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1. Appeal and Error--preservation of issues--failure to assign error or present
argument
Defendant's appeal of his convictions for assault on a female and for obtaining habitual
felon status are deemed abandoned because defendant failed to assign error or present any
argument on appeal as required by N.C. R. App. P. 10(a).
2. Kidnapping--first-degree_restraint--sufficiency of evidence
The trial court did not err by denying defendant's motion to dismiss the charge of first-
degree kidnapping based on alleged insufficient evidence of restraint, because: (1) there was
sufficient evidence of defendant's restraining the victim by means of pinning her on the bed by
pushing his knee into her chest and by grabbing her hair and preventing her from escaping from
him; and (2) these acts were separate and independent acts from his assaulting her by means of
strangulation.
3. Assault--by strangulation--motion to dismiss--sufficiency of evidence
The trial court did not err by denying defendant's motion to dismiss the charge of assault
by strangulation, because: (1) the State was not required to prove that the victim had a complete
inability to breathe in order to prove the elements of assault by strangulation; and (2) there was
sufficient evidence that defendant applied sufficient pressure to the victim's throat such that she
had difficulty breathing.
4. Obstruction of Justice--intimidating witness by threats-_motion to dismiss--
sufficiency of evidence
The trial court did not err by denying defendant's motion to dismiss one of the eleven
charges of intimidating a witness by threats under N.C.G.S. § 14-226, but the court should have
dismissed the remaining ten counts, because: (1) the voice mail message defendant left for the
victim is the only incident from which the jury could have found that defendant committed the
offense of intimidating a witness; (2) defendant's strong and harsh language, coupled with the
evidence of their volatile and violent relationship, constituted sufficient evidence such that a
reasonable mind could find the message to be threatening; and (3) the victim's testimony that
defendant told her at least ten times not to testify is insufficient to show that defendant threatened
her in any way during the numerous calls on 18 August 2005.
5. Appeal and Error--preservation of issues--failure to argue plain error
Although defendant contends the trial court committed plain error by allegedly failing to
ensure a unanimous verdict as to each separate count of the charges of intimidating a witness and
assault by strangulation, this assignment of error is dismissed, because: (1) an empty assertion of
plain error, without supporting argument or analysis of prejudicial impact, does not meet the
spirit or intent of the plain error rule; and (2) defendant failed to argue specifically and distinctly
that these issues amounted to plain error as required by N.C. R. App. P. 10(c)(4).
Attorney General Roy A. Cooper, III, by Assistant Attorney
General Kathleen U. Baldwin, for the State.
Kathryn L. VandenBerg, for defendant-appellant.
JACKSON, Judge.
Jesse Lee Braxton (defendant) and Michelle Russell
(Russell) had been dating for several months when they moved to
Sylva, North Carolina. At approximately 6:OO a.m. on 2 July 2005,
Russell returned to the motel room in which she and defendant were
staying. She had been out all night with a friend, attending to
the friend's wife who had attempted to commit suicide. Russell
testified that she thought defendant had been drinking, and that he
was angry at her for staying out. Defendant and Russell began
arguing, and the argument quickly became physical. Russell
testified that defendant grabbed her hair, threw her onto the bed,
and grabbed her throat. They continued to wrestle and fight on the
bed. Russell testified that defendant grabbed her by the throat
five separate times, and once put his knee hard on her chest
pinning her to the bed. She stated that she experienced difficulty
breathing during four of the times in which defendant grabbed her
by the throat. At a point when they were near the foot of the bed,
Russell was able to escape from defendant and lock herself in the
bathroom. Russell banged on the bathroom wall, hoping that someone in
the motel office would hear. Defendant kicked on the bathroom door
a few times and then stopped. After a short while, Russell heard
defendant talking on the phone and she ran for the motel room door.
She testified that defendant grabbed her by her hair, pulled her
onto the bed, and covered her mouth and throat because she was
screaming. After a couple of seconds, one of the motel owners
knocked on the door. Russell asked the owner to call the police,
and defendant left the room.
Russell testified she suffered bruises on her neck, chest, and
arms as a result of the incident. Photos of the bruises taken by
police a few days later showed several bruises and scratches on
Russell's arms, chest, and neck. A police officer, who interviewed
Russell at the motel on the day of the assault, testified that
Russell had marks on the right side of her neck and on her arms.
Russell told the officer that defendant had tried to kill her. She
said defendant had put his hands over her mouth and nose.
Defendant was arrested and jailed later that day. At some point on
2 July 2005, defendant called Russell from jail and left a voice
mail message, saying that when he got out he would give her a taste
of her own medicine.
A preliminary hearing was held in this case on 16 August 2005,
and Russell testified at the hearing. On 18 August 2005, Russell
received several phone calls from defendant. They spoke for a
total of four to five hours, and she occasionally hung up, but then
continued talking when he called back. Defendant asked her why shehad testified at the preliminary hearing. He also asked her at
least ten times not to testify in the future. Defendant
instructed Russell to write an affidavit saying her previous
statements to police were false and that she made up the charges
due to problems with the medication she took to treat her bipolar
disorder. The couple also discussed their relationship and
possible reconciliation.
On 26 August 2005, Russell delivered a letter she had written
to the District Attorney stating that her allegations against
defendant were false. At trial, she testified that much of the
letter was false, and that her trial testimony about the assaults
in the motel room was the truth. She testified that defendant
suggested most of the content of the letter, but that she was alone
when she wrote it.
Defendant was indicted on one count of first-degree
kidnapping, five counts of felony assault by strangulation, two
counts of assault on a female, eleven counts of intimidating a
witness, and for obtaining the status of habitual felon. At the
close of the State's evidence, the State dismissed one count of
assault by strangulation. On 26 January 2006, the jury found
defendant guilty of one count of second-degree kidnapping, two
counts of assault by strangulation, one count of assault on a
female, eleven counts of intimidating a witness, and of being a
habitual felon. Defendant was acquitted on two counts of assault
by strangulation and one count of assault on a female. Defendant
was sentenced to three consecutive terms of imprisonment of 133-169months. Defendant's first sentence consolidated his habitual felon
conviction with all of the intimidating a witness convictions. His
second sentence was for the kidnapping offense, and his third
sentence consolidated all of the assault offenses. Defendant
appeals from his convictions.
[1] We begin by noting that defendant has failed to assign
error to or present any argument on appeal regarding his
convictions for assault on a female or his obtaining habitual felon
status. As such, defendant's appeal of these convictions is deemed
abandoned. See N.C. R. App. P. 10(a) (2006) ([T]he scope of
review on appeal is confined to a consideration of those
assignments of error set out in the record on appeal in accordance
with this Rule 10.); N.C. R. App. P. 28(b)(6) (2006) (Assignments
of error not set out in the appellant's brief, or in support of
which no reason or argument is stated or authority cited, will be
taken as abandoned.).
[2] Defendant first contends the trial court erred in denying
his motion to dismiss the charge of first degree kidnapping based
upon insufficiency of the evidence.
In reviewing a defendant's motion to dismiss based upon
insufficiency of the evidence,
The trial court must determine only whether
there is substantial evidence of each
essential element of the offense charged and
of the defendant being the perpetrator of the
offense. Evidence is substantial if it is
relevant and adequate to convince a reasonable
mind to accept a conclusion. In considering a
motion to dismiss, the trial court must
analyze the evidence in the light most
favorable to the State and give the State thebenefit of every reasonable inference from the
evidence. The trial court must also resolve
any contradictions in the evidence in the
State's favor. The trial court does not weigh
the evidence, consider evidence unfavorable to
the State, or determine any witness'
credibility.
State v. Parker, 354 N.C. 268, 278, 553 S.E.2d 885, 894 (2001)
(internal citations and quotation marks omitted).
In order to survive a motion to dismiss the charge of first
degree kidnapping, the State must present substantial evidence that
the defendant 1) unlawfully confined, restrained, or removed from
one place to another, 2) a person sixteen years of age or older, 3)
without that person's consent, and 4) the confinement, restraint,
or removal was for the purpose of a) facilitating the commission of
any felony, or b) doing serious bodily injury to the person
confined, restrained or removed. N.C. Gen. Stat. § 14-39(a)
(2005). On appeal, defendant specifically contends there was
insufficient evidence of the element of restraint or restraint for
the purpose of inflicting serious bodily injury. Defendant further
argues that even if there was evidence of restraint, the restraint
used was inherent in the felony of assault by strangulation, and
thus not sufficient to satisfy the elements of first degree
kidnapping.
It is well established that in order to satisfy the
requirements for proving kidnapping, the restraint done which is to
constitute the kidnapping, must be a separate, complete act,
independent of and apart from the other felony. State v. Fulcher,
294 N.C. 503, 524, 243 S.E.2d 338, 352 (1978); see also State v.Key, 180 N.C. App. 286, 289-90, 636 S.E.2d 816, 820 (2006); State
v. Boyce, 175 N.C. App. 663, 665-66, 625 S.E.2d 553, 555 (2006).
The restraint must be separate and apart from that which is
inherent in the commission of the other felony. Id. at 523, 243
S.E.2d at 351.
In the instant case, Russell testified that defendant pinned
her down on the bed by pushing his knee into her chest, thereby
restricting her ability to escape from him. Russell testified that
defendant pushed his knee into her chest with such force that it
hurt her. Russell's additional testimony showed that each time
defendant threw her onto the bed, he grabbed her throat tight
enough that she had difficulty breathing. Moreover, Russell
testified that twice during the assault defendant grabbed her by
the hair. She stated that at the beginning of the assault
defendant grabbed her by the hair and threw her on the bed, and
then grabbed her by the throat. Russell also stated that when she
came out of the bathroom and ran for the motel room door, defendant
grabbed her hair and pulled her back, thereby preventing her from
leaving. Based upon Russell's testimony, we hold there was
sufficient evidence of defendant's restraining Russell by means of
pinning her on the bed by pushing his knee into her chest and by
grabbing her hair and preventing her from escaping from him.
Defendant contends this amount of restraint is inherent in the
commission of the felony of assault by strangulation. We disagree.
The offense of assault by strangulation requires only that an
individual assault another person and inflict physical injury bystrangulation. See N.C. Gen. Stat. § 14-32.4(b) (2005). There is
nothing in the statutory definition of assault by strangulation
which requires proof that the perpetrator restrained the victim in
any manner, with the exception of the act of strangulation.
Here, defendant's act of pinning Russell on the bed by pushing
his knee into her chest, his grabbing of her hair, and his
preventing her from leaving the motel room were separate and
independent acts from his assaulting her by means of strangulation.
As such, there was sufficient evidence of defendant's restraint of
Russell to satisfy the elements of first degree kidnapping.
Defendant's motion to dismiss the charge of first degree kidnapping
was properly denied, and defendant's assignment of error is
overruled.
[3] Defendant next contends the trial court erred in denying
his motion to dismiss the charges of assault by strangulation.
Defendant argues there was insufficient evidence of an actual
strangulation.
The offense of assault by strangulation was enacted by our
General Assembly in 2004, and has yet to be interpreted by our
courts. North Carolina General Statutes, section 14-32.4(b)
provides that [u]nless the conduct is covered under some other
provision of law providing greater punishment, any person who
assaults another person and inflicts physical injury by
strangulation is guilty of a Class H felony. N.C. Gen. Stat. §
14-32.4(b) (2005). Section 14-32.4 does not define the term
strangulation. Statutory interpretation properly begins with an examination
of the plain words of the statute. Correll v. Division of Social
Services, 332 N.C. 141, 144, 418 S.E.2d 232, 235 (1992). In
interpreting statutory language, it is presumed the General
Assembly intended the words it used to have the meaning they have
in ordinary speech. Nelson v. Battle Forest Friends Meeting, 335
N.C. 133, 136, 436 S.E.2d 122, 124 (1993). When the plain meaning
of a word is unambiguous, a court is to go no further in
interpreting the statute than its ordinary meaning. Id. But
where a statute is ambiguous, judicial construction must be used to
ascertain the legislative will. Burgess v. Your House of Raleigh,
326 N.C. 205, 209, 388 S.E.2d 134, 136-37 (1990). It is well
established that a statute must be construed, if possible, to give
meaning and effect to all of its provisions. HCA Crossroads
Residential Ctrs. v. N.C. Dept. of Human Res., 327 N.C. 573, 578,
398 S.E.2d 466, 470 (1990).
Defendant contends the definition of strangulation should be
interpreted according to definitions found in dictionaries which
require proof of a complete closure of one's airway causing an
inability to breathe. The State contends that defendant's
interpretation of strangulation defies not only the clear
legislative intent, but also common sense. The State argues if we
accept defendant's definition, the conduct of completely closing
off one's airway and causing an inability to breathe would actually
constitute other, more serious, offenses such as murder, attempted
murder, assault with a deadly weapon with intent to kill inflictingserious injury, or assault inflicting serious injury. All of these
offenses are crimes which provide for greater punishment than the
Class H felony of assault by strangulation. We are inclined to
agree with the State's argument.
Webster's Ninth New Collegiate Dictionary defines
strangulation as 1: the action or process of strangling or
strangulating[;] 2: the state of being strangled or strangulated;
[especially]: excessive or pathological constriction or compression
of a bodily tube (as a blood vessel or a loop of intestine) that
interrupts its ability to act as a passage. Webster's Ninth New
Collegiate Dictionary 1164 (9th ed. 1991). Strangle is defined
as 1a: to choke to death by compressing the throat with something
(as a hand or rope): THROTTLE[;] b: to obstruct seriously or
fatally the normal breathing of . . . [;] c: STIFLE[.] Id. At
trial, the court provided the jury with the following definition
for strangulation, which came from a footnote in the pattern jury
instructions, strangulation is defined as a form of asphyxia
characterized by closure of the blood vessels and/or air passages
of the neck as a result of external pressure on the neck brought
about by hanging, ligator [sic] or the manual assertion of
pressure. See N.C.P.I.--C rim. 208.61 n.1 (2005).
The statute at issue, section 14-32.4(b), specifically
provides that [u]nless the conduct is covered under some other
provision of law providing greater punishment, then one who
assaults another by means of strangulation, and causes physical
injury, has committed an act sufficient to satisfy the statutorydefinition. This offense is included in the section of our
statutes providing for the crimes of not only felony assault
inflicting serious injury, but also assault with a deadly weapon
with the intent to kill or inflict serious injury. See N.C. Gen.
Stat. § 14-32.4(a) (2005); N.C. Gen. Stat. § 14-32 (2005).
Were we to accept defendant's definition of strangulation
the State would be required to show that a defendant strangled his
or her victim to the point of death or close to it, in order to
prove assault by strangulation. This type of conduct is provided
for by other criminal offenses in our State's statutes. At trial,
Russell testified to four separate incidents in which defendant
grabbed her by the throat, causing her to have difficulty
breathing. We hold the State was not required to prove that
Russell had a complete inability to breathe in order to prove the
elements of assault by strangulation. Defendant's motion to
dismiss the four counts of assault by strangulation therefore was
properly denied, as there was sufficient evidence that defendant
applied sufficient pressure to Russell's throat such that she had
difficulty breathing. Defendant's assignment of error is
overruled.
[4] Defendant next contends the trial court erred in denying
his motion to dismiss the charges of intimidating a witness by
threats. Defendant argues there was insufficient evidence of
threats made by him for the purpose of attempting to deter Russell
from attending court, as alleged in the indictments. He contends
there was not evidence presented to support the eleven separateinstances of threats, as alleged in the indictments. Defendant
also argues that there was no evidence that Russell felt threatened
by his calls, or that defendant directly threatened her.
North Carolina General Statutes, section 14-226 provides:
If any person shall by threats, menaces or in
any other manner intimidate or attempt to
intimidate any person who is summoned or
acting as a witness in any of the courts of
this State, or prevent or deter, or attempt to
prevent or deter any person summoned or acting
as such witness from attendance upon such
court, he shall be guilty of a Class H felony.
N.C. Gen. Stat. § 14-226(a) (2005). Each of defendant's eleven
indictments for this offense alleged that defendant attempted to
deter Russell from attending court by means of threats. Because
the State sought to indict defendant for intimidating a witness
based upon a theory of threats, the State was required to prove
defendant intimidated Russell by means of threats, not by way of
menaces or in any other manner[,] as permitted by the statute.
See State v. Silas, 360 N.C. 377, 383, 627 S.E.2d 604, 608 (2006);
State v. Wilkinson, 344 N.C. 198, 222, 474 S.E.2d 375, 388 (1996)
(when the indictment alleges an intent to commit a particular
felony, the State must prove the particular felonious intent
alleged.).
In the instant case, the jury heard evidence of a voice mail
message left by defendant, in which he was angry, called Russell a
stinking nasty bitch, and stated that you've got me under a
$5,000 bond. As soon as I make it, I'm going to give you a God
damn taste of your own fucking medicine. The jury also heard
testimony regarding defendant and Russell's volatile relationship,including the fact that defendant previously had assaulted Russell
on several occasions. Russell testified that she also had taken
out charges against defendant in January of 2005, but that she
decided not to proceed with those charges after defendant made
[her] feel so bad.
The jury heard additional evidence of four more calls on 18
August 2005, in which defendant specifically encouraged Russell to
dismiss the charges against him, to not show up in court, and to
write an affidavit to the District Attorney saying that she made
everything up and that the charges were false. Defendant
specifically instructed Russell as to what to include in the
affidavit, and that it must state that he did not choke her and
that he never intimidated her. Additional evidence showed that
defendant and Russell spoke on two more occasions, but that in
these conversations they discussed only defendant's jealousy
problems. Russell testified that on 18 August 2005, defendant
called her from jail numerous times, and that he repeatedly told
her not to testify and to tell the District Attorney and defense
counsel that she made up the charges against defendant due to
problems with her medication for her bipolar disorder. She stated
that on this evening, defendant told her at least ten times not to
testify.
Based upon the evidence presented at trial, we hold that the
voice mail message defendant left for Russell is the only incident
from which the jury could have found that defendant committed the
offense of intimidating a witness. Defendant's strong and harshlanguage, coupled with the evidence of their volatile and violent
relationship, constituted sufficient evidence such that a
reasonable mind could find the message to be threatening.
Russell's testimony that defendant told her at least ten times
not to testify is not sufficient to show that defendant threatened
her in any way during the numerous calls on 18 August 2005. As
such, we hold there was sufficient evidence to support only one of
defendant's eleven convictions for intimidating a witness, and
therefore the trial court properly denied defendant's motion to
dismiss as to one count. There was not sufficient evidence
presented to support his convictions on the remaining ten counts,
and the trial court should have dismissed these remaining counts.
Therefore, ten of defendant's eleven convictions of intimidating a
witness are reversed, and these ten counts are dismissed.
[5] Finally, defendant argues the trial court failed to ensure
an unanimous verdict as to each separate count of the charges of
intimidating a witness and assault by strangulation. Defendant
argues that neither the jury instructions nor the verdict sheets
required the jury to be unanimous in determining the specific
factual basis for each count. As stated by defendant, the jury
instructions for both offenses did not separate out the individual
acts which were to constitute each count. Also, the verdict sheets
for each of the intimidating a witness counts, and for each of the
assault by strangulation counts, were identical with the exception
of the case numbers listed on each sheet. At trial, defendant failed to object to either the jury
instructions or the verdict sheets. When asked if there were any
problems with the verdict sheets, defense counsel replied No,
sir, and when asked if there were any objections to the
instructions as given to the jury, defense counsel replied that
there were none. On appeal, defendant relies on State v. Holden,
160 N.C. App. 503, 586 S.E.2d 513 (2003), aff'd by an equally
divided panel and left standing without precedential value, 359
N.C. 60, 602 S.E.2d 360 (2004), in support of his argument that
issues of jury unanimity are preserved for appellate review as a
matter of law, even when no objection is raised in the trial court.
However, our Supreme Court has ruled that Holden has no
precedential value, therefore defendant's reliance on it is
misplaced. See Holden, 359 N.C. 60, 602 S.E.2d 360.
In order to preserve a question regarding jury instructions
for appellate review, Rule 10(b)(2) of the North Carolina Rules of
Appellate Procedure provides:
A party may not assign as error any portion of
the jury charge or omission therefrom unless
he objects thereto before the jury retires to
consider its verdict, stating distinctly that
to which he objects and the grounds of his
objection; provided, that opportunity was
given to the party to make the objection out
of the hearing of the jury, and, on request of
any party, out of the presence of the jury.
N.C. R. App. P. 10(b)(2) (2006). However, questions concerning a
jury instruction may be made the basis of an assignment of error
where the action in question is specifically and distinctly
contended to amount to plain error. State v. Bartley, 156 N.C.App. 490, 501, 577 S.E.2d 319, 325 (2003) (citing N.C. R. App. P.
10(c)(4)). Defendant's assignments of error with regards to the
jury instructions and verdict sheets for these offenses do state
that Defendant asserts, in the alternative, trial error, plain
error, structural error, or constitutional error. However, an
empty assertion of plain error, without supporting argument or
analysis of prejudicial impact, does not meet the spirit or intent
of the plain error rule. State v. Cummings, 352 N.C. 600, 637,
536 S.E.2d 36, 61 (2000), cert. denied, 532 U.S. 997, 149 L. Ed. 2d
641 (2001). In his brief, defendant fails to argue specifically
and distinctly that these issues amounted to plain error, as
required by Rule 10(c)(4) of our appellate rules. Therefore,
defendant has waived plain error review, and we must overrule his
final assignments of error.
No error in part; Reversed in part.
Judges WYNN and STEELMAN concur.
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