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1. Jury--selection--trial judge excused himself from courtroom
Although the trial court erred in a trafficking in cocaine by possession and trafficking in
cocaine by transportation case by excusing himself from the courtroom during jury selection and
failing to decide all questions about the competency of the jurors as required by N.C.G.S. § 15A-
1211(b) by allowing the attorneys to stipulate to the removal of jurors for cause, defendant failed
to show that he was prejudiced in any way by this error.
2. Appeal and Error_-record--confidential informant
--failure to seal file for appellate
review
The trial court did not err in a trafficking in cocaine by possession and trafficking in
cocaine by transportation case by failing to seal the confidential informant's file for appellate
review, because: (1) the State did not request a protective order since the discovery statutes did
not require the State to disclose information about the confidential informant who was not
testifying at trial; and (2) the confidential informant's identity was not known.
3. Criminal Law--denial of motion for mistrial--prosecutor's reference to defendant's
detainment in jail and postarrest exercise of right to silence
The trial court did not err in a trafficking in cocaine by possession and trafficking in
cocaine by transportation case by denying defendant's motions for a mistrial based on the
prosecutor's reference to defendant's detainment in jail and his postarrest exercise of his right to
silence, because: (1) proper curative actions were taken by the court and no prejudicial effect
resulted; (2) the incompetent evidence that defendant was incarcerated was first referenced by
defendant himself, and curative instructions were given; and (3) our Supreme Court has held that
so long as improper questions are not persistently repeated, the trial court's decision to sustain
defense counsel's objection is sufficient to prevent any prejudicial error.
4. Evidence--hearsay--not offered for truth of matter asserted--explanation for
officer's presence
The trial court did not err in a trafficking in cocaine by possession and trafficking in
cocaine by transportation case by admitting certain testimony by two detectives even though
defendant contends it constituted inadmissible hearsay, because: (1) the testimony was presented
to explain the officers' presence at the pertinent locations, and it was not presented for the truth
of the matter asserted; (2) no admission of hearsay occurred, and thus plain error analysis was
unnecessary; and (3) in addition to the inapplicability of United States v. Silva, 380 F.3d 1019
(2004), cited by defendant, a Seventh Circuit ruling is not binding on the Court of Appeals.
5. Evidence--testimony--undisclosed witness
The trial court did not err in a trafficking in cocaine by possession and trafficking in
cocaine by transportation case by excluding a witness's testimony regarding the reliability of
confidential informants, because: (1) it was within the trial court's discretion to deny defendant's
request to allow an undisclosed witness to testify during the trial as either an expert or as a lay
witness; and (2) the witness's potential testimony was not in the interest of justice.
Roy Cooper, Attorney General, by Jennie W. Hauser for the
State
.
Linda B. Weisel, for the defendant-appellee
.
ELMORE, Judge.
On 7 June 2005, Jose Leyva (defendant) was convicted by a jury
in Mecklenburg County of trafficking in cocaine by possession and
trafficking in cocaine by transportation. He was sentenced to 175
to 219 months in prison. It is from this conviction that defendant
appeals.
On 31 August 2004, defendant was involved in a drug deal with
undercover agents of the Charlotte Mecklenburg Police Department
(CMPD). On 30 August 2004, defendant met with a confidential
informant working for the CMPD at Salsa's Restaurant, and Detective
James Almond made an audiotape of the conversation between
defendant and the informant. The informant told Detective Almond
that the meeting was to discuss at least a quarter kilogram cocaine
deal, and Detective Almond in turn told this information to
Detective Steve Whitzel. Detective Andre Briggs testified that
Detective Almond told him that the defendant was going to deliver
a half kilo to Detective [Kelly] Little and a confidential
informant. On the evening of 31 August 2004, Detectives Briggsand Whitzel set up surveillance of the defendant's apartment and
the apartment complex where the cocaine sale was supposed to be
made.
At approximately 10:30 p.m., Detective Little, working
undercover, met with defendant and two other men. Defendant,
Detective Little and the informant walked to defendant's car and
defendant tossed a McDonald's bag that had been in the front
passenger seat into the back seat. Detective Little reached into
the back seat and looked inside the McDonald's bag, which appeared
to contain a half kilogram block of cocaine. Detective Little told
defendant that it looked good and took the block of cocaine back
to his car, accompanied by the informant and defendant. The other
police detectives then arrived and arrested all three men.
Defendant contends that his convictions for trafficking
cocaine should be vacated and that he is entitled to a new trial.
He presents the following five arguments: (I)
the trial court
erroneously failed to exercise its statutory duty to decide all
questions concerning the competency of jurors
; (II)
the trial court
erroneously failed to follow its constitutional and statutory
obligation to seal and preserve a confidential informant's file in
the record for appellate review
; (III)
the trial court erroneously
denied defendant's motions for a mistrial based on improper
questions
by the prosecutor; (IV)
the trial court erroneously
admitted statements by Detectives Whitzel and Briggs in violation
of defendant's constitutional right to confrontation and state
evidence rules; and (V)
the trial court erroneously excludeddefendant's expert witness, Ron Guerrette.
After careful review,
we find no error in defendant's trial.
Court: Well, let's hear what he's going to say
outside the presence of the jury.
Witness: I didn't receive from the informant.
I received from Detective Almond that Mr.
Leyva and the informant were going to meet at
Salsa's Restaurant and discuss at least a
quarter kilo deal of cocaine.
Court: Okay. Do you object to that?
Defendant: That's two levels of hearsay, Your
Honor. And it's very prejudicial, for the
reason that the informant is not going to be
testifying. It is offered for the truth of
the matter asserted. And this witness has no
basis of knowledge of that fact that I'm aware
of.
State: Your Honor, actually it's not offered
for the truth of the matter asserted. It's
merely offered to show why Detective Whitzel
was at that specific location at that
particular time.
. . .
State: Mr. Tin is alleging there was
entrapment in this case, Your Honor. That's
the only way the State can rebut the
entrapment issue throughout this trial, is to
have that information from the confidential
informant.
There are no Crawford issues because it
is not testimonial, it's not coming from the
police officer.
We're not offering it for the truth of
the matter asserted, merely to show why he was
at that particular location at that particular
date.
The judge allowed the testimony and defendant failed to object
to its admission.
Because defendant failed to object to the
admission of this evidence and preserve for appellate review the
question of its admissibility, defendant assigns and argues that
the error is plain error. In criminal cases, a question which was
not preserved by objection noted at trial . . . may be made the
basis of an assignment of error where the judicial action
questioned is specifically and distinctly contended to amount to
plain error. N.C.R. App. P. 10(c)(4) (2005). Plain error is
error so fundamental as to amount to a miscarriage of justice orwhich probably resulted in the jury reaching a different verdict
than it otherwise would have reached. State v. Bagley, 321 N.C.
201, 213, 362 S.E.2d 244, 251 (1987), cert. denied, 485 U.S. 1036,
99 L. Ed. 2d 912 (1988) (citing State v. Walker, 316 N.C. 33, 340
S.E.2d 80 (1986); State v. Odom, 307 N.C. 655, 300 S.E.2d 375
(1983)).
Defendant argues that the admission of Detective Whitzel's
testimony about the information given to Detective Almond by the
confidential informant violated defendant's Sixth Amendment rights
and constitutes plain error. Defendant relies on a Crawford
argument that [w]here testimonial evidence is at issue . . . the
Sixth Amendment demands what the common law required:
unavailability [of the declarant] and a prior opportunity for
cross-examination before out-of-court statements can be admitted
at trial. Crawford v. Washington, 541 U.S. 36, 68, 158 L. Ed. 2d
177, 203 (2004). Defendant correctly asserts that the trial court
did not make a determination that the informant was unavailable,
nor did defendant have an opportunity to cross-examine informant.
However, defendant incorrectly categorizes the evidence as
testimonial. Here, the evidence was introduced to explain the
officers' presence at Salsa's Restaurant that night, not for the
truth of the matter asserted. No admission of hearsay occurred,
and thus analysis of the plain error argument is unnecessary.
A later witness, Detective Briggs, testified that he
participated in the surveillance of defendant's apartment at the
request of Detective Almond, which request was founded oninformation provided by the confidential informant. When asked to
explain why he was outside defendant's home, Detective Briggs
responded that, On that day, I was given information by Detective
Almond that this subject was going to deliver a half kilo to
Detective Little and a confidential informant. Defendant did not
object to this testimony during the trial, and so must prove the
admission of Briggs' testimony was plain error. However, analysis
of the plain error argument is again unnecessary because, as with
the previous statement, this testimony was introduced to explain
Detective Briggs' presence outside of defendant's apartment rather
than the truth of the matter asserted.
Defendant also asserts that these two statements violated Rule
802 of the North Carolina Rules of Evidence because they are
inadmissible hearsay. As previously articulated, the statements
were admissible to explain the presence of the detectives, rather
than to prove that defendant sought to sell cocaine. Defendant
appears to argue that his case is similar to a Seventh Circuit case
holding that [a]llowing agents to narrate the course of their
investigation, and thus spread before juries damning information
that is not subject to cross-examination, would go far toward
abrogating the defendant's rights under the [S]ixth [A]mendment.
United States v. Silva, 380 F.3d 1019, 1020 (7th Cir. 2004).
However, the Silva court later states that:
There are no doubt times when the testimony
regarding a tip from an informant is relevant.
If a jury would not otherwise understand why
an investigation targeted a particular
defendant, the testimony could dispel an
accusation that the officers were officiousintermeddlers staking out [defendant] for
nefarious purposes. No such argument was made
in this case, however, and no other
explanation was given why the testimony would
be relevant.
Id. This situation is exactly
the one at play in this case. The
State specifically stated that Detective Whitzel's testimony was
admissible to explain why the detective was at Salsa's Restaurant,
and, had defendant objected to Detective Briggs' testimony, the
State probably could have again stated that the evidence was
offered to explain why defendant's house was under police
surveillance. In addition to the inapplicability of Silva to the
case at hand, a Seventh Circuit ruling is not binding on this
Court.
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