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1. Homicide--involuntary manslaughter_culpable negligence--sufficiency of evidence
The trial court did not err by denying defendant's motion to dismiss the charge of
involuntary manslaughter, because a review of the evidence in the light most favorable to the
State revealed that: (1) defendant was holding a gun like one does when shooting a gun, the gun
discharged killing the victim, and the State's expert testified that the gun did not have a hair
trigger and it could not have been fired without actually pulling the trigger; and (2) there was
sufficient evidence of wantonness, recklessness, or other misconduct amounting to culpable
negligence.
2. Appeal and Error--preservation of issues--constitutional issue--failure to raise at
trial
The trial court did not err in an involuntary manslaughter case by failing to declare a
mistrial when it was informed that the jury was having difficulty in reaching a verdict, because:
(1) the constitutional issue of defendant's right to a jury trial was neither raised at the trial level
nor assigned as error; and (2) plain error review is unavailable for this issue.
3. Constitutional Law--effective assistance of counsel--failure to move for mistrial
Defendant was not denied effective assistance of counsel in an involuntary manslaughter
case based on his trial counsel's failure to move for a mistrial, because: (1) there was no reason
to believe that such a motion would have been granted; and (2) any potential error was not so
serious that a reasonable probability existed that the trial result would have been different absent
the error.
4. Sentencing--restitution--unsworn statements of prosecutor
The trial court erred in an involuntary manslaughter case by ordering defendant to pay
restitution to the victim's father in the amount of $12,850, because: (1) the amount of restitution
recommended by the trial court must be supported by evidence adduced at trial or at sentencing;
(2) the unsworn statements of the prosecutor do not constitute evidence and cannot support the
amount of restitution recommended; (3) even though defendant did not specifically object to the
trial court's entry of an award of restitution, this issue was preserved for appellate review under
N.C.G.S. § 15A-1446(d)(18); and (4) while it is true that silence under some circumstances may
be deemed assent, a stipulation's terms must nevertheless be definite and certain in order to
afford a basis for judicial decision.
ELMORE, Judge.
Michael Replogle, II (defendant) appeals his conviction for
involuntary manslaughter. After a careful review of the record, we
find no error in defendant's conviction of involuntary
manslaughter. However, because the State failed to produce any
evidence on the issue of restitution at sentencing, we remand for
resentencing on that issue.
Beginning 28 May 2005, defendant held a three-day unsupervised
party at his house.
(See footnote 1)
Defendant was sixteen years old at the time.
On the morning of 30 May 2005, defendant, accompanied by his
friends Jessica Parsons (Parsons), Tina Harmon (Harmon), and
Tabitha Bumgardner (Bumgarnder), was unloading several guns in his
living room. According to defendant, one of the guns jammed as he
was attempting to remove a bullet from its chamber. As he
struggled to dislodge the bullet, the gun went off, fatally
shooting Bumgardner. Defendant was indicted for involuntary
manslaughter, and was found guilty by a jury. He now appeals his
conviction.
[1] Defendant first contends that the trial court erred in
denying his motion for dismissal due to insufficient evidence. Inruling on a defendant's motion to dismiss, the trial court should
consider if the state has presented substantial evidence on each
element of the crime and substantial evidence that the defendant is
the perpetrator. State v. Fowler, 353 N.C. 599, 621, 548 S.E.2d
684, 700 (2001) (citations omitted). The elements of involuntary
manslaughter are: (1) an unintentional killing; (2) proximately
caused by either (a) an unlawful act not amounting to a felony and
not ordinarily dangerous to human life, or (b) culpable
negligence. State v. Hudson, 345 N.C. 729, 733, 483 S.E.2d 436,
439 (1997) (citing State v. McGill, 314 N.C. 633, 637, 336 S.E.2d
90, 92 (1985)). The evidence should be viewed in the light most
favorable to the state, with all conflicts resolved in the state's
favor. . . . If substantial evidence exists supporting defendant's
guilt, the jury should be allowed to decide if the defendant is
guilty beyond a reasonable doubt. Fowler, 353 N.C. at 621, 548
S.E.2d at 700 (citations omitted). Because the State provided
sufficient evidence to send the case to the jury, defendant's
contention is without merit.
The State, both at trial and on appeal, relies primarily upon
the following evidence: (1) that defendant was holding the gun
like one does when one shoots a gun, (2) that the gun discharged,
killing Bumgardner, and (3) that the State's expert testified that
the gun did not have a hair trigger and that it could not have been
fired without actually pulling the trigger. Reviewing this
evidence in the light most favorable to the State, we must agreewith the State's contention that this evidence was sufficient to
justify the trial court's denial of defendant's motion.
There is no doubt that defendant unintentionally killed
Bumgardner. Moreover, the State does not seriously contend that
defendant was engaged in any sort of illegal activity at the time
of the shooting. The sole issue before this Court is therefore
whether defendant was culpably, or criminally, negligent.
Though not cited in either party's brief, this Court has
decided a case factually indistinguishable from the case at hand.
State v. McAdams, 51 N.C. App. 140, 275 S.E.2d 500 (1981). In
McAdams, the defendant was cleaning and oiling a recently purchased
rifle while sitting on a couch with his wife. Id. at 142, 275
S.E.2d at 502. He loaded the weapon, and pointed it out the front
of his house, which happened to be on the same side of him as his
wife. Id. Noticing that the bolt of the gun was stuck in the back
position the defendant slammed the bolt forward in an attempt to
place it back in the forward position. Id. The gun fired, fatally
shooting his wife. Id. The McAdams court, noting that [c]ulpable
negligence is more than the actionable negligence often considered
in tort law, and is such recklessness or carelessness proximately
resulting in injury or death as imports a thoughtless or needless
indifference to the rights and safety of others, concluded in that
case that there was sufficient evidence of wantonness,
recklessness, or other misconduct amounting to culpable negligence
to support a verdict of involuntary manslaughter. Id. at 143, 275
S.E.2d at 502. Because we are unable to distinguish the presentcase from McAdams, we must hold that there was no error in the
trial court's decision.
[2] Defendant next contends that it was error or plain error
for the trial court to fail to declare a mistrial when informed
that the jury was having difficulty in reaching a verdict. This
contention is without merit.
Defendant argues that although he failed to object at the
trial level, the issue is nevertheless preserved for appeal as it
affects his constitutional right to a jury trial. Constitutional
issues not raised and passed upon at trial will not be considered
for the first time on appeal. State v. Lloyd, 354 N.C. 76, 86-87,
552 S.E.2d 596, 607 (2001) (citing State v. Benson, 323 N.C. 318,
322, 372 S.E.2d 517, 519 (1988). [The] 'scope of appellate review
is limited to the issues presented by assignments of error set out
in the record on appeal; where the issue presented in the
appellant's brief does not correspond to a proper assignment of
error, the matter is not properly considered by the appellate
court.' Walker v. Walker, 174 N.C. App. 778, 781, 624 S.E.2d 639,
641 (2005) (quoting Bustle v. Rice, 116 N.C. App. 658, 659, 449
S.E.2d 10, 11 (1994)). Because the constitutional issue was
neither raised at the trial level nor assigned as error, we will
not consider it on appeal.
(See footnote 2)
Moreover, plain error review isunavailable for this issue. See State v. McCall, 162 N.C. App. 64,
70, 589 S.E.2d 896, 900 (2004) (holding that plain error review is
unavailable to appellants contending that the trial court failed to
declare a mistrial because the North Carolina Supreme Court has
restricted review for plain error to issues 'involving either
errors in the trial judge's instructions to the jury or rulings on
the admissibility of evidence.'). Accordingly, we decline to
further address this assignment of error.
[3] In a similar vein, defendant contends that he was denied
effective assistance of counsel by his trial representation's
failure to move for a mistrial. Because there is no reason to
believe that such a motion would have been granted, this contention
is without merit.
In order to prevail on an ineffective assistance of counsel
claim, defendant must not only prove that his trial counsel was
deficient, he must also show that the deficient performance
prejudiced his defense. See, e.g., State v. Augustine, 359 N.C.
709, 718, 616 S.E.2d 515, 524 (2005). Defendant fails to establish
that there was a likelihood of success had his trial counsel moved
for a mistrial; he therefore fails to show ineffective assistance
of counsel.
The issues of the length of deliberations and the possibility
of jury deadlock are addressed in N.C. Gen. Stat. § 15A-1235
(2005). That statute allows a trial judge to declare a mistrial:If it appears that there is no reasonable possibility of
agreement, the judge may declare a mistrial and discharge the
jury. Id. at § 15A-1235(d). However, the use of the word may
makes clear that the decision to do so is at the judge's
discretion. Contrary to defendant's contention that it was
clearly incumbent upon the judge to declare a mistrial, this
statute does not mandate the declaration of a mistrial; it merely
permits it. State v. Darden, 48 N.C. App. 128, 133, 268 S.E.2d
225, 228 (1980) (internal quotations omitted). In fact, the
action of the judge in declaring or failing to declare a mistrial
is reviewable only in case of gross abuse of discretion. Id.
Thus, even assuming that defendant's trial counsel should have
moved for mistrial, the fact that defendant fails to show any
likelihood of the trial court granting that motion precludes this
Court from holding that defendant's counsel was ineffective.
Simply put, any potential error was not so serious that a
reasonable probability exists that the trial result would have been
different absent the error. Augustine, 359 N.C. at 718, 616
S.E.2d at 524 (quotations and citations omitted).
[4] Finally, defendant contends that the trial court erred in
ordering him to make restitution to the victim's father in the
amount of $12,850.00. He claims that because the prosecutor
provided the only information regarding the amount of restitution
owed, and because such prosecutorial statements do not constitute
evidence, he is entitled to a new hearing on the issue of
restitution. Defendant further contends that the fact that hefailed to object at trial does not make the issue unappealable.
Defendant is correct in both assertions.
It is uncontested that [t]he amount of restitution
recommended by the trial court must be supported by evidence
adduced at trial or at sentencing. State v. Shelton, 167 N.C.
App. 225, 233, 605 S.E.2d 228, 233 (2004) (quoting State v. Wilson,
340 N.C. 720, 726, 459 S.E.2d 192, 196 (1995)). Furthermore, this
Court has held that the unsworn statements of the prosecutor . .
. [do] not constitute evidence and cannot support the amount of
restitution recommended. State v. Buchanan, 108 N.C. App. 338,
341 423 S.E.2d 819, 821 (1992).
The State concedes that there is recent case law supportive
of the defendant's contention, holding that even where a defendant
does not specifically object to the trial court's entry of an
award of restitution, this issue is deemed preserved for appellate
review under N.C. Gen. Stat. § 15A-1446(d)(18). Shelton, 167 N.C.
App. at 233, 605 S.E.2d 228, 233 (citing State v. Reynolds, 161
N.C. App. 144, 149, 587 S.E.2d 456, 460 (2003)). However, the
State argues that our Supreme Court's recent opinion in State v.
Alexander, 359 N.C. 824, 616 S.E.2d 914 (2005), necessitates our
holding that defendant's silence at trial bars his appeal of the
issue. In this, the State is simply incorrect. Alexander speaks
primarily to the issue of stipulation to prior record level. See,
e.g., id. at 829, 616 S.E.2d at 918. Moreover, in Alexander, the
trial court asked defense counsel whether he would 'stipulate to
the worksheet' to which defense counsel responded 'Yes, sir.' Id.
at 826, 616 S.E.2d at 916. While it is true that [s]ilence, undersome circumstances, may be deemed assent, a stipulation's terms
must nevertheless be definite and certain in order to afford a
basis for judicial decision, and it is essential that they be
assented to by the parties or those representing them. Id. at
828, 616 S.E.2d at 917 (quotations and citations omitted). In view
of our recent decisions in Shelton, Wilson, and Buchanan, which go
specifically to the issue of restitution, we are unpersuaded by the
State's attempt to broadly read Alexander. We therefore remand to
the trial court with instructions to rehear the issue of
restitution.
Accordingly, while we find no error in defendant's conviction
of involuntary manslaughter, we reverse on the issue of restitution
and remand to the trial court for resentencing consistent with this
decision.
No error in part, reversed and remanded with instructions in
part.
Chief Judge MARTIN and Judge JACKSON concur.
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