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1. Constitutional Law_-juvenile's competency to stand trial--abuse of discretion
standard
The trial court did not abuse its discretion by determining that a juvenile was competent
to stand trial under N.C.G.S. § 15A-1101(a) for possession of cocaine with intent to sell or
deliver, because: (1) the court held a competency hearing, entered an order citing evidence
offered by two psychologists giving conflicting opinions, and cited one evaluation in support of
its findings; and (2) the court found the juvenile was able to assist in his own defense and work
with his attorney, that he did not demonstrate symptoms of any mental disorder that could
interfere with his ability to participate in court proceedings, and that he had the ability to
understand legal terms and procedures that are explained in concrete terms.
2. Search and Seizure-_investigatory seizure--motion to suppress evidence--cocaine
The trial court did not err by concluding officers had reasonable suspicion to make an
investigatory seizure of a juvenile in a possession of cocaine with intent to sell or deliver case
when an officer requested that the juvenile spit out what was in his mouth, because: (1) the
juvenile was located in a high crime area and the police had received complaints that drug
dealing had been occurring in the area; (2) the juvenile quickly turned his head away from the
officer and was not moving his mouth while speaking as though he had something inside his
mouth; and (3) the officer testified that individuals who have exhibited such characteristics have
generally kept crack cocaine in their mouths.
3. Search and Seizure--warrantless search--probable cause
The trial court did not err by denying a juvenile's motion to suppress evidence of crack
cocaine found on his person in a possession of cocaine with intent to sell or deliver case based on
probable cause to conduct a warrantless search, because: (1) there was probable cause based on
the same factors found for reasonable suspicion to conduct the investigatory seizure; (2) exigent
circumstances existed when the juvenile had drugs in his mouth and could have swallowed them,
thus destroying the evidence or harming himself; (3) based upon the officer's training and
experience, he knew that putting drugs in the mouth was a common method in which people hide
drugs; and (4) the fact that the juvenile was in a high crime area was only one factor the officer
used to form reasonable suspicion and probable cause that criminal activity was afoot.
4. Drugs--possession of cocaine with intent to sell or deliver--motion to dismiss--
sufficiency of evidence--simple possession
The trial court erred by denying a juvenile's motion to dismiss the charge of possession of
cocaine with intent to sell or deliver, and the case is remanded for disposition based on an
adjudication finding juvenile responsible for simple possession, because: (1) although packaging
and unexplained cash are appropriate factors to consider in determining whether there was
sufficient evidence on the intent element, the evidence viewed cumulatively was insufficient
when a single crack rock could only be viewed as possession of crack cocaine and the cellophane
could just as easily be in the juvenile's possession in his role as a consumer who purchased the
packaged crack rock from a dealer; (2) cases in which packaging have been a factor have tended
to involve drugs divided into smaller quantities and packaged separately; (3) the $271 in cash onjuvenile's person was not enough to establish intent given the totality of circumstances; and (4)
when the trier of fact adjudicated the juvenile responsible for possession with intent to sell or
deliver, it necessarily found juvenile responsible for simple possession of a controlled substance.
Judge JACKSON concurring.
Judge CALABRIA concurring in part and dissenting in part.
Attorney General Roy A. Cooper, III, by Special Deputy
Attorney General Kathleen M. Waylett and Assistant Attorney
General Jay L. Osborne, for the State.
Terry F. Rose for juvenile-appellant.
HUNTER, Judge.
I.R.T. (juvenile) appeals from an order adjudicating him
delinquent for possessing crack-cocaine with the intent to sell or
distribute. After careful consideration, we remand for disposition
based on an adjudication finding juvenile responsible for simple
possession.
On the afternoon of 19 May 2005, Durham Police Officers S. E.
Kershaw (Corporal Kershaw) and J. L. Honeycutt (Officer
Honeycutt) were on patrol along Beaman Street when they observed
a group of individuals standing outside an apartment building. The
officers exited their vehicles and walked up to the group, engaging
the group members in conversation. Corporal Kershaw testified that
officers have previously arrested people on drug charges in thearea, but stated that on 19 May police had not received any reports
of drug sales nearby.
Corporal Kershaw testified that he approached juvenile, that
juvenile looked at him, and then quickly turned his head away.
Corporal Kershaw asked juvenile if he lived in the building, and
juvenile answered no. [A]s I was talking to him, he kept his head
turned away from me and I could tell that he was not moving his
mouth as though he had something inside of his mouth[,] Corporal
Kershaw stated.
Corporal Kershaw explained that he had previously encountered
individuals acting evasive and hiding crack-cocaine in their
mouths, and those experiences made him suspect juvenile might be
hiding drugs in his mouth. By his mannerisms, by turning away, by
not opening his mouth as he talked, you could tell that he had
something in his mouth that he was trying to hide[,] Corporal
Kershaw stated.
Suspecting juvenile of hiding drugs in his mouth, Corporal
Kershaw requested juvenile to spit out what was in his mouth.
Juvenile then spit out one crack-cocaine rock wrapped in
cellophane. Corporal Kershaw then placed juvenile under arrest for
possession of cocaine with the intent to sell or deliver. A search
of juvenile's person turned up $271.00 in cash.
Following a bench trial in Durham County District Court, Judge
James T. Hill entered an order adjudicating juvenile delinquent for
possession of cocaine with the intent to sell or deliver. He
placed juvenile on probation for a period of twelve months and required juvenile to complete a substance abuse assessment and a
mental health assessment, as well as 200 hours of community
service. The order further provided that the juvenile would
maintain passing grades in at least four courses during each
grading period, and refrain from associating with anyone in the
Blood gang. From this order, juvenile appeals.
JACKSON, Judge concurs in a separate opinion.
I concur with the majority's ruling regarding the admission of
evidence and remanding the case for disposition based upon an
adjudication finding juvenile responsible for simple possession.
I also concur with the majority's affirming the trial court's
finding that the juvenile is competent to stand trial; however, I
write in a separate opinion to express my concerns with this
decision.
Although the determination of whether or not a defendant is
competent to stand trial is one that lies within the discretion of
the trial court, I am troubled by the particular circumstances
found in the instant case. In the juvenile's case, he was
subjected to two competency evaluations by two different
psychologists, both resulting in conflicting determinations.
The first competency evaluation, done on 23 September 2005 by
Dr. VandeVusse, a psychologist, concluded that although the
juvenile has significant intellectual limitations that affect his
verbal skills, his limitations do not lead to a diagnosis of mental
retardation or of a learning disability. Dr. VandeVusse assessed
the juvenile by conducting a clinical interview and observing the
juvenile's behaviors. He also reviewed all of the court documents,
interviewed the juvenile's mother, and reviewed his previousevaluation of the juvenile conducted a year and a half prior. Dr.
VandeVusse stated in his evaluation that although the juvenile
would need to have legal terms and procedures explained to him in
concrete terms, he does not demonstrate any mental defect that
would preclude his capacity to proceed to trial. In Dr.
VandeVusse's previous evaluation performed 3 March 1989, he stated
that the juvenile's overall IQ score was within the borderline
range of intellectual functioning, however his verbal IQ score was
found to be in the mildly mentally retarded range. Despite this,
Dr. VandeVusse previously had found that the juvenile was able to
discuss the charges against him and appeared to appreciate the
consequences of the possible outcomes of the legal proceedings
against him.
The second competency evaluation was conducted by Dr. Hancock,
licensed clinical psychologist, within weeks of Dr. VandeVusse's
second evaluation. In assessing the juvenile, Dr. Hancock
conducted several tests, including the Test of Memory Malingering,
the Instruments for Assessing Understanding and Appreciation of
Miranda Rights, and the Evaluation of Competency to Stand Trial -
Revised. Dr. Hancock also reviewed the juvenile's school records,
the Durham Police Department Offense Record for the instant
offense, prior competency evaluations by two other doctors
including Dr. VandeVusse, he interviewed the juvenile's mother, and
reviewed the motion for competency examination signed by the
juvenile's attorney. Based upon his evaluation, Dr. Hancock
reached a very different conclusion than Dr. VandeVusse. Dr.Hancock found that the juvenile's language deficits contribute to
an overall condition of significant impairment in verbal IQ that
impacts his competence. Dr. Hancock found the juvenile's verbal
IQ to be within the mentally retarded range, and that this, coupled
with the results of the competency test performed, indicate
significant impairment in his factual and rational understanding of
the legal system. Dr. Hancock found that the juvenile had a very
limited understanding of the legal system, and did not have a clear
understanding even of who the participants in the court system _
including the jury _ were. Based upon his review, Dr. Hancock
concluded that the juvenile was not competent to stand trial.
While I am troubled by the fact that one evaluator conducted
such extensive and relevant competency testing that the other did
not, I recognize that the facts of this case cause it to be a
difficult determination for the trial court. Thus, given that our
standard of review is that of an abuse of discretion, this Court
has no choice but to hold that the trial court did not abuse its
discretion in finding the juvenile competent to stand trial. The
trial court's determination was properly supported by the Dr.
VandeVusse's evaluation, and thus the decision was a proper one.
CALABRIA, Judge, concurring in part and dissenting in part.
I concur with the majority that the juvenile was competent to
stand trial and that the court erred in denying defendant's motion
to dismiss since there was insufficient evidence to find defendantguilty of possession of crack cocaine with intent to sell or
deliver.
However, I respectfully dissent from the majority's
determination that the search and seizure of the defendant was
justified because I believe the officers had neither reasonable,
articulable suspicion to detain the defendant, nor the probable
cause and exigent circumstances required to search him. The
majority determines that the defendant was seized by the officers'
show of force, but concludes that such a seizure was justified. I
disagree. The majority opinion bases its conclusion on three
factors: defendant's presence in a high-crime area, his reluctance
to speak with the police, and the presence in his mouth of some
unknown object. The majority determines that these factors
simultaneously provided Officer Kershaw with reasonable,
articulable suspicion, probable cause, and exigent circumstances
justifying a search of defendant's person. Assuming, arguendo, that
these factors justify a brief investigatory seizure, they certainly
do not rise to the level of probable cause.
[P]robable cause requires only a probability or substantial
chance of criminal activity, not an actual showing of such
activity. Illinois v. Gates, 462 U.S. 213, 244 n. 13, 76 L. Ed.
2d 527, 552 (1983). Probable cause for an arrest has been defined
to be a reasonable ground of suspicion, supported by circumstances
sufficiently strong in themselves to warrant a cautious man in
believing the accused to be guilty. State v. Streeter, 283 N.C.
203, 207, 195 S.E.2d 502, 505 (1973) (citation omitted). Theprobable cause standard is incapable of precise definition or
quantification into percentages because it deals with probabilities
and depends on the totality of the circumstances. Maryland v.
Pringle, 540 U.S. 366, 371, 157 L. Ed. 2d 769, 775 (2003).
The fact that appellant was in a neighborhood frequented by
drug users, standing alone, is not a basis for concluding that
appellant himself was engaged in criminal conduct. Brown v.
Texas, 443 U.S. 47, 52, 61 L. Ed. 2d 357, 362-63 (1979). Under
Brown, the defendant's presence in an area characterized by law
enforcement as high crime does not alone justify his seizure.
The majority notes Officer Kershaw's statement that there had
previously been drug arrests in the area to support its
determination that the officer had reasonable grounds to seize the
defendant. However, as the majority notes, police had received no
calls concerning drug activity in the area where defendant was
seized. The relevant exchange was as follows:
[Defense counsel] So you would say that was a
drug area?
[Officer Kershaw] We've made drug arrests in
the area before, yes.
[Defense counsel] But you didn't receive any
calls about drugs being sold on that day?
[Officer Kershaw] Correct.
Further, Officer Kershaw testified that he had not seen defendant
prior to the encounter and thus had no reason to suspect defendant
might use or deal with illegal drugs.
Although an area previously known for drug arrests may be one
factor to consider in determining reasonable suspicion and probablecause, our courts have indicated that when there have been no
recent arrests in the area, such a factor does not carry
substantial weight. State v. Butler, 331 N.C. 227, 233, 415 S.E.2d
719, 722 (1992) ([the police officer] observed defendant not
simply in a general high crime area, but on a specific corner known
for drug activity and as the scene of recent, multiple drug-related
arrests.) (emphasis supplied); In re J.L.B.M., 176 N.C. App. 613,
621, 627 S.E.2d 239, 244 (2006) (In determining there was no
reasonable suspicion, the court stated, Officer Henderson did not
observe the juvenile committing any criminal acts, nor had there
been other reports of any criminal activity in the area that
day.).
Since there was no evidence of any recent drug activity in the
area in question, this fact adds little support to the majority's
assertion that the officer had probable cause to search defendant,
especially given the fact that Officer Kershaw testified that no
drug activity was reported on the date in question. Officers were
not responding to any reports of drug activity and had no specific
reason to suspect that any illegal activity may be afoot. While
a neighborhood's character as a high-crime area may be a factor in
determining the existence of reasonable suspicion or probable
cause, I find such a factor has little weight when, as here, there
is no indication of recent drug activity.
The majority also relies on the fact that defendant turned his
head and seemed reluctant to engage in conversation with Officer
Kershaw. However, this fact is indicative of nothing more than adesire on the part of defendant to avoid speaking with police.
Unless defendant was seized prior to Officer Kershaw questioning
him, he was free to disengage from the encounter with Officer
Kershaw. See generally State v. Corbett, 339 N.C. 313, 326, 451
S.E.2d 252, 258 (1994). If defendant was seized at the point
Officer Kershaw questioned him, his seizure could not have been
based on any other factor besides his presence in a high-crime
area. Such a seizure would clearly violate defendant's Fourth
Amendment rights as articulated in Brown. Accordingly, any
evidence discovered from such a seizure would be fruit of the
poisonous tree and subject to suppression. Wong Sun v. United
States, 371 U.S. 471, 9 L. Ed. 441 (1963). Thus, defendant had a
legal right to turn away from the officer, or alternatively, was
illegally seized at that moment.
Lastly, the majority relies on the fact that defendant
appeared to have some unknown object in his mouth. Despite the
majority's assertion to the contrary, the fact that defendant
appeared to have something in his mouth cannot provide probable
cause, as the object very well could have been gum, a piece of
candy, or a breath mint. Officer Kershaw himself admitted that the
item could have been any number of things besides contraband.
[Defense counsel] You couldn't tell what was
in his mouth[?]
[Officer Kershaw] Not at that time, no.
[Defense counsel] You didn't know if it was a
piece of gum[?]
[Officer Kershaw] Correct.
[Defense counsel] You didn't know if it was a
piece of hard candy[?]
[Officer Kershaw] Correct.
[Defense counsel] You didn't know if it was
just the way that he talks[?]
[Officer Kershaw] Possibly.
In support of its holding, the majority relies on State v.
Watson, 119 N.C. App. 395, 458 S.E.2d 519 (1995), which is
distinguishable from the case sub judice. In Watson, the defendant
was observed in an area where officers constantly made drug arrests
by an officer who knew the defendant had previously been arrested
on drug charges. Upon seeing the officer, the defendant hurriedly
placed something in his mouth, began walking away from the officer,
and attempted to take a drink of a beverage. Based on the totality
of the circumstances, this Court determined the officer's demand
was reasonable when he ordered defendant to spit out the contents
of his mouth.
The majority misstates Watson's scope and ignores crucial
distinctions between Watson and the instant case. In Watson, the
officer was able to form a more particularized suspicion than the
officer in this case, given the fact that the defendant, a known
drug user in a specific location notorious for drug sales, was
observed hurriedly placing something into his mouth and then trying
to swallow the object by taking a drink of a beverage when he saw
the police approaching. In this case, there is no evidence that
defendant was a known drug user, and no evidence that he hurriedly
tried to place any item in his mouth as the officers approachedhim. Here, officers simply approached some individuals and noticed
that defendant turned his head and, when he spoke, appeared to have
some indeterminate object in his mouth. For the reasons stated
above, these facts fall short of the probable cause standard.
I believe the facts of this case are more similar to those in
State v. Fleming, 106 N.C. App. 165, 415 S.E.2d 782 (1992). In
Fleming, an officer observed two individuals walking in an area
where crack cocaine was regularly sold. The officer first told the
individuals to hold it a minute and then said, Come here. When
the officer patted one of them down for weapons, he felt an object
and asked what it was. The defendant admitted the object was crack
cocaine.
In reversing the defendant's conviction, we determined that
the officer had no reasonable, articulable suspicion to seize the
defendant in that the officer had no specific reason for suspecting
any criminal wrongdoing. Brown is also similar to the case sub
judice. In Brown, officers detained a defendant based on vague
suspicions formed after seeing two individuals walk away from each
other in an alley located in a high-crime area. The court noted
that vague suspicions of wrongdoing are insufficient to justify a
seizure. I believe this case is more in line with Fleming and
Brown, and disagree with the majority's determination that Officer
Kershaw had grounds to stop and search defendant.
The totality of the circumstances in this case can be
summarized as such: an officer observed an unfamiliar individual
who was not a known drug user or a criminal on a day in which nodrug activity had been reported in the area and who seemed
reluctant to speak with police and appeared to have some unknown
object in his mouth. These facts, taken together, in no way permit
a conclusion that Officer Kershaw had probable cause to search
defendant's person.
To hold otherwise would allow police to search any individual
located in an area where past crimes have occurred who exhibits a
desire to be left alone and either has something in his mouth or
speaks with a speech impediment. Such a holding eviscerates the
protections of the Fourth Amendment and lowers the probable cause
standard to allow police to conduct intrusive searches of residents
of neighborhoods plagued by crime on the barest of suspicions.
Because I believe there was no probable cause justifying the
search, I see no need to address the majority's assertion that
exigent circumstances existed. As the majority recognizes, a
warrantless search of the person requires both probable cause and
exigent circumstances.
State v. Pittman, 111 N.C. App. 808, 812,
433 S.E.2d 822, 824 (1993)
.
In conclusion, I dissent from the majority's determination
that Officer Kershaw had grounds to stop and search defendant.
However, I concur with the majority's determination that defendant
was competent to stand trial and that there was insufficient
evidence that defendant intended to sell or deliver crack cocaine.
For the foregoing reasons, I would remand this case to the trial
court for a new trial with evidence gathered from the illegal
search and seizure suppressed.
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