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Appeal and Error--appealability_transfer of juvenile's case to superior court--guilty
plea_absence of jurisdiction
Although defendant contends the trial court erred in a second-degree murder and assault
with a deadly weapon with intent to kill case by automatically transferring defendant's case from
district court to superior court for trial as an adult, the merits of this issue are not reached based
on lack of jurisdiction, because: (1) defendant's appeal following his guilty plea does not fall
within any of the categories of appeal permitted under N.C.G.S. § 15A-1444; (2) defendant has
not petitioned for a writ of certiorari; and (3) N.C.G.S. § 7B-2603(d) does not establish an
exception to N.C.G.S. § 15A-1444(e).
Judge LEVINSON dissenting.
Attorney General Roy Cooper, by Assistant Attorney General
Robert M. Curran, for the State.
Charlotte Gail Blake for Defendant-Appellant.
McGEE, Judge.
Otrell Deshone Evans (Defendant) was charged with first-degree
murder, assault with a deadly weapon with intent to kill, and
possession of a handgun by a minor. Defendant was fifteen years
old at the time. The District Court held a probable cause hearing
on 22 March 2005 and found probable cause that Defendant committed
the offenses with which he was charged, one of which was a Class A
felony.
Defendant filed a "motion against juvenile being transferredand tried as an adult" on 22 March 2005. Defendant argued that
N.C. Gen. Stat. § 7B-2200 was unconstitutional. N.C. Gen. Stat. §
7B-2200 provides:
After notice, hearing, and a finding of
probable cause the court may, upon motion of
the prosecutor or the juvenile's attorney or
upon its own motion, transfer jurisdiction
over a juvenile to superior court if the
juvenile was 13 years of age or older at the
time the juvenile allegedly committed an
offense that would be a felony if committed by
an adult. If the alleged felony constitutes a
Class A felony and the court finds probable
cause, the court shall transfer the case to
the superior court for trial as in the case of
adults.
N.C. Gen. Stat. § 7B-2200 (2005) (emphasis added). At the
conclusion of the 22 March 2005 hearing, the District Court stated
that it would "find that [it was] mandated by [N.C. Gen. Stat. §]
7B-2200 to transfer this case to Superior Court for trial as an
adult." The District Court then stated that all of the charges
against Defendant would "be transferred to Superior Court for trial
by this order today." In open court, Defendant's counsel appealed
this decision to the Superior Court.
Subsequently, on 13 July 2005, Defendant was indicted in
Superior Court on charges of first-degree murder and assault with
a deadly weapon with intent to kill. Defendant filed a motion and
brief on 6 October 2005 requesting that he not be tried as an adult
in Superior Court. Defendant specifically incorporated in this
motion and brief his prior motion and brief filed in District Court
on 22 March 2005, which had also requested that he not be
transferred and tried as an adult. The Superior Court held ahearing on Defendant's motion and stated: "[I]n compliance with the
law the Court hereby affirms the District Court finding and the
Court ORDERS this case continue in Superior Court for the crime of
first-degree murder as well as the other charge with it."
Defendant's counsel excepted and objected to this decision.
However, the record on appeal does not contain any written order
denying Defendant's motion.
Defendant pleaded guilty on 22 March 2006 to second-degree
murder and assault with a deadly weapon with intent to kill.
Defendant attempted to preserve the right to appeal issues related
to his transfer from District Court to Superior Court for trial as
an adult. At the conclusion of the plea hearing, the Superior
Court delayed sentencing.
The Superior Court held a sentencing hearing on 25 May 2006.
In open court, the Superior Court sentenced Defendant to a
mitigated term of 112 months to 144 months in prison, and Defendant
gave oral notice of appeal.
Defendant argues that the automatic transfer of his case to
Superior Court upon a finding of probable cause violated his
federal and state constitutional rights to due process and equal
protection. However, we do not reach the merits of Defendant's
appeal. "'In North Carolina, a defendant's right to appeal in a
criminal proceeding is purely a creation of state statute.'" State
v. Jamerson, 161 N.C. App. 527, 528, 588 S.E.2d 545, 546 (2003)
(quoting State v. Pimental, 153 N.C. App. 69, 72, 568 S.E.2d 867,
869, disc. review denied, 356 N.C. 442, 573 S.E.2d 163 (2002)).Pursuant to N.C. Gen. Stat. § 15A-1444(e) (2005):
Except as provided in subsections (a1) and
(a2) of this section and G.S. 15A-979, and
except when a motion to withdraw a plea of
guilty or no contest has been denied, the
defendant is not entitled to appellate review
as a matter of right when he has entered a
plea of guilty or no contest to a criminal
charge in the superior court, but he may
petition the appellate division for review by
writ of certiorari.
Our Court has recognized that pursuant to N.C. Gen. Stat. § 15A-
1444 (2005),
a defendant who has pled guilty has only the
right to appeal the following issues: (1)
whether the sentence is supported by the
evidence (if the minimum term of imprisonment
does not fall within the presumptive range);
(2) whether the sentence results from an
incorrect finding of the defendant's prior
record level under N.C. Gen. Stat. §
15A-1340.14 or the defendant's prior
conviction level under N.C. Gen. Stat. §
15A-1340.21; (3) whether the sentence
constitutes a type of sentence not authorized
by N.C. Gen. Stat. § 15A-1340.17 or §
15A-1340.23 for the defendant's class of
offense and prior record or conviction level;
(4) whether the trial court improperly denied
the defendant's motion to suppress; and (5)
whether the trial court improperly denied the
defendant's motion to withdraw his guilty
plea.
State v. Carter, 167 N.C. App. 582, 584, 605 S.E.2d 676, 678
(2004). In the present case, Defendant's appeal following his
guilty plea does not fall within any of the categories of appeal
permitted under the statute. Moreover, Defendant has not
petitioned for a writ of certiorari. Therefore, we lack
jurisdiction to consider Defendant's appeal and we dismiss his
appeal. See State v. Waters, 122 N.C. App. 504, 504-05, 470 S.E.2d545, 546 (1996) (holding that this Court lacked jurisdiction to
review the defendant's appeal where none of the exceptions in
N.C.G.S. § 15A-1444 applied and the defendant did not file a
petition for writ of certiorari).
The dissent relies upon N.C. Gen. Stat. § 7B-2603(d) to argue
that Defendant has a right to appeal the transfer decision after
his plea of guilty in Superior Court. N.C. Gen. Stat. § 7B-2603(d)
(2005) provides: "The superior court order [upholding the transfer
decision] shall be an interlocutory order, and the issue of
transfer may be appealed to the Court of Appeals only after the
juvenile has been convicted in superior court." The dissent argues
that this section does not limit the term "convicted" to
circumstances where a defendant has been convicted by a jury and,
therefore, a defendant has a right to appeal a transfer decision
even after a plea of guilty. We disagree.
It is true that the term "conviction" includes a plea of
guilty accepted and entered by a court. See State v. Robinson, 224
N.C. 412, 414, 30 S.E.2d 320, 321 (1944) (citation omitted)
(recognizing that "'[a] plea of guilty, accepted and entered by the
court, is a conviction or the equivalent of a conviction of the
highest order, the effect of which is to authorize the imposition
of the sentence prescribed by law on a verdict of guilty of the
crime sufficiently charged in the indictment or information.'").
However, we do not interpret N.C.G.S. § 7B-2603(d) as
establishing an exception to N.C.G.S. § 15A-1444(e). Although
N.C.G.S. § 7B-2603(d) uses the term "convicted," it does notspecifically address a situation where a defendant has pleaded
guilty. In contrast, one of the stated exceptions listed under
N.C.G.S. § 15A-1444(e), which deals with the right to appeal
decisions regarding motions to suppress, does specifically address
this situation. See N.C. Gen. Stat. § 15A-979 (2005). N.C. Gen.
Stat. § 15A-979(b) specifically provides: "An order finally denying
a motion to suppress evidence may be reviewed upon an appeal from
a judgment of conviction, including a judgment entered upon a plea
of guilty." N.C. Gen. Stat. § 15A-979(b) (2005) (emphasis added).
We find it significant that the General Assembly included the
clarification that the term "conviction" used in this section
includes a judgment entered upon a plea of guilty. By contrast,
the General Assembly did not use this phraseology in N.C.G.S. § 7B-
2603(d). We hold that the applicable statute determining
Defendant's right to appeal is N.C.G.S. § 15A-1444. Under N.C.G.S.
§ 15A-1444, Defendant has no right to appeal a transfer decision
upon a plea of guilty. Therefore, we hold that Defendant does not
have the right to appeal his transfer decision after pleading
guilty in Superior Court. It is the role of the General Assembly
to determine statutory rights of criminal defendants to appeal a
transfer decision after pleading guilty in Superior Court. Without
an amendment to N.C.G.S. § 15A-1444 providing for such an appeal,
we are without jurisdiction to hear the case presently before us
and must dismiss this appeal.
Dismissed.
Judge JACKSON concurs. Judge LEVINSON dissents with a separate opinion.
Judge Levinson dissented in this opinion prior to 7 July 2007.
LEVINSON, Judge dissenting.
Consistent with the specific, express allowance found in N.C.
Gen. Stat. § 7B-2603(d)(2005), the defendant has a right to appeal
the transfer decision. This is, in fact, the necessary application
of this Court's decision in State v. Brooks, 148 N.C. App. 191, 557
S.E.2d 195 (2001).
As a part of the transfer order by the district court, the
trial court necessarily rejected defendant's constitutional
challenge to the transfer statute. Defendant has taken appeal from
a final judgment _ the one as regards his conviction for second
degree murder _ and, as a part of his appeal, he may challenge the
transfer order from the district court. Section 7B-2603(d) does
not limit the term convicted to circumstances where defendant was
convicted by jury; it therefore includes circumstances, like these,
where defendant was convicted by virtue of his guilty plea in
superior court.
I would reach the merits of this appeal and conclude that the
requirement that juveniles be transferred to superior court where
there is probable cause to believe they committed a Class A felony
offense does not run afoul of the Constitution.
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