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Termination of Parental Rights_appeal_Anders brief_not available
The procedure available in criminal cases through Anders v. California for submitting the
record for appellate review upon a statement that counsel was unable to find error was not
extended to termination of parental rights proceedings. However, the Court of Appeals used its
discretion under Appellate Rule 2 to review the record in this case and determined that the trial
court's findings were properly supported by clear, cogent, and convincing evidence, and that its
findings supported its conclusions.
Leslie C. Rawls for Respondent-Appellant-Father.
Office of Durham County Attorney, by Assistant County Attorney
Cathy L. Moore, for Petitioner-Appellee Durham County
Department of Social Services.
North Carolina Guardian Ad Litem Program, by Associate Counsel
Deana K. Fleming, for Guardian Ad Litem.
McGEE, Judge.
K.B. (Respondent) appeals from an order terminating his
parental rights to N.K.B., N.F.B., J.D.B., N.M.B, and J.M.B. (the
children).
(See footnote 1)
We affirm the trial court's order terminating
Respondent's parental rights.
The children have been in the custody of the Durham CountyDepartment of Social Services (DSS) since 24 September 2002 when
their mother brought them to DSS to be placed in foster care. DSS
filed a petition seeking nonsecure custody of the children based on
multiple unexplained injuries discovered on three of the children
and a substantial risk of injury to the children. DSS also alleged
Respondent to be verbally hostile and aggressive around DSS staff.
Although Respondent was personally served, he did not appear at the
adjudication hearings held 23-25 April 2003. In an order entered
3 September 2003, the trial court found domestic violence between
Respondent and the children's mother, drug and alcohol use by
Respondent and the children's mother, lack of medical care for the
children, and injuries to the children. As a result, the trial
court adjudicated the children neglected, and also adjudicated
N.K.B. and N.F.B. abused.
In an order entered 11 July 2003, the trial court ordered
Respondent to attend anger management counseling, undergo a mental
health evaluation and follow any resulting recommendations,
complete a parenting program, maintain stable housing, and maintain
stable employment. Respondent was permitted supervised visitation
with the children. Respondent had completed less than half of the
above plan by September 2003. At a permanency planning hearing
held 16 September 2003, additional requirements were made part of
the trial court's order as recommended by the Center for Child and
Family Health and by agreement of all the parties. At the 16
September 2003 hearing and at an additional permanency planning
hearing held on 16 December 2003, the trial court found thattermination was not appropriate because progress was being made by
Respondent and the children's mother. Respondent was arrested in
July 2004 on various state charges.
On 16 September 2004, DSS filed a motion to terminate parental
rights. The trial court allowed Respondent an extension of time to
answer the motion. Respondent filed an answer on 2 December 2004,
ten days after the deadline established in the order extending
time. The adjudication portion of the termination of parental
rights hearing was held on 25-28 January 2005 and on 22 February
2005. Respondent was present for those proceedings. The trial
court found (1) that N.K.B. and N.F.B. were abused by Respondent,
(2) that the children were neglected by Respondent, and (3) that
Respondent had willfully left the children in foster care for more
than twelve months without showing reasonable progress.
While Respondent was being held in pre-trial detention, he was
indicted on federal charges and was transferred to federal custody
sometime in early 2005. Respondent was sentenced to approximately
thirty years in prison in the fall of 2005. At Respondent's
request, and over objections by DSS, the hearing on disposition was
continued several times to allow Respondent to review transcripts
because he could not be present at the proceedings as a result of
his transfer to federal custody. The trial court terminated
Respondent's parental rights after disposition hearings were held
15-17 June 2005, 11-12 October 2005, and 18 November 2005.
Respondent appeals.
After the trial court entered its order, Respondent, DSS, andthe guardian ad litem filed a joint petition for discretionary
review in our Supreme Court seeking review of this case, as well as
reversal of this Court's holding in In re Harrison, 136 N.C. App.
831, 526 S.E.2d 502 (2000).
During the time that Respondent's petition was pending with
our Supreme Court, Respondent was required to proceed with the
appeal before this Court after receiving four extensions of time.
Accordingly, Respondent's counsel filed a brief setting forth the
substance of the parties' argument in favor of reversal of
Harrison. Respondent's counsel also set forth three assignments of
error without argument and requested that we conduct our own
review.
The Supreme Court denied the joint petition for discretionary
review on 8 March 2007. Thereafter, Respondent's counsel moved to
withdraw as attorney of record for Respondent and to permit
Respondent to file arguments on his own behalf. DSS opposed any
action which would cause further delay in this case since nearly
five years had elapsed since the children had entered foster care
and they were still without permanence. To avoid any further delay
in this appeal, we denied the motion in an order dated 22 March
2007.
In Harrison, this Court declined to extend the holding of
Anders v. California, 386 U.S. 738, 18 L. Ed. 2d 493, reh'g denied,
388 U.S. 924, 18 L. Ed. 2d 1377 (1967), to civil cases, including
termination of parental rights cases. Harrison, 136 N.C. App. at
833, 526 S.E.2d at 503. Anders permits "[a]n attorney for acriminal defendant who believes that his client's appeal is without
merit . . . to file what has become known as an Anders brief."
Harrison, 136 N.C. App. at 832, 526 S.E.2d at 502 (emphasis
omitted). In an Anders brief, counsel advises the reviewing court
that an appeal is wholly frivolous, references anything which might
arguably support the appeal, and furnishes the client with a copy
of the brief, advising the client of the right to raise any
arguments on the client's own behalf. Anders, 386 U.S. at 744, 18
L. Ed. 2d at 498. The reviewing court must then, "after a full
examination of all the proceedings, [] decide whether the case is
wholly frivolous." Id.
In Harrison, the respondent's attorney filed a brief stating
that he was "unable to find any error that might have substantially
affected the respondent's rights." Harrison, 136 N.C. App. at 832,
526 S.E.2d at 502. We adopted the reasoning of an Arizona case,
Denise H. v. Arizona Dept. of Economic Sec., 972 P.2d 241, 243
(Ariz. App. Div. 2 1998), which found that counsel for a parent
appealing an order terminating parental rights did not have a right
to file an Anders brief. The Arizona Court of Appeals noted in
Denise H. that the right to file an Anders brief derived from the
Sixth Amendment right to counsel, a right which does not extend to
civil proceedings. Harrison, 136 N.C. App. at 833, 526 S.E.2d at
503.
Because we are bound by this Court's holding in Harrison, we
are unable to extend the Anders procedure to termination
proceedings as requested by Respondent. In the Matter of Appealfrom Civil Penalty, 324 N.C. 373, 384, 379 S.E.2d 30, 37 (1989)
("Where a panel of the Court of Appeals has decided the same issue,
albeit in a different case, a subsequent panel of the same court is
bound by that precedent, unless it has been overturned by a higher
court."). However, we take this opportunity to urge our Supreme
Court or the General Assembly to reconsider this issue. As
Respondent's counsel has forcefully argued, an attorney appointed
to represent an indigent client whose appeal is wholly frivolous is
faced with a conflict between the duty to "zealously assert[] the
client's position under the rules of the adversary position[,]"
N.C. Rules of Professional Conduct, Rule 0.1, and the prohibition
on advancing frivolous claims, N.C. Rules of Professional Conduct,
Rule 3.1. Further, at the present time, courts in at least
thirteen states have allowed attorneys to file no-merit briefs
pursuant to Anders in juvenile appeals. See Wis. Stat. §
809.32(1)(a) (requiring appointed counsel to file a "no-merit
report" in an appeal of a termination order if the appeal is
frivolous); In the Matter of Justina Rose D., 28 A.D.3d 659, 659,
813 N.Y.S.2d 229, 231 (N.Y. App. 2006) (applying the Anders
procedure to an appeal of an order terminating an indigent parent's
rights); Linker-Flores v. Dept. of Human Services, 194 S.W.3d 739,
747 (Ark. 2004) (holding that the Anders procedure correctly
balances the rights of indigent parents with the obligations of
their appointed attorneys, and adopting the procedure for appeals
of termination cases involving indigent parents); People ex rel. SD
Dept of Social Services, 678 N.W.2d 594, 598 (S.D. 2004) (allowingAnders briefs in appeals of termination orders and noting that
whether a case is civil or criminal does not affect the duties a
court-appointed attorney owes a client); In re D.E.S., 135 S.W.3d
326, 330 (Tex. App. Houston 14th Dist. 2004) (finding the briefing
requirements of Anders "appropriate and applicable" in an appeal of
a termination order); In re H.E., 59 P.3d 29, 32 (Mont. 2002)
(applying the Anders procedure to an appeal of an order terminating
an indigent parent's rights); Children, Youth & Fam. Dept. v.
Alicia P., 986 P.2d 460, 462 (N.M. App. 1998) (holding the Anders
procedure to be applicable in an appeal of an order terminating
parental rights); L.C. v. State, 963 P.2d 761, 764 (Utah App.
1998), cert. denied, D.C. v. State, 982 P.2d 88 (Utah 1998)
(holding that appointed counsel may file an Anders brief when
representing an indigent client in a termination of parental rights
appeal); J.K. v. Lee County, 668 So.2d 813, 816 (Ala. Civ. App.
1995) (extending the procedures set forth in Anders to "civil cases
in which an indigent client has a court-appointed attorney as
authorized by statute"); In re Shanbash C., 1994 Conn. Super. LEXIS
2558, 1994 WL 567859 (Conn. Super. Ct. 1994) (finding the Anders
procedure appropriate if appeal of an order terminating parental
rights is sought); In re V.E., 611 A.2d 1267, 1275 (Pa.Super 1992)
(permitting an appointed attorney to withdraw from an appeal of a
termination order only after following the Anders procedure);
Morris v. Lucas County Children Serv. Bd., 550 N.E.2d 980, 981
(Ohio App. 1989) (endorsing the Anders procedure in appeals of
termination orders); Matter of Keller, 486 N.E.2d 291, 292 (Ill.App. 4 Dist. 1985) (holding the Anders procedure applicable to
appeals of an order terminating an indigent parent's rights).
However, other than North Carolina, only four states that have
addressed the issue continue to prohibit such a practice. See
N.S.H. v. Florida D.C.F.S., 843 So.2d 898, 900 (Fla. 2003), cert
denied, 540 U.S. 950, 157 L. Ed. 2d 282 (2003) (concluding the
Anders procedure is not applicable to cases involving termination
of parental rights); Denise H. v. Arizona Dept. of Economic Sec.,
972 P.2d 241, 244 (Ariz. App. Div. 2 1998) (declining to apply the
Anders procedure to termination proceedings); In re Sade C., 920
P.2d 716, 734 (Cal. 1996), cert. denied, Gregory C. v. Los Angeles
County Department of Children's Services, 519 U.S. 1081, 136 L. Ed.
2d 685 (1997) (declining to extend Anders "to an indigent parent's
appeal from a judgment or order . . . adversely affecting [the
parent's] custody of a child or . . . status as the child's
parent); In re Welfare of Hall, 664 P.2d 1245, 1247 (Wash. 1983)
(deeming it "inadvisable to apply Anders to appeals in child
deprivation proceedings and hold[ing] that appointed counsel may
never withdraw from such an appeal, absent client consent").
Additionally, permitting such review furthers the stated purposes
of our juvenile code. See N.C. Gen. Stat. § 7B-100 (2005).
DSS and the guardian ad litem also filed a joint motion to
dismiss the appeal as frivolous pursuant to N.C.R. App. P. 37. We
now deny the motion to dismiss, and, as we did in Harrison, we
invoke our discretion pursuant to N.C.R. App. P. 2 to review the
record "to determine whether the evidence supports the trialcourt's findings of fact and conclusions of law." Harrison, 136
N.C. App. at 833, 526 S.E.2d at 503. We conclude that the trial
court's findings regarding Respondent are properly supported by
clear, cogent, and convincing evidence, and its findings support
its conclusions. We find no merit in any of the three assignments
of error noted in the record. We therefore affirm the trial
court's order terminating Respondent's parental rights.
Affirmed.
Judges ELMORE and STEPHENS concur.
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