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1. Child Abuse and Neglect_parent_substance abuse and mental health
issues_guardian ad litem
A guardian ad litem should have been appointed for the mother of juveniles adjudicated
neglected and dependent, even though the petition did not specifically state that the juveniles'
dependency was based upon respondent mother's incapability to care for them due to her
substance abuse and mental illness, where the record shows that the court considered evidence
and found that the juveniles' dependency was based in part on respondent's lack of capacity to
care for them due to substance abuse and mental illness.
2. Child Abuse and Neglect_neglected juveniles_visitation_judicial function_delegation
to guardian erroneous
Although the appeal was decided on other grounds, the trial court erred by ordering in a
permanency planning order for neglected juveniles that visitation with their mother would be in
the discretion of the guardians. The award of custody and visitation rights is a judicial function.
Julia Talbutt, for New Hanover County Department of Social
Services, petitioner-appellee.
Regina Floyd-Davis, for Guardian ad Litem.
Lisa Skinner Lefler, for respondent-mother-appellant.
JACKSON, Judge.
On 24 July 2003, the New Hanover County Department of Social
Services (DSS) filed a juvenile petition alleging that T.T. and
A.T. were neglected and dependent as to both their mother
(respondent) and father.
(See footnote 1)
The allegations serving as the basisfor the petition alleged that neither parent has a suitable or
appropriate place for the children and in that both parents abuse
alcohol and perhaps other substances and in that [respondent] is
afflicted with mental illness, including depression and borderline
personality disorder. The juveniles initially came into DSS' care
after respondent left them with a caretaker while she attempted to
find stable housing. The caretaker with whom the juveniles were
left subsequently became unable to keep the children and contacted
DSS.
At an adjudication hearing held 25 September 2003, the
children were adjudicated neglected and dependent based upon both
of their parents' substance abuse problems, their mother's mental
illness, and the parents' failure to provide a stable home for
them. At this hearing, the children were placed into the custody
of paternal relatives of the children's sibling. Over the course
of the next year and a half, the juveniles remained in the custody
and care of the sibling's paternal relatives, while respondent
attempted to make progress on her case plan with DSS, her mental
health issues, and her substance abuse problems.
At a hearing held 24 June 2004, the trial court changed the
permanent plan for the juveniles from reunification with one of
their parents, to that of adoption. A permanency planning review
hearing was held one year later on 2 June 2005, and at this
hearing, the trial court changed the permanent plan for the
juveniles to guardianship with the sibling's paternal relatives
with whom the juveniles had been living since the initiation ofthis action. In its order, the trial court ruled [t]hat
visitation by the parents with the children is in the discretion of
the Guardians of the Persons. Further reviews of the case were
waived, however the matter may be reviewed upon a motion by any
party. Respondent appeals from this permanency planning order in
which the permanent plan for the children was changed from adoption
to guardianship.
[1] Respondent first contends the trial court erred in failing
to sua sponte appoint a guardian ad litem for her pursuant to North
Carolina General Statutes, section 7B-602(b)(1). Section 7B-602(b)
provides in pertinent part:
In addition to the right to appointed counsel
. . . a guardian ad litem shall be appointed
in accordance with the provisions of G.S. 1A-
1, Rule 17, to represent a parent in the
following cases:
(1) Where it is alleged that the juvenile is
a dependent juvenile within the meaning
of G.S. 7B-101 in that the parent is
incapable as the result of substance
abuse, mental retardation, mental
illness, organic brain syndrome, or any
other similar cause or condition of
providing for the proper care and
supervision of the juvenile[.]
N.C. Gen. Stat. § 7B-602(b)(1) (2003). As we explained in In re
H.W., 163 N.C. App. 438, 594 S.E.2d 211, disc. review denied, 358
N.C. 543, 603 S.E.2d 877 (2004), section 7B-602
requires the appointment of a guardian ad
litem only in cases where (1) it is alleged
that a juvenile is dependent; and (2) the
juvenile's dependency is alleged to be caused
by a parent or guardian being incapable as
the result of substance abuse, mental
retardation, mental illness, organic brain
syndrome, or any other similar cause orcondition of providing for the proper care and
supervision of the juvenile.
Id. at 447, 594 S.E.2d at 216 (emphasis omitted) (citation
omitted). The 'failure to appoint a guardian ad litem in any
appropriate case is deemed prejudicial error per se[.]' In re
L.M.C., 170 N.C. App. 676, 679, 613 S.E.2d 256, 258 (2005) (quoting
H.W., 163 N.C. App. at 448, 594 S.E.2d at 216).
In the instant case, the juvenile petition alleged that T.T.
and A.T. were dependent juveniles who were in need of placement in
that neither parent has a suitable or appropriate place for the
children and in that both parents abuse alcohol and perhaps other
substances and in that [respondent] is afflicted with mental
illness, including depression and borderline personality disorder.
While the juvenile petition did not specifically state that the
juveniles' dependency was based upon respondent's incapability to
care for them due to her substance abuse problems and mental
illness, the record before this Court shows that the trial court
considered evidence and found as much. In the adjudication order
signed 25 September 2003, the trial court specifically found:
That both parents have problems of substance
abuse which have impaired their abilities to
provide the basic necessities for the children
and proper care and supervision of the
children. That [respondent's] ability to care
and provide for her children is also adversely
affected by [respondent's] depression and
borderline personality disorder.
This exact finding of fact was also included in the review order
signed 11 December 2003, the permanency planning hearing order
signed 24 June 2004, and the permanency planning review ordersigned 9 December 2004. Moreover, in the permanency planning
review order at issue in the instant case, the trial court found
that DSS maintains that [respondent's] mental health problems also
impair her effective parenting of the children. The trial court
repeatedly took notice of respondent's mental illness, yet failed
to appoint a guardian ad litem. Therefore, the trial court was on
notice from the initiation of this case that respondent was alleged
to have serious mental health issues which DSS and the trial court
felt impacted her ability to properly care and supervise T.T. and
A.T. See In re D.D.Y., 171 N.C. App. 347, 352, 621 S.E.2d 15, 18
(2005).
Thus, as the juveniles were alleged to be dependent, based in
part upon respondent's mental illness, we hold respondent was
entitled to have a guardian ad litem appointed for her, and the
trial court's failure to do so is prejudicial error per se.
L.M.C., 170 N.C. App. at 679, 613 S.E.2d at 258. We therefore
reverse the trial court's order, and remand for the appointment of
a guardian ad litem for respondent and a new review hearing.
[2] Respondent next argues the trial court erred in ordering
that visitation between respondent and the juveniles was in the
discretion of the Guardians of the Person. Although our
resolution of the guardian ad litem issue is dispositive of this
appeal, because the same issue may again arise upon rehearing, in
the interest of judicial economy we have elected to examine the
merits of respondent's argument. In re C.B., 171 N.C. App. 341,
346, 614 S.E.2d 579, 582 (2005). North Carolina General Statutes, section 7B-905 provides in
pertinent part that:
Any dispositional order under which a juvenile
is removed from the custody of a parent,
guardian, custodian, or caretaker, or under
which the juvenile's placement is continued
outside the home shall provide for appropriate
visitation as may be in the best interests of
the juvenile and consistent with the
juvenile's health and safety.
N.C. Gen. Stat. § 7B-905(c) (2003). This Court repeatedly has held
that both the awarding of custody of a child and the award of
visitation rights constitute the exercise of a judicial function.
In re L.B., 181 N.C. App. __, __, 639 S.E.2d 23, __ (2007); In re
E.C., 174 N.C. App. 517, 522, 621 S.E.2d 647, 652 (2005); In re
Custody of Stancil, 10 N.C. App. 545, 552, 179 S.E.2d 844, 849
(1971). To give the custodian of the child authority to decide
when, where and under what circumstances a parent may visit his or
her child could result in a complete denial of the right and in any
event would be delegating a judicial function to the custodian.
Stancil, 10 N.C. App. at 552, 179 S.E.2d at 849. Thus, a trial
court is not permitted to grant the privilege of visitation to the
discretion of the guardian of the juveniles, as was done in the
instant case. E.C., 174 N.C. App. at 522, 621 S.E.2d at 652.
When the trial court has failed to make any findings of fact
that the parent either has forfeited his or her right to visitation
or that it is in the juvenile's best interest that visitation with
the parent be denied, the trial court 'should safeguard the
parent's visitation rights by a provision in the order defining and
establishing the time, place[,] and conditions under which suchvisitation rights may be exercised.' Id. (quoting Stancil, 10
N.C. App. at 552, 179 S.E.2d at 849). In the instant case, the
trial court's order makes no such findings of fact. Therefore, we
hold the trial court erred by failing to include an appropriate
visitation plan in its permanency planning review order. On
remand, the trial court is ordered to make sufficient findings of
fact regarding respondent's right to visitation with T.T. and A.T.
Should visitation be found to be in the best interest of the
juveniles, the trial court is ordered to provide a minimum outline
of visitation, such as the time, place, and conditions under which
visitation may be exercised. Id. at 523, 621 S.E.2d at 652.
In light of our decision on respondent's need for a guardian
ad litem, we do not address her final assignment of error.
Reversed and remanded with instructions.
Judges WYNN and STEELMAN concur.
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