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Termination of Parental Rights--late entry of order--prejudicial error
The trial court erred and prejudiced respondent father and his minor child when it entered
its written order more than five months after the conclusion of the hearing and the trial court's
oral rendition of its ruling because: (1) the late entry violated both N.C.G.S. §§ 7B-1109(e) and
1110(a), and the Court of Appeals' well-established interpretation of the General Assembly's
choice and use of the word shall; (2) the longer the delay in entry of the order beyond the
thirty-day deadline, the more likely prejudice will be readily apparent; (3) the maternal
grandparents were forced to wait longer before proceeding to adoption, and the minor child was
prevented from settling into a permanent family environment; and (4) respondent was not able to
appeal until the entry of the order, he was incarcerated at the time of the termination of parental
rights hearing, his release date was May 2006 which was within weeks of the entry of the
termination of parental rights order, and his living situation was drastically different at the time
of the hearing than at the time of the entry of the termination order.
Judge GEER dissenting.
Blanchard, Newman & Hayes, by Ronald G. Blanchard, for
petitioners-appellees.
Thomas B. Kakassy, PA, by Thomas B. Kakassy, for respondent-
appellant.
TYSON, Judge.
Christopher Rob Keeter (respondent) appeals from order
entered terminating his parental rights to his minor child, C.L.K.
We reverse.
GEER, Judge, dissenting.
I do not agree with the majority opinion that the order below
should be reversed because it was untimely filed. I do not believe
that the reasoning of the majority opinion can be meaningfully
distinguished from the reasoning contained in the same authoring
judge's dissent in In re T.S., III & S.M., 178 N.C. App. 110, 117-
122, 631 S.E.2d 19, 25 (2006) (Tyson, J., dissenting) _ reasoning
that was specifically rejected by the Supreme Court. In re T.S.,
III & S.M., 361 N.C. 683, 641 S.E.2d 302 (2007) (per curiam).
As our Supreme Court has confirmed, the "time limitations in
the Juvenile Code are not jurisdictional in cases such as this one
and do not require reversal of orders in the absence of a showing
by the appellant of prejudice resulting from the time delay." In
re C.L.C., 171 N.C. App. 438, 443, 615 S.E.2d 704, 707 (2005)
(emphasis added), aff'd per curiam in part, disc. review
improvidently allowed in part, 360 N.C. 475, 628 S.E.2d 760 (2006).
There is no per se rule of prejudice, but rather the appellant must
specifically demonstrate how the delay in filing the order resulted
in prejudice. In this case, the majority opinion substantially ignores the
appellant's argument of prejudice and substitutes its own
articulations of prejudice. As has been much discussed, our
Supreme Court has made it clear that "[i]t is not the role of the
appellate courts, however, to create an appeal for an appellant."
Viar v. N.C. Dep't of Transp., 359 N.C. 400, 402, 610 S.E.2d 360,
361 (2005) (per curiam). This principle applies with full force in
this situation. See In re As.L.G., 173 N.C. App. 551, 555, 619
S.E.2d 561, 564 (2005) ("Even if prejudice is apparent without
argument, '[i]t is not the role of the appellate courts . . . to
create an appeal for an appellant.'" (quoting Viar, 359 N.C. at
402, 610 S.E.2d at 361)), disc. review improvidently allowed, 360
N.C. 476, 628 S.E.2d 760 (2006). Nevertheless, the majority
opinion has taken the approach condemned in Viar: the opinion makes
an argument for the appellant that he did not specifically assert
on his own behalf and then relies upon that argument for reversal.
(See footnote 1)
The Supreme Court explained the basis for its holding in Viar:
"As this case illustrates, the Rules of Appellate Procedure must be
consistently applied; otherwise, the Rules become meaningless, and
an appellee is left without notice of the basis upon which an
appellate court might rule." 359 N.C. at 402, 610 S.E.2d at 361. Here, because the "prejudice" relied upon by the majority opinion
was not specifically relied upon by the father as a basis for
reversal, respondents had no notice that they needed to rebut that
form of "prejudice." This is no minor problem. Although the
majority opinion refers to "allegations" of prejudice, an
appellant's mere assertion of prejudice is insufficient _ this
Court must be persuaded by the appellant that prejudice in fact
occurred. See As.L.G., 173 N.C. App. at 555, 619 S.E.2d at 564
(holding "that the party asserting prejudice [from excessive
delays] must actually bear its burden of persuasion"). In
assessing whether an appellant has met his burden of persuasion, we
must also have an opportunity to hear from the appellees as to why
they contend the alleged prejudice was not in fact prejudicial.
After citing and quoting various cases, respondent made the
following argument regarding the prejudice that he suffered in
light of his specific circumstances:
In this case, respondent was incarcerated at
the time of the hearing; his expected release
date was early May, 2006; as it turns out,
this was within days of the entry of the order
in this case. His situation was radically
different at the time of the entry of the
order than on the day of trial. In the words
of Judge Fox on the trial date:
I believe you when you say you're
using this prison experience to come
out the whole human being that you
weren't when you went in. I believe
you. But the point is, you've got
seven more months before you're been
going [sic] to be in the position to
hit the ground at which time you'd
be asking the Court to experiment
with that child. Seven more months,
another eternity in the child's
life, and then start an experiment.
Clearly, the passage of the "eternity" which
weighed so heavily on Judge Fox's mind on the
trial date was not at all the situation which
existed on the date of the entry of judgment.
Given what he considered to be the "very, very
tempting" alternative of not terminating, even
on the trial date, Judge Fox may well have
been swayed in the other direction by the
changed circumstances. Precedent holding that
delays approaching and exceeding six months
are prejudicial, together with Judge Fox's
illuminating statement, dictate a finding of
prejudicial error and reversal.
(Citations to record omitted; emphasis added.) In other words,
respondent's sole argument regarding prejudice is: (1) six months'
delay is per se prejudicial, and (2) Judge Fox would have been
unlikely to terminate his rights had the hearing been held at the
time of respondent's release from incarceration.
This Court has held time and time again "that any violation of
the statutory time lines [is] not reversible error per se,"
regardless of the length of the delay, and only "an appropriate
showing of prejudice arising from the delay" justifies reversal.
As.L.G., 173 N.C. App. at 555, 619 S.E.2d at 564. Further, mere
citation to other cases in which prejudice was found from similar
delays is insufficient since "[w]hether a party has adequately
shown prejudice is always resolved on a case-by-case basis . . . ."
Id. at 554, 619 S.E.2d at 564. Thus, respondent's bare reliance
upon the length of the delay cannot support reversal of the order.
We are, therefore, left only with respondent's curious
contention relating to his prison release date. If the trial court
had complied with the statutory deadline, the order would have been
entered long before his release from incarceration. The fact that
the court could not consider respondent's improved circumstances
upon release was due to the timing of the hearing and not the delayin the entry of the order. Had there been no error with respect to
the entry of the order, the prejudice articulated by respondent
would not have been eliminated. Accordingly, respondent has failed
to demonstrate any prejudice from the delay in the filing of the
order. See id. at 557, 619 S.E.2d at 565 ("Here, respondent has
argued prejudice; however, we cannot agree that any befell her from
DSS's delay.").
Even if it were permissible for this Court to scan the record
to uncover any possible prejudice overlooked by the appellant, the
"prejudice" relied upon by the majority does not fit the facts of
this case. This is a private termination of parental rights
proceeding. Petitioners, the child's maternal grandparents,
already have been awarded temporary custody of their grandchild,
who has lived with them since birth. The delay in the filing of
the order does not delay "permanency" for the grandparents because
their relationship with the child is one of blood and will exist
regardless of the outcome of these proceedings. The child has not
been prejudiced by the delayed order because she continues to
reside with her grandparents, who have legal custody, and
respondent himself has stated only that "[w]ithin 12 months of the
trial date, respondent hopes to be stable, working, and in a
position to regain custody of his daughter." (Emphasis added.) In
other words, respondent's own circumstances _ his incarceration _
precluded even the hope of permanency until, at the earliest, a
year after the termination of parental rights hearing.
The majority opinion's mere recitation that the grandparents
were forced to wait longer to proceed with adoption and the child
was prevented from settling into a permanent family environmentshows little true prejudice when, as here, the child is in the
legal custody of a close family member, and the parent admits he
cannot yet, in any event, assume custody. Indeed, the majority
opinion's "prejudice" would apply in almost any case, rendering _
contrary to this Court's numerous decisions otherwise _ delays in
filing orders per se prejudicial.
With respect to respondent's delayed ability to appeal, the
majority opinion has failed to explain in what manner that factor
prejudiced respondent. If respondent desired to appeal more
quickly, it was within his power to request that the court enter
its order so that an appeal could be taken. More importantly,
respondent has, in his appellate brief, used that delay to his
advantage by arguing that reversal of the order terminating his
parental rights is warranted because his circumstances at the time
of the entry of the order were completely different than at the
time of the hearing.
In sum, I do not believe that respondent has met his burden of
demonstrating prejudice from the belated filing of the order. I
would, therefore, address respondent's remaining arguments.
Respondent argues (1) that the evidence failed to support the trial
court's finding that he did not provide support for the child for
more than a year prior to the filing of the petition, (2) that the
trial court failed to make sufficient findings of fact to support
its conclusion that respondent willfully abandoned the child for at
least six consecutive months immediately preceding the filing of
the petition, and (3) that the trial court failed to make
sufficient findings of fact to support its conclusion that thechild's best interests would be served by terminating respondent's
parental rights.
The trial court first concluded that termination of parental
rights was warranted under N.C. Gen. Stat. § 7B-1111(a)(4). N.C.
Gen. Stat. § 7B-1111(a)(4) permits termination if "[o]ne parent has
been awarded custody of the juvenile by judicial decree or has
custody by agreement of the parents, and the other parent whose
parental rights are sought to be terminated has for a period of one
year or more next preceding the filing of the petition or motion
willfully failed without justification to pay for the care,
support, and education of the juvenile, as required by said decree
or custody agreement."
Although the trial court cited § 7B-1111(a)(6) as a second
basis for termination of parental rights, the conclusion of law
stated: "That termination of Father's parental rights is warranted
by N.C.G.S. § 7B-1111(a)(6) because the clear and convincing
evidence shows that Father has had no contact with the Child and,
thereby, has willfully abandoned the Child for at least six (6)
consecutive months immediately preceding the filing of this
action." N.C. Gen. Stat. § 7B-1111(a)(6), however, allows
termination upon a showing that "the parent is incapable of
providing for the proper care and supervision of the juvenile, such
that the juvenile is a dependent juvenile within the meaning of
G.S. 7B-101 . . . ." It is apparent, therefore, that the trial
court's order contains a typographical error and that it intended
to rely upon N.C. Gen. Stat. § 7B-1111(a)(7), which provides: "The
parent has willfully abandoned the juvenile for at least sixconsecutive months immediately preceding the filing of the petition
or motion . . . ."
I do not believe it is necessary to address whether N.C.
Gen. Stat. § 7B-1111(a)(4) provided a proper basis for terminating
respondent's parental rights because I would uphold the trial
court's ruling under § 7B-1111(a)(7). See In re B.S.D.S., 163 N.C.
App. 540, 546, 594 S.E.2d 89, 93-94 (2004) ("Having concluded that
at least one ground for termination of parental rights existed, we
need not address the additional ground[s] . . . found by the trial
court."). With respect to the abandonment ground, respondent
argues only that the trial court made insufficient findings of
fact. I disagree.
"Willful abandonment has been found where 'a parent withholds
his presence, his love, his care, the opportunity to display filial
affection, and [willfully] neglects to lend support and
maintenance." In re D.J.D., 171 N.C. App. 230, 241, 615 S.E.2d 26,
33 (2005) (quoting In re McLemore, 139 N.C. App. 426, 429, 533
S.E.2d 508, 509 (2000)). Further, "[d]espite incarceration, a
parent failing to have any contact can be found to have willfully
abandoned the child . . . ." Id.
In this case, the trial court found (1) that the child has
resided with her grandparents since her birth, (2) that the
grandparents have "cared for all of the Child's emotional and
physical needs since her birth," (3) the father was awarded
temporary visitation with the child in an order granting temporary
custody of the child to the grandparents, (4) the grandparents have
neither prevented nor interfered with the father's visitationrights,
(See footnote 2)
and (5) respondent has had no contact with the child.
(Emphasis added.) In sum, these findings of fact establish that
respondent has provided for none of the child's needs since her
birth and has had no contact with the child despite a legal
entitlement to visitation.
These findings _ although sparse _ are sufficient, under our
case law, to support the conclusion that the criteria of § 7B-
1111(a)(7) were met. See, e.g., id. at 240-41, 615 S.E.2d at 33-34
(finding sufficient basis for abandonment when the respondent had
taken no "steps to develop or maintain a relationship with his
children"); In re Humphrey, 156 N.C. App. 533, 540, 577 S.E.2d 421,
427 (2003) (upholding conclusion of abandonment when the
respondent's sole contact with the child in six years was a single
birthday card, and the respondent had provided no financial
support); McLemore, 139 N.C. App. at 430, 533 S.E.2d at 510
(upholding conclusion of abandonment when "[t]he findings indicate
that during these six months, respondent made no contacts with his
child, financial or otherwise"). Accordingly, I would hold that
the trial court made sufficient findings of fact to support its
conclusion that grounds existed to terminate respondent's parental
rights based on abandonment.
I likewise would reject respondent's argument that the trial
court made insufficient findings of fact to support its conclusion
that it was in the child's best interests to terminate respondent's
parental rights. I believe that conclusion is adequately supportedby the findings that the child has lived with her grandparents
since birth, that her grandparents have cared for all of the
child's emotional and physical needs, and that respondent has had
no contact with the child despite having been awarded visitation.
As with the grounds for termination, additional findings of fact
would have been preferable, but I believe these findings of fact
are still sufficient, if barely so, to justify the trial court's
best interests determination. Accordingly, I would affirm the
decision of the trial court terminating respondent's parental
rights.
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