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1. Motor Vehicles--driving while impaired--requested instruction--testimony of
interested witnesses--uniformed police officers
The trial court did not err in a driving while impaired case by
failing to give N.C. Pattern Jury Instruction 104.20, testimony of interested witnesses, with
respect to the testimony of a uniformed officer who investigated the case because: (1) where
officers are in uniform in the performance of their routine duties as in the instant case, our
Supreme Court has held that it is improper to single them out as a class of witnesses that may be
less credible due to their potential interest in the outcome of the case; and (2) there was no
evidence indicating the officer had any particular interest in the case that would cloud his
credibility.
2. Sentencing--aggravating factors--failure to submit to jury--harmless error analysis
The trial court committed harmless error in a driving while impaired case by sentencing
defendant to an enhanced sentence based on aggravating factors that were not proven to a jury
beyond a reasonable doubt, including that the negligent driving of defendant led to an accident
causing property damage in excess of $500 and the negligent driving of defendant led to an
accident causing personal injury, because: (1) a common law procedural mechanism existed for
submission of aggravating factors to the jury in that North Carolina permits the submission of
aggravating factors to a jury using a special verdict; and (2) the overwhelming and
uncontroverted testimony at trial was that defendant totaled the victim's car and that one of the
occupants of the car was bleeding from her face after the accident and was subsequently treated
at the emergency room.
3. Sentencing--range--driving while impaired
The trial court did not err in a driving while impaired case by giving defendant a
minimum and maximum sentence, because: (1) contrary to defendant's assertion, State v.
Weaver, 91 N.C. App. 413 (1988), does not address whether a judge may impose a sentence
range for convictions of driving while impaired; and (2) the face of N.C.G.S. § 20-179 provides
for a sentencing range.
Roy Cooper, Attorney General, by Patricia A. Duffy, Assistant
Attorney General, for the State.
Robert W. Ewing for defendant-appellant.
MARTIN, Chief Judge.
Defendant appeals from a judgment entered upon a jury verdict
finding him guilty of driving while impaired in violation of
N.C.G.S. § 20-138.1.
The evidence at trial tended to show that on 27 October 2004
at approximately 6:45 p.m., Angela Carter was driving her vehicle
in Mecklenburg County, North Carolina. Ms. Carter's
fourteen-year-old daughter and ten-year-old son were passengers in
the vehicle. As Ms. Carter was about to make a left-hand turn,
defendant's vehicle hit the right side of her vehicle, causing it
to spin across the street. Ms. Carter's vehicle was heavily
damaged and was towed from the scene. The following day, Ms.
Carter took her children to the emergency room, where glass was
removed from her daughter's head and her cuts were bandaged.
Officers from the Charlotte-Mecklenburg Police Department
responded to the scene of the accident. Officer Webster
interviewed defendant and noticed that defendant's eyes were red
and glassy and that he smelled of alcohol. Defendant told Officer
Webster that he had three beers prior to driving that evening.
Officer Webster asked defendant to perform the walk-and-turn field
sobriety test. Defendant stepped off the line and turned right
instead of left as he had been instructed. Officer Webster then
asked defendant to stand on one leg. Defendant was unsuccessful at
this second field sobriety test, giving up after twelve seconds.
Based on these field sobriety tests, Officer Webster formed a
belief that defendant was impaired, arrested him, and took him tothe Mecklenburg County Intake Center. An Intoxilyzer test was
administered at 9:33 p.m., showing an alcohol concentration of
0.07.
Defendant presented no evidence, and a jury found him guilty
of driving while impaired. At the sentencing hearing, the trial
court found by a preponderance of the evidence the existence of two
aggravating factors: (1) [t]he negligent driving of the defendant
led to an accident causing property damage in excess of $500.00
and (2) [t]he negligent driving of the defendant led to an
accident causing personal injury, as well as two mitigating
factors. The trial court found the aggravating factors outweighed
the mitigating factors and imposed Level Three punishment,
sentencing defendant to a minimum term of 45 days and a maximum
term of 120 days in prison, which was suspended, and defendant was
placed on probation, subject to a condition that he serve three
days in jail.
[1] Defendant's first argument on appeal is that the trial
court erred in failing to give N.C. Pattern Jury Instruction
104.20, Testimony of Interested Witnesses, with respect to the
testimony of Officer Webster. Defendant argues he is entitled to
a new trial, citing State v. Love, 229 N.C. 99, 47 S.E.2d 712
(1948), State v. Boynton, 155 N.C. 456, 71 S.E. 341 (1911), and
State v. Black, 34 N.C. App. 606, 239 S.E.2d 276 (1977). We
conclude these cases are distinguishable from the present case andare inapposite. Love and Boynton involved plain clothes detectives
buying liquor from defendants during prohibition. Love, 229 N.C.
at 100, 47 S.E.2d at 713; Boynton, 155 N.C. at 461, 464, 71 S.E. at
344. Black involved an undercover agent buying marijuana from
defendant. Black, 34 N.C. App. at 608, 239 S.E.2d at 277. These
cases focus on the notion that detectives assigned to work
undercover to gather evidence about suspected criminal activity of
a specific nature committed by a defendant may have more of an
interest in the outcome of a trial than do other witnesses. See
Love, 229 N.C. at 103, 47 S.E.2d at 715; Boynton, 155 N.C. at 464,
71 S.E. at 344.
Conversely, in situations such as the present case, where the
officers were in uniform in the performance of their routine
duties, our Supreme Court has held that it is improper to single
them out as a class of witnesses that may be less credible due to
their potential interest in the outcome of the case. State v.
Hunt, 345 N.C. 720, 726, 483 S.E.2d 417, 421 (1997); State v.
Williams, 333 N.C. 719, 733, 430 S.E.2d 888, 895 (1993).
In Williams, the Court held that it was not error for the
trial court judge to refuse to give a jury instruction that states
in pertinent part: [I]t is quite legitimate for defense counsel
to try to attack the credibility of a law enforcement witness on
the grounds that his testimony may be colored by a personal or
professional interest in the outcome of the case. Williams, 333
N.C. at 732, 430 S.E.2d at 895. In explaining why the trial court correctly refused to give
such an instruction, the Court noted:
The law has recognized that some witnesses,
the accomplice and informant, for example,
should in some circumstances be the subject of
a cautionary instruction when requested. But
it would be a dismal reflection on society to
say that when the guardians of its security
are called to testify in court under oath,
their testimony must be viewed with suspicion.
This would be tantamount to saying that police
officers are inherently untrustworthy. The
cure for unreliable police officers is not to
be found in such a shotgun approach.
Id. at 732, 430 S.E.2d at 895 (quoting Bush v. United States, 375
F.2d 602, 604 (D.C. Cir. 1967)). The Court went on to state that
instructions about the testimony of interested witnesses are proper
in certain situations, but only when there is evidence that would
cast doubt upon the truthfulness and objectivity of the witness.
Id. at 733, 430 S.E.2d at 895. In the present case, there was no
evidence indicating that Officer Webster had any particular
interest in the case that would cloud his credibility, and the
trial court did not err in refusing to give the requested
instruction with regard to his testimony.
[2] Defendant's second argument on appeal is that the trial
court erred by sentencing defendant to an enhanced sentence based
on aggravating factors that were not proven to a jury beyond a
reasonable doubt. We first note that defendant failed to object to
this error at the sentencing hearing. Under N.C.R. App. P.
10(b)(1), failure to object at the trial level generally precludes
an issue from being reviewed on appeal. This Court, however, hasheld that [a]n error at sentencing is not considered an error at
trial for the purpose of Rule 10(b)(1) because this rule is
'directed to matters which occur at trial and upon which the trial
court must be given an opportunity to rule in order to preserve the
question for appeal.' State v. Curmon, 171 N.C. App. 697, 703,
615 S.E.2d 417, 422 (2005) (quoting State v. Hargett, 157 N.C. App.
90, 93, 577 S.E.2d 703, 705 (2003)). Therefore, this issue is
properly before this Court. See N.C. Gen. Stat. § 15A-1446(d)(18);
State v. Harris, 175 N.C. App. 360, 363, 623 S.E.2d 588, 590
(2006); State v. Canady, 330 N.C. 398, 401, 410 S.E.2d 875, 878
(1991). Consequently, we turn to the merits of defendant's
argument.
Under Apprendi v. New Jersey, 530 U.S. 466, 120 S. Ct. 2348,
147 L. Ed. 2d 435 (2000), [o]ther than the fact of a prior
conviction, any fact that increases the penalty for a crime beyond
the prescribed statutory maximum must be submitted to a jury, and
proved beyond a reasonable doubt. Id. at 490, 120 S. Ct. at 2362-
63, 147 L. Ed. 2d at 455. For purposes of applying Apprendi, the
U.S. Supreme Court in Blakely v. Washington, 542 U.S. 296, 124 S.
Ct. 2531, 159 L. Ed. 2d 403 (2004), stated:
[T]he relevant statutory maximum is not the
maximum sentence a judge may impose after
finding additional facts, but the maximum he
may impose without any additional findings.
When a judge inflicts punishment that the
jury's verdict alone does not allow, the jury
has not found all the facts which the law
makes essential to the punishment, and the
judge exceeds his proper authority.
Id. at 303-04, 124 S. Ct. at 2537, 147 L. Ed. 2d at 413-14
(citation omitted) (quoting 1 J. Bishop, Criminal Procedure, § 87,
at 55 (2d ed. 1872)).
In the present case, the court sentenced defendant to a Level
Three punishment based upon findings of two aggravating factors
and that the aggravating factors substantially outweighed the
mitigating factors, without submitting the factors to the jury.
Absent a finding of aggravating factors, a defendant convicted of
driving while impaired is subject to either Level Four or Level
Five punishment, depending on whether mitigating factors exist.
N.C. Gen. Stat. § 20-179(f). Here the court imposed a more severe
Level Three punishment based upon aggravating factors that the
court found using a preponderance of the evidence standard. See
N.C. Gen. Stat. § 20-179(f)(1), (i). This imposition of an
aggravated sentence constitutes error under Blakely because the
defendant received a sentence beyond the statutory maximum based
upon aggravating factors that were not found by a jury based upon
proof beyond a reasonable doubt.
Pursuant to a case which has subsequently been withdrawn, our
Supreme Court has treated errors under Blakely as structural errors
that are reversible per se. State v. Allen, 359 N.C. 425, 449, 615
S.E.2d 256, 272 (2005), withdrawn, 360 N.C. 569, 635 S.E.2d 899
(2006). However, in a recent case, Washington v. Recuenco, 126 S.
Ct. 2546, 165 L. Ed. 2d 466 (2006), the United States Supreme Court
held that [f]ailure to submit a sentencing factor to the jury . .
. is not structural error. Id. at 2553, 165 L. Ed. 2d at 477. Thereafter, our Supreme Court has held in State v. Blackwell, 361
N.C. 41, ___ S.E.2d ___ (2006), that according to Recuenco, the
failure to submit a sentencing factor to the jury is subject to
harmless error review. Id. at 44, ___ S.E.2d at ___. The Recuenco
Court also suggested that if the respondent in the case could have
shown a lack of procedure for having a jury determine the
applicability of aggravating factors, then the Blakely violation in
that case would not have been harmless. Recuenco, 126 S. Ct. 2550
at 2550, 165 L. Ed. 2d at 471. In order to determine whether the
Blakely error in this case was harmless, we must first consider
whether a procedural mechanism existed at his trial.
In response to the ruling in Blakely, the North Carolina
General Assembly enacted a procedure for aggravating factors to be
proven to a jury under N.C.G.S. § 15A-1340.16. Pursuant to §
15A-1340.10, however, the structured sentencing scheme set out in
Article 81B of Chapter 15A does not apply to cases involving a
charge of driving while impaired. Instead, sentencing for a
conviction of driving while impaired is governed by N.C.G.S. §
20-179. Section 20-179(d) states that [t]he judge must determine
. . . whether any . . . aggravating factors . . . apply to the
defendant. The evidentiary standards on which such a
determination is to be made are set out in N.C.G.S. § 20-179(o):
In the sentencing hearing, the State must prove any grossly
aggravating or aggravating factor by the greater weight of the
evidence . . . . Defendant argues that N.C.G.S. § 20-179 does not
provide a procedural mechanism for aggravating factors to bepresented to a jury and therefore the Blakely error is not
harmless.
The defendant in Blackwell also argued that the lack of
procedural mechanism for submitting aggravating factors to the jury
rendered the Blakely error in his case not harmless. In Blackwell,
however, the lack of procedural mechanism stemmed from the fact
that the Blakely Act had not been passed at the time of the
defendant's trial. Our Supreme Court in Blackwell rejected
defendant's argument and pointed out its logical shortcoming,
noting [t]here is no meaningful difference between having a
procedural mechanism and not using it, and not having a procedural
mechanism at all. Blackwell, 361 N.C. at 46, ___ S.E.2d at ___.
The Court further wrote: Moreover, even assuming this language in
Recuenco was intended to limit the scope of federal harmless error
analysis, it is of no practical consequence, as North Carolina law
independently permits the submission of aggravating factors to a
jury using a special verdict. Id. Having concluded that there is
no lack of procedural mechanism, the Court applied harmless error
analysis according to Neder v. United States, 527 U.S. 1, 9, 119 S.
Ct. 1827, 1834, 144 L. Ed. 2d 35, 47 (1999).
Applying the Court's reasoning in Blackwell to the facts in
the present case, we conclude that despite the exclusion of a
procedural mechanism in the North Carolina General Statutes for the
submission of aggravating factors in a charge of driving while
impaired, a common law procedural mechanism existed through the use
of a special verdict. See Blackwell, 361 N.C. at 46-47, ___ S.E.2dat ___ (noting that the use of special verdicts in criminal trials
is well-settled under our common law); State v. Underwood, 283
N.C. 154, 163, 195 S.E.2d 489, 494 (1973) ([S]pecial verdicts are
permissible in criminal cases.). Accordingly, we review the
Blakely error in this case for harmless error according to Neder.
Neder requires this Court to determine from the record whether the
evidence against the defendant was so 'overwhelming' and
'uncontroverted' that any rational fact-finder would have found the
disputed aggravating factor beyond a reasonable doubt. Blackwell,
361 N.C. at 49, ___ S.E.2d at ___ (citing Neder, 527 U.S. at 9, 119
S. Ct. at 1834, 144 L. Ed. 2d at 47).
In the present case, the aggravating circumstances that the
trial court found were: The negligent driving of the defendant led
to an accident causing property damage in excess of $500; and
[t]he negligent driving of the defendant led to an accident
causing personal injury. The overwhelming and uncontroverted
testimony at trial was that defendant totaled the victim's Toyota
Corolla and that one of the occupants of the car was bleeding from
her face after the accident and was subsequently treated at the
emergency room. Accordingly, the error of not submitting the
aggravating factors to the jury so that they could be found beyond
a reasonable doubt was harmless error, and we uphold the sentence.
[3] Defendant's final argument on appeal is that it was error
for the trial judge to give defendant a minimum and maximum
sentence for driving while impaired because N.C.G.S. § 20-179 only
allows a judge to give defendant an actual sentence, rather than a
sentence range. Defendant cites State v. Weaver, 91 N.C. App. 413,
371 S.E.2d 759 (1988), in support of this argument. Weaver,however, addresses a judge's ability to weigh aggravating factors
against mitigating factors and does not address whether a judge may
impose a sentence range for convictions of driving while impaired.
Id. at 417, 371 S.E.2d at 761.
Pursuant to the sentencing statute itself, each level of
punishment sets out a sentencing range. For example, N.C.G.S. §
20-179(i) states: A defendant subject to Level Three punishment
. . . shall be sentenced to a term of imprisonment that includes a
minimum term of not less than 72 hours and a maximum term of not
more than six months. Thus, the face of the statute provides for
a sentencing range. Therefore, the trial judge does not err when
stating both a minimum and maximum sentence.
No error.
Judges TYSON and CALABRIA concur.
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