How to access the above link?
Return to nccourts.org
Return to the Opinions Page
1. Sentencing_aggravating factors_not submitted to jury_special verdict
There was no plain error in sentencing this defendant between the decision in Blakely
and the legislation expressly authorizing the submission of aggravating factors to a jury. The
court submitted the aggravating factors to the jury by means of a special verdict.
2. Evidence_victim impact_admission at guilt phase_no prejudice
The trial court erred, but there was no prejudice, where it admitted testimony from an
assault victim's mother about how witnessing the attack had affected her mental health. This
was victim impact evidence which was improper at the guilt phase because it did not depict the
context or circumstances surrounding the commission of the crime, and did not have any
tendency to prove that defendant was the intruder. However, given the considerable evidence of
defendant's guilt, there was no reasonable possibility of another verdict without the testimony.
3. Constitutional Law_pre-arrest silence_cross-examination_no error
There was no error where the trial court allowed the State to cross-examine defendant
about his pre-arrest silence. The State was within its constitutional boundaries.
4. Assault_knife as deadly weapon_evidence of serious wounds sufficient
The trial court did not err by instructing the jury that a knife was a deadly weapon where
the knife was neither introduced nor described in detail, but there was uncontroverted evidence
that the victim suffered life-threatening injuries, including a collapsed lung and nine stab wounds
that required closure in a hospital operating room.
5. Evidence_instantaneous conclusion_door kicked in
Testimony from officers at a burglary and assault scene that the front door had been
forced or kicked in was admissible as a shorthand statement of fact because it constituted
instantaneous conclusions drawn by the witnesses upon seeing the splintered door and the door
frame ajar but still bolted.
6. Burglary_instructions_intent controverted--misdemeanor breaking or entering as
lesser included offense
The trial court did not err in a first-degree burglary prosecution by not instructing the jury
on felonious breaking or entering. When the State established all of the elements of first-degree
burglary except intent, it also established all of the elements of felonious breaking or entering
except intent. The court correctly instructed on the lesser included offense of misdemeanor
breaking or entering.
Attorney General Roy A. Cooper, III, by Assistant Attorney
General K. D. Sturgis, for the State.
Linda B. Weisel, for defendant-appellant.
STROUD, Judge.
Defendant Ronald Graham, Jr., appeals from judgments entered
pursuant to convictions for first-degree burglary and assault with
a deadly weapon with intent to kill inflicting serious injury
(AWDWIKISI) in Pasquotank County Superior Court. Defendant
contends that the trial court erred when it: (1) submitted
aggravating factors to the jury and imposed a greater than
presumptive sentence upon the jury's finding of one of the
aggravating factors beyond a reasonable doubt; (2) admitted victim
impact evidence at the guilt-innocence phase of the trial,
specifically evidence of the impact of the crimes on the mental
health of Lorine Spence; (3) allowed the State to cross-examine
defendant about his pre-arrest exercise of the right to silence;
(4) instructed the jury that a knife is a deadly weapon; (5)
allowed two law enforcement officers to testify that the door of
the home of Lorine Spence was forced open; and (6) failed to
instruct the jury on the lesser included offense of felonious
breaking or entering. After carefully reviewing the record, we
conclude that defendant received a fair trial, including
sentencing, free of prejudicial error.
Q. Is there anything different about your
life now as opposed to before this
happened to you?
[Defense Counsel]: Objection.
THE COURT: Overruled. Well, counsel approach.
(Counsel for the State and Counsel for
Defendant approached the bench. Whereupon an
off-the-record discussion was held.)
THE COURT: You may continue.
. . .
A. Well, it has sent me to the psychiatrist.
Q. Tell me about that.
A. [. . . ] I done been there a lot of
times. I still have appointments with
him now.
Q. Now, when you go see the psychiatrist,
where do you go?
A. [. . . ] Albemarle Mental Health.
Q. Did you go see a psychiatrist before this
happened?
A. No.
Q. [. . . ] What made you decide that you
wanted to go see a psychiatrist? What is
going on with you?
A. Because I can't sleep. I keep having
nightmares about what's happened that
night. I can't even rest.
Q. What else?
A. [. . . ] I just have nightmares.
Q. Have your sleep habits changed at all?
[Defense Counsel]: Objection to the leading.
[Witness starts to talk over.]
THE COURT: Sustained as to the form.
Q. Have you had any other changes concerning
any of your daily habits or routines?
A. When I go out and I go to the American
Legion Hut, I just plays - - I usually go
there and you know, what you call
partying and dancing, but I don't do that
anymore. . . .
Q. Did you do that more often before this
happened?
. . .
A. Yes, I went there all of the time.
Q. Do you stay by yourself now?
. . .
[Defense Counsel]: Objection to the leading,
the constant leading.
THE COURT: Overruled with some limited
latitude.
A. Me and my little grand boy.
Q. All right. And do you do anything with
regard to securing your house before you
go to sleep?
[Defense Counsel]: Objection to the leading.
[Witness starts to talk over.]
THE COURT: Well, overruled, but limited
latitude.
. . .
A. I puts [sic] some of my stuff up to my
doors. I am still scared . . .
Q. Like what kind of stuff?
A. Like I put chairs there to the front and
back on the latch and I have got another
lock on the door.
. . .
Q. And what has changed about your sleep
habits, if anything?
A. I can't sleep. I don't sleep much. I
don't sleep no time hardly . . . .
Q. [. . . ] What made you decide after this
happened that you needed to see anybody
[at Albemarle Mental Health]?
A. Because I couldn't rest. I just can't
rest. I just go to sleep and wake back
up. I just keep seeing what is
happening, you know, to my son. I keep on
having that dream or whatever about it.
Q. And has that made you want to do
anything?
A. It sure do. It sure did.
Q. Such as what?
A. It is a lot that I just had on my mind to
do that I really wanted to do, if I
could.
. . .
A. Because I wanted to get them back for
doing that to my son. I really did. I
wanted to get them back so bad I don't
know what to do.
Q. And what about things with regard to
yourself?
A. Sometimes I feel like doing something to
my own self . . . .
Q. Okay. And what causes you to feel that
way?
A. I just don't know. Because I couldn't
help him at that time. That's what hurts
me so bad. I couldn't help him.
The State argues that defendant's sole objection early in the
line of questioning was not sufficient to properly preserve this
issue for appellate review. However, a sole [improperly
overruled] objection . . . to a single line of questioning at one
instance in the trial is sufficient to preserve the entire line of
questioning for appellate review, if the same evidence is not
admitted on a number of occasions throughout the trial. State v.
Brooks, 72 N.C. App. 254, 258, 324 S.E.2d 854, 857 (citing N.C.
Gen. Stat. § 15A-1446(d)(10)), disc. review denied, 313 N.C. 331,
327 S.E.2d 901 (1985). Because we believe, for the reasons that
follow, that defendant's objection was improperly overruled, we
will review the entire line of questioning.
A trial court errs when it admits irrelevant evidence. N.C.
Gen. Stat. § 8C-1, Rule 402 (Evidence which is not relevant is notadmissible.). 'Relevant evidence' means evidence having any
tendency to make the existence of any fact that is of consequence
to the determination of the action more probable or less probable
than it would be without the evidence. N.C. Gen. Stat. § 8C-1,
Rule 401; see also State v. Sloan, 316 N.C. 714, 724, 343 S.E.2d
527, 533 (1986) (Evidence is relevant if it has any logical
tendency, however slight, to prove a fact in issue in the case.);
State v. Whiteside, 325 N.C. 389, 397, 383 S.E.2d 911, 915 (1989)
(holding that circumstantial evidence tending to connect an
accused with the crime is relevant).
Victim impact evidence includes evidence of physical,
psychological, or emotional injury, [or] economic or property loss
suffered by the victim. N.C. Gen. Stat. § 15A-833 (2005). Victim
impact evidence also includes evidence of the effect of the crime
on the victim's family, including the psychological and financial
effect. See, e.g., State v. Allen, 360 N.C. 297, 309-10, 626
S.E.2d 271, 282 (evidence that victim's mother was devastated and
suffered panic attacks is victim impact evidence), cert. denied,
___ U.S. ___, 166 L. Ed. 2d 116 (2006); State v. Roache, 358 N.C.
243, 315, 595 S.E.2d 381, 426-27 (2004) (evidence of physical,
psychological, and emotional repercussions of murders on victims'
family members is victim impact evidence); State v. Barden, 356
N.C. 316, 369-70, 572 S.E.2d 108, 141-42 (2002) (evidence that
victim had a wife and child who depended on him for financial
support is victim impact evidence), cert. denied, 538 U.S. 1040,
155 L. Ed. 2d 1074 (2003).
Victim impact evidence is generally relevant and admissible in
sentencing, though its admissibility in sentencing is limited by
the requirement that the evidence not be so prejudicial it rendersthe proceeding fundamentally unfair. Allen, 360 N.C. at 310, 626
S.E.2d at 282; N.C. Gen. Stat. § 15A-833. However, the effect of
a crime on a victim's family often has no tendency to prove whether
a particular defendant committed a particular criminal act against
a particular victim; therefore victim impact evidence is usually
irrelevant during the guilt-innocence phase of a trial and must be
excluded. Maske, 358 N.C. at 50, 591 S.E.2d at 527-28 (assuming
without deciding that brief testimony from murder victim's sister
about the effect of the crime on her and her children was
irrelevant at the guilt-innocence phase of the trial, but holding
that admission of the evidence was harmless).
However, victim impact evidence which tends to show the
context or circumstances of the crime itself, even if it also shows
the effect of the crime on the victim and his family, is an
exception to the general rule, and such evidence is relevant and
therefore admissible at the guilt-innocence phase,
(See footnote 5)
providing, of
course, that it is not subject to one of the admissibility
exceptions of Rule 402.
(See footnote 6)
Barden, 356 N.C. at 349-50, 572 S.E.2d at
130-31 (evidence that murder victim sent money to his wife andchild is victim impact evidence, but also tends to show how the
victim handled his money, and is therefore relevant to guilt or
innocence because it helps explain the circumstances of the crime);
accord State v. Agee, 326 N.C. 542, 546-49, 391 S.E.2d 171, 173-75
(1990) (recognizing that otherwise collateral evidence is relevant
when it tends to establish the context of the crime); see also
Payne v. Tenn., 501 U.S. 808, 823, 115 L. Ed. 2d 720, 734 (1991)
(In many cases the evidence relating to the victim is . . .
relevan[t] at the guilt phase of the trial.); id. at 840-41, 115
L. Ed. 2d at 746 (Souter, J., concurring) ([T]he usual standards
of trial relevance afford fact finders enough information about
surrounding circumstances to let them make sense of the narrowly
material facts of the crime itself.); Booth v. Maryland, 482 U.S.
496, 507, 96 L. Ed. 2d 440, 451 n.10 (1987) (declaring victim
impact evidence inadmissible at death penalty sentencing, but
conceding that some victim impact evidence may well be admissible
because [it] relate[s] directly to the circumstances of the
crime.), overruled by Payne v. Tenn., 501 U.S. 808, 115 L. Ed. 2d
720 (1991) (even though Payne expressly overruled Booth and allowed
victim impact evidence at sentencing, Payne cited Booth to note
that victim impact evidence which also concerned the circumstances
of the crime was relevant to determining guilt or innocence both
before and after Booth); State v. Fautenberry, 650 N.E.2d 878,
882-83 (Ohio) (holding that evidence which depicted both the
circumstances surrounding the commission of the murder and also the
impact of the murder on the victim's family is victim impact
evidence, but is also relevant during the guilt-innocence phase),
cert. denied, 516 U.S. 996, 133 L. Ed. 2d 439 (1995). At closing argument, the State made specific reference to the
above-quoted testimony, calling Ms. Spence a second victim of the
crimes. We conclude that this portion of the testimony of Ms.
Spence was victim impact evidence. Therefore, it would be relevant
and admissible at the guilt-innocence phase of the trial only if it
also depicted the context or circumstances surrounding the
commission of the crime. However, there is nothing in this entire
line of questioning which depicts the context or circumstances
surrounding the commission of the crime. The quoted testimony does
not have any tendency to prove that defendant was the intruder who
broke into the home of Lorine Spence around midnight on 30 December
2004 and stabbed Demetrius Spence. Consequently, the admission of
this testimony was error.
Having concluded that the trial court erred by admitting the
foregoing evidence of the effect that the attack on Demetrius
Spence had on the mental health of his mother, Ms. Spence, we now
consider if it was reversible error which would entitle defendant
to a new trial. N.C. Gen. Stat. § 15A-1447(a) (2005). Reversible
error is present when 'there is a reasonable possibility that, had
the error in question not been committed, a different result would
have been reached.' State v. Williams, 322 N.C. 452, 456-57, 368
S.E.2d 624, 627 (1988)(quoting N.C. Gen. Stat. § 15A-1443(a)).
Examining the entire record, we find that the State presented
extensive evidence from two eyewitness who were well-acquainted
with defendant and who positively identified him at trial, and
evidence that defendant fled to Alabama shortly after hearing that
the crime had been publicized. In light of the considerable
evidence of defendant's guilt, we cannot say as a matter of law
that absent the erroneous admission of victim impact evidence,there is a reasonable possibility that the jury's verdict would
have been different. State v. Robbins, 319 N.C. 465, 502, 356
S.E.2d 279, 301, cert. denied, 484 U.S. 918, 98 L. Ed. 2d 226
(1987). This assignment of error is overruled.
C. Right to Remain Silent
[3] Defendant assigns error to the following testimony,
elicited by the State on cross-examination of defendant.
Q. When you found out what you were charged
with, did you go tell the police no I
didn't have a weapon. No, this didn't
happen?
A. If I had done that, I might as well --
Q. My question was, did you go and do it?
A. No ma'am.
Defendant, relying on State v. Elmore, 337 N.C. 789, 792, 448
S.E.2d 501, 502-03 (1994) (holding that police testimony containing
a brief and indirect mention of the defendant's silence during
police questioning was harmless error), argues that the above-
quoted testimony was plain error because it is well-established
that a criminal defendant's exercise of his constitutionally
protected right[] to remain silent . . . may not be used against
him at trial. Id. at 792, 448 S.E.2d at 502. Defendant further
relies on State v. Lane, 301 N.C. 382, 384, 271 S.E.2d 273, 275
(1980), which held that the admission of evidence of defendant's
post-arrest silence as to his alibi was prejudicial error, and
State v. Quick, 337 N.C. 359, 365-67, 446 S.E.2d 535, 539-40
(1994), which granted a new sentencing hearing to the defendant on
other grounds, but held that the trial court erred when it allowed
the State to question both the defendant and a police investigatorat trial about the defendant's silence when asked during a post-
arrest interrogation, how does it feel to kill a . . . man? and
then allowed the State to refer to this silence in closing argument
at sentencing. Defendant also cites State v. Durham, 175 N.C. App.
202, 204-06, 623 S.E.2d 63, 65-66 (2005) (holding that it is
prejudicial error for the State's closing arguments to make
reference to the defendant's post-arrest silence), State v. Shores,
155 N.C. App. 342, 346, 573 S.E.2d 237, 242 (2002) (holding that
the State's questions to defendant and police officer about
defendant's silence after his arrest and the State's reference in
closing argument to defendant's silence amounted to prejudicial
error), and State v. Ward, 354 N.C. 231, 266, 555 S.E.2d 251, 273
(2001) (holding that it was prejudicial error for the State's
closing argument in the sentencing phase of a capital murder trial
to assert that defendant kept silent because he did not want to
incriminate himself).
In response, the State argues that it was entitled to test the
credibility of defendant's testimony, because [a] testifying
defendant is subject to impeachment by cross-examination generally
to the same extent as any other witness, State v. Lester, 289 N.C.
239, 245, 221 S.E.2d 268, 272 (1976), especially when it concerns
his silence before he was arrested, Jenkins v. Anderson, 447 U.S.
231, 238, 65 L. Ed. 2d 86, 94 (1980) (holding that cross-
examination of a defendant about his pre-arrest silence regarding
his defense of self-defense did not violate his right to silence
under the Fifth Amendment).
When a criminal defendant testifies in his own behalf, he
waives his constitutional privilege not to answer questions tending
to incriminate him. State v. Griffin, 201 N.C. 541, 542, 160 S.E.826, 827 (1931). Further, a testifying criminal defendant is
subject to cross-examination, id., and may be asked impeaching
questions, id. at 543, 160 S.E. at 827. Questions about the
defendant's silence before he was arrested are not prohibited,
Lane, 301 N.C. at 384-85, 271 S.E.2d at 275 (citing Jenkins v.
Anderson), though a defendant may not be impeached by inquiries
into his refusal to answer questions after he has been arrested.
301 N.C. at 385, 271 S.E.2d at 275.
None of the cases that defendant relies on are apposite,
because those cases declare unconstitutional prosecutorial
questions about a defendant's silence after his arrest, or to the
State's reference to a defendant's silence in closing argument, not
as here, where the State briefly cross-examined defendant about his
pre-arrest silence. The State was within its constitutional
boundaries when it questioned defendant during cross-examination
about his silence before he was arrested, and we hold that the
trial court did not err in permitting the State to do so.
D. Knife as a Deadly Weapon
[4] Defendant next contends that the trial court erred when it
instructed the jury that a knife is a deadly weapon. Defendant
argues that when the State does not produce the actual knife, or
describe it in detail at trial, the trial court may not instruct
the jury that the knife allegedly used is a deadly weapon.
However, [t]he deadly character of the weapon depends
sometimes more upon the manner of its use, and the condition of the
person assaulted, than upon the intrinsic character of the weapon
itself. State v. McKinnon, 54 N.C. App. 475, 477, 283 S.E.2d 555,
557 (1981) (citation and quotation omitted) (holding that a small
pocketknife is a deadly weapon when the stab wound results in apunctured lung). Where the victim has in fact suffered serious
bodily injury or death, the courts have consistently held that a
knife is a dangerous or deadly weapon per se absent production or
detailed description. State v. Smallwood, 78 N.C. App. 365, 369,
337 S.E.2d 143, 145 (1985); see also State v. Lednum, 51 N.C. App.
387, 390, 276 S.E.2d 920, 922-23 (evidence of victim's week-long
hospitalization, including treatment with intravenous glucose,
stitches and a tube in his lung, and evidence of victim's month-
long absence from work were sufficient for the trial court to
instruct the jury that a knife is a deadly weapon, even though the
knife was not produced at trial and the size of the knife was
disputed), disc. review denied, 303 N.C. 317, 281 S.E.2d 656
(1981).
In the instant case, the knife was not introduced into
evidence at trial, nor was it described in detail. However, the
State introduced uncontroverted evidence that victim suffered life-
threatening injuries, including a collapsed lung and nine stab
wounds which required closure in a hospital operating room. The
serious nature and extent of these injuries was sufficient for the
trial court to instruct the jury that the knife used was a deadly
weapon. This assignment of error is without merit.
E. Evidence that the Door was Forced Open
[5] Defendant next argues that the trial court erred when it
admitted the following testimony from Deputy Randy Smithson: When
I got there, I noticed . . . [t]hat the front door had been forced
open . . . . It was clear to me that the front door had been
forced, and similar testimony from Officer Ashley Burge:
[S]omebody had kicked in the door . . . . The door had actually
been locked to where when the door was kicked in, the deadbolt wasstill in the locked position but had pushed through the doorframe.
Defendant argues that this testimony was inadmissible because it is
improper lay opinion in violation of Rule 701 of the North Carolina
Rules of Evidence.
It is well-settled that
[t]he instantaneous conclusions of the mind as
to the appearance, condition, or mental or
physical state of persons, animals, and
things, derived from observation of a variety
of facts presented to the senses at one and
the same time, are, legally speaking, matters
of fact.
State v. Lloyd, 354 N.C. 76, 109, 552 S.E.2d 596, 620 (2001)
(emphasis added) (citation and quotation omitted). These
instantaneous conclusions are often referred to as shorthand
statements of fact, and are not subject to the limits on lay
opinion testimony found in Rule 701. State v. Braxton, 352 N.C.
158, 187, 531 S.E.2d 428, 445 (2000), cert. denied, 531 U.S. 1130,
148 L. Ed. 2d 797 (2001). This rule applies even if the
instantaneous conclusion is also an element of the charged offense.
State v. Daye, 83 N.C. App. 444, 445-46, 350 S.E.2d 514, 515-16
(1986) (holding that the witness's conclusion that defendant
concealed merchandise, stated as the witness described defendant
rolling up clothes and putting them in her pocketbook, was
admissible in defendant's trial for willfully concealing
merchandise).
The above-quoted testimonial statements, considered in light
of the context, were simply instantaneous conclusions drawn by the
witnesses upon seeing the door standing ajar but still bolted, and
the splintered door frame. The testimony of each witness was a
shorthand statements of fact and therefore not barred by Rule 701.
The trial court did not err in admitting it.F. Omission of Instruction for Felonious Breaking or Entering
[6] Defendant next assigns error to the trial court's failure
to instruct the jury on the lesser included offense of felonious
breaking or entering. The trial court must instruct on a lesser
included offense when there is evidence from which the jury could
find that defendant committed the lesser included offense [unless]
the State's evidence is positive as to every element of the crime
charged and there is no conflicting evidence relating to any
element of the crime charged. State v. Boykin, 310 N.C. 118, 121,
310 S.E.2d 315, 317 (1984).
The essential elements of first-degree burglary are (1) the
breaking and entering (2) of an occupied dwelling of another (3) in
the nighttime (4) with the intent to commit a felony therein.
State v. Robinson, 97 N.C. App. 597, 602, 389 S.E.2d 417, 420,
disc. review denied and appeal dismissed, 326 N.C. 804, 393 S.E.2d
904 (1990). Felonious breaking or entering is break[ing] or
enter[ing] any building [including a dwelling] with intent to
commit any felony or larceny therein. N.C. Gen. Stat. § 14-54(a)
(2005). Misdemeanor breaking or entering is wrongfully break[ing]
or enter[ing] any building. N.C. Gen. Stat. § 14-54(b) (2005).
Breaking is defined as
any act of force, however slight, employed to
effect an entrance through any usual or
unusual place of ingress, whether open, partly
open, or closed. A breaking may be actual or
constructive. A defendant has made a
constructive breaking when another person who
. . . is acting in concert with the defendant
actually makes the opening.
State v. Bray, 321 N.C. 663, 673, 365 S.E.2d 571, 577 (1988)
(internal citations and quotations omitted). Acting in concert
means that the defendant is present at the scene of the crime and
acts together with another who does the acts necessary toconstitute the crime pursuant to a common plan or purpose to commit
the crime. State v. Joyner, 297 N.C. 349, 357, 255 S.E.2d 390,
395 (1979).
The uncontroverted evidence in the record, testified to by the
eyewitnesses and by defendant is that: defendant and James Ferebee
went during the night, to a dwelling occupied by victim and his
mother. The door was closed when they arrived; either defendant or
James Ferebee kicked open the door. This was a breaking. It is
immaterial, on these facts, whether defendant or Ferebee applied
the force necessary to open the door. If Ferebee applied the
force, it is uncontroverted that he and defendant were acting in
concert. Defendant and Ferebee entered through the open door.
The State therefore established by positive and uncontroverted
evidence that defendant and Ferebee broke and entered the dwelling
of Lorine Spence during the nighttime. The only element of first-
degree burglary which is controverted is defendant's intent when he
entered the home. The State's evidence tended to establish that
defendant and Ferebee were armed and entered the home with the
intent to commit the felony of AWDWIKISI. Defendant testified that
at the time he and Ferebee entered, he was unarmed and had no
intention other than peacefully resolving a pre-existing dispute
with victim. Because the State established all the elements of
first-degree burglary, except the intent with which defendant
entered the home, with positive and uncontroverted evidence, it
also established the elements of felonious breaking or entering
except for intent. It was therefore not error for the trial court
to omit an instruction for the lesser included offense of felonious
breaking or entering. Instead, because the evidence as to
defendant's intent was circumstantial and controverted, the trialcourt was required to instruct on the lesser included offense of
misdemeanor (non-felonious) breaking or entering, which it did. We
conclude that the trial court did not err when it omitted a jury
instruction on felonious breaking or entering.
*** Converted from WordPerfect ***