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STATE OF NORTH CAROLINA,
Plaintiff,
v. Mecklenburg County
No. 04CRS252908
ROBERT ELESTER GOODWIN,
Defendant.
entered 2 June 2006 by Judge James W. Morgan in Mecklenburg
County Superior Court. Heard in the Court of Appeals 26 April
2007.
Attorney General Roy A. Cooper, III, by Assistant Attorney
General, Stormie D. Forte, for the State.
Russell J. Hollers, III, for Defendant-Appellant.
STROUD, Judge.
Defendant appeals from his conviction of assault with a deadly
weapon inflicting serious injury (AWDWISI). Defendant contends
that the trial court erred in allowing the State to cross-examine
him about criminal charges from 1997 and 2001 which were
voluntarily dismissed.
(See footnote 1)
We agree. For the reasons stated below,
we set aside defendant's conviction for AWDWISI and remand for a
new trial.
[The State begins re-cross examination of
defendant.]
Q: You don't know why [those two charges]
were dismissed though, do you?
[Defendant objected and was overruled.]
A: They were dismissed, I don't know why.
Defendant argues that admission of this testimony was error
because its sole purpose was to show defendant's propensity to
commit crimes similar to the one charged, in violation of N.C. Gen.Stat. 8C-1, § Rule 404(b).
(See footnote 2)
He argues that the erroneous admission
of this testimony prejudiced him, because the only witnesses to the
alleged crime were defendant and the victim, Howard, and the case
therefore turned on defendant's credibility.
The State contends that the purpose of the evidence was not to
prove defendant's character or his propensity to commit the type of
crime for which he was charged, but to show that defendant had the
mistaken belief that he could claim self-defense, since he had also
mistakenly claimed self-defense in 1997 and 2001.
We reject the State's argument. This case is analogous to
State v. Morgan, 315 N.C. 626, 340 S.E.2d 84 (1986). In Morgan,
the defendant shot the victim with a shotgun at the defendant's
place of business. Id. at 628-29, 340 S.E.2d at 86. As a result,
the defendant was charged with first-degree murder. Id. at 627,
340 S.E.2d at 86. The defendant testified that he was acting in
self-defense. Id. at 631, 340 S.E.2d at 88. The State then cross-
examined the defendant regarding his pointing a shotgun at a man at
the defendant's place of business about three months prior to the
alleged murder of the victim. Id. The State's argument in Morgan
was essentially the same as in this case: The State here contends that the evidence
brought out during defendant's
cross-examination was admissible under Rule
404(b) because it was relevant to the issue of
whether defendant was the aggressor in the
altercation he described during direct
examination. Since defendant claimed he shot
[the victim] in self-defense and since the
aggressor in an affray cannot claim the
benefit of self-defense unless he has
abandoned the fight and has withdrawn by
giving notice to his adversary, whether the
defendant was the aggressor was a contested
element of defendant's self-defense claim.
The State asserts that this evidence,
therefore, was relevant to show that
defendant's pointing of the shotgun at the
decedent and shooting him was not in
self-defense.
Morgan, 315 N.C. at 637-38, 340 S.E.2d at 91-92 (internal citation
and quotation omitted).
Rejecting the State's argument, the Supreme Court held that
[t]he State's rationale is precisely what is
prohibited by Rule 404(b). In order to reach
its conclusion, the State is arguing that,
because defendant pointed a shotgun at Mr.
Hill three months earlier, he has a propensity
for violence and therefore he must have been
the aggressor in the alleged altercation with
[the victim] and, thus, could not have been
acting in self-defense.
Id. at 638, 340 S.E.2d at 92.
In the case sub judice, the State has emphasized defendant's
mistaken belief that he had any right to claim self-defense,
apparently trying to fit the proffered evidence into the absence
of mistake purpose as listed in Rule 404(b). We have been unable
to determine how evidence that defendant was mistaken could
possibly tend to prove an absence of mistake. Even if the
purpose of the evidence as the State proposes could be proper, therecord also contains no indication that defendant was in fact
mistaken regarding his belief that he had a right to claim self-
defense in the 1997 and 2001 incidents _ there is simply not
sufficient information in the record regarding those incidents for
anyone to make such a determination. All the jury could possibly
draw from the evidence of the 1997 and 2001 incidents, as it was
presented was defendant's propensity for violence. Thus, we are
left with the admission of evidence which could only be considered
as proof of defendant's violent disposition, and specifically his
propensity to attack others on slight provocation and then to claim
self-defense without justification. The theory of relevancy
articulated by the State on this appeal is plainly prohibited by
the express terms of Rule 404(b) disallowing '[e]vidence of other
crimes, wrongs, or acts . . . to prove the character of a person in
order to show that he acted in conformity therewith.' 315 N.C. at
638, 340 S.E.2d at 92 (quoting N.C. Gen. Stat. § 8C-1, Rule
404(b)).
We must next consider whether the erroneous admission of
evidence of the 1997 and 2001 incidents prejudiced defendant. The
test for prejudicial error is whether there is a reasonable
possibility that, had the error not been committed, a different
result would have been reached at trial. State v. Scott, 331 N.C.
39, 413 S.E.2d 787 (1992) (citing N.C. Gen. Stat. § 15A-1443(a)).
We conclude that there is a reasonable possibility that the jury
would have reached a different result if this evidence had not been
admitted. In the case sub judice, there were no witnesses to theassault other than victim and the defendant. There was evidence
attacking the credibility of both the victim and defendant,
including impairment by drugs and/or alcohol at the time of the
assault. There was no dispute that defendant stabbed the victim,
so the physical evidence actually recovered by the police neither
supports nor refutes defendant's claim of self-defense. It is true
that the police did not find the pipe which defendant claimed that
Howard wielded against him, but considering all of the evidence, we
cannot conclude that the error was harmless. Evidence of not just
one, but two, prior assaults by defendant, under similar
circumstances, and his claims of self-defense which the State
stressed as mistaken could certainly have had a significant
effect upon the jury's assessment of defendant's credibility.
We therefore hold that the trial court erred in its admission
of evidence of the 1997 and 2001 incidents pursuant to Rule 404(b),
and that this error prejudiced defendant. We set aside defendant's
conviction for AWDWISI, and remand for a new trial. Due to our
ruling on this issue, we need not address defendant's assignment of
error to his sentence.
New trial.
Judges McCULLOUGH and BRYANT concur.
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