated and
this matter remanded for retrial.
The foregoing statement is neither full, complete, nor non-
argumentative. We note that defendant-appellant's counsel's firm
has been admonished on at least two previous occasions for similar
violations of our appellate rules in a proceeding before this
Court. See In re B.B., 177 N.C. App. 462, 628 S.E.2d 867,(2006)
(unpublished) (dismissing appeal for rule violations, with JudgeSteelman in concurrence stating that [t]he bombast which appellant
labels as 'Statement of Facts' meets none of the stated
requirements for that portion of the brief and suggesting counsel
should be personally sanctioned). See also In re T.M., 180 N.C.
539, 542, _ S.E.2d _, _, (2006) (sanctioning counsel).
The Rules of Appellate Procedure are mandatory and a violation
subjects the appeal to dismissal. In re Adoption of Searle, 74
N.C. App. 61, 62, 327 S.E.2d 315, 317 (1985). However, we
conclude, as we did in T.M. supra, that it would be unjust to
penalize defendant for the conduct of her appointed counsel. Thus,
we choose to sanction defendant's counsel. Pursuant to Rules 25
and 34 of the Rules of Appellate Procedure, we direct the Clerk of
this Court to enter an order providing that defendant-appellant's
counsel shall personally pay the costs of this appeal.
[2] By her first assignment of error, defendant contends the
trial court erred in denying her motion to dismiss made at the
close of all the evidence. When considering a motion to dismiss,
the trial court must view the evidence in the light most favorable
to the State, giving the State the benefit of all reasonable
inferences. State v. Morgan, 359 N.C. 131, 161, 604 S.E.2d 886,
904 (2004). If substantial evidence exists to support each
essential element of the crime charged and that defendant was the
perpetrator, it is proper for the trial court to deny the motion.
Id. Substantial evidence is 'such relevant evidence as a
reasonable mind might accept as adequate to support a conclusion.'
State v. Earnhardt, 307 N.C. 62, 66, 296 S.E.2d 649, 652
(1982)(quoting State v. Smith, 300 N.C. 71, 78-79, 265 S.E.2d 164,
169 (1980)). The trial court's function is to determine whetherthe evidence allows a 'reasonable inference' to be drawn as to the
defendant's guilt of the crimes charged. Id. at 67, 296 S.E.2d at
652 (quoting State v. Thomas, 296 N.C. 236, 244-45, 250 S.E.2d 204,
209 (1978)). Any inference should be drawn in the light most
favorable to the prosecution, and contradictions and discrepancies
do not warrant dismissal of the case-they are for the jury to
resolve. Id. at 67, 296 S.E.2d at 653.
To survive a defendant's motion to dismiss for insufficient
evidence, the State must offer substantial evidence of every
element of the crime. State v. Bethea, 156 N.C. App. 167, 170-71,
575 S.E.2d 831, 834 (2003). The crime of obtaining property by
false pretenses consists of the following elements: '(1) a false
representation of a subsisting fact or a future fulfillment or
event, (2) which is calculated and intended to deceive, (3) which
does in fact deceive, and (4) by which one person obtains or
attempts to obtain value from another.' State v. Parker, 354 N.C.
268, 284, 553 S.E.2d 885, 897 (2001) (quoting State v. Cronin, 299
N.C. 229, 242, 262 S.E.2d 277, 286 (1980)); see also N.C. Gen.
Stat. § 14-100 (2003).
Defendant argues that merely writing a check that was
subsequently dishonored does not meet the elements of the offense.
However, our Supreme Court has explicitly stated that passing a
worthless check in order to obtain property will suffice to uphold
a conviction for obtaining property by false pretenses. State v.
Rogers, 346 N.C. 262, 264, 485 S.E.2d 619, 621 (1997). The Rogers
holding is controlling here. Defendant obtained property by
writing worthless checks. Therefore, this assignment of error is
totally devoid of merit and is overruled. [3] In passing, we note that defense counsel did not cite,
allude to, or attempt to distinguish Rogers, supra. Our Supreme
Court explicitly stated that in Rogers it had overruled its own
prior decisions and the decisions of this Court insofar as they
require proof of some additional misrepresentation beyond the
presentation of a worthless check in such cases. Id. at 264, 485
S.E.2d at 621. Virtually all the authority defense counsel cites
predates Rogers. In addition, failure to discuss Rogers violates
counsel's duty of candor to this tribunal. See North Carolina
Revised Rules of Professional Conduct Rule 3.3(a)(2)(A lawyer
shall not fail to disclose to the tribunal legal authority in the
controlling jurisdiction known to the lawyer to be directly adverse
to the position of the client and not disclosed by opposing
counsel.).
[4] Defendant's second assignment of error contends the trial
court erred in allowing into evidence the checks she had written to
the Mall despite her hearsay objections. We cannot agree. North
Carolina Rule of Evidence 803(6) provides that:
The following are not excluded by the hearsay
rule, even though the declarant is available
as a witness:
...
Records of Regularly Conducted Activity.-A
memorandum, report, record, or data
compilation, in any form, of acts, events,
conditions, opinions, or diagnoses, made at or
near the time by, or from information
transmitted by, a person with knowledge, if
kept in the course of a regularly conducted
business activity, and if it was the regular
practice of that business activity to make the
memorandum, report, record, or data
compilation, all as shown by the testimony of
the custodian or other qualified witness,
unless the source of information or the methodor circumstances of preparation indicate lack
of trustworthiness.
N.C. Gen. Stat. § 8C-1, Rule 803(6)(2005). In this case, Ms.
Satterfield, the Director of Security at the Biltmore Mall at the
time of the underlying events, was specifically instructed by the
trial court to [c]larify what the custom and practice is for bad
checks to come back. During both her direct and cross-
examination, she explained the procedures and processes for
handling problematic checks. Defendant contends Ms. Satterfield
should not have been able to testify as to the nature of the
problematic checks since she did not witness their processing at
the bank. However, a review of the transcript makes it clear that
Ms. Satterfield testified with respect to the Mall's handling of
the checks, not the bank's processing of the same. As Chief of
Security for ten years, she had clear first hand knowledge of the
Mall's procedures for handling problematic checks. If the problem
stemmed from issues with the Mall's handling of the checks, she was
available for cross-examination. Consequently, her testimony met
the criteria contemplated by N.C.G.S. § 8C-1, Rule 803(6). This
assignment of error is overruled.
[5] Defendant's third assignment of error is that the trial
court erred in not dismissing the case at the close of the State's
evidence in the absence of any evidence that the merchant victim
was actually monetarily defrauded. After careful consideration
of this argument, we find it virtually indistinguishable from the
defendant's first assignment of error. The thrust of the
defendant's contention is that
The evidence, taken in a light most favorable
to the State at trial, shows that there was noevidence the gift certificates were ever
redeemed and that unless they were redeemed,
the shopping mall was not out any monies.
After a careful review of the record, we do not share defendant's
characterization of the evidence. Though there was some confused
testimony about the monetary loss suffered from the purchase of
gift certificates, there was certainly evidence offered that the
Mall would have suffered a loss regardless of whether or not the
certificates were redeemed:
Q: If someone had gift certificates and they
weren't redeemed, the mall or no store would
be out anything would they?
A: Actually, yes, they would, because the
stores pay to accept the gift certificates....
Furthermore, the extent and indeed the existence of pecuniary loss
is tangential to the underlying crime.
We have previously held that North Carolina appears to align
itself with the majority position . . . that a showing of actual
pecuniary loss by the victim/prosecuting witness is not necessary
to sustain a conviction for obtaining property through false
pretenses. State v. Hines, 36 N.C. App. 33, 41, 243 S.E.2d 782,
787 (1978). [T]he essence of the crime is the intentional false
pretense, not the resulting economic harm to the victim. Id. at
42, 243 S.E.2d at 787. Therefore, the question of whether the Mall
suffered a pecuniary loss above the certificates themselves is
irrelevant to a motion to dismiss on a charge of obtaining property
by false pretenses. This assignment has no merit and is overruled.
[6] Next, defendant argues that the trial court erred in
ordering her to pay restitution, since there was no evidence that
the Mall was directly and proximately monetarily injured. We notefirst that restitution was suggested by defendant's trial counsel.
Our Supreme Court has held that a party is estopped from
challenging an error it induced in the trial court. Frugard v.
Pritchard, 338 N.C. 508, 512, 450 S.E.2d 744, 746 (1994). (A party
may not complain of action which he induced.). Having suggested
it at the trial court level, defendant may not challenge the order
of restitution.
We further note that there was mixed evidence as to whether or
not the Mall was capable of stopping the gift certificate from
being redeemed. This Court does not function as an appellate fact-
finder. Rose v. City of Rocky Mount, 180 N.C. App. 392, 399, 637
S.E.2d 251, 256 (2006). In the event of conflicting evidence, the
determination of the trial court will not be disturbed. Deer Corp.
v. Carter, 177 N.C. App. 314, 324-25, 629 S.E.2d 159, 167 (2006).
Therefore, this argument is rejected.
Finally, defendant contends the trial court erred in setting
the restitution level in excess of what the defendant could be
expected to be able to pay. The relevant statutory provisions
state that:
In determining the amount of restitution to be
made, the court shall take into consideration
the resources of the defendant including all
real and personal property owned by the
defendant and the income derived from the
property, the defendant's ability to earn, the
defendant's obligation to support dependents,
and any other matters that pertain to the
defendant's ability to make restitution, but
the court is not required to make findings of
fact or conclusions of law on these matters.
The amount of restitution must be limited to
that supported by the record, and the court
may order partial restitution when it appears
that the damage or loss caused by the offense
is greater than that which the defendant is
able to pay. If the court orders partialrestitution, the court shall state on the
record the reasons for such an order.
N.C. Gen. Stat. § 15A-1340.36 (2005)(emphasis added). The
defendant's argument is premised on the fact that the record is
devoid of any indication that the court took any of these
[statutory] factors into account. However, the statute itself
specifically states the court is not required to make findings of
fact or conclusions of law on these matters. Id.; see also State
v. Riley, 167 N.C. App. 346, 348, 605 S.E.2d 212, 214 (2004).
Moreover, the transcript indicates that defendant's counsel told
the trial court that
She [Defendant] would like the opportunity to
be on probation to pay the restitution, Your
Honor, to the State. I think that she would
be able to do that over some period of time,
which gives the State some means of
supervising her ensuring she has paid the
restitution to the victim.
(Emphasis added). The above exchange from the transcript shows
that the ability to pay was not only before the trial court, but
that defendant's counsel at trial court specifically represented
that she would be able to pay restitution. Since the entire
transcript was incorporated into the record pursuant to Rule
9(c)(2) of our Rules of Appellate Procedure, defendant's counsel's
assertion that the record is devoid of any indication that the
court took any of these factors into account reflects either a
wilful misstatement to this Court, or a lack of diligence in
reviewing the record prior to submission of the brief.
[7] Within this assignment, defendant attempts to take issue
with the amount of restitution, alleging that there was no evidenceto support the amount ordered. However, by her failure to assign
error to the trial court's determination, defendant has not
appropriately preserved the issue for appellate review. State v.
Howell, 169 N.C. App. 741, 748, 611 S.E.2d 200, 205 (2005); see
also N.C.R. App. P. 10(a) ([T]he scope of review on appeal is
confined to a consideration of those assignments of error set out
in the record on appeal....). We are, therefore, precluded from
reviewing this issue. See Viar v. N.C. Dep't of Transp., 359 N.C.
400, 402, 610 S.E.2d 360, 361 (2005) (holding that mismatch between
assignments of error and substance of argument on appeal requires
dismissal).
No error.
Judges HUNTER and STROUD concur.
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