How to access the above link?
Return to nccourts.org
Return to the Opinions Page
Appeal and Error_multiple rules violations_dismissal_appellate review frustrated_Rule 2
not invoked
An appeal was dismissed for multiple violations of the appellate rules, including failure
to argue specific findings and conclusions, failure to cite supporting arguments, failure to refer to
assignments of error pertinent to the question presented, failure to identify page numbers where
the assignments of error appear, and failure to include a statement of the grounds for appellate
review. Rule 2 was not invoked since the outcome would be no different and the violations were
so serious as to fundamentally frustrate appellate review.
Judge WYNN concurring in the result.
Julie Ord, pro se.
Cranfill, Sumner & Hartzog, L.L.P., by P. Collins Barwick,
III, and Jaye E. Bingham, for defendants-appellees.
CALABRIA, Judge.
Julie Ord (plaintiff) appeals from an opinion and award of
the Industrial Commission. Since plaintiff has committed numerous
violations of the North Carolina Rules of Appellate Procedure, and
we decline to invoke our discretionary authority under N.C. R. App.
P. 2 (2006), we dismiss the appeal.
Plaintiff worked as a financial analyst for IBM Corp. (IBM)
in April of 2000 when a flood occurred in her building. The flood
occurred on a Sunday, when plaintiff was not at work. On the
evening of the flood, the IBM and property management team openeddoors, placed fans, and vacuumed the water. Subsequently,
contractors removed all water-damaged material including but not
limited to the carpet in the affected area. In addition, all
employees who worked in the affected areas were relocated to other
buildings.
IBM collected carpet and wallboard samples, as well as air
samples, and the samples were analyzed at Research Triangle
Institute. The samples from the wallboard had organisms at a level
lower than the limits of detection, while samples of the carpet
were at a level slightly above the limits of detection. The air
samples revealed three locations with small visible colonies of
fungal growth. However, only one indoor sample contained more
mold-causing organisms than those detected in outdoor samples.
Plaintiff testified that she first experienced vertigo on 4
May 2000. She also experienced a number of other symptoms,
including driving problems, cognitive problems, confusion, tingling
in her arms and legs, congestion, nausea, diarrhea, irritability,
shortness of breath, chest tightness, fever, and depression. In
addition, plaintiff testified that she experienced serious memory
problems.
Following a hearing, the deputy commissioner determined that
plaintiff had not carried her burden to prove that she suffered an
occupational injury or disease and denied her claim under the North
Carolina Workers' Compensation Act. Plaintiff appealed to the full
commission and the commission affirmed the judgment of the deputycommissioner. From that opinion and award, entered on 25 January
2006, plaintiff appeals.
On appeal, plaintiff argues the commission erred in its
findings of facts and conclusions of law. However, we do not reach
the merits of plaintiff's argument because plaintiff has committed
several major violations of the North Carolina Rules of Appellate
Procedure. Without invoking Rule 2, in our discretion, we conclude
that her appeal should be dismissed.
The Rules of Appellate Procedure set forth what is required in
an appellant's brief. The rules provide that the brief must
contain:
(6) An argument, to contain the contentions of
the appellant with respect to each question
presented. Each question shall be separately
stated. Immediately following each question
shall be a reference to the assignments of
error pertinent to the question, identified by
their numbers and by the pages at which they
appear in the printed record on appeal.
Assignments of error not set out in the
appellant's brief, or in support of which no
reason or argument is stated or authority
cited, will be taken as abandoned.
N.C. R. App. P. 28(b)(6) (2005) (emphasis supplied).
Here, plaintiff assigns error to numerous findings and
conclusions, but fails to argue specific findings and conclusions.
She also fails to cite any authority in support of her arguments.
In addition, plaintiff has failed to reference the assignments of
error pertinent to each question presented, and has failed to
identify the page numbers in the record where such assignments
appear. Finally, plaintiff failed to include a statement of
grounds for appellate review in her brief, as required by N.C. R.App. P. 28(b)(4) (2005) (Such statement shall include citation of
the statute or statutes permitting appellate review.).
[T]he Rules of Appellate Procedure must be consistently
applied; otherwise, the Rules become meaningless, and an appellee
is left without notice of the basis upon which an appellate court
might rule. Viar v. N.C. DOT, 359 N.C. 400, 402, 610 S.E.2d 360,
361 (2005). We are mindful that our Supreme Court, in State v.
Hart, 361N.C.309, ___ S.E.2d ___ (2007) recently noted that we may
use N.C. R. App. P. 2 to suspend the rules in order to prevent
manifest injustice. However, we do not agree with the concurring
opinion that the rules should be suspended in this case since
manifest injustice will not result in our decision to dismiss the
appeal. The concurring opinion concedes that if we chose to invoke
Rule 2 and suspend the rules, the outcome would be no different.
Further, the rule violations are so serious as to fundamentally
frustrate appellate review. In light of this, we conclude
plaintiff's appeal should be dismissed.
Dismissed.
Judge TYSON concurs.
Judge WYNN concurs in a separate opinion.
WYNN, Judge, concurring in the result.
Plaintiff Julie Ord's assignments of error take up thirteen
pages of the record and essentially include her arguments on
appeal. Because it is relatively straightforward to follow her
argument from her assignments of error, I would not dismiss herappeal. Rather, I would reach the merits and render to this
citizen access to justice for her appeal.
Moreover, it is easier to provide this pro se litigant with a
substantive answer to her appeal rather than engage in a protracted
discussion as to the reasons not to reach the merits, such as her
technical violations of our appellate rules. Indeed, I would
provide the answer to her appeal in one simple paragraph:
Plaintiff Julie Ord appeals from an adverse
ruling of the Industrial Commission asking
this Court to establish by a greater weight
of the evidence that she should prevail on
her worker's compensation claim. Though her
appeal contains numerous violations of our
Rules of Appellate Procedure, we invoke review
under Rule 2 and summarily conclude that under
the standard of review for worker's
compensation appeals, we may not reweigh the
evidence on appeal. Accordingly, the Opinion
and Award of the Full Commission is affirmed.
Notwithstanding the rules violations, Ms. Ord's argument on appeal
is clear. While the outcome for Ms. Ord remains the same, the
difference is that by addressing the merits of her contention, she
has been afforded her day in court. I vote to hear the appeal and
affirm the Full Commission, rather than to dismiss this appeal.
*** Converted from WordPerfect ***