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Constitutional Law; Sexual Offenses_registered sex offender_access to public park prohibited
The trial court did not err by granting summary judgment for the defendant town on a
challenge to an ordinance which declared that entry into the public parks of the town by registered
sex offenders was an offense against the regulations of the town. The ordinance is restrictive only
as to defendant's public parks and does not violate the right to intrastate travel; it is not punitive in
intent nor effect and does not violate the ex post facto clause; and it is rationally related to its
intended purpose of protecting the health and safety of the citizens of the town.
Judge GEER dissenting.
Appeal by Plaintiff from judgment entered 7 August 2006 by
Judge James L. Baker in Buncombe County Superior Court. Heard in
the Court of Appeals 23 May 2007.
Cloninger, Elmore, Hensley & Searson, PLLC, by Bruce A.
Elmore, Jr., for plaintiff.
Ferikes & Bleynat, by Joseph A. Ferikes, for defendant.
ELMORE, Judge.
David Standley (plaintiff) appeals a judgment of the Buncombe
County Superior Court entered 7 August 2006. For the reasons
stated herein, we affirm the decision.
Plaintiff resides with his mother in the Town of Woodfin
(Woodfin) in Buncombe County. In 1987, while living in Florida,
plaintiff was convicted of attempted sexual battery and aggravated
assault against a woman, making him subject to the North Carolina
Sex Offender & Public Protection Registry (the Registry). TheRegistry requires individuals who have committed an offense against
a minor or a sexually violent offense to register as sex offenders.
N.C. Gen. Stat. §§ 14-208.6(4), 14-208.7(a) (2005). Plaintiff
served three and a half years of his nine-and-a-half-year sentence;
the remaining six years of his sentence were suspended and he was
placed on supervised probation. In 1995, plaintiff was convicted
of solicitation of prostitution. As a result, his probation was
revoked. In 1999, plaintiff was unconditionally released. In
2004, he moved to Buncombe County, where he registered with the
Registry at the sheriff's office as required by N.C. Gen. Stat. §
14-208.7.
Plaintiff suffered a stroke in 1998, as a result of which he
never travels without his mother. Plaintiff frequented the Woodfin
Riverside Park, always with his mother and sometimes with other
family members as well.
Plaintiff challenged an ordinance, enacted on 19 April 2005,
that prohibits registered sex offenders from knowingly entering any
public park owned and operated by defendant-appellee Woodfin (the
ordinance). The ordinance states, in relevant part,
It shall constitute a general offense against the
regulations of the Town of Woodfin for any person or
persons registered as a sex offender with the state of
North Carolina and or any other state or federal agency
to knowingly enter into or on any public park owned,
operated, or maintained by the Town of Woodfin.
Woodfin, N.C., Ordinances § 130.03 (19 April 2005). Prior to the
enactment of the ordinance, two incidents of sexual offenses
occurred in or near two of the three public parks in Woodfin. Plaintiff and Woodfin
(See footnote 1)
filed motions for judgment on the pleadings
and summary judgment. The Buncombe County Superior Court granted
Woodfin's motion for summary judgment. Plaintiff appeals.
We review the trial court's decision de novo. Magnolia Mfg.
of N.C. v. Erie Ins. Exch. Ins., 179 N.C. App. 267, 277, 633
S.E.2d 841, 847 (2006) (citing Howerton v. Arai Helmet, Ltd., 358
N.C. 440, 470, 597 S.E.2d 674, 693 (2004)). Alleged errors of
law are subject to de novo review on appeal. Falk Integrated
Tech., Inc. v. Stack, 132 N.C. App. 807, 809, 513 S.E.2d 572, 574
(1999) (citation omitted). Rulings on motions for judgment on the
pleadings under N.C. Gen. Stat. § 1A-1, Rule 12(c) are also
reviewed de novo. Toomer v. Branch Banking & Tr. Co., 171 N.C.
App. 58, 66, 614 S.E.2d 328, 335 (2005) (citations omitted).
Plaintiff first argues that the ordinance violates his
fundamental right to travel through public spaces, protected by
the due process clause of the Fourteenth Amendment. He also
argues that the ordinance denies him his constitutional freedom to
intrastate travel as recognized in Williams v. Fears, 179 U.S.
270, 274, 45 L. Ed. 186, 188 (1900) (finding that the right,
ordinarily, of free transit from or through the territory of any
state is a right secured by the 14th Amendment).
Substantive due process is not a blanket protection. In Doe
v. City of Lafayette, Ind., the United States Court of Appeals forthe Seventh Circuit found that the right to enter public parks for
innocent, recreational purposes is not a fundamental right. 377
F.3d 757, 771 (7th Cir. 2004).
In Willis v. Town of Marshall, N.C., the United States Court
of Appeals for the Fourth Circuit noted the division on the issue
of whether intrastate travel is a fundamental right, but did not
reach a conclusion. 426 F.3d 251, 265 (4th Cir. 2005) (comparing
Lutz v. City of York, 899 F.2d 255, 259-68 (3d Cir. 1990) in which
intrastate travel is a recognized fundamental right, with Doe, 377
F.3d at 770-71, which rejects sex offenders' claim to a
fundamental right to access public parks). However, the Willis
court points to the general rule that courts must be reluctant to
expand the concept of substantive due process because guideposts
. . . in this uncharted area are scarce and open-ended, and
courts run the risk of turning the due process clause into a
personal preference policy instrument for judges. Willis, 426
F.3d at 266-67 (quotations and citations omitted).
The right to intrastate travel is a right of function.
Johnson v. City of Cincinnati, 310 F.3d 484, 498 (6th Cir. 2002).
We therefore hold that the right to enter parks is not encompassed
by either the fundamental right of travel or the right to
intrastate travel. The ordinance does not infringe upon
plaintiff's fundamental right to intrastate travel because it does
not impair his daily functions. The ordinance does not prevent
plaintiff from enjoying the open air with his mother and hisfriends in other locations if he so desires: it is restrictive
only as to defendant's public parks.
Plaintiff further argues that the ordinance is not rationally
related to a legitimate government interest and thus violates his
substantive due process rights. He claims that although the
intent of the ordinance is to protect children who use Woodfin's
park system, the ordinance prohibits all registered sex offenders
from entering those parks. The town minutes from a meeting to
consider the ordinance recognize child safety as one of the
concerns, but do not definitively point to the safety of children
as the main purpose of the ordinance. Plaintiff argues that he
has never committed a crime against a child, nor has he been
accused of engaging in any kind of indecent behavior directed at
a child or anyone else while visiting any park in Woodfin.
[N]arrow tailoring is required only when fundamental rights
are involved. The impairment of a lesser interest . . . demands
no more than a 'reasonable fit' between governmental purpose . .
. and the means chosen to advance that purpose. Reno v. Flores,
507 U.S. 292, 305, 123 L. Ed. 2d 1, 18 (1993). Substantive due
process serves to protect individuals from arbitrary government
actions that lack reasonable justification in the service of a
legitimate government objective. Dobrowolska v. Wall, 138 N.C.
App. 1, 14, 530 S.E.2d 590, 599 (2000) (quotations and citation
omitted).
In State v. Stewart, this Court found overbroad a North
Carolina law prohibiting motorists from shining light into thearea past a roadway during certain hours, effectively prohibiting
cars from having their headlights on during those times. 40 N.C.
App. 693, 696-97, 253 S.E.2d 638, 640-41 (1979). The law
constituted an arbitrary interference with otherwise innocent
conduct and lack[ed] any rational . . . relation to the . . .
general welfare. Id. at 697, 253 S.E.2d at 641. Having found
the law overbroad, this Court did not consider whether or not
intrastate travel was a fundamental right. Id. at 698, 253 S.E.2d
at 641.
Plaintiff's assertion that the intended purpose of the
ordinance is the protection of children is tenuous. The text of
the resolution adopting the ordinance suggests a broader reach:
Whereas the Town of Woodfin maintains a park
system that is meant for the peaceful
enjoyment of children and other citizens, and;
Whereas it is in the interest of promoting
the general welfare and safety of the people
of Woodfin . . . .
Thus, plaintiff's claim that the ordinance was intended only to
protect children is unpersuasive. Even if we were to find that
the right to access public parks is a fundamental right, which we
expressly decline to do, the ordinance is rationally related to
the legitimate government interest it aims to address.
The United States Supreme Court has specifically recognized
the inherent danger of reintegrating sex offenders into society.
In Conn. Dep't of Pub. Safety v. Doe, the Court stated that [s]ex
offenders are a serious threat in this Nation. The victims of sex
assault are most often juveniles, and when convicted sex offendersreenter society, they are much more likely than any other type of
offender to be re-arrested for a new rape or sex assault. 538
U.S. 1, 4, 155 L. Ed. 2d 98, 103 (2003) (quotations and citations
omitted).
By restricting only registered sex offenders from entering
public parks, which are frequented by children and other citizens,
the ordinance promotes the general welfare and safety of Woodfin's
citizens, which is a legitimate government purpose. Thus, we find
the ordinance to be rationally related to a legitimate government
purpose.
Plaintiff next argues that the ordinance is punitive in a way
that would violate the ex post facto clause, and relies on the
five-part test adopted in Smith v. Doe: (1) whether it promotes
the traditional aims of punishment; (2) whether the law was
regarded in history and tradition as punishment; (3) whether it
imposes an affirmative disability or restraint; (4) whether it
has a rational connection to a nonpunitive purpose; or (5)
whether it is excessive with respect to [that] purpose. Smith
v. Doe, 538 U.S. 84, 97, 155 L. Ed. 2d 164, 180 (2003) (citing
Kennedy v. Mendoza-Martinez, 372 U.S. 144, 168-69, 9 L. Ed. 2d
644, 661 (1963) (considering two additional factors not considered
in Smith)).
The Mendoza-Martinez factors should only be used in the
absence of conclusive evidence of legislative intent.
Mendoza-Martinez, 372 U.S. at 169. 9 L. Ed. 2d at 661. [W]e will
reject the legislature's manifest intent only where a partychallenging the statute provides the clearest proof that the
statutory scheme is so punitive either in purpose or effect as to
negate the State's intention. Kansas v. Hendricks, 521 U.S. 346,
361, 138 L. Ed. 2d 501, 515 (1997) (internal quotations,
citations, and alterations omitted). As previously noted, the
town meeting minutes reveal a non-punitive intention to maintain
the parks for the enjoyment and safety of the people of Woodfin.
Plaintiff argues that despite its lack of punitive intent,
the ordinance is punitive in effect. Plaintiff focuses mainly on
the assertion that the ordinance promotes deterrence and
retribution. He also argues that the ordinance has the effect of
banishing him from public spaces, which he argues has been
traditionally regarded as punishment throughout history. However,
the case upon which he relies for this assertion refers to
banishment in terms of forfeiture of citizenship, which is not
at issue here. See Mendoza-Martinez, 372 U.S. at 168 n.23, 9 L.
Ed. 2d at 661.
Plaintiff also reiterates that the ordinance is not narrowly
tailored to serve its nonpunitive purpose. He reasons that it
could create a false sense of security because children may be
molested by someone that they know. However, in Smith, the
Supreme Court found that [a] statute is not deemed punitive
simply because it lacks a close or perfect fit with the
nonpunitive aims it seeks to advance. Smith, 538 U.S. at 103, 155
L. Ed. 2d at 183 (finding that a statute requiring registration ofsex offenders was nonpunitive, serving the purpose of public
safety).
Restrictions on a person's activities may be imposed without
being punitive. The ordinance does not subject registered sex
offenders to affirmative disability or restraint; they may still
travel freely and attend to their daily functions. Thus,
plaintiff's arguments that the ordinance is punitive in effect are
not convincing. The ordinance, being neither punitive in intent
nor effect, does not violate the ex post facto clause.
The police power of the State is broad enough to sustain the
promulgation and fair enforcement of laws designed to restore the
right of safe travel by temporarily restricting all travel, other
than necessary movement reasonably excepted from the prohibition.
State v. Dobbins, 277 N.C. 484, 499, 178 S.E.2d 449, 458 (1971).
This police power extends to all the compelling needs of the
public health, safety, morals and general welfare. Id. at 497,
178 S.E.2d at 457. Though a city does not have inherent police
power, this power is delegated by statute to cities in North
Carolina: A city may by ordinance define, prohibit, regulate, or
abate acts . . . detrimental to the health, safety, or welfare of
its citizens . . . . N.C. Gen. Stat. § 160A-174 (2005). This
Court has held that municipalities may regulate within their
boundaries for the purpose of protecting public property. Slavin
v. Town of Oak Island, 160 N.C. App. 57, 60, 584 S.E.2d 100, 102
(2003); see also Euclid v. Amber Realty, 272 U.S. 364, 395, 71 L.
Ed. 303, 314 (1926) ([B]efore the ordinance can be declaredunconstitutional, that such provisions are clearly arbitrary and
unreasonable, having no substantial relation to the public health,
safety, morals, or general welfare.) (citations omitted).
The North Carolina Supreme Court held in Dobbins that
although individuals have the right to travel upon the public
streets of a city as protected by the due process clause, this
freedom may be regulated when reasonably deemed necessary to the
public safety, by laws reasonably adapted to the attainment of
that objective. Dobbins, 277 N.C. at 497, 178 S.E.2d 456. The
Court balances the police power of the State with the right to
travel
by the process of locating many separate
points on either side of the line. So long as
this Court sits, it will be engaged in that
process, but it is not necessary or
appropriate in the present instance to attempt
to draw sharply, throughout its entire length,
the line between the right of the individual
to travel and the authority of the State to
limit travel.
Id. at 497-98, 178 S.E.2d 457. Here, as in Dobbins, the ordinance
falls on the side of a reasonable restriction.
We also note that [a] facial challenge to a legislative Act
is . . . the most difficult challenge to mount successfully.
United States v. Salerno, 481 U.S. 739, 745, 95 L. Ed. 2d 697, 707
(1987). The presumption is that any act passed by the
legislature is constitutional, and the court will not strike it
down if [it] can be upheld on any reasonable ground. Ramsey v.
Veterans Commission, 261 N.C. 645, 647, 135 S.E.2d 659, 661
(1964). Similarly, [a] municipal ordinance is presumed to bevalid . . . . Currituck County v. Willey, 46 N.C. App. 835, 836,
266 S.E.2d 52, 53 (quotations and citation omitted).
[T]he burden is upon the complaining party to show its
invalidity or inapplicability. And a municipal ordinance
promulgated in the exercise of the police power will not be
declared unconstitutional unless it is clearly so, and every
intendment will be made to sustain it. Id. Plaintiff is
required to show that 'the ordinance does not rest upon any
reasonable basis, but is essentially arbitrary;' and '[i]f any
state of facts reasonably can be conceived that would sustain the
ordinance, the existence of that state of facts at the time the
ordinance was enacted must be assumed.' Id. (quoting Lindsley v.
Natural Carbonic Gas Co., 220 U.S. 61, 78-79, 55 L. Ed. 369, 377
(1910)) (alterations omitted). Here, plaintiff has not met his
burden of proof.
Because we find the ordinance to be rationally related to its
intended purpose of protecting the health and safety of the
citizens of Woodfin, we hold that defendant acted within its
delegated police power to enact and enforce an ordinance
restricting sex offenders from entering Woodfin's public parks for
the purpose of promoting citizen safety.
The order of the trial court is therefore affirmed.
Affirmed.
Judge TYSON concurs.
Judge GEER dissents by separate opinion.
GEER, Judge, dissenting.
Because I cannot conclude that the trial court properly
entered summary judgment upholding the Town of Woodfin's
ordinance, I must respectfully dissent. N.C. Gen. Stat. § 160A-
174(b) (2005) provides:
A city ordinance shall be consistent with the
Constitution and laws of North Carolina and of
the United States. An ordinance is not
consistent with State or federal law when:
(1) The ordinance infringes a liberty
guaranteed to the people by the
State or federal Constitution;
. . . .
(5) The ordinance purports to regulate
a field for which a State or
federal statute clearly shows a
legislative intent to provide a
complete and integrated regulatory
scheme to the exclusion of local
regulation . . . .
I would hold that the Woodfin ordinance violates both N.C. Gen.
Stat. § 160A-174(b)(1) and (b)(5).
As an initial matter, I recognize that plaintiff has
stipulated that "[b]ut for the question concerning its
constitutionality, . . . the ordinance is valid and enforceable."
It is, however, a well established principle of jurisprudence that
"appellate courts must 'avoid constitutional questions, even if
properly presented, where a case may be resolved on other
grounds.'" James v. Bartlett, 359 N.C. 260, 266, 607 S.E.2d 638,
642 (2005) (quoting Anderson v. Assimos, 356 N.C. 415, 416, 572S.E.2d 101, 102 (2002)). See also Brooks v. Taylor Tobacco
Enterprises, Inc., 298 N.C. 759, 761, 260 S.E.2d 419, 421 (1979)
("It is an established principle of appellate review that this
court will refrain from deciding constitutional questions when
there is an alternative ground available upon which the case may
properly be decided."); Carillon Assisted Living, LLC v. N.C.
Dep't of Health and Human Servs., 175 N.C. App. 265, 271, 623
S.E.2d 629, 634 (declining to address dissent's constitutional
argument because case could be resolved on purely statutory
grounds), disc. review denied, 360 N.C. 531, 633 S.E.2d 676
(2006), and appeal dismissed, 361 N.C. 218, 641 S.E.2d 802 (2007).
This rule applies even when the parties' appeal makes only a
constitutional argument. Thus, in State v. Lueders, 214 N.C. 558,
560, 200 S.E. 22, 23 (1938), the defendant had _ not unlike Mr.
Standley here _ stipulated at the trial level to the facts because
"[t]he purpose of [the] appeal, frankly avowed, [was] to obtain a
reconsideration of [a prior Supreme Court decision] and to test
again the constitutionality of [a statute]." Nonetheless, our
Supreme Court declined to do so since "if a case can be decided on
either of two grounds, one involving a constitutional question,
the other a question of lesser moment, the latter alone will be
determined [as] [i]t is not the habit of the Court to decide
questions of a constitutional nature unless absolutely necessary
to a decision of the case." Id. at 561, 200 S.E. at 23 (internal
quotation marks and citation omitted). Likewise, in State v. Wallace, 49 N.C. App. 475, 271 S.E.2d
760 (1980), the defendant based his appeal on his contention that
a particular statute was unconstitutional on its face. This Court
held:
While defendant's argument is intriguing and
unique, on the record before us we are not
required to reach any constitutional question.
A constitutional question will not be passed
upon if there is also present some other
ground upon which the case may be decided. If
the case can be decided on one of two grounds,
one involving a constitutional question, the
other a question of lesser importance, the
latter alone will be determined. The Court
will not decide questions of a constitutional
nature unless absolutely necessary to a
decision of the case.
Id. at 484-85, 271 S.E.2d at 766. The Court then resolved the
appeal on a non-constitutional basis because "[a]lthough counsel
do not address [that] question, it arises on the face of the
record." Id. at 485, 271 S.E.2d at 766. See also In re Byers,
295 N.C. 256, 259, 244 S.E.2d 665, 668 (1978) (per curiam)
(although respondent only raised constitutional issue on appeal,
Supreme Court determined that appeal could be resolved on
nonconstitutional basis and, therefore, "deem[ed] it inappropriate
to consider the constitutional issue presented by respondent's
appeal"); State v. Muse, 219 N.C. 226, 227, 13 S.E.2d 229, 229
(1941) (although defendant, on appeal, sought to test
constitutionality of act under which he was indicted, Supreme
Court refused to address constitutional question because appeal
could be resolved "on a question of less moment"). Here, based on these principles, I do not believe that a
party should be able to effectively force a court to address a
constitutional argument by stipulating that an otherwise
unenforceable ordinance is enforceable. We should not leapfrog
over the preliminary question of whether the Town of Woodfin had
authority to adopt this ordinance in the first place simply
because the parties invite us to do so. If the ordinance violates
N.C. Gen. Stat. § 160A-174(b)(5), then it is "invalid and
unenforceable." Greene v. City of Winston-Salem, 287 N.C. 66, 74,
213 S.E.2d 231, 235 (1975). See also State v. Tenore, 280 N.C.
238, 248, 185 S.E.2d 644, 651 (1972) (if town had no authority to
adopt ordinance, it would be void, and no one could be punished
for violating it).
As a result, any ruling on the constitutionality of the
Town's ordinance would be unnecessary and amount merely to an
advisory opinion. Yet, our appellate courts "never anticipate
questions of constitutional law in advance of the necessity of
deciding them, nor venture advisory opinions on constitutional
questions." Lueders, 214 N.C. at 560, 200 S.E. at 23. See also
State v. Blackwell, 246 N.C. 642, 644, 99 S.E.2d 867, 868 (1957)
("The constitutionality of a statute will not be considered and
determined by the Court as a hypothetical question.").
Moreover, an opinion upholding the constitutionality of the
ordinance would undoubtedly result in a flurry of enactments of
similar ordinances across the State. Because, as I explain below,
allowing municipalities and counties to adopt their own ordinancesregulating sex offenders would interfere with the comprehensive
state and federal legislation in this area, I do not believe we
have the luxury to do as the parties urge and blithely move on to
the more interesting constitutional issue.
In Craig v. County of Chatham, 356 N.C. 40, 44, 565 S.E.2d
172, 175 (2002), the Supreme Court addressed N.C. Gen. Stat. §
160A-174(b)(5) and the question of how to determine whether the
General Assembly "intended to implement statewide regulation in
the area, to the exclusion of local regulation." Municipalities
have no inherent legislative powers, but rather "are
instrumentalities of state government and possess only those
powers the General Assembly has conferred upon them." Craig, 356
N.C. at 44, 565 S.E.2d at 175. "In determining if the General
Assembly intended to provide statewide regulation to the exclusion
of local regulation, we must decide if it has shown a clear
legislative intent to provide such a 'complete and integrated
regulatory scheme.'" Id. at 45, 565 S.E.2d at 176 (quoting N.C.
Gen. Stat. § 160A-174(b)(5)).
In undertaking this task, it is immaterial that the General
Assembly has not provided an express statement of intent.
Instead, "[t]he General Assembly can create a regulatory scheme
which, though not expressly exclusory, is so complete in covering
the field that it is clear any regulation on the county level
would be contrary to the statewide regulatory purpose." Id. at
46, 565 S.E.2d at 176. "[W]e must primarily look to 'the spiritof the act[] and what the act seeks to accomplish.'" Id. (second
alteration original) (quoting State v. Anthony, 351 N.C. 611, 615,
528 S.E.2d 321, 323 (2000)).
In this case, we are confronted with comprehensive regulation
of convicted sex offenders by both the federal government and the
State of North Carolina. As our Supreme Court recently noted,
Congress enacted legislation in 1994 that conditioned continued
federal funding of state law enforcement on state adoption of sex
offender registration laws. State v. Bryant, 359 N.C. 554, 559,
614 S.E.2d 479, 482 (2005). This legislation, the Jacob
Wetterling Crimes Against Children and Sexually Violent Offender
Registration Act ("the Jacob Wetterling Act"), Pub. L. No. 103-
322, 108 Stat. 2038 (1994) (codified as amended at 42 U.S.C. §
14071 et seq. (2000)), also set minimum standards for the state
programs. 42 U.S.C. § 14071(b). See also Bryant, 359 N.C. at
559, 614 S.E.2d at 482. The focus of this legislation was on
statewide programs. By 1996, every state, the District of
Columbia, and the federal government had enacted a sex offender
registration and community notification program. Id.
The Jacob Wetterling Act was followed in 2006 by the Adam
Walsh Child Protection and Safety Act, Pub. L. 109-248, 120 Stat.
587 (2006) (codified at 42 U.S.C. § 16901 et seq. (Supp. 2007))
("the Adam Walsh Act"). The Adam Walsh Act states its purpose:
In order to protect the public from sex
offenders and offenders against children, and
in response to the vicious attacks by violent
predators against the victims listed below,
Congress in this Act establishes acomprehensive national system for the
registration of those offenders.
42 U.S.C. § 16901 (emphasis added). As a condition of receiving
certain law enforcement funding, 42 U.S.C. § 16925(a) (Supp.
2007), this Act imposes various obligations on "jurisdictions"
with respect to convicted sex offenders. "Jurisdiction" is
defined by the Act to mean the states, the District of Columbia,
Puerto Rico, and various territories; it does not include local
governmental bodies. 42 U.S.C. § 16911(10) (Supp. 2007).
In order to meet the Adam Walsh Act's purpose of protecting
the safety of the public from sexual predators, states are
required, among other things, to make registration information
available to the public on websites. 42 U.S.C. § 16918(d) (Supp.
2007). They must report information regarding sex offenders to
the United States Attorney General, law enforcement agencies,
school and public housing agencies, social services entities, and
volunteer organizations in which contact with minors or other
vulnerable individuals might occur. 42 U.S.C. § 16921(b) (Supp.
2007). Compliance may, however, be excused if the United States
Attorney General determines that certain provisions would place
the state in violation of its own constitution, as determined by
a ruling of the state's highest court. 42 U.S.C. § 16925(b)(1).
In addition, Congress has established the Sex Offender
Management Assistance Program, 42 U.S.C. § 16926 (Supp. 2007), and
the Office of Sex Offender Sentencing, Monitoring, Apprehending,
Registering and Tracking, 42 U.S.C. § 16945 (Supp. 2007).
Finally, federal regulations prohibit a family's admission tofederally assisted housing if a member of the household is
required to register as a sex offender on a lifetime basis. See,
e.g., 24 C.F.R. §§ 5.856, 882.518, 960.204, and 982.553 (Supp.
2007).
In 1995, North Carolina, consistent with the federal
legislation, enacted the Amy Jackson Law, 1995 N.C. Sess. Laws ch.
545 (codified as amended at N.C. Gen. Stat. § 14-208.5 et seq.
2005). The General Assembly significantly amended this
legislation in 2006. 2006 N.C. Sess. Laws ch. 247.
The General Assembly adopted this legislation for the
following purpose:
The General Assembly recognizes that sex
offenders often pose a high risk of engaging
in sex offenses even after being released from
incarceration or commitment and that
protection of the public from sex offenders is
of paramount governmental interest.
The General Assembly also recognizes that
persons who commit certain other types of
offenses against minors, such as kidnapping,
pose significant and unacceptable threats to
the public safety and welfare of the children
in this State and that the protection of those
children is of great governmental interest.
Further, the General Assembly recognizes that
law enforcement officers' efforts to protect
communities, conduct investigations, and
quickly apprehend offenders who commit sex
offenses or certain offenses against minors
are impaired by the lack of information
available to law enforcement agencies about
convicted offenders who live within the
agency's jurisdiction. Release of information
about these offenders will further the
governmental interests of public safety so
long as the information released is rationally
related to the furtherance of those goals.
Therefore, it is the purpose of this
Article to assist law enforcement agencies'efforts to protect communities by requiring
persons who are convicted of sex offenses or
of certain other offenses committed against
minors to register with law enforcement
agencies, to require the exchange of relevant
information about those offenders among law
enforcement agencies, and to authorize the
access to necessary and relevant information
about those offenders to others as provided in
this Article.
N.C. Gen. Stat. § 14-208.5 (2005). North Carolina's sex offender
registration law thus has two goals: (1) to generally protect the
safety of the public, and (2) to assist law enforcement agencies.
In order to accomplish these goals, the General Assembly
established two registration programs, with the second more
stringent program directed at recidivists and sexually violent
predators. See N.C. Gen. Stat. § 14-208.6A (2005).
(See footnote 2)
As our
Supreme Court summarized in Bryant, the "North Carolina Sex
Offender and Public Protection Registration Program" requires:
every individual having a reportable
conviction as defined by N.C.G.S. § 14-208.6,
which includes offenses against minors and
"sexually violent offenses," to register as a
convicted sex offender with the sheriff of the
county in which the person resides. N.C.G.S.
§ 14-208.7(a). If an individual convicted of
such a crime moves to North Carolina "from
outside this State, the person shall register
within 10 days of establishing residence in
this State, or whenever the person has been
present in the State for 15 days, whichever
comes first." Id. Additionally, non-resident
workers and students who have reportableconvictions or are required to register as sex
offenders in their resident state must also
register as a convicted sex offender in the
county in which they are employed or attend
school. N.C.G.S. § 14-208.7(a1).
359 N.C. at 561, 614 S.E.2d at 483-84. The legislation requires
the convicted sex offender to notify the sheriff of any change of
address or status. N.C. Gen. Stat. § 14-208.9 (2005). There is
a semiannual verification of that information, N.C. Gen. Stat. §
14-208.9A (2005), or a 90-day verification for more serious
offenders, N.C. Gen. Stat. § 14-208.24 (2005). Violations of the
registration requirements constitute a Class F felony. N.C. Gen.
Stat. § 14-208.11 (2005).
The sheriff is required to obtain certain information from
the registering sex offenders, including a current photograph, and
for recidivists and sexually violent predators, additional
information such as any treatment received. N.C. Gen. Stat. §§
14-208.7, 14-208.22 (2005). Much of this information then becomes
public record and is made available over the internet. N.C. Gen.
Stat. §§ 14-208.10, 14-208.14 (2005).
In addition to the registration and notification
requirements, the General Assembly has imposed geographical
restrictions on convicted sex offenders. Under N.C. Gen. Stat. §
14-208.16(a) (Supp. 2006), "[a] registrant under this Article
shall not knowingly reside within 1,000 feet of the property on
which any public or nonpublic school or child care center islocated." A violation of this restriction is a Class G felony.
N.C. Gen. Stat. § 14-208.16(f).
(See footnote 3)
Further, the General Assembly has limited the employment of
convicted sex offenders and the ability of sex offenders to be in
the presence of minors:
(a) It shall be unlawful for any person
required to register under this Article to
work for any person or as a sole proprietor,
with or without compensation, at any place
where a minor is present and the person's
responsibilities or activities would include
instruction, supervision, or care of a minor
or minors.
(b) It shall be unlawful for any person
to conduct any activity at his or her
residence where the person:
(1) Accepts a minor or minors into his
or her care or custody from
another, and
(2) Knows that a person who resides at
that same location is required to
register under this Article.
N.C. Gen. Stat. § 14-208.17(a), (b) (Supp. 2006). A violation of
these restrictions is a Class F felony. N.C. Gen. Stat. § 14-
208.17(c).
Finally, the General Assembly has directed that "[t]he
Department of Correction shall establish a sex offender monitoring
program that uses a continuous satellite-based monitoring system"
to monitor sex offenders classified as a sexually violent predatoror a recidivist and sex offenders convicted of an aggravated
offense as defined in N.C. Gen. Stat. § 14-208.6. N.C. Gen. Stat.
§ 14-208.40(a) (Supp. 2006). Monitoring shall be for the person's
natural life unless the requirement is terminated pursuant to N.C.
Gen. Stat. § 14-208.43(a) (Supp. 2006).
(See footnote 4)
The monitoring must
provide (1) "[t]ime-correlated and continuous tracking of the
geographic location of the subject using a global positioning
system based on satellite and other location tracking technology,"
and (2) "[r]eporting of subject's violations of prescriptive and
proscriptive schedule or location requirements." N.C. Gen. Stat.
§ 14-208.40(c). Reporting may range from once a day to "near
real-time." N.C. Gen. Stat. § 14-208.40(c)(2). A failure to
enroll in this program when required to do so constitutes a Class
F felony, while tampering with the monitoring device is a Class E
felony. N.C. Gen. Stat. § 14-208.44 (Supp. 2006).
In conjunction with this specific program related to
convicted sex offenders, the General Assembly has also set out
special conditions of probation and post-release supervision for
sex offenders. A defendant convicted of a reportable conviction
under N.C. Gen. Stat. § 14-208.6(4) (2005) must, among other
things, participate in evaluation and treatment as ordered by the
court or the Post-Release Supervision and Parole Commission ("the
Commission"); not reside in a household with any minor child if
the offense involved evidence of sexual abuse of a minor; andsatisfy any other conditions determined by the court or the
Commission to be reasonably related to the offender's
rehabilitation or reintegration into society. N.C. Gen. Stat. §§
15A-1343(b)(2), 15A-1368.4(b1) (2005).
In enacting their respective legislation, both Congress and
our General Assembly recognized that they were required to balance
the interest in public safety with individual rights that even a
sex offender still possesses. Thus, Congress recognized that
state constitutions might preclude some restrictions, and the
General Assembly acknowledged that release of sex offender
information must be "rationally related to the furtherance of
[the] goals" of public safety. N.C. Gen. Stat. § 14-208.5.
As the Supreme Court stated in Craig, in deciding the
applicability of N.C. Gen. Stat. § 160A-174(b)(5), we must
"consider the breadth and scope of the applicable general statutes
in determining whether the overall regulatory scheme was designed
to be preemptive." 356 N.C. at 49, 565 S.E.2d at 178. Here, we
have a federal program that states it is a "comprehensive national
system," 42 U.S.C. § 16901, and that anticipates regulation by the
states of convicted sex offenders. North Carolina's regulatory
scheme in turn not only provides for registration and public
identification of sex offenders on the internet with pictures and
all pertinent information, but also restricts employment and
location of residences and requires disclosure of otherwise
private information to authorities. Perhaps most significantly,
the legislation requires constant satellite monitoring of the mostsevere offenders with the result that, in North Carolina, it
appears that law enforcement may track every step the sex offender
takes. Moreover, courts, probation officers, and the Commission
may impose further restrictions as necessary given the
circumstances of the particular offender.
Local regulation would result in different regulations of sex
offenders by city and by county. While the Town has chosen to bar
sex offenders from parks, other local governments may bar them
from libraries or other public buildings. Municipalities may
attempt to impose residential or employment restrictions beyond
those provided by state law or the offender's actual sentence,
probation conditions, or Commission restrictions.
In holding that municipalities could not adopt their own
employment discrimination ordinances, our Supreme Court noted that
"[u]pholding the particularized laws in this case could lead to a
balkanization of the state's employment discrimination laws,
creating a patchwork of standards varying from county to county"
with the end result a "'conglomeration of innumerable discordant
communities.'" Williams v. Blue Cross Blue Shield of N.C., 357
N.C. 170, 189, 581 S.E.2d 415, 428 (2003) (quoting Idol v. Street,
233 N.C. 730, 732, 65 S.E.2d 313, 315 (1951)). The same would be
true here.
As our Supreme Court recognized in Bryant, our sex offender
regulatory scheme depends in part on the fact that sex offenders
cannot credibly claim ignorance of the law regarding restrictions
imposed upon them. 359 N.C. at 568-69, 614 S.E.2d at 488-89. With the "balkanization" of regulation that will inevitably stem
from a decision upholding the ordinance in this case, it will be
difficult for anyone to know what "the law" is in North Carolina
regarding convicted sex offenders. Moreover, the balance of
public safety versus individual rights will vary in each
municipality or county. See Craig, 356 N.C. at 48, 565 S.E.2d at
177-78 (noting the concern that rights would vary in different
counties and upset the balance reached by General Assembly between
economic interests and private property rights).
Further, if local regulation is allowed, one municipality
could, in effect, shift the burden and risk of sex offenders from
its geographical confines to other municipalities. Indeed, in
this case, with the passage of the ordinance, plaintiff began
looking at parks elsewhere in Buncombe County. This factor
supports precluding local regulation of convicted sex offenders.
Finally, in a dramatic intrusion on the justice system, the
conditions imposed upon a sex offender after release from custody
will no longer be established by the court in imposing his
sentence or setting the conditions for probation or by the
Commission. Each local government may now weigh in on the
appropriate conditions to be imposed upon sex offenders within
that government's jurisdiction. This cannot be the law. See
State v. Burnett, 93 Ohio St. 3d 419, 431-32, 755 N.E.2d 857, 868
(2001) (in holding that city lacked authority to enact an
ordinance barring people convicted of a drug-related offense from
a specified zone, stating that "there is no authority for theproposition that a municipality may, by way of ordinance, add a
penalty for violation of a state criminal statute that is not
otherwise provided for by the General Assembly"), cert. denied,
535 U.S. 1034, 152 L. Ed. 2d 649, 122 S. Ct. 1790 (2002).
In short, I believe that the State's regulation of convicted
sex offenders is "so comprehensive in scope that the General
Assembly must have intended that [the statutes] comprise a
'complete and integrated regulatory scheme' on a statewide basis,
thus leaving no room for further local regulation." Craig, 356
N.C. at 50, 565 S.E.2d at 179 (quoting N.C. Gen. Stat. § 160A-
174(b)(5)). See Greene, 287 N.C. at 75-76, 213 S.E.2d at 237
(holding, based on "contextual reading of the relevant statutes,"
that city ordinance requiring sprinklers was "invalid and
unenforceable" in light of General Assembly's legislation
regarding the State Building Code). See also Elwell v. Township
of Lower, 2006 WL 3797974, *11-13 (N.J. Super. Dec. 22, 2006)
(holding that New Jersey's Megan's law, setting forth a system of
registration for sex offenders, preempted town ordinance
prohibiting registered sex offenders from residing or loitering
within 500 feet of any school, park, playground, recreation area,
or day care facility because state law constituted comprehensive
legislation and uniformity is essential regarding post-conviction
treatment of sex offenders). Accordingly, I would reverse the
trial court's order granting summary judgment to the Town and
would direct entry of summary judgment in favor of plaintiff onthe grounds that the ordinance violates N.C. Gen. Stat. § 160A-
174(b)(5).
If we do not address the Town's lack of authority to adopt
this ordinance, I cannot overlook the sketchiness of the record
presented to the trial court and this Court with respect to the
constitutional issue. Our Supreme Court has held that
"constitutional analysis always requires thorough examination of
all relevant facts." Anderson, 356 N.C. at 416, 572 S.E.2d at
102. Accordingly, "[i]f the factual record necessary for a
constitutional inquiry is lacking, an appellate court should be
especially mindful of the dangers inherent in the premature
exercise of its jurisdiction." Id. at 416-17, 572 S.E.2d at 102
(internal quotation marks omitted). Even if we disregard the
alternative statutory ground, I do not believe, under Anderson,
that the factual record in this case is sufficient to resolve the
constitutional issues raised by the parties.
While debating vigorously whether the ordinance is
constitutional, the parties rely almost exclusively on various
publications. These materials are simply included within the
record on appeal unsupported by any expert testimony, such as an
affidavit or a deposition. Some of the materials are printed from
the internet with no explanation as to the identity of the source.
Not just any material qualifies for consideration on a motion
for summary judgment. A party cannot simply submit documents
supporting his or its position without considering the Rules ofEvidence. It is well established that "[o]n a motion for summary
judgment the court may consider evidence consisting of affidavits,
depositions, answers to interrogatories, admissions, documentary
materials, facts which are subject to judicial notice, and any
other materials which would be admissible in evidence at trial."
Huss v. Huss, 31 N.C. App. 463, 466, 230 S.E.2d 159, 161-62 (1976)
(emphasis added). See also Kessing v. Nat'l Mortgage Corp., 278
N.C. 523, 533, 180 S.E.2d 823, 829 (1971) ("Evidence which may be
considered under Rule 56 includes admissions in the pleadings,
depositions on file, answers to Rule 33 interrogatories,
admissions on file whether obtained under Rule 36 or in any other
way, affidavits, and any other material which would be admissible
in evidence or of which judicial notice may properly be taken.");
Deer Corp. v. Carter, 177 N.C. App. 314, 325, 629 S.E.2d 159, 168
(2006) ("Our Supreme Court has held that in considering a Rule 56
motion for summary judgment, a trial court may consider material
which would be admissible in evidence at trial." (internal
quotation marks omitted)); Chicora Country Club, Inc. v. Town of
Erwin, 128 N.C. App. 101, 111, 493 S.E.2d 797, 803 (1997) (holding
that party's "attempt to amend the petition" was not material that
would have been admissible in evidence and, therefore, trial court
was not obliged to consider it when ruling upon motion for summary
judgment).
Here, both parties blithely disregard the Rules of Evidence.
Since "'material offered which set[s] forth facts which would not
be admissible in evidence should not be considered when passing onthe motion for summary judgment,'" Strickland v. Doe, 156 N.C.
App. 292, 295, 577 S.E.2d 124, 128 (quoting Borden, Inc. v.
Brower, 17 N.C. App. 249, 253, 193 S.E.2d 751, 753, rev'd on other
grounds, 284 N.C. 54, 199 S.E.2d 414 (1973)), disc. review denied,
357 N.C. 169, 581 S.E.2d 477 (2003), we _ and the trial court _
cannot similarly disregard the question whether these articles and
internet publications would be admissible at trial. See Smith v.
Indep. Life Ins. Co., 43 N.C. App. 269, 276, 258 S.E.2d 864, 868
(1979) (exhibit that constituted hearsay "could not be considered
by the trial court on motion for summary judgment").
(See footnote 5)
It cannot be disputed that the parties' articles and internet
materials constitute hearsay. See N.C.R. Evid. 801(c) ("'Hearsay'
is a statement, other than one made by the declarant while
testifying at the trial or hearing, offered in evidence to prove
the truth of the matter asserted."). Both parties have submitted
these publications to prove "the facts" set forth within them.
See also Hickok v. G. D. Searle & Co., 496 F.2d 444, 446 (10th
Cir. 1974) ("[I]t is well established that medical textbooks,
treatises and professional articles are not freely admissible in
evidence to prove the substantive or testimonial facts stated
therein, since they are subject to the hearsay rule.");
Stang-Starr v. Byington, 248 Neb. 103, 109, 532 N.W.2d 26, 30
(1995) ("When offered to prove the truth of matters asserted inthem, learned writings, such as treatises, books, and articles
regarding specialized areas of knowledge, are clearly hearsay.").
Our North Carolina appellate courts have held that such
articles are admissible only under the learned treatise exception
to the hearsay rule set forth in Rule 803(18). See State v.
Lovin, 339 N.C. 695, 714, 454 S.E.2d 229, 240 (1995) (holding that
because professional article was not shown to be learned treatise
under N.C.R. Evid. 803(18), it was not admissible as substantive
evidence); Ferguson v. Williams, 101 N.C. App. 265, 275, 399
S.E.2d 389, 395 (holding that excerpt from Physician's Desk
Reference could be admitted only as a learned treatise), disc.
review denied, 328 N.C. 571, 403 S.E.2d 510 (1991). Rule 803(18)
provides that the following is not excluded as hearsay:
To the extent called to the attention of an
expert witness upon cross-examination or
relied upon by him in direct examination,
statements contained in published treatises,
periodicals, or pamphlets on a subject of
history, medicine, or other science or art,
established as a reliable authority by the
testimony or admission of the witness or by
other expert testimony or by judicial notice.
If admitted, the statements may be read into
evidence but may not be received as exhibits.
(Emphasis added.) In sum, the party offering the publication must
demonstrate that it is a "reliable authority" through testimony or
by judicial notice.
Neither party has made any attempt to establish through
testimony that the materials fall within Rule 803(18). Compare
Sterling v. Gil Soucy Trucking, Ltd., 146 N.C. App. 173, 179-80,552 S.E.2d 674, 678 (2001) (holding that article was properly
admitted because expert witness testimony established article as
reliable scientific authority). Nor is there any basis for a
court to take judicial notice of the publications' reliability.
Simply because a statistical analysis has been generated by the
federal government _ as is true of some of the materials _ does
not require the conclusion that experts in the field consider that
analysis reliable or good science. Articles by the Justice
Department are subject to critique by experts just like studies by
scientists associated with universities or private research
institutions.
(See footnote 6)
Alternatively, as the Tenth Circuit has pointed out, "expert
witnesses are sometimes allowed to testify as to hearsay matters
by discussing published materials, but this is allowed . . .
solely to establish the basis for the expert's opinion, and not to
establish the veracity of the hearsay matters themselves."
Hickok, 496 F.2d at 447 (internal citation omitted). See also
N.C.R. Evid. 703 ("The facts or data in the particular case upon
which an expert bases an opinion or inference may be those
perceived by or made known to him at or before the hearing. If of
a type reasonably relied upon by experts in the particular field
in forming opinions or inferences upon the subject, the facts or
data need not be admissible in evidence."); State v. Oliver, 85N.C. App. 1, 13-14, 354 S.E.2d 527, 534-35 (doctor allowed to
testify to body of literature accepted by her profession), disc.
review denied, 320 N.C. 174, 358 S.E.2d 64 (1987). This Court has
held, however, that a study by the American Medical Association
and a press release by the North Carolina Department of Health and
Human Services were not admissible in connection with a summary
judgment motion when they were attached only to a lay witness'
affidavit and were not relied upon for purposes of an expert
opinion. See Duncan v. Cuna Mut. Ins. Soc'y, 171 N.C. App. 403,
408, 614 S.E.2d 592, 596 (2005). Here, we do not even have a lay
witness addressing the materials.
Because of the parties' failure to establish the
admissibility of these materials, they should not be considered on
summary judgment. See, e.g., Miskin v. Baxter Healthcare Corp.,
107 F. Supp. 2d 669, 674 (D. Md. 1999) (plaintiff's failure to
demonstrate that two unauthenticated medical treatises qualified
as learned treatises "ma[de] the treatises unauthenticated,
inadmissible hearsay, which cannot be considered during summary
judgment"), aff'd, 213 F.3d 632 (4th Cir. 2000); Joiner v. General
Elec. Co., 864 F. Supp. 1310, 1317 n.14 (N.D. Ga. 1994) (when
plaintiff relied upon scientific publications to establish
particular fact, but failed to present expert testimony that those
materials constituted learned treatises under Rule 803(18),
plaintiff failed to present admissible evidence on that point for
purpose of summary judgment), rev'd, 78 F.3d 524 (11th Cir. 1996),
rev'd, 522 U.S. 136, 139 L. Ed. 2d 508, 118 S. Ct. 512 (1997). Even apart from the question of the admissibility of the
materials, the lack of expert testimony is troubling. The
materials contained in the record appear to represent statistical
analyses and surveys of studies conducting statistical analyses.
As Benjamin Disraeli, the British Prime Minister, reportedly
proclaimed: "There are three kinds of lies: lies, damned lies,
and statistics." The United States District Court for the
District of South Carolina has stated the idea more tactfully: "It
is undoubtedly true that statistical evidence is inherently
malleable and subject to careful scrutiny." Lott v. Westinghouse
Savannah River Co., Inc., 200 F.R.D. 539, 546 (D.S.C. 2000). For
that reason, the Fourth Circuit has held, with respect to
employment discrimination claims, "if a plaintiff offers a
statistical comparison without expert testimony as to methodology
or relevance to plaintiff's claim, a judge may be justified in
excluding the evidence." Carter v. Ball, 33 F.3d 450, 457 (4th
Cir. 1994). See also Lott, 200 F.R.D. at 546 ("The general rule
is that statistical evidence must be supported by expert
testimony.").
Yet, in this case, no expert exists to address the
reliability or meaning of these studies. "While all studies have
flaws, some have more flaws than others. Study after study has
found that many articles in the most prestigious medical journals
are replete with shaky statistics and lack of any explanation of
. . . critical matters . . . ." Victor Cohn, News & Numbers: AGuide to Reporting Statistical Claims and Controversies in Health
and Other Fields 10-11 (1989).
In this case, for example, both parties rely heavily upon an
article from the United States Department of Justice: Patrick A.
Langan, Ph.D., Erica L. Schmitt, and Matthew R. Durose, Recidivism
of Sex Offenders Released from Prison in 1994 (Nov. 2003). The
parties ask us to accept this publication's reliability and
authority on faith. I cannot do that. For example, this
publication claims that since no sampling was used to select sex
offenders for the study, "percentages in this report for sex
offenders were not subject to sampling error." Id. at 39.
Because, however, the text admits that not all sex offenders
released were used in the review and because the analysis focuses
only on sex offenders released in 1994 in 15 states, there was in
fact some sampling, and expert testimony is necessary to evaluate
whether the publication's assertion of no sampling error is
reliable. In addition, the sample of non-sex offenders used
appears to be significantly larger than the total number of sex
offenders reviewed _ a fact that an expert witness must assess to
determine whether it undermines the validity of the inferences
drawn. Finally, the publication asserts broadly _ and without
further explanation _ that "[a]ll differences discussed were
statistically significant at the .05 level." Id. at 39. A basic
principle of statistics, however, states that "[s]tatistical
significance is not the same thing as practical significance."
David S. Moore and George P. McCabe, Introduction to the Practiceof Statistics 474 (2d ed. 1993). There is, however, no expert
witness for either party to explain the practical significance of
the Justice Department report.
Certainly, the practical import of the parties' publications
for the ordinance at issue in this case cannot be readily apparent
to a lay person. As the United States Supreme Court has
cautioned: "[S]tatistics are not irrefutable; they come in
infinite variety and, like any other kind of evidence, they may be
rebutted. In short, their usefulness depends on all of the
surrounding facts and circumstances." Int'l Bhd. of Teamsters v.
United States, 431 U.S. 324, 340, 52 L. Ed. 2d 396, 418, 97 S. Ct.
1843, 1856-57 (1977). I would hold that the evidence presented
below does not answer a fundamental question: What is the
significance of these materials _ none of them specifically
addressing an ordinance such as the one at issue _ with respect to
the constitutional issues at hand?
We might conjecture or assume, but those are not bases for
granting summary judgment as to the constitutionality of an
ordinance. Under such circumstances, our courts have required
expert testimony to guide the trier of fact. See, e.g., Anderson
v. Hous. Auth. of Raleigh, 169 N.C. App. 167, 172, 609 S.E.2d 426,
429 (2005) ("Where a layperson can do no more than speculate as to
the cause of a physical condition, the medical opinion of an
expert is required to show causation."); Pitts v. Nash Day Hosp.,
Inc., 167 N.C. App. 194, 204, 605 S.E.2d 154, 160 (2004)
("Generally, expert testimony is required when the standard ofcare and proximate cause are matters involving highly specialized
knowledge beyond that of laymen."), aff'd per curiam, 359 N.C.
626, 614 S.E.2d 267 (2005).
Although I have an undergraduate degree in sociology that
included a strong emphasis on empirical research, I would not
presume to be able to assess the scientific reliability or meaning
of the limited studies presented by the parties. Nor do I have
any basis for determining their practical significance for the
constitutional issues involved in this case. These issues are of
importance to citizens everywhere. They should not be resolved on
a factual record as inadequate as the one presented in this case.
I would hold that the evidence submitted by both parties _ for the
most part inadmissible at trial _ is insufficient to resolve the
case on summary judgment and remand for further proceedings during
which the parties can build a proper record. In this appeal, we
are presented with precisely the "dangers" of which the Supreme
Court warned in Anderson.
In any event, I cannot agree with the majority opinion's
analysis of the constitutional issues. Mr. Standley initially
argues that the ordinance violates his right to travel. While
courts across the country have split on the question whether the
right to engage in intrastate travel is a fundamental
constitutional right, the North Carolina Supreme Court has already
answered that question. In State v. Dobbins, 277 N.C. 484, 496, 178 S.E.2d 449, 456
(1971), our Supreme Court considered a curfew imposed by the City
of Asheville when it "was faced with an imminent threat of
widespread burning and other destruction of property, public and
private." The Court specifically held that "the right to travel
upon the public streets of a city is a part of every individual's
liberty, protected by the Due Process Clause of the Fourteenth
Amendment to the United States Constitution and by the Law of the
Land Clause, Article I, § 17, of the Constitution of North
Carolina." Id. at 497, 178 S.E.2d at 456. See also id. at 497,
178 S.E.2d at 457 (holding that the principles governing
international travel "apply also to the effect of the Fourteenth
Amendment upon state imposed restraints on intracity travel").
Curiously, the majority does not address Dobbins in
discussing Mr. Standley's substantive due process claim, but
rather relies on decisions from other jurisdictions. Only the
Supreme Court, however, may overrule its own decisions.
The Town, on the other hand, suggests that Dobbins should be
limited to public streets. Public parks are, however, frequently
the heart of our communities and cannot reasonably be separated
from other walkways. As the United States Supreme Court stated in
Hague v. Comm. for Indus. Org., 307 U.S. 496, 83 L. Ed. 1423, 59
S. Ct. 954 (1939), in striking down an ordinance:
Wherever the title of streets and parks may
rest, they have immemorially been held in
trust for the use of the public and, time out
of mind, have been used for purposes of
assembly, communicating thoughts between
citizens, and discussing public questions. Such use of the streets and public places has,
from ancient times, been a part of the
privileges, immunities, rights, and liberties
of citizens. The privilege of a citizen of
the United States to use the streets and parks
for communication of views on national
questions may be regulated in the interest of
all; it is not absolute, but relative, and
must be exercised in subordination to the
general comfort and convenience, and in
consonance with peace and good order; but it
must not, in the guise of regulation, be
abridged or denied.
Id. at 515-16, 83 L. Ed. at 1436-37, 59 S. Ct. at 964. I can
perceive no basis for holding that Dobbins does not apply to city
parks as well as city streets.
The Town also argues that no "travel" is implicated because
persons are not likely to be walking through the parks to get from
one place to another. I know of no authority that supports such
a limited view of "travel." Indeed, as the Sixth Circuit has
held, the right to travel locally "is fundamentally one of
access." Johnson v. City of Cincinnati, 310 F.3d 484, 495 (6th
Cir. 2002), cert. denied, 539 U.S. 915, 156 L. Ed. 2d 130, 123 S.
Ct. 2276 (2003). The Ohio Supreme Court has explained:
Every citizen of this state, much like the
citizens of this Nation, enjoys the freedom of
mobility not only to cross our borders into
our sister states, but also to roam about
innocently in the wide-open spaces of our
state parks or through the streets and
sidewalks of our most populous cities. This
freedom of mobility is a tradition extending
back to when the first settler crossed into
what would eventually become this great state,
and it is a tradition no Ohioan would freely
relinquish.
Burnett, 93 Ohio St. 3d at 428, 755 N.E.2d at 865 (emphasis
added). Mr. Standley, who is disabled, has been denied his accessto the Town's parks and has been prohibited from "roam[ing]
innocently," id., through those parks accompanied by his mother.
The ordinance, therefore, implicates his fundamental right to
travel.
In Dobbins, the Supreme Court confirmed that it is for the
courts to determine "the line between the right of the individual
to travel and the authority of the State to limit travel." 277
N.C. at 498, 178 S.E.2d at 457. The Court acknowledged that the
right to intracity travel "may be regulated, as to the time and
manner of its exercise, when reasonably deemed necessary to the
public safety, by laws reasonably adapted to the attainment of
that objective." Id. at 497, 178 S.E.2d at 456. Nevertheless,
"the right to travel on the public streets is a fundamental
segment of liberty and, of course, the absolute prohibition of
such travel requires substantially more justification than the
regulation of it by traffic lights and rules of the road." Id. at
499, 178 S.E.2d at 457-58 (emphasis added).
The ordinance at issue in this case is not a mere time and
manner regulation of the right to travel, but rather is an
"absolute prohibition" against registered sex offenders traveling
into town parks. The question is not, therefore, whether the
ordinance is "reasonably deemed necessary to the public safety."
Id. at 497, 178 S.E.2d at 456. Instead, we must apply strict
scrutiny in reviewing the ordinance. "Ordinarily, where a
fundamental liberty interest protected by the substantive due
process component of the Fourteenth Amendment is involved, thegovernment cannot infringe on that right 'unless the infringement
is narrowly tailored to serve a compelling state interest.'"
Johnson, 310 F.3d at 502 (quoting Washington v. Glucksberg, 521
U.S. 702, 721, 138 L. Ed. 2d 772, 788, 117 S. Ct. 2258, 2268
(1997)). See also Yeakle v. City of Portland, 322 F. Supp. 2d
1119, 1128 (D. Or. 2004) ("Where an ordinance impairs a
fundamental right, in order to pass constitutional muster, the
government's objective must be compelling and the relation between
that objective and the means must be necessary."); Burnett, 93
Ohio St. 3d at 428, 755 N.E.2d at 865-66 ("Any deprivation of the
right to travel, therefore, must be evaluated under a compelling-
interest test. Accordingly, the legislation must be narrowly
tailored to serve a compelling governmental interest." (internal
citation omitted)).
Here, Mr. Standley does not dispute that the Town has a
compelling interest in ensuring the safety of its citizens from
sexual predators. The question before this Court is whether the
record establishes that the ordinance is narrowly tailored to
serve that interest. The record, however, contains no evidence at
all supporting this second prong.
The Town relies exclusively on a single point: that there is
evidence that sex offenders have a higher rate of recidivism and
are more likely to commit another sex offense than non-sex
offenders. The Town proclaims that sex offenders are "four times"
as likely to commit another sex offense than a non-sex offender.
It then contends that it adopted the ordinance in order to protectthe public in light of this substantial risk from sex offenders.
There is, however, a glaring gap in the Town's argument and proof.
The record contains no evidence that this particular
ordinance serves that interest of protecting the public. The Town
admits that no sex offenses committed by a registered sex offender
have occurred in any of its parks.
(See footnote 7)
In addition, the Town has
presented no evidence that sex offenses are likely to occur in
parks. Indeed, the only evidence in the record on this point is
contrary to the need for the Town's ordinance. In another United
States Department of Justice report _ Lawrence A. Greenfield, Sex
Offenses and Offenders: An Analysis of Data on Rape and Sexual
Assault, U.S. Department of Justice (Feb. 1997) _ the Bureau of
Justice Statistics reported that "[n]early 6 out of 10 rape/sexual
assault incidents were reported by victims to have occurred in
their own home or at the home of a friend." Id. at 3. Another
10% of victims stated the crime occurred on a street away from
home and 7.3% identified the site of the crime as a parking
lot/garage. Parks were not separated out, but "[a]ll other
locations" accounted for only 26.1% of the victimizations. Id. at
34. The record contains no evidence at all that sex offenses
occur in parks with sufficient frequency to render the ban in this
case an effective means of protection from sexual predators.
In addition, the same report states that "[a]bout two-thirds
of rapes/sexual assaults were found to occur during the 12 hoursfrom 6 p.m. to 6 a.m." Id. at 3. Only 33% occurred between the
hours of 6:00 a.m. to 6:00 p.m. Id. Significantly, the parties
have stipulated that the park at issue in this case opens at
sunrise and closes at sunset. The Town's evidence thus
establishes that roughly one-third of rapes and sexual assaults
occur during this time frame. When this evidence is considered in
conjunction with the Town's evidence that only some very small
unspecified percentage of rapes/sexual assaults occur in parks,
then there is no intellectually honest basis for stating that the
Town's ban on access to parks bears any significant relationship
to the protection of citizens from sexual predators. See Waters
v. Barry, 711 F. Supp. 1125, 1139 (D.D.C. 1989) (in holding
juvenile curfew unconstitutional, pointing out that the record
indicated that curfew bore "little relation to the nature of the
problem," since evidence showed that half of juvenile homicides
occurred during non-curfew hours and half occurred in juvenile's
home, suggesting that measures such as the curfew "are simply not
so closely related to the protection of minors, or to curing the
city's problems with drugs and violence, as to justify the
infringement of constitutional interests").
With respect to the efficacy of a park ban, the Town has not
pointed to national statistics, the experiences of other
municipalities, or even anecdotal evidence, such as the high
profile cases reported in the media.
(See footnote 8)
Compare Nunez v. City of SanDiego, 114 F.3d 935, 947-48 (9th Cir. 1997) (city presented
several statistical reports demonstrating that juvenile curfew is
a solution to rising juvenile crime and victimization). Further,
the scary "four times as likely" to re-offend statistic that forms
the entire basis for the Town's argument provides no support for
the ordinance when actually examined. That figure comes from the
Recidivism of Sex Offenders Released from Prison in 1994
publication prepared by the U.S. Department of Justice Bureau of
Justice Statistics. That report reviewed data relating to the
recidivism of sex offenders released from state prisons in 15
states, including North Carolina, of which there were 9,691.
Langan, supra at 1. During the same time frame, the 15 states
released a total of 272,111 prisoners altogether. Id.
The portion of the report relied upon by the Town states in
full:
Compared to non-sex offenders released from
State prisons, released sex offenders were 4
times more likely to be rearrested for a sex
crime. Within the first 3 years following
their release from prison in 1994, 5.3% (517
of the 9,691) of released sex offenders were
rearrested for a sex crime. The rate for the
262,420 released non-sex offenders was lower,
1.3% (3,328 of 262,420).
Id. (emphasis added). As discussed above, the practical
significance of these results should be addressed in the first
instance by expert testimony. Nevertheless, it still appears
that, since there are far more non-sex offenders than there are
sex offenders and the percentages are so very low, of the few sex
offenses that might occur in one of the Town's parks, the offenderwould more likely be not registered as a sex offender. There were
only 517 released sex offenders committing a sex crime while there
were 3,328 non-sex offenders committing a sex crime. Indeed, if
we accept the Town's flawed analysis, we could boldly assert _
although statisticians would surely cringe _ that it is six times
more likely that a given sexual assault would be committed by a
non-sex offender. Of course, this highlights yet again the need
for expert testimony.
The parties have submitted 204 pages of publications. I have
reviewed every single page. Nowhere is there even a hint or
suggestion that barring registered sex offenders from parks would
protect the public's safety to any significant extent. "To be
narrowly tailored, there must be an evidentiary nexus between a
law's purpose and effect." State v. J.D., 86 Wash. App. 501, 508,
937 P.2d 630, 634 (1997) (striking down curfew ordinance when
record failed to show any nexus between curfew and juvenile crime
rates). See also Ass'n for Advancement of the Mentally
Handicapped, Inc. v. City of Elizabeth, 876 F. Supp. 614, 623
(D.N.J. 1994) (ordinance not justified even though it was directed
at protecting community from harm because conditions in ordinance
did not serve that interest in theory and in practice). The
record in this case shows no evidentiary basis for concluding that
the ordinance will have the effect of advancing the goal of
protecting citizens from sexual predators.
I find the reasoning of the Sixth Circuit in Johnson and the
Ohio Supreme Court in Burnett compelling. Each case consideredCincinnati's ordinance excluding people convicted of drug offenses
from entering areas designated as drug-free zones. After holding
that the City had a compelling interest in reducing drug abuse and
drug-related crime _ an interest comparable to the one at issue in
this case _ the Sixth Circuit concluded that the City had failed
to present evidence that its ordinance was narrowly tailored to
serve that interest. Johnson, 310 F.3d at 505. The Court pointed
out that the ordinance excluded a person "without any
particularized finding that [he or she] is likely to engage in
recidivist drug activity" in the drug-free zone and prohibited
that person "from engaging in an array of . . . wholly innocent
conduct . . . ." Id. at 503. To support this exclusion, the City
"relie[d] on only general evidence that individuals arrested
and/or convicted for drug activity in [the drug-free zone]
typically return to the neighborhood and repeat their offenses."
Id. In short, Cincinnati defended its exclusionary ordinance on
the same basis that the Town does here.
The Sixth Circuit acknowledged that "[w]e, of course, 'do not
demand of legislatures scientifically certain criteria of
legislation.'" Id. at 504 (quoting Ginsburg v. New York, 390 U.S.
629, 642-43, 20 L. Ed. 2d 195, 205-06, 88 S. Ct. 1274, 1282
(1968)). Nevertheless, "when constitutional rights are at issue,
strict scrutiny requires legislative clarity and evidence
demonstrating the ineffectiveness of proposed alternatives." Id.
The court stressed: "In considering whether a government
regulation is narrowly tailored, it is not enough that theregulation achieves its ostensible purpose, it must do so without
unnecessarily infringing upon constitutionally protected rights."
Id. After noting that the city had only made conclusory claims
that other efforts at battling drug crime were unsuccessful, the
court concluded:
It is, of course, possible that a regulation
like the Ordinance might be the narrowest
method of addressing a seemingly
uncontrollable drug and crime epidemic. But
without some affirmative evidence that there
is no less severe alternative, we cannot
conclude that the Ordinance, in its present
form, survives constitutional scrutiny.
Id. at 505.
The Ohio Supreme Court similarly pointed out that the
ordinance "encroaches upon a substantial amount of innocent
conduct and is not, therefore, narrowly tailored." Burnett, 93
Ohio St. 3d at 430, 755 N.E.2d at 867. After reciting a number of
innocent activities which were, as a result, now forbidden with
respect to the people excluded from the drug-free zone, the court
observed: "None of these activities are performed with illegal
intention, yet a criminal penalty attaches to them without any
evidence of illegality, or improper purpose, or a finding that the
person is likely to commit future drug offenses." Id. The court,
therefore, held that while supported by a compelling interest, the
ordinance was not narrowly tailored to address that interest since
"[a] narrowly tailored ordinance would not strike at an evil with
such force that constitutionally protected conduct is harmed along
with unprotected conduct." Id. Here, even if we could assume that Woodfin's ordinance might,
to some limited extent, achieve its purpose of protecting its
citizens from sexual predators, there has been even less of a
showing of narrow tailoring than that presented by Cincinnati.
The ordinance precludes registered sex offenders from engaging in
a host of innocent activities, some of which would be entitled to
their own constitutional protection, such as First Amendment
activities or assembling with the public in a park for the Town's
Labor Day festivities. In contrast to Cincinnati, the Town here
makes no attempt to argue that other alternative, less restrictive
means would be ineffective to meet its interest in public safety.
Indeed, the record contains no evidence that other alternatives
were considered at any time.
Other alternatives do in fact exist. For example, the Town
could ban individual sex offenders based on conduct suggesting a
risk of re-offending in the park. See, e.g., Brown v. City of
Michigan City, 462 F.3d 720, 734 (7th Cir. 2006) (banning specific
sex offender from park when he had been witnessed watching patrons
of park through binoculars); Doe v. City of Lafayette, 377 F.3d
757, 773 (7th Cir. 2004) ("The City has banned only one child sex
offender, Mr. Doe, from the parks, and they have banned Mr. Doe
only because of his near-relapse in January of 2000 . . . .").
The Town has also not considered the possibility of requiring a
permit for registered sex offenders to enter the parks; of banning
only those sex offenders most likely to re-offend, such as those
required to register under the North Carolina Sexually ViolentPredator Registration Program; of banning only persons convicted
of certain types of sexual offenses; or of limiting the ban only
to parks frequented by unaccompanied minors.
(See footnote 9)
Each of these
options would be less restrictive than the comprehensive ban
adopted by the Town.
(See footnote 10)
Thus, there is no basis in the record for concluding that
this ordinance is narrowly tailored to serve the Town's compelling
governmental interest. See Waters, 711 F. Supp. at 1140 (in
striking down juvenile curfew adopted to prevent crime, holding
that "[b]ecause neither logic or [sic] the record permit the
conclusion that the classification contained in the Act is
narrowly tailored to achieve its expressed objectives, the Court
concludes that the Act violates the equal protection component of
the Fifth Amendment"). Even under a rational basis analysis,
"vague, undifferentiated fears" regarding a particular group
cannot support an ordinance. City of Cleburne v. Cleburne Living
Ctr., 473 U.S. 432, 449, 87 L. Ed. 2d 313, 326, 105 S. Ct. 3249,
3259 (1985) (discussing ordinance as related to the mentally
retarded).
We cannot simply say that conventional wisdom or commonsense
suggests that the ordinance is needed. Not infrequently, thegenesis of widely-held beliefs is fear not grounded in reality or
science, but rather propogated by collective terror fueled by
television or the internet. We cannot strip a whole group of
people of a fundamental right based not on their individual
behavior, but rather based simply on a desire to be seen as taking
action to respond to the public's fear _ especially when there is
only the "belief" that such action might possibly make the
community a little bit safer. If the record in this case is
sufficient to uphold the Town's ordinance, we are indeed
confronted with a slippery slope. Will municipalities next be
allowed to bar other groups feared at times by the public _ such
as the mentally ill or handicapped, the homeless, gays, or people
of middle eastern descent _ because of the possibility that some
individual members of those groups might in the future engage in
unlawful conduct?
Nothing in Dobbins suggests that the ordinance is
constitutional. The Supreme Court stressed: "We do not have
before us a prolonged curfew, imposed by an unduly fearful or
arbitrary official upon a serene and peaceful city engaged in its
normal pursuits. We have before us a temporary prohibition of
travel in a city faced with a clear and present danger of violent
upheaval, accompanied by widespread destruction of property and
personal injury." 277 N.C. at 499, 178 S.E.2d at 458. The Court
noted that the state and federal constitutions did not require the
City of Asheville to wait to act until fires had been ignited and
rioting commenced. Id. at 500, 178 S.E.2d at 458. Instead,"[a]ll that is required is the existence of a clear and present
danger of such disastrous and unlawful conduct." Id. Because,
"according to the record before" the Court, that condition existed
in Asheville at the time the curfew was proclaimed, the Court
found the curfew constitutional. Id. Dobbins thus teaches that
the record must demonstrate that there was, at the time the
ordinance was adopted, a "clear and present danger" that a
registered sex offender would re-offend in one of the Town's
parks. No such evidence exists.
The fact that we are talking about convicted sex offenders
does not negate constitutional principles. Our Supreme Court,
acting 75 years ago, struck down an ordinance that prohibited "any
lewd woman" from being on the public streets, in public places, or
places of business. See State v. Ashe, 202 N.C. 75, 75, 161 S.E.
709, 709 (1932). In holding the ordinance unconstitutional, the
Court stated:
However much they may have offended against
the decencies of society, or run counter to
the prevailing code of morals, or rendered
themselves non grata personae to the
community, still they are human beings,
citizens of a great Commonwealth, and entitled
to the equal protection of the laws.
To deny to anyone, not lawfully
imprisoned, the right to travel the highways,
to buy goods, to eat bread, to attend Divine
Worship, and the like, simply because he or
she happens, for the time being, to belong to
an unfortunate class, is an unwarranted use of
the police power. Such an attempt at
discrimination is unreasonable and in
contravention of common right.
Id. at 76, 161 S.E. at 710 (emphasis added) (internal citation
omitted). Surely, we have not _ 75 years later _ so strayed from
the groundings of our constitution that Ashe's view of what is an
"unwarranted use of the police power" with respect to "lewd women"
does not apply with equal force to sex offenders, the vast
majority of whom will not re-offend.
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