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JOSEPH O'MARA, a minor, by and through his Guardian Ad Litem,
Larry Reavis; and JANELLA O'MARA, Plaintiffs v. WAKE FOREST
UNIVERSITY HEALTH SCIENCES; NORTH CAROLINA BAPTIST HOSPITAL;
FORSYTH MEMORIAL HOSPITAL, INC., and NOVANT HEALTH, INC.,
Defendants
NO. COA06-1067
&n
bsp;
Filed: 3 July 2007
1. Medical Malpractice--standard of care--local vs. national
The trial court did not err in a medical malpractice case by excluding the testimony of one
of plaintiff's expert witnesses based on the doctor's use of a national standard of care, because:
(1) plaintiffs failed to include the doctor's deposition in the record on appeal, and thus, it cannot
be assessed whether his testimony, when viewed in its entirety, meets the standard of N.C.G.S. §
90-21.12; (2) the twelve pages from the doctor's 100 page deposition that plaintiffs included in
the appendix do not establish the doctor has the requisite familiarity with the local standard of
care, and plaintiffs failed to direct attention to any other testimony pertinent to the doctor's
competence as an expert on the standard of care applicable to defendant hospital's medical staff;
and (3) although plaintiffs bring forward new theories that were not argued before the trial court,
any issues and theories of a case not raised below will not be considered on appeal.
2. Medical Malpractice--exclusion of testimony--standard of care
The trial court did not err in a medical malpractice case by excluding testimony by a
nurse defense witness that in certain situations the failure to discontinue the use of pitocin would
constitute a violation of the standard of care required of nurses, because: (1) there was no
foundation for the witness's testimony when the nursing standard was never established; (2)
some evidence of negligence does not constitute proof that violation of a hospital policy is a
per se violation of the standard of care; and (3) in a medical malpractice action, the standard of
care is normally established by the testimony of a qualified expert, and plaintiff failed to offer
such testimony regarding the duty of care of a labor and delivery nurse.
3. Witnesses--qualification of defendant as an expert--negligence
The trial court did not err in a medical malpractice case by concluding that plaintiffs'
allegations of negligence against a nurse did not preclude her from qualifying as an expert,
because: (1) contrary to plaintiffs' assertion, Sherrod v. Nash General Hospital, 348 N.C. 526
(1998), did not hold that a defendant could not be qualified as an expert, but only that the ruling
should be made outside the presence of the jury; and (2) contrary to plaintiffs' assertion, the trial
court gave them an opportunity to tender the nurse as an expert witness.
4. Medical Malpractice--violation of hospital's policy--standard of care_denial of
instruction
The trial court did not err in a medical malpractice case by denying plaintiffs' request for
an instruction to the jury that violation of the hospital's policy regarding administration of pitocin
was evidence of the proper standard of care for obsetetric nurses, because: (1) plaintiffs failed to
establish either the standard of care for nurses in relation to administration of pitocin, or whether
violation of the hospital's policy manual would also constitute a violation of the applicable
standard of care; (2) violation of a hospital's policy is not necessarily a violation of the applicable
standard of care when the hospital's rules and policy may reflect a standard that is above orbelow what is generally considered by experts to be the relevant standard; and (3) in the
specialized context of intrapartum care, proof of medical malpractice or deviation from the
standard of care requires a plaintiff to first establish what the standard of care is, and plaintiffs in
the instant case failed to do so.
5. Medical Malpractice--denial of special instruction_-standard of care--specialized
professional skills
The trial court did not err in a medical malpractice case by instructing the jury that in
determining the standard of care, the jurors were to consider only the testimony of experts who
had spoken to this issue and not their own views on the matter, because: (1) there are no cases in
which the standard of care in a medical malpractice action involving specialized professional
skills, such as those required of a labor and delivery nurse, was established in part by the jurors'
own views on the matter; and (2) N.C.G.S. § 90-21.12 contradicts plaintiffs' contention.
6. Medical Malpractice--doctor testimony--possible genetic explanations for condition
The trial court did not err in a medical malpractice case by admitting the testimony of two
defense doctors regarding possible genetic explanations for the minor child's condition, because:
(1) plaintiffs do not articulate how the exclusion of this evidence would have been likely to
change the outcome of the trial; (2) assuming arguendo that the testimony was inadmissible,
plaintiffs failed to show prejudice; and (3) a review of the evidence revealed that it was highly
unlikely that this testimony had any significant effect on the jury's verdict.
7. Trials--bias--judge questioning witness--clarifying testimony
The trial court in a medical malpractice case did not show bias against plaintiffs by
questioning a medical witness of plaintiffs because: (1) the trial court's questions focused on the
mechanics of difficult scientific concepts and were for the purpose of clarifying testimony for the
jury's benefit; (2) the trial court asked plaintiffs several times, out of the jury's presence, to put
on the record any questions by the court that plaintiffs found prejudicial, but they did not do so;
and (3) the trial court exhibited fairness and poise during a long and difficult trial.
8. Costs--expert witnesses--travel expenses--exhibits
The trial court erred in a medical malpractice case by awarding certain costs to
defendants, and the trial court's order is remanded to reduce the costs to $22,595.33, because: (1)
charges for expert witnesses' testimony are not recoverable where the expert witnesses were not
placed under subpoena, the record does not show that certain expert witnesses were placed under
subpoena, and the trial court did not make a finding that the witnesses were placed under
subpoena; (2) the trial court erred by awarding costs to defendants for their expert witnesses'
review, preparation, and consultation with defense counsel; and (3) travel expenses for
defendants' employees and expenditures associated with obtaining and displaying trial exhibits
are not recoverable.
Appeal by plaintiffs from judgment entered 30 November 2005 by
Senior Resident Judge Michael E. Helms in Yadkin County Superior
Court. Heard in the Court of Appeals 22 March 2007.
Law Offices of Wade E. Byrd, P.A., by Wade E. Byrd; and The
Lawing Firm, P.A., by Sally A. Lawing, for plaintiff-
appellants.
Wilson & Coffey, L.L.P., by Tamura D. Coffey, and Linda L.
Helms, for defendant-appellees.
White & Stradley, LLP, by J. David Stradley, for Amicus Curiae
North Carolina Academy of Trial Lawyers.
Yates, McLamb, & Weyher, L.L.P., by John W. Minier, Maria C.
Papoulias, and Oliver G. Wheeler, IV, for Amicus Curiae North
Carolina Association of Defense Attorneys.
LEVINSON, Judge.
The present appeal arises from a medical malpractice action.
Plaintiffs appeal from a judgment and order decreeing that they
recover nothing from defendants, and taxing the costs of the action
against plaintiffs. We affirm in part and reverse in part.
Plaintiff Janella O'Mara (Janella) is the mother of plaintiff
Joseph O'Mara (Joseph), born 28 July 2001 at defendant Forsyth
Memorial Hospital (the hospital). Joseph, who is profoundly
disabled, suffers from spastic quadriparetic cerebral palsy, and
diffuse cystic encephalomalacia. On 20 May 2004 plaintiffs filed
suit against defendants, seeking damages for medical malpractice.
Plaintiffs alleged that Joseph's cerebral palsy was caused by brain
damage resulting from intrapartum asphyxia, or oxygen deprivation
during birth. Plaintiffs also alleged that Joseph's injury could
have been prevented if defendants had properly responded to certainindications of fetal distress during Joseph's birth. Defendants
answered and denied the material allegations of the complaint. The
trial of this matter lasted several weeks. We will discuss the
evidence pertinent to the issues presented on appeal, but do not
attempt to summarize all of the evidence.
Certain facts are largely undisputed including, in relevant
part, the following: At the time of Joseph's birth, Janella was
eighteen years old and was living with her parents. She described
herself as a slow learner and was in special education classes in
school. In May 2001, shortly before she graduated high school,
Janella went to a local medical clinic and learned that she was
seven months pregnant. She received prenatal care at the clinic
for the last two months of her pregnancy. Defendant Wake Forest
University Health Sciences operates a medical residency program at
the hospital. The residency program is under contract to deliver
babies whose mothers, like Janella, do not have a private
physician. They work in teams of four, consisting of three medical
residents and one supervising ob/gyn physician.
On the morning of 27 July 2001 Janella was admitted to the
hospital in the early stages of labor. She was given a bed, her
vital signs were recorded, and an external fetal heart monitor was
used to record her baby's heartbeat. At the time of her arrival
the baby's heartbeat was within the normal range, and there were no
signs of labor complications. Janella was given epidural
anesthesia, and the first twelve hours of her labor were relatively
uneventful. At around 7:00 p.m. the hospital shift changed, and a new team
of health care providers arrived. Thereafter Janella was attended
by Dr. Heather Mertz, an obstetrician-gynecologist (ob/gyn); Dr.
Anna Imhoff, the chief medical resident; Dr. Michael Potts, a third
year medical resident; Dr. Felicia Nash, a first year medical
resident; and Dana Morris, a registered nurse. During this time
the drug pitocin was administered intermittently, and an internal
fetal heart monitor was put in place. The parties generally agree
that Janella's labor progressed normally until around midnight,
with no signs of fetal distress serious enough to compromise the
baby's health or require an emergency surgical delivery.
After midnight Janella was in the stage of labor characterized
by the mother's pushing during contractions in order to deliver
the baby. A disputed issue at trial was the proper interpretation
of the fetal heart monitor strip for this stage of labor. The
parties agree, however, that there were indications of fetal
distress during the last half hour before Joseph's birth. At 3:28
a.m. Dr. Mertz came to Janella's room for the first time and
remained until after Joseph's birth. When Joseph was born at 3:52
a.m., he was limp, his skin was blueish, he was unable to breath,
and he did not exhibit the neonatal suck, grasp, or startle
reflexes. Joseph remained in the hospital until 7 August 2001, and
then was transferred to North Carolina Baptist Hospital for several
weeks until Janella could take him home.
It is not disputed that Joseph is profoundly disabled and
suffers from cystic encephalomalacia and spastic quadripareticcerebral palsy. He cannot roll over or sit up, but must lie on his
back. He has little or no vision, cannot control the movement of
his limbs or head, cannot swallow or talk, and will always have to
wear diapers. He has esophogeal reflux disease, and is fed through
a tube in his stomach. He cannot walk, talk, or care for himself.
He also suffers from a seizure disorder and asthma.
The parties presented conflicting evidence as to whether
medical malpractice during Joseph's birth was a cause of his brain
damage. It was uncontradicted that the placenta, which supplied
Joseph with nutrients and oxygen prior to birth, was abnormal. The
parties' experts disagreed about the significance of placental
disease, and about the correct interpretation of the available
information about the placenta. Evidence was also introduced
tending to show that certain risk factors for fetal health were
present before birth, including: (1) Janella's failure to obtain
prenatal care until she was seven months pregnant; (2) Janella's
exposure to secondhand smoke in her house; and (3) the fact that
Janella was anemic when she first came to the clinic. The parties
disputed the relevance of these factors. Also, during labor and
delivery, the medical staff assigned to Janella monitored the
results of various measurements of Janella's and Joseph's status.
Two of these measurements assumed particular significance during
trial.
The first of these involved the drug pitocin, which was
administered intravenously to Janella during her labor. Pitocin is
often used in childbirth to increase the strength and frequency ofuterine contractions. Because pitocin can also lead to reduced
fetal oxygen, its use must be carefully supervised. The parties
agree on the general criteria for administration of pitocin.
However, they differ sharply on other issues pertaining to pitocin,
including: (1) the accuracy of the hospital's medical records as to
whether pitocin was discontinued at some point before Joseph's
birth; (2) whether or not the use of pitocin bore a causal
relationship to Joseph's cerebral palsy; and (3) the relationship,
if any, between the standard of care applicable to an obstetrical
nurse and the hospital's rules for nurses regarding use of pitocin.
The other disputed issue arising from the measurement of
maternal and fetal status during labor and delivery was the proper
interpretation of the fetal heart monitor strip. Plaintiffs'
experts testified generally that the fetal heart monitor strip
showed that Joseph was experiencing significant oxygen deprivation
and distress before birth, and that emergency delivery would have
prevented Joseph's brain damage. Defendants' experts generally
testified that the fetal heart monitor strip showed nothing
alarming until the last few minutes before birth, and that there
was no need for a surgical delivery because Janella delivered
Joseph spontaneously just a few minutes after non-reassuring
findings appeared on the fetal heart monitor strip.
Following the presentation of evidence the jury took less than
an hour to return a verdict finding defendants not responsible for
Joseph's cerebral palsy and other disabilities. Upon this verdict
the trial court entered judgment dismissing plaintiffs' complaintwith prejudice, and ordering plaintiffs to pay $181,592.50 in
costs. From this judgment plaintiffs timely appeal.
Standard of Review
In a medical malpractice action, a plaintiff must show (1)
the applicable standard of care; (2) a breach of such standard of
care by the defendant; (3) the injuries suffered by the plaintiff
were proximately caused by such breach; and (4) the damages
resulting to the plaintiff. Weatherford v. Glassman, 129 N.C.
App. 618, 621, 500 S.E.2d 466, 468 (1998) (citations omitted).
The scope of a physician's duty to his
patient, the basis of any medical malpractice
claim, was succinctly described by Justice
Higgins in Hunt v. Bradshaw, 242 N.C. 517,
[521-22], 88 S.E.2d 762, [765] (1955), as
follows:
A physician or surgeon who undertakes to
render professional services must meet these
requirements: (1) He must possess the degree
of professional learning, skill and ability
which others similarly situated ordinarily
possess; (2) he must exercise reasonable care
and diligence in the application of his
knowledge and skill to the patient's case; and
(3) he must use his best judgment in the
treatment and care of his patient.
McAllister v. Ha, 347 N.C. 638, 642, 496 S.E.2d 577, 581 (1998).
The first requirement is defined in N.C. Gen. Stat. § 90-21.12
(2005):
In any action for damages for personal injury
or death arising out of the furnishing or the
failure to furnish professional services in
the performance of medical, dental, or other
health care, the defendant shall not be liable
for the payment of damages unless the trier of
the facts is satisfied by the greater weight
of the evidence that the care of such health
care provider was not in accordance with the
standards of practice among members of thesame health care profession with similar
training and experience situated in the same
or similar communities at the time of the
alleged act giving rise to the cause of
action.
Because questions regarding the standard of care for health care
professionals ordinarily require highly specialized knowledge, the
plaintiff must establish the relevant standard of care through
expert testimony. . . . Further, the standard of care must be
established by other practitioners in the particular field of
practice of the defendant health care provider or by other expert
witnesses equally familiar and competent to testify as to that
limited field of practice. Smith v. Whitmer, 159 N.C. App. 192,
195, 582 S.E.2d 669, 672 (2003) (citing Heatherly v. Industrial
Health Council, 130 N.C. App. 616, 625, 504 S.E.2d 102, 108
(1998)). In addition, the witness must demonstrate that he is
familiar with the standard of care in the community where the
injury occurred, or the standard of care of similar communities.
The 'same or similar community' requirement was specifically
adopted to avoid the imposition of a national or regional standard
of care for health care providers. Smith, 159 N.C. App. at 196,
582 S.E.2d at 672 (citing Henry v. Southeastern OB-GYN Assocs.,
P.A., 145 N.C. App. 208, 210, 550 S.E.2d 245, 246-47 (2001)) (other
citations omitted).
_________________________
[1] Plaintiffs argue first that the trial court erred by
excluding the testimony of one of their expert witnesses, Dr.
Berke. During his deposition Dr. Berke testified that he wasapplying a national standard of care. For this reason, the trial
court excluded his testimony. Plaintiffs assert that this was
error.
Plaintiffs contend that the foundation established in his
deposition qualified him to testify under N.C. Gen. Stat. § 90-
21.12 (2005). Plaintiffs argue that a witness's use of a national
standard of care does not automatically disqualify him or her from
testifying if the expert's testimony, viewed as a whole,
establishes that he is familiar with the standard of care in the
same or similar communities. However, because plaintiffs have
failed to include Dr. Berke's deposition in the Record on Appeal,
we cannot assess whether his testimony, when viewed in its
entirety, meets the standard of Section 90-21.12. The twelve (12)
pages from Dr. Berke's 100 page deposition that plaintiffs included
in their appendix do not establish that Dr. Berke has the requisite
familiarity with the local standard of care, and plaintiffs fail to
direct attention to any other testimony pertinent to Dr. Berke's
competence as an expert on the standard of care applicable to the
hospital's medical staff.
Plaintiffs further assert that, even if a proper foundation
for Dr. Berke's testimony was not established at the deposition,
the trial court nonetheless should have allowed plaintiffs the
opportunity to call Dr. Berke as a witness and qualify him at
trial. Plaintiffs concede that precedent allows the trial court to
disqualify an expert witness on the basis of deposition testimony,
but argue that the instant case is distinguishable because in otherdecisions neither the fairness of such a result, or the dictates
of Rule 32(d)(3)(a) [were] considered. Plaintiffs did not argue
either of these theories before the trial court. This Court has
long held that issues and theories of a case not raised below will
not be considered on appeal, and this issue is not properly before
this Court. Westminster Homes, Inc. v. Town of Cary Zoning Bd. of
Adjust., 354 N.C. 298, 309, 554 S.E.2d 634, 641 (2001) (citing
Smith v. Bonney, 215 N.C. 183, 184-85, 1 S.E.2d 371, 371-72 (1939),
and Weil v. Herring, 207 N.C. 6, 10, 175 S.E. 836, 838 (1934)).
This assignment of error is overruled.
______________________
[2] Plaintiffs argue next that the trial court erred in
excluding testimony by a defense witness, Nurse Dana Morris, that
in certain situations the failure to discontinue the use of pitocin
would constitute a violation of the standard of care required of
nurses. We disagree.
Plaintiffs failed to present expert testimony establishing the
standard of care for nurses. Because the nursing standard was
never established, there was no foundation for Morris to testify
that a nurse's failure to discontinue the use of pitocin would, in
certain circumstances, constitute a violation of the nursing
standard of care.
We have considered and rejected plaintiffs' arguments to the
contrary. Plaintiffs direct our attention to testimony by Morris,
that the hospital's policy required nurses to discontinue the use
of pitocin under the circumstances present in this case. Plaintiffs contend that Morris's testimony establish[ed] that the
national standard regarding nursing care was followed at Forsyth
Memorial[.] However, this presupposes that the national standard
regarding nursing care was established by other evidence. In this
regard, plaintiffs assert that the national standard [Dr. Berke]
described is the same as the hospital's policy, thus establishing
that Forsyth Memorial followed a national standard of nursing care
as regards the use of pitocin. However, as discussed above, Dr.
Berke's testimony was excluded, on the grounds that plaintiffs
failed to properly qualify him as an expert witness.
Plaintiffs also assert that a violation of the nursing
standard of care can be found, given that: (1) there was evidence
from which the jury could find that pitocin was not turned off; and
(2) the hospital's policy manual directed that pitocin be turned
off under the conditions present at the time of Joseph's birth.
While the routine practice of Forsyth Hospital was thus presented,
Nurse [Morris] shed no light whatsoever on whether that practice
was in accordance with the standard of care[.] Clark v. Perry,
114 N.C. App. 297, 313, 442 S.E.2d 57, 66 (1994).
Additionally, plaintiffs argue that they were not required to
present expert testimony to establish the nursing standard of care.
To support this position, plaintiffs cite ordinary negligence cases
in which violation of a safety rule was held to be some evidence
of negligence. See, e.g., Peal v. Smith, 115 N.C. App. 225, 444
S.E.2d 673 (1994) (violation of company policy barring operation of
machinery while under the influence of drugs or alcohol). Plaintiffs cite no medical malpractice cases concerning complex and
technical aspects of childbirth wherein the standard of care was
established by lay testimony or inferred from the mere violation of
an institutional rule or policy. Moreover, we note that some
evidence of negligence does not constitute proof that violation of
a hospital policy is a per se violation of the standard of care.
[I]n a medical malpractice action, the standard of care is
normally established by the testimony of a qualified expert. This
general rule is based on the recognition that in the majority of
cases the standard of care for health providers concerns technical
matters of 'highly specialized knowledge,' and a lay factfinder is
'dependent on expert testimony' to fairly determine that standard.
Watkins v. N.C. State Bd. of Dental Exam'rs, 358 N.C. 190, 196, 593
S.E.2d 764, 767 (2004) (quoting Jackson v. Sanitarium, 234 N.C.
222, 227, 67 S.E.2d 57, 61 (1951), overruled in part on other
grounds, Harris v. Miller, 335 N.C. 379, 438 S.E.2d 731 (1994)).
Plaintiff failed to offer such testimony regarding the duty of care
of a labor and delivery nurse.
[3] Plaintiffs next argue that, because Morris was a target
of [p]laintiffs' allegations of negligence she was in the
position of a defendant which precluded them from qualifying her
as an expert. In support of this position, plaintiffs cite Sherrod
v. Nash General Hospital, 348 N.C. 526, 534, 500 S.E.2d 708, 713
(1998). However, Sherrod did not hold that a defendant could not
be qualified as an expert, but only that the ruling should be made
outside the presence of the jury: [W]hile it was entirely proper for the trial
court to rule that defendant Thompson could
testify as an expert, with the legal
parameters and privileges incident to such
ruling, it was prejudicial error for the trial
court to announce to the jury that it in fact
and law found defendant Thompson to be an
expert.
Id. Plaintiffs further allege that the trial court did not give
them an opportunity to tender Morris as an expert witness. This is
inaccurate. At the close of Morris's testimony, the trial court
specifically asked plaintiffs if they wanted to make an offer of
proof as to Morris's competence to offer expert testimony, or what
her testimony would have been. Plaintiffs did not voir dire Morris
or tender her as an expert witness outside the presence of the
jury.
Plaintiffs' remaining arguments concerning this issue are
without merit. This assignment of error is overruled.
____________________
[4] Plaintiffs next argue that the trial court erred by
denying their request for an instruction to the jury that violation
of the hospital's policy regarding administration of pitocin was
evidence of the proper standard of care for nurses. We disagree.
As discussed above, plaintiffs failed to establish either the
standard of care for nurses in relation to administration of
pitocin, or whether violation of Forsyth Memorial's policy manual
would also constitute a violation of the applicable standard of
care. Plaintiffs thus failed to present evidence supporting their
proposed instruction, that violation of the hospital's policyregarding administration of pitocin was per se evidence of a breach
of standard of care for obstetric nurses.
In support of their contention that they were entitled to the
requested instruction, plaintiffs cite ordinary negligence cases
wherein the violation of a safety rule was held to be one piece of
evidence showing negligence. However, violation of a hospital's
policy is not necessarily a violation of the applicable standard of
care, because the hospital's rules and policies may reflect a
standard that is above or below what is generally considered by
experts to be the relevant standard. As discussed above, in the
specialized context of intrapartum care, proof of medical
malpractice or deviation from the standard of care requires a
plaintiff to first establish what the standard of care is.
Plaintiffs did not do this, so their request for the proposed
instruction was not supported by the evidence. This assignment of
error is overruled.
[5] Plaintiffs also argue that, in addition to denying their
request for a special instruction, the trial court misstated the
law by instructing the jury that, in determining the standard of
care, they were to consider only the testimony of experts who had
spoken to this issue and not their own views on the matter.
Plaintiffs cite no cases, and we find none, in which the standard
of care in a medical malpractice action involving specialized
professional skills, such as those required of a labor and delivery
nurse, was established in part by the jurors' own views on thematter. Moreover, G.S. § 90-21.12 clearly contradicts plaintiffs'
contention. This assignment of error is overruled.
______________________
[6] In the next two arguments, plaintiffs assert that the
trial court committed reversible error by admitting the testimony
of Dr. Virginia Floyd and Dr. Michael Pollard, regarding possible
genetic explanations for Joseph O'Mara's condition.
Dr. Floyd, an ob/gyn with more than twenty-five years of
practice, offered a detailed reconstruction of Janella's labor and
Joseph's birth, including minute-by-minute analysis of fetal
monitor strip in the context of other medical records. She offered
an expert opinion that the health care providers responsible for
managing Janella's labor and Joseph's delivery performed at or
above the standard of care. Dr. Floyd strongly concluded that,
based upon her extensive review, Joseph's cerebral palsy was not
caused by intrapartum event(s). This opinion was the central focus
of her testimony.
Dr. Floyd defended her opinion in part by reliance on criteria
for diagnosis of neonatal encephopathology set out in a publication
by the American College of Obstetricians and Gynecologists (ACOG).
The ACOG requires a diagnosis of neonatal encephopathology before
a further diagnosis can be made that brain injury was caused by an
intrapartum hypoxia. Accordingly, Dr. Floyd reviewed the ACOG
criteria for neonatal encephopathology. One of those criteria is
the exclusion of other causes for the child's cerebral palsy. In this context defense counsel briefly questioned Dr. Floyd
about whether the child's medical record included other family
members with illnesses or conditions that were significant in the
overall picture of this child's condition. Dr. Floyd testified
that the baby's first cousin was slow and that his father had
also suffered from neonatal breathing problems and had a seizure
disorder. On cross-examination she conceded that the father's
premature birth might explain his breathing problems, although
maybe not as regards his seizure disorder.
Dr. Pollard's testimony about the possibility of a genetic
aspect to Joseph's cerebral palsy was also offered in the context
of his opinion that Joseph did not suffer from neonatal
encephopathology at birth.
Plaintiffs argue that this testimony about the possibility of
other causes for Joseph's cerebral palsy was inadmissible, on the
grounds that it was speculative and not based on the medical
record. However, plaintiffs do not articulate how the exclusion of
this evidence would have been likely to change the outcome of the
trial. Thus, even assuming, arguendo, that this testimony was
inadmissible, plaintiffs have not shown prejudice. The burden is
on the appellant not only to show error, but to show prejudicial
error, i.e., that a different result would have likely ensued had
the error not occurred. G.S. § 1A-1, Rule 61 [(2005)].
Responsible Citizens v. City of Asheville, 308 N.C. 255, 271, 302
S.E.2d 204, 214 (1983) (citations omitted). N.C. Gen. Stat. §
1A-1, Rule 61 (2005), Harmless Error, provides that: No error in either the admission or exclusion
of evidence and no error or defect in any
ruling or order . . . is ground for granting a
new trial or for setting aside a verdict or
for . . . disturbing a judgment or order,
unless refusal to take such action amounts to
the denial of a substantial right.
We also observe that, based on our own review of the evidence, it
is highly unlikely that this testimony had any significant effect
on the jury's verdict.
______________________
[7] Plaintiffs next argue that the trial court erred by
excessively questioning witness Dr. Mertz, and that the court
showed an apparent bias against plaintiffs by doing so. We
disagree.
Under North Carolina Rule of Evidence Rule 614(b) (2005), the
trial court may interrogate witnesses, whether called by itself or
by a party. Plaintiffs concede[] the trial court has the
authority to question a witness. . . . The court may question
witnesses to clarify confusing or contradictory testimony. State
v. Carmon, 169 N.C. App. 750, 757, 611 S.E.2d 211, 216 (2005)
(citation omitted).
In the instant case, we have reviewed the entire transcript
comprising twenty one volumes of testimony, and conclude that the
trial court did not commit error or show bias in its questioning of
Dr. Mertz or any other witness. This case involved complex medical
issues regarding, e.g., the stages of a normal labor and delivery;
the measurements used by physicians to assess fetal status; the
interpretation of a fetal heart monitor strip; parameters for useof pitocin; the criteria for neonatal encephopathology and the
significance of this determination; the causes of cerebral palsy;
and procedures such as the use of forceps that may be used in
childbirth. The trial court's questions focused on the mechanics
of these difficult scientific concepts, and were clearly for the
purpose of clarifying testimony for the jury's benefit. Moreover,
the court asked plaintiffs several times, out of the jury's
presence, to put on the record any questions by the court that
plaintiffs found prejudicial, but plaintiffs did not do so.
We conclude that the trial court exhibited fairness and poise
during a long and difficult trial. This assignment of error is
overruled.
___________________
[8] Finally, plaintiffs argue that the trial court erred by
awarding certain costs to defendants.
Plaintiffs assert, and defendants concede, that charges for
expert witnesses' testimony are not recoverable where the expert
witnesses were not placed under subpoena.
See, e.g.,
Overton v.
Purvis, 162 N.C. App. 241, 250, 591 S.E.2d 18, 25 (2004). Because
the record does not show that certain expert witnesses were placed
under subpoena, and the trial court judge did not make a finding
that the witnesses were placed under subpoena, the trial court's
judgment must be reversed to the extent that it awarded costs for
the testimony of these persons. In a related argument, plaintiffs
assert that the trial court erred by awarding costs to defendants
for their expert witnesses' review, preparation and consultationwith defense counsel. Consistent with this Court's opinion in
Morgan v. Steiner, 173 N.C. App. 577, 584, 619 S.E.2d 516, 521
(2005),
disc. review denied, 360 N.C. 648, 636 S.E.2d 808 (2006),
we agree. Next, citing
Oakes v. Wooten, 173 N.C. App. 506, 519-20,
620 S.E.2d 39, 48 (2005), plaintiffs assert that travel expenses
for defendants' employees and expenditures associated with
obtaining and displaying trial exhibits, are not recoverable.
We
agree.
After reviewing the record, we conclude that the trial court's
award for costs must be reduced to $22,595.33, and direct the trial
court to enter an order accordingly.
No error in part, reversed in part.
Judges BRYANT and STEELMAN concur.
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