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1. Evidence-_exclusion of expert testimony--identification procedures
The trial court did not abuse its discretion in a first-degree murder and felonious
conspiracy to commit robbery with a firearm case by barring the expert testimony of Dr. Cutler
regarding the identification procedures used, because: (1) Dr. Cutler did not interview the
witnesses in this case, he did not observe their trial testimony, and he did not visit the crime
scene; and (2) the probative value of the testimony, considered in the light most favorable to
defendant, was marginally weak and the evidence would confuse the jury, unnecessarily delay the
proceeding, and would not be of significant assistance to the jury.
2. Evidence--privileged communications_-statements made by codefendants to their
attorneys
The trial court did not err in a first-degree murder and felonious conspiracy to commit
robbery with a firearm case by denying defendant's motion to compel disclosure of the
statements made by his codefendants to their respective attorneys because, although defendant
relies on our Supreme Court's opinions in Miller I, 357 N.C. 316 (2003), and Miller II, 358 N.C.
364 (2004), the language used demonstrated that the Court intended to limit the scope of its
opinions to situations where the client is deceased.
Attorney General Roy Cooper, by Assistant Attorney General
Steven F. Bryant, for the State.
Glover & Petersen, P.A., by Ann B. Petersen, for Defendant-
Appellant.
McGEE, Judge.
Dwight McLean (Defendant) was convicted of first-degree
murder, attempted robbery with a firearm, three counts of robbery
with a firearm, and feloniously conspiring to commit robbery with
a firearm. Defendant was sentenced to life imprisonment without
parole on the first-degree murder charge and a minimum of twenty-five months to a maximum of thirty months in prison on the
conspiracy charge. The trial court arrested judgment on the three
counts of robbery with a firearm and the charge of attempted
robbery with a firearm. Defendant appeals.
An armed robbery of night shift employees of the Sewer
Maintenance Department of the Raleigh Public Utilities Department
(the sewer department) occurred on 1 November 2002. The robbery
resulted in the death of Robert Saiz (Saiz). The State charged
multiple parties, including Defendant, and Defendant's uncle, Louis
McLean, in the robbery. In a pretrial motion dated 16 September
2003, Defendant moved to compel Louis McLean's counsel to disclose
to the trial court and to Defendant's counsel "the substance of any
and all conversations and/or communications that [Louis McLean's
counsel] have had with the co-defendant Louis McLean." In his
motion, Defendant asserted that the communications between Louis
McLean and Louis McLean's counsel concerned the culpability of a
third-party and were not protected by attorney-client privilege
pursuant to our Supreme Court's decisions in In re Investigation of
Death of Eric Miller, 357 N.C. 316, 584 S.E.2d 772 (2003) (Miller
I), and In re Investigation of Death of Eric Miller, 358 N.C. 364,
595 S.E.2d 120 (2004) (Miller II). Defendant requested that the
trial court require counsel for all co-defendants to file an
affidavit, to be reviewed in camera, revealing what their clients
had said to them.
The trial court held a hearing regarding Defendant's motion on
3 November 2003. Counsel for each co-defendant was present at thehearing, and each indicated that their client did not waive the
attorney-client privilege. The trial court ruled that the holdings
of Miller I and Miller II were narrow and limited to situations in
which the client was deceased. Since this was not the situation in
the present case, the trial court denied Defendant's motion.
Decarus Vinson (Vinson), a supervisor at the sewer department,
testified to the following: On the evening of 1 November 2002,
Louis McLean worked for the sewer department on one of the night
shift crews, and Vinson was his supervisor. Saiz was the
supervisor of the other night shift crew working on the evening of
1 November 2002. Both crews were called out to a work site and
returned to the sewer department at approximately 11:00 p.m. Louis
McLean drove a separate truck to the site, and upon returning from
the site, talked on the telephone. Several employees began
"playing quarters" in the break room. At approximately 11:30 p.m.,
Vinson heard the door shaking. Thereafter, he heard shooting that
"sounded like a pellet gun[.]" Saiz and another individual ran out
of the room. Vinson laid down on the floor and "just kept [his]
eyes on" the two men who had entered the room. Vinson testified
that after Saiz and the other individual fled, the shooter fired
two shots. Vinson stated that the shooter was wearing a "yellow
shirt with writing on the side and something in the front." The
second individual was smaller and wore a "hoodie[,]" a hooded
sweatshirt. The shooter demanded wallets from the employees, and
Vinson gave his wallet to the smaller man who was wearing the
hoodie. Vinson saw three other employees give their wallets to theman. Vinson saw the two men leave the building, but the shooter
re-entered the building, and then exited from another door.
Several people then called 911. Vinson left the building and
saw Saiz lying on the ground outside. Saiz had a small red mark on
his back, was spitting up blood, and gasping for air. Several days
later, Vinson was presented with a photographic lineup and
identified Defendant as the shooter.
Officer R.E. Nance (Officer Nance), with the canine unit of
the Raleigh Police Department, testified that he responded to the
sewer department on 1 November 2002 with his police dog. Officer
Nance observed the dog respond in a way that suggested the dog had
picked up a scent in the parking area outside the building. The
dog became excited and led Officer Nance through a grassy area near
the building where Officer Nance found a yellow shirt. Officer
Nance notified another officer to secure the area and continued to
follow the dog. Officer Nance and the dog continued for a few more
feet and the dog located another shirt, "grayish or bluish" in
color. Officer Nance noticed a strong odor of gunpowder coming
from the shirt. The dog continued to lead Officer Nance forward,
eventually to parking lots surrounding the Timberlake Apartments.
Two other members of the sewer department who were present
during the robbery also testified. Johnny Moore (Moore) identified
Defendant from a photo array as the shooter, and made an in-court
identification of Defendant as the shooter. Lionel Dasy (Dasy)
testified that Louis McLean and Saiz did not "like each other."
Dasy also testified that after the employees were informed thatSaiz had died, Louis McLean began deleting phone numbers in his
cell phone. Dasy believed that someone who worked in the sewer
department was involved with the robbery because it occurred near
the end of the night shift, and on a Friday when employees were
paid.
Ronald Newkirk testified that in November 2002, he lived in
the Timberlake Apartments, which were located near the sewer
department. He testified that he left his apartment close to
midnight on 1 November 2002 to visit a friend who also lived in the
apartment complex. He took his keys and his cordless apartment
phone with him. While Newkirk was walking to his friend's
apartment, he was approached by two young black men who asked to
use his cell phone to call a cab. He told them he did not have a
cell phone and directed them to a nearby pay phone. When presented
with a photo array, Newkirk pointed out Defendant and said
Defendant "appeared to look like" one of the men he talked with at
the apartment complex.
The State presented additional testimony indicating that
various calls were made from Louis McLean's cell phone to a pay
phone located about fifteen minutes from the sewer department on
the night of the shooting. The State also presented testimony
regarding DNA evidence recovered from the yellow shirt that was
found near the scene of the robbery.
Defendant testified that he was at his grandmother's house,
where he lived, on the night of the robbery. He testified that he
attended a party that his grandmother had for one of his uncles. This testimony was corroborated by other witnesses. Defendant
presented conflicting DNA evidence and other evidence not relevant
to the present appeal.
Defendant sought to offer the testimony of Dr. Brian Cutler
(Dr. Cutler), chair of the Psychology Department at the University
of North Carolina at Charlotte. The trial court conducted a voir
dire of Dr. Cutler outside the presence of the jury. Dr. Cutler
testified that over the course of his career he had studied
"several aspects of eyewitness memory, including the reliability of
eyewitness identification, factors that influence the reliability
of identification, methods for improving identification accuracy
and . . . the effectiveness of safeguards that are designed to
protect defendants from erroneous conviction resulting from
mistaken identification." He testified that he reviewed relevant
police reports and a copy of a photo array at the request of
Defendant.
Dr. Cutler testified that his research revealed three factors
that could affect the accuracy of witness identifications: (1) the
degree of stress experienced by a witness; (2) the presence of a
weapon; and (3) the amount of time that a witness was able to view
the perpetrator. Dr. Cutler testified that the specific
identification procedures utilized could also affect the
reliability of the identification, including whether a witness is
given an instruction that the perpetrator may not be included in
the array, and whether the different photographs are shown to a
witness sequentially or simultaneously. Dr. Cutler prepared areport based upon his review of recommendations made by the
National Institute of Justice and the North Carolina Actual
Innocence Commission, the police reports, a photo array, and a
review of the literature in the field. He opined that the
identification procedures used in the investigation of Defendant
did not conform to what he believed were the "best practices[.]"
During questioning by the State, Dr. Cutler testified that he
had not interviewed the witnesses who identified Defendant. He
also stated that he reviewed only one photo array and was told to
assume that it was used in the identification of Defendant. Dr.
Cutler also noted that he did not hear the in-court testimony of
the witnesses who identified Defendant as the shooter, did not
visit the sewer department, and was not aware of how close the
witnesses were to the perpetrator.
After Dr. Cutler's voir dire, the State objected to the
admission of Dr. Cutler's testimony. The State argued (1) that the
probative value of Dr. Cutler's testimony was minimal; (2) that Dr.
Cutler had reviewed a photo array not used by investigators; (3)
that he had not interviewed any of the witnesses who identified
Defendant as the shooter; and (4) that he had not visited the site
of the robbery. The State argued the probative value of Dr.
Cutler's testimony was outweighed by the potential prejudice to the
State, and the likelihood of confusion to the jury pursuant to Rule
403. The trial court ruled that Dr. Cutler's testimony was not
specific to the present case, and that the probative value was
"marginally weak" even when viewed in the light most favorable toDefendant. The trial court also ruled that the testimony would
confuse the jury, result in unnecessary delay in the proceeding,
and would not be of significant assistance to the jury. The trial
court sustained the State's objection and did not allow the
testimony of Dr. Cutler to be presented to the jury.
[1] Defendant first argues the trial court improperly barred
the expert testimony of Dr. Cutler regarding the identification
procedures used. Defendant contends that Dr. Cutler's testimony
would have assisted the jury in determining the reliability of the
identifications of Defendant. We find no error in the trial
court's decision to exclude this testimony.
The issue of expert testimony regarding eyewitness
identification has previously come before this Court. In State v.
Cole, 147 N.C. App. 637, 556 S.E.2d 666 (2001), cert. denied, 356
N.C. 169, 568 S.E.2d 619 (2002), we stated
this Court has previously addressed the issue
of the admissibility of expert testimony on
eyewitness identifications and has held that
"the admission of expert testimony regarding
memory factors is within the trial court's
discretion, and the appellate court will not
intervene where the trial court properly
appraises probative and prejudicial value of
the evidence under Rule 403 and the Rules of
Evidence."
Id. at 642, 556 S.E.2d at 670 (quoting State v. Cotton, 99 N.C.
App. 615, 621, 394 S.E.2d 456, 459 (1990)).
Further, in State v.
Lee, 154 N.C. App. 410, 417, 572 S.E.2d 170, 175 (2002), this Court
upheld the trial court's decision to exclude expert testimony on
identification procedures where the expert had not interviewed the
victims, had not visited the crime scene, and had not observed thewitnesses' trial testimony.
We find Cole and Lee controlling. Dr. Cutler did not
interview the witnesses in this case, did not observe their trial
testimony, and did not visit the crime scene. The trial court's
ruling on this issue reflected these facts. The trial court
further found that the probative value of the testimony,
considering it in the light most favorable to Defendant, was
"marginally weak" and that the evidence would confuse the jury,
unnecessarily delay the proceeding, and would not be of significant
assistance to the jury. We see no abuse of discretion and overrule
this assignment of error.
[2] Defendant next argues that the trial court erred by
denying Defendant's motion to compel disclosure of the statements
made by his co-defendants to their respective attorneys. Defendant
relies on our Supreme Court's opinions in Miller I and Miller II.
The central issue is whether the holdings in the two Miller cases
apply only to situations where the client is deceased.
In Miller I, the Court framed the issue before it as
whether, in the context of a pretrial criminal
investigation, there can be a viable basis for
the application of an interest of justice
balancing test or an exception to the
privilege which would allow a trial court to
compel disclosure of confidential
communications where the client is deceased,
an issue of first impression for this Court.
Miller I, 357 N.C. at 318-19, 584 S.E.2d at 776 (emphasis added).
Thus, from the first paragraph of its opinion, the Court limited
its language to situations where the client is deceased. After
summarizing the relevant facts of the case, the Court again stated: In essence, this case presents the question of
whether, during a criminal investigation,
there can be a legal basis for the application
of an interest of justice balancing test or an
exception to the attorney-client privilege
which would allow a trial court to compel the
disclosure of confidential attorney-client
communications when the client is deceased.
Id. at 321, 584 S.E.2d at 778 (emphasis added). Later in its
opinion, the Court restated its holding, again limiting its
language:
In summary then, we hold that when a client is
deceased, upon a nonfrivolous assertion that
the privilege does not apply, with a proper,
good-faith showing by the party seeking
disclosure of communications, the trial court
may conduct an in-camera review of the
substance of the communications.
To the
extent any portion of the communications
between the attorney and the deceased client
relate solely to a third party, such
communications are not within the purview of
the attorney-client privilege.
Id. at 342-43, 584 S.E.2d at 791 (first and third emphases added).
The Court's language again limited its holding to situations where
the client is deceased. Additionally, in Miller II, the Supreme
Court reiterated "as a cautionary note that this very narrow
exception to the attorney-client privilege should be appropriately
limited both as to its scope and method of disclosure." Miller II,
358 N.C. at 370, 595 S.E.2d at 124.
Defendant cites several portions of Miller I for the
proposition that Miller I does not apply only to situations where
the client is deceased. We acknowledge that the Supreme Court did
include language in Miller I which, when cited outside the context
of the limiting language noted above, does not include the word"deceased[.]" See Miller I, 357 N.C. at 335-36, 584 S.E.2d at 786-
87. We also acknowledge that the Supreme Court cited several cases
in its opinion involving statements made to attorneys by clients
who were not deceased. See id. However, we believe the language
used by the Court to state the issue before it, and to summarize
its holding, demonstrates that the Court intended to limit the
scope of its opinion to situations where the client is deceased.
Therefore, we overrule this assignment of error.
Defendant fails to argue his remaining assignments of error
and we deem them abandoned pursuant to N.C.R. App. P. 28(b)(6).
No error.
Judges CALABRIA and STEPHENS concur.
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