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1. Constitutional Law_right to silence_first waived, then invoked_cross-examination
There was no prejudicial error in a second-degree murder prosecution from a cross-
examination about a statement made by defendant after waiving his Miranda rights at the arrest
scene even though he later asserted his right to remain silent after being advised of his rights
again. The prosecutor was not attempting to capitalize on defendant's reliance on the Miranda
warnings and the questions were not an impermissible comment upon defendant remaining
silent. Moreover, the evidence against defendant was convincing and the jury would probably
have reached the same result without any error.
2. Constitutional Law_effective assistance to counsel_failure to object
Defendant's counsel was not ineffective in not objecting to portions of the prosecutor's
cross-examination of defendant. Defense counsel's actions did not fall below an objective
standard of reasonableness, and did not affect the outcome of the case.
Attorney General Roy A. Cooper, III, by Special Deputy
Attorney General Richard L. Harrison, for the State.
Miles & Montgomery, Attorneys, by Lisa Miles, for defendant-
appellant.
JACKSON, Judge.
On 7 March 2005, James Ezzell (defendant) was indicted for
murder, and on 16 November 2005, the jury found defendant guilty of
second-degree murder. The trial court sentenced defendant to a
minimum of 125 months imprisonment with a corresponding maximum of
158 months. The court also ordered defendant to pay restitution in
the amount of $14,850.03. Defendant gave timely notice of appeal. On 2 October 2004, defendant invited several friends and
family members to go four-wheeling with him on a trail in Wilson
County, North Carolina. Among the people defendant invited was
Jeff Winstead (Winstead), who, without defendant's prior
approval, invited Mark Carlini (Carlini) and Carlini's wife, Amy.
The group gathered at a cabin being rented by defendant, and
Carlini and his wife were introduced to defendant. The group then
rode their four-wheelers on the trails, stopping occasionally to
eat and drink beer.
At some point during the outing, the group stopped near a pond
and talked, during which time a heated conversation erupted
between Carlini and defendant. Carlini said to defendant, So
you're Frank Ezzell? . . . I remember you. . . . You're Frank
Ezzell, the old rabbit man. You used to sell rabbits. One of
defendant's friends invited on the trip explained that he could
tell tension was getting high. According to witnesses, Carlini
recounted a story from when he and a friend, Romek, were
teenagers, and defendant hit Romek in the head with a gun. Despite
his wife's requests to drop the matter, Carlini, who had consumed
over twelve beers during the day, became increasingly excited and
agitated, explaining that he was not some young dumb kid anymore
and telling defendant, I've been waiting 25 years to kick your
ass, old man. Defendant told Carlini, Don't start something,
and Carlini then gave defendant a wraparound hug, saying, It's
okay. Water under the bridge. Two witnesses testified that they
did not believe that Carlini squeezed defendant very hard,particularly since Carlini had a beer in one of his hands at the
time. Defendant, however, testified that Carlini squeezed the
breath out of him, squeezed him so hard his back popped, and
squeezed [him] so hard [he] wet in [his] pants. Defendant
further stated that after Carlini, who was a bigger and younger
man, put defendant down, Carlini threatened to kick [defendant's]
damn ass before this day is over with.
Immediately after this incident, defendant and his girlfriend,
Cynthia Edwards (Edwards), left the group. Two other members of
the group _ Robbie Jones (Jones) and Christopher Hobson
(Hobson) _ left the trails shortly thereafter. Once back at the
cabin, Jones and Hobson observed defendant yelling at Edwards and
telling her to go home. Jones attempted to persuade defendant to
drop the matter with Carlini: I pretty much told him _ I said,
'Just leave it alone.' I said Mark [Carlini] was a little mouthy,
just leave and we'll come back another day when he's not here and
ride. Defendant, however, responded by saying, I don't know if
I can do that. After helping Edwards with her four-wheeler, Jones
got into his truck. Jones explained he had never seen defendant
talk to Edwards in such a manner and stated to Hobson, I don't
know what Frank might do, he might kill that man.
Shortly after Jones left and approximately twenty-five to
thirty minutes after initially leaving Carlini and the others at
the pond, defendant went back up the trail on his four-wheeler,
leaving Edwards and Hobson at the cabin. Edwards expressed concern
about what defendant might do, stating that defendant probably hada gun. A few minutes later, Winstead and the Carlinis, who
remained at the pond, saw defendant on the trail, puttering up in
the distance, by which Winstead meant that defendant was just
driving around, puttering a little bit, slowly. Hobson returned
and informed the group of the need to leave, and then defendant
approached to within fifty yards of the group and told everyone
remaining, Ya'll have ten minutes to get off of my property.
Defendant left once again, and the group began to pack up
their belongings and leave the trail on their four-wheelers.
Carlini led the group, followed by his wife, then Hobson, and
Winstead in the rear. Hobson warned Winstead that defendant might
have a gun, and Winstead then warned Carlini's wife of that
possibility. Winstead caught up with Carlini and warned him,
Mark, he might have a gun. Don't say anything. Be good. Let's
just go.
As the group proceeded along the trail, Hobson noticed that
Carlini and defendant were riding approximately twenty-five feet
away from one another. Hobson, who was approximately one hundred
yards away at the time, observed that Carlini and defendant were
riding slowly and had their heads turned to each other. Hobson
testified, I could tell that they were talking, arguing, or
whatever it may be. But I could not hear what they were saying.
According to Hobson, at no time did Carlini attempt to ram
defendant on the four-wheeler. Hobson then attempted to catch up
with them, and when he was approximately twenty-five or thirty feetbehind them, he observed defendant pull out a gun and shoot
Carlini.
Hobson slammed on the brakes when he heard the gunshot, and he
saw that Carlini stopped his four-wheeler. Hobson and Carlini's
wife ran to Carlini, and Hobson testified that Mark said, 'I've
been shot,' or 'He shot me.' I can't remember which he said. Amy
thought he might have been joking at first because he was sitting
on his four-wheeler. I said, 'Let me check you.' I looked down his
side and I saw a hole in his shirt. Carlini then appeared to go
into shock, and he just slumped forward. Defendant meanwhile
left the scene, and Hobson did not see defendant after the
shooting. Defendant testified at trial that he drove away from the
scene and hid his guns under pine straw near a pine tree. After
Carlini slumped over on his four-wheeler, Carlini's wife jumped on
the four-wheeler and drove to the nearest residence where they
called 911. Carlini was pronounced dead at the hospital.
Police responded to the residence from which the 911 phone
call was placed, and Hobson showed the police where the shooting
had occurred. The police were alerted to be on the lookout for
defendant, and Detective J.T. Bass (Detective Bass) spotted
defendant on a four-wheeler in the distance. Detective Bass turned
to inform a fellow officer that he had spotted an individual that
matched defendant's description. Detective Bass testified, As I
turned back to look, the individual on the four-wheeler pretty much
did a circle turn and left . . . . Police officers continued to
search for defendant, and Deputy Steven Babcock (Deputy Babcock)eventually observed the defendant peeking over the top of the
beans in a nearby field. Deputy Babcock then apprehended and
arrested defendant. Defendant subsequently was indicted, and on 16
November 2005, the jury found defendant guilty of second-degree
murder.
[1] On appeal, defendant contends that the trial court erred
in permitting extensive cross-examination by the State questioning
defendant's exercise of his right to remain silent. We disagree.
At trial, defense counsel failed to object to those portions
of the cross-examination that defendant now challenges on appeal.
Accordingly, we review defendant's contentions under the plain
error standard. See State v. Augustine, 359 N.C. 709, 717, 616
S.E.2d 515, 523 (2005), cert. denied, __ U.S. __, 165 L. Ed. 2d 988
(2006).
[T]he plain error rule . . . is always to be
applied cautiously and only in the exceptional
case where, after reviewing the entire record,
it can be said the claimed error is a
fundamental error, something so basic, so
prejudicial, so lacking in its elements that
justice cannot have been done, or where [the
error] is grave error which amounts to a
denial of a fundamental right of the accused,
or the error has resulted in a miscarriage of
justice or in the denial to appellant of a
fair trial or where the error is such as to
seriously affect the fairness, integrity or
public reputation of judicial proceedings or
where it can be fairly said the instructional
mistake had a probable impact on the jury's
finding that the defendant was guilty.
State v. Odom, 307 N.C. 655, 660, 300 S.E.2d 375, 378 (1983)
(emphasis and alterations in original) (quoting United States v.McCaskill, 676 F.2d 995, 1002 (4th Cir.), cert. denied, 459 U.S.
1018, 74 L. Ed. 2d 513 (1982)).
As our Supreme Court has explained,
[i]t is well established that a criminal
defendant has a right to remain silent under
the Fifth Amendment to the United States
Constitution, as incorporated by the
Fourteenth Amendment, and under Article I,
Section 23 of the North Carolina Constitution.
A defendant's decision to remain silent
following his arrest may not be used to infer
his guilt, and any comment by the prosecutor
on the defendant's exercise of his right to
silence is unconstitutional. A statement that
may be interpreted as commenting on a
defendant's decision [to remain silent] is
improper if the jury would naturally and
necessarily understand the statement to be a
comment on the [exercise of his right to
silence.]
State v. Ward, 354 N.C. 231, 266, 555 S.E.2d 251, 273 (2001)
(alterations in original) (quoting State v. Mitchell, 353 N.C. 309,
326, 543 S.E.2d 830, 840.41, cert. denied, 534 U.S. 1000, 151 L.
Ed. 2d 389 (2001)). Furthermore, [o]nce a defendant has been
advised of his right to remain silent, 'it is a violation of
defendant's rights under the Fourteenth Amendment to the
Constitution of the United States to then impeach the defendant on
cross-examination by questioning him about the silence.' State v.
Quick, 337 N.C. 359, 367, 446 S.E.2d 535, 540 (1994) (quoting State
v. Hoyle, 325 N.C. 232, 236, 382 S.E.2d 752, 754 (1989)).
Nevertheless, a comment implicating a defendant's right to remain
silent, although erroneous, is not invariably prejudicial. Indeed,
such error will not earn the defendant a new trial if, after
examining the entire record, this Court determines that the errorwas harmless beyond a reasonable doubt. Ward, 354 N.C. at 251, 555
S.E.2d at 265 (internal citations omitted).
In the case sub judice, Deputy Babcock testified that he gave
defendant Miranda warnings at the scene of the crime. Defendant
nevertheless waived his rights and chose to answer Deputy Babcock's
questions without a lawyer present. En route to the patrol car,
defendant voluntarily informed Deputy Babcock that the firearm was
up by the barn where we were all at. Defendant attempted to show
officers where the firearm was located, although the firearm was
not recovered that evening. Deputy Babcock testified that
defendant asked about Carlini's condition and whether he was still
alive, to which Deputy Babcock responded that he did not know.
Defendant twice told Deputy Babcock that he shot Carlini in self-
defense. Deputy Babcock attempted to ascertain what happened that
day that led to the shooting, and during his testimony, Deputy
Babcock read from a statement he had prepared around the time of
the arrest:
DEPUTY BABCOCK: I asked Ezzell, What in the
world happened? Ezzell stated, The guy ran
me off the path into the ditch. I almost
flipped, so I shot him. I asked Ezzell,
Weren't ya'll hanging out together earlier
today? Ezzell answered, Yes. We were
drinking some beers. The guy kept looking at
me and said, 'I know you, you're Frank
Ezzell,' and then started talking about
something I was supposed to have done 20 years
ago. Ezzell stated that Mark later squoze
[sic] him so hard that he couldn't breathe.
Ezzell stated, You've seen him. He's a big
boy. As we approached my patrol car, Ezzell
stated, I bet you he don't call me an old
motherfucker anymore.
Detective Bass testified that after arriving at the sheriff's
office, defendant once again was given Miranda warnings. This
time, defendant asserted his right to remain silent.
After Deputy Babcock testified, defendant testified on his own
behalf. Defendant testified that Carlini threatened to break
defendant's back, that Carlini rode up behind defendant and almost
yanked defendant off his four-wheeler, and that Carlini tried to
run defendant over the embankment of the path. Defendant further
testified that Carlini was drunk and that he thought he saw Carlini
snorting cocaine.
During cross-examination of defendant, the following colloquy
took place:
PROSECUTOR: Now, you mentioned that you saw
him [Carlini] lean down across the four-
wheeler, you said you thought that he was
doing what appeared to be cocaine; is that
correct?
DEFENDANT: Yes.
PROSECUTOR: Now, you never told any law
enforcement officers about that, did you?
DEFENDANT: I didn't make a statement. When
they asked me if I wanted to make a statement
here, I didn't make a statement. The reason I
didn't make a statement, I felt like whatever
I said may get turned around.
PROSECUTOR: And you didn't tell them about the
repeated threats about breaking your back
either, did you?
DEFENDANT: I told you I didn't make a
statement. They asked me if I wanted to make
a statement. I did not make a statement.
PROSECUTOR: But you made a statement to the
initial officer that apprehended you.
DEFENDANT: No, I did not make a statement to
him either. What he is saying is what _ what
me and him were talking about. But I didn't
call myself making a _ necessarily a statement
to him. I felt like I was probably better off
not to say anything.
PROSECUTOR: But at that point you made a
general statement along the lines of I shot
him in self-defense, didn't you?
DEFENDANT: Yes.
PROSECUTOR: And that's all you added, you
didn't elaborate on that, you didn't tell
them, Look, here is where the four-wheeler
went off, did you?
DEFENDANT: I told him he ran me off a bank. I
didn't say he ran me down in a ditch. I said
he ran me off the bank.
PROSECUTOR: And you didn't tell them about the
use of cocaine, did you?
DEFENDANT: Uh-uh.
PROSECUTOR: And you didn't tell them about the
repeated threats of breaking you over his back
and I've been waiting 25 years for this moment
to get even with you?
DEFENDANT: I felt like the less I said to him
the better off I would be.
Defendant contends on appeal that [t]he gist of the cross-
examination was that Mr. Ezzell must be lying if he did not tell
law enforcement officers everything after receiving the Miranda
warnings, and that as a result, defendant's constitutional right
to remain silent was violated.
The State, meanwhile, contends that defendant waived his right
to review this issue. Here, there was no objection during the
portion of the cross-examination to which defendant now takes
exception, and there is no specific assertion of plain error indefendant's brief. Accordingly, defendant is not entitled to
review of this issue. See State v. Wilson, 340 N.C. 720, 734.35,
459 S.E.2d 192, 201 (1995); State v. Gardner, 315 N.C. 444, 447.48,
340 S.E.2d 701, 704.05 (1986).
Nevertheless, assuming arguendo that defendant had asserted
plain error in his brief, we hold that the prosecutor's cross-
examination of defendant does not constitute fundamental error,
something so basic, so prejudicial, so lacking in its elements that
justice cannot have been done. Odom, 307 N.C. at 660, 300 S.E.2d
at 378 (emphasis in original).
[T]here is no question that a defendant who takes the stand
relinquishes some constitutional rights. State v. Washington, 141
N.C. App. 354, 373, 540 S.E.2d 388, 401 (2000), disc. rev. denied,
353 N.C. 396, 547 S.E.2d 427 (2001). Regardless, under the facts
and circumstances presented, we hold defendant's constitutional
rights were not violated. First, defendant acknowledged that he
had spoken with Deputy Babcock at the scene of the crime, even
after receiving his Miranda warnings. See Gardner, 315 N.C. at 448,
340 S.E.2d at 705 (Defendant clearly indicated that he had not, in
fact, remained silent but had talked with a detective about the
matter.). Defendant waived his right to remain silent with
respect to comments made to Deputy Babcock at the scene of the
arrest, and thus, it was entirely appropriate for the prosecutor to
question defendant on what he told and did not tell Deputy Babcock
at that time. See State v. Westbrooks, 345 N.C. 43, 65, 478 S.E.2d
483, 497 (1996) (Such questioning makes no unfair use of silence,because a defendant who voluntarily speaks after receiving Miranda
warnings has not been induced to remain silent. As to the subject
matter of his statements, the defendant has not remained silent at
all. (quoting Anderson v. Charles, 447 U.S. 404, 408, 65 L. Ed. 2d
222, 226 (1980))). The prosecutor questioned defendant on his
reason for omitting from his voluntary discussion with Deputy
Babcock such important facts as that Carlini had been drunk and
possibly on cocaine and that Carlini had threatened defendant's
life several times prior to the shooting. It would have been
natural and expected for defendant to have mentioned such details
to Deputy Babcock. See State v. Fair, 354 N.C. 131, 156, 557 S.E.2d
500, 519 (2001) (Cross-examination can properly be made into why,
if the defendant's trial testimony . . . is true, he did not
include in his earlier statement the relevant information disclosed
at trial.), cert. denied, 535 U.S. 1114, 153 L. Ed. 2d 162 (2002);
see also State v. McGinnis, 70 N.C. App. 421, 424, 320 S.E.2d 297,
300 (1984). As such, [t]he prosecutor did not attempt to
capitalize on the defendant's reliance on the implicit assurances
of the Miranda warnings. State v. Mitchell, 317 N.C. 661, 667, 346
S.E.2d 458, 462 (1986). Accordingly, [w]hatever motives prompted
the cross-examination questions, neither they nor defendant's
responses constituted an impermissible comment upon the defendant's
invocation of his constitutional right to remain silent. Gardner,
315 N.C. at 449, 340 S.E.2d at 705.
Finally, even assuming, arguendo, the violation of a
constitutional right, admission of the evidence complained of washarmless beyond a reasonable doubt. This is so because the
evidence presented by the State was very convincing. Gardner, 315
N.C. at 449, 340 S.E.2d at 705 (citations omitted). The evidence
in the case sub judice included, inter alia: (1) that defendant
admitted to shooting Carlini; (2) testimony by Hobson who witnessed
the shooting and denied that Carlini attempted to ram defendant's
four-wheeler; (3) testimony that both defendant and Carlini had
been drinking prior to the shooting; (4) that some of the other
people present prior to the incident believed defendant to have a
gun and the intention to take action against Carlini; (5) that
defendant left Carlini's presence after being squeezed by Carlini
yet nevertheless returned a short while later; (6) that defendant
initially hid the weapons; and (7) that defendant left the scene of
the shooting and was apprehended later crouching in a bean field.
In sum, evidence presented by the State was very convincing that
defendant intended to kill Carlini. Therefore, [e]ven had the
exchange on cross-examination constituted error, we conclude that,
absent such error, the jury probably would have reached the same
result. Id. at 450, 340 S.E.2d at 706. Accordingly, defendant's
assignment of error is overruled.
[2] Defendant, in his final argument, contends that his trial
counsel's failure to object at trial to the portions of the
prosecutor's cross-examination regarding defendant's invocation of
the right to remain silent constituted ineffective assistance of
counsel. We disagree. To prevail on a claim of ineffective assistance of counsel,
a defendant must first show that his counsel's performance was
deficient and then that counsel's deficient performance prejudiced
his defense. State v. Allen, 360 N.C. 297, 316, 626 S.E.2d 271,
286 (citing Strickland v. Washington, 466 U.S. 668, 687, 80 L. Ed.
2d 674, 693 (1984)), cert. denied, __ U.S. __, 166 L. Ed. 2d 116
(2006). The fact that counsel made an error, even an unreasonable
error, does not warrant reversal of a conviction unless there is a
reasonable probability that, but for counsel's errors, there would
have been a different result in the proceedings. State v.
Braswell, 312 N.C. 553, 563, 324 S.E.2d 241, 248 (1985).
Furthermore, [c]ounsel is given wide latitude in matters of
strategy, State v. Fletcher, 354 N.C. 455, 482, 555 S.E.2d 534,
551 (2001), cert. denied, 537 U.S. 846, 154 L. Ed. 2d 73 (2002),
and [i]neffective assistance of counsel claims are not intended to
promote judicial second-guessing on questions of strategy as basic
as the handling of a witness. State v. Lowery, 318 N.C. 54, 68,
347 S.E.2d 729, 739 (1986) (internal quotation marks and citations
omitted).
Whether or not defense counsel should have objected to the
portion of the cross-examination at issue in the instant appeal, we
decline to find that defense counsel's actions fall below an
objective standard of reasonableness. As discussed supra, the
State's questioning of defendant was proper. There was no basis
for an objection by trial counsel, and thus there was no
ineffective assistance of counsel. Fair, 354 N.C. at 168, 557S.E.2d at 526. Furthermore, even if defense counsel's actions
could be characterized as unreasonable, we conclude that
defendant's counsel's failure to object did not affect the outcome
of the case. This brief questioning spanned less than two of the
approximately 400 transcript pages, and cannot be construed to
constitute the extended comment of which our Supreme Court has
warned. See Ward, 354 N.C. at 251, 555 S.E.2d at 264 (quoting State
v. Banks, 322 N.C. 753, 763, 370 S.E.2d 398, 405 (1988)). The
questioning here could not have tainted a case that otherwise
included convincing evidence of defendant's guilt, and accordingly,
this assignment of error is overruled.
No Error.
Judges CALABRIA and GEER concur.
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