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1. Criminal Law--establishing crime occurred in North Carolina--circumstantial
evidence
The trial court did not err by denying defendant's motion to dismiss the charge of
possession of cocaine based on an alleged failure to establish the crime occurred in the State of
North Carolina, because: (1) an act must have occurred within the territorial boundaries of the
state to be punishable as a crime in the state; (2) although there was no testimony that explicitly
stated the crime occurred in Charlotte, Mecklenburg County, North Carolina, defendant was
indicted by a Mecklenburg County, North Carolina grand jury; the crime was investigated and
defendant was arrested by the Charlotte-Mecklenburg Police Department; a North Carolina
identification card was seized during defendant's arrest; a forensic chemist employed by the
Charlotte-Mecklenburg Police Crime Lab performed the analysis on pills in a bottle dropped by
defendant and determined them to be cocaine; and a Charlotte-Mecklenburg police property sheet
accompanied the sealed package containing the pills; and (3) defendant did not object to any of
this testimony, and when viewed as a whole, the circumstantial evidence presented in this case,
together with the reasonable inferences which could be properly drawn therefrom, was sufficient
for the jury's consideration and determination.
2. Appeal and Error--preservation of issues--failure to argue
Although defendant contends the trial court erred by denying his motion to dismiss the
charge of possession of cocaine based on alleged insufficiency of the evidence, this assignment
of error is dismissed because: (1) defendant's motions to dismiss were based specifically on his
contention that the State failed to prove that the crime allegedly occurred in North Carolina; and
(2) the Court of Appeals will not consider arguments based upon matters not presented to or
adjudicated by the trial court.
3. Appeal and Error--preservation of issues--failure to object--plain error analysis
inapplicable
Although defendant contends his Eighth Amendment right against cruel and unusual
punishment was violated in a possession of cocaine case based on the fact that his sentence was
grossly disproportionate to the severity of the crime, this assignment of error is dismissed,
because: (1) defendant did not object, and constitutional arguments will not be considered for the
first time on appeal; and (2) although defendant assigns plain error to this issue, plain error
analysis applies only to instructions to the jury and evidentiary matters.
4. Evidence--officer testimony--crack cocaine--lay opinion
The trial court did not abuse its discretion or commit plain error in a possession of
cocaine case by allowing an officer to testify that the substance seized was crack cocaine even
though defendant contends the testimony constituted inadmissible lay opinion, because: (1) the
officer testified based on his extensive training and experience in the field of narcotics, including
that he had been with the police department for eight years at the time and he had come into
contact with crack cocaine between 500 and 1,000 times; and (2) the officer's testimony was
helpful for a clear understanding of his overall testimony and the facts surrounding defendant's
arrest.
5. Evidence--prior crimes or bad acts--fake names--fictitious identification card--guilty
knowledge--chain of circumstances
The trial court did not commit plain error in a possession of cocaine case by allowing an
officer's testimony that defendant provided fake names and possessed a fictitious identification
card, because: (1) defendant denied possessing the pertinent pill bottle notwithstanding
eyewitness testimony that he removed the bottle from his pocket, dropped it on the ground, and
kicked it under a nearby car; (2) defendant similarly gave false information about his identity; (3)
the officer's testimony was probative of defendant's guilty knowledge under N.C.G.S. § 8C-1,
Rule 404(b); and (4) the testimony served the purpose of establishing the chain of circumstances
culminating in defendant's arrest for possession of cocaine.
6. Evidence--hearsay-_forensic chemist testimony--testing and conclusions passed
review
The trial court did not commit plain error in a possession of cocaine case by allowing a
forensic chemist to testify regarding a review of her conclusions even though defendant contends
it constituted inadmissible hearsay, because: (1) assuming, without deciding, that the testimony
that her testing and conclusions passed review constituted inadmissible hearsay, the admission
did not constitute fundamental error so that justice could not be done; (2) the chemist did not
describe the contents of the review but simply stated her report passed; and (3) both the chemist
and an officer testified without objection that the pills were cocaine.
7. Criminal Law--instruction--interested witnesses
The trial court did not abuse its discretion in a possession of cocaine case by denying
defendant's request for a jury instruction on interested witnesses, because: (1) the requested
instruction was not in writing; (2) although defendant correctly states that an officer was
responsible for the destruction of much of the physical evidence prior to trial, defendant has not
offered any explanation as to how the officer could be considered interested; and (3) the trial
court's instruction was sufficient to ensure that the jury carefully evaluated the alleged interested
witness's testimony.
8. Drugs-_possession of cocaine--instruction-_State's burden of proof
The trial court did not commit plain error in a possession of cocaine case in instructing
the jury on the State's burden of proof by instructing the jury to find defendant not guilty if it did
not find defendant knowingly possessed cocaine and had reasonable doubt because the jury
instructions taken as a whole adequately advised the jury that the State has the burden of proving
its evidence beyond a reasonable doubt.
Judge GEER concurring in part and dissenting in part.
Attorney General Roy A. Cooper, III, by Assistant Attorney
General Edwin Lee Gavin, II, for the State.
Kathleen Arundell Widelski, for defendant-appellant.
JACKSON, Judge.
George Oliver Freeman (defendant) appeals from judgment
entered upon his conviction for possession of cocaine.
On the evening of 11 January 2004, Officer Christopher Miller
(Officer Miller) of the Charlotte-Mecklenburg Police Department
responded, along with Officers Lester and Poe , to a report of an
armed robbery at the Circle K convenience store at the 2300 block
of The Plaza. Officer Miller arrived within two minutes of the
call, and upon pulling into the parking lot, Officer Miller
observed a white Pontiac in front of the store and believed that
the driver might be a possible accomplice or a get-away driver.
He then observed defendant exiting the Circle K through the front
door and noted that defendant's hands were in his pockets. After
the officers ordered defendant to lie down on the ground, defendant
pulled his hands out of his pockets and dropped, along with his car
keys, an item that looked like a pill bottle. Just before lying
down, defendant kicked the bottle underneath the white Pontiac.
Officer Miller noted that no one else was near the location
where the pill bottle landed, and after defendant was secured,
Officer Miller recovered the pill bottle. Inside the pill bottle,
Officer Miller discovered a variety of white pills and believed
that two of them were crack cocaine.
In addition to the pills, Officer Miller also seized a North
Carolina identification card from defendant's person. Officer
Miller explained that defendant had given various names and dates
of birth as to what his true identity was. We eventually found the
I.D. card with a date of birth. The I.D. card was fictitious, and
through a couple of different data bases we were able to determinewho he was, talk to him a little bit more, and then he told us who
he was.
After conducting a brief investigation, the officers learned
that no armed robbery had taken place. They placed defendant in
custody on suspicion of possession of crack cocaine , and on 18
November 2004, a forensic chemist employed by the Charlotte-
Mecklenburg Police Crime Lab determined that two pills recovered
from the bottle were cocaine with a combined weight of 0.22 grams.
On 11 July 2006, a jury found defendant guilty of possession
of cocaine, and defendant subsequently admitted his habitual felon
status. The trial court sentenced defendant as a Prior Record
Level VI offender to 135 months to 171 months imprisonment.
Defendant gave notice of appeal in open court.
[1] In his first argument, defendant contends that the trial
court erred in denying his motion to dismiss for failure of the
State to establish that the crime alleged occurred in the State of
North Carolina. We disagree.
'In considering a motion to dismiss, the evidence must be
considered in the light most favorable to the State and the State
is entitled to every reasonable intendment and every reasonable
inference to be drawn therefrom.' State v. Elliott, 360 N.C. 400,
412, 628 S.E.2d 735, 744 (quoting State v. Lowery, 309 N.C. 763,
766, 309 S.E.2d 232, 236 (1983)), cert. denied, __ U.S. __, 166 L.
Ed. 2d 378 (2006). At the close of the State's evidence, defendant
made a motion to dismiss, stating I don't believe I heard anything
about jurisdiction. I heard the 2300 block of The Plaza, but I
didn't hear anything about them proving that that event took placein Charlotte, Mecklenburg County. The trial court denied
defendant's motion to dismiss.
It is well settled law that an act must have occurred within
the territorial boundaries of the state to be punishable as a crime
in the state. State v. Williams, 74 N.C. App. 131, 132, 327 S.E.2d
300, 301 (1985). As this Court has explained,
[w]here a criminal defendant challenges the
theory upon which the State claims
jurisdiction to try him, the question is a
legal question for the court; however, where
the defendant challenges the facts upon which
jurisdiction is claimed, the question is one
for the jury.
State v. Dial, 122 N.C. App. 298, 305, 470 S.E.2d 84, 88.89, disc.
rev. and cert. denied, 343 N.C. 754, 473 S.E.2d 620 (1996).
In the case sub judice, defendant is correct that there was no
testimony that explicitly stated the crime occurred in Charlotte,
Mecklenburg County, North Carolina. Although the evidence is
circumstantial, this factor alone does not mean that the evidence
is deficient in any respect. State v. Rick, 342 N.C. 91, 99, 463
S.E.2d 182, 186 (1995). Rather, circumstantial evidence may
withstand a motion to dismiss and support a conviction even when
the evidence does not rule out every hypothesis of innocence. The
jurors must decide whether the evidence satisfies them beyond a
reasonable doubt that the defendant is guilty. State v. Tirado,
358 N.C. 551, 582, 599 S.E.2d 515, 536 (2004) (internal quotation
marks and citations omitted), cert. denied sub nom., Queen v. North
Carolina, 544 U.S. 909, 161 L. Ed. 2d 285 (2005).
Here, defendant was indicted by a Mecklenburg County, North
Carolina grand jury, and the crime was investigated and defendant
was arrested by the Charlotte-Mecklenburg Police Department. Specifically, Officer Miller testified that he was an officer with
the Charlotte-Mecklenburg Police Department and was so sworn and
duly employed when he encountered defendant on 11 January 2004.
Officer Miller further testified that he was on Central Avenue, a
few blocks away from the 2300 block of The Plaza, when he received
the call concerning a possible armed robbery. In addition to the
pill bottle, a North Carolina identification card was seized during
defendant's arrest. Finally, Dee Anne Johnson, a forensic chemist
employed by the Charlotte-Mecklenburg Police Crime Lab, performed
the analysis on the pills, and a Charlotte-Mecklenburg police
property sheet accompanied the sealed package containing the pills.
Defendant did not object to any of this testimony, and when viewed
as a whole, [w]e believe the circumstantial evidence presented in
this case, together with the reasonable inferences which could be
properly drawn therefrom, is sufficient for the jury's
consideration and determination. Rick, 342 N.C. at 99, 463 S.E.2d
at 186; see also State v. Drakeford, 104 N.C. App. 298, 301, 409
S.E.2d 319, 321 (1991). Accordingly, defendant's assignment of
error is overruled.
[2] Defendant next contends that the trial court erred in
failing to grant his motion to dismiss due to insufficiency of the
evidence. Defendant, however, has failed to preserve this question
for appellate review.
In order to preserve a question for appellate review, a party
must have presented to the trial court a timely request, objection
or motion, stating the specific grounds for the ruling the party
desired the court to make. N.C. R. App. P. 10(b)(1) (2006). At
the close of the State's evidence, defendant made a motion todismiss, arguing, I don't believe I heard anything about
jurisdiction. I heard the 2300 block of The Plaza, but I didn't
hear anything about them proving that that event took place in
Charlotte, Mecklenburg County. Other than that, I don't wish to be
heard. (Emphases added). After denying the motion, the trial
court asked if defendant wished to present evidence. Defendant
responded, Your Honor, we will rest and renew our Motion to
Dismiss. Defendant's motions to dismiss were based specifically
on his contention that the State failed to prove that the crime
alleged occurred in North Carolina. Defendant's motion to dismiss
was not based on insufficiency of the evidence in general. This
Court will not consider arguments based upon matters not presented
to or adjudicated by the trial court. State v. Forte, 360 N.C.
427, 438, 629 S.E.2d 137, 145 (quoting State v. Haselden, 357 N.C.
1, 10, 577 S.E.2d 594, 600, cert. denied, 540 U.S. 988, 157 L. Ed.
2d 382 (2003)), cert. denied, __ U.S. __, 166 L. Ed. 2d 413 (2006).
Accordingly, this issue is not properly before this Court, and we
dismiss defendant's assignment of error.
[3] Defendant further argues that his sentence is grossly
disproportionate to the severity of the crime and violates the
Eighth Amendment prohibition against cruel and unusual punishment.
Defendant did not object at trial, however, and constitutional
arguments will not be considered for the first time on appeal.
State v. Chapman, 359 N.C. 328, 360, 611 S.E.2d 794, 819 (2005).
Although defendant assigns plain error to this issue, it is well-
settled that plain error analysis applies only to instructions to
the jury and evidentiary matters. State v. Greene, 351 N.C. 562,
566, 528 S.E.2d 575, 578, cert. denied, 531 U.S. 1041, 148 L. Ed.2d 543 (2000). Defendant has failed to preserve his Eighth
Amendment argument, and we dismiss defendant's assignment of error.
[4] Defendant also contends that the trial court committed
plain error in allowing Officer Miller to testify that the
substance seized was crack cocaine on the grounds that the
testimony constituted inadmissible lay opinion. We disagree.
Pursuant to Rule 701 of the North Carolina Rules of Evidence,
[i]f the witness is not testifying as an expert, his testimony in
the form of opinions or inferences is limited to those opinions or
inferences which are (a) rationally based on the perception of the
witness and (b) helpful to a clear understanding of his testimony
or the determination of a fact in issue. N.C. Gen. Stat. . 8C-1,
Rule 701 (2005). As long as the lay witness has a basis of
personal knowledge for his opinion, the evidence is admissible.
State v. Bunch, 104 N.C. App. 106, 110, 408 S.E.2d 191, 194 (1991)
(holding that an officer's testimony concerning practices of drug
dealers was admissible lay opinion as it was based on personal
knowledge and helpful to the jury).
Officer Miller testified that two of the pills in the pill
bottle seized during defendant's arrest were crack cocaine and that
he based his identification of the pills as crack cocaine on his
extensive training and experience in the field of narcotics.
Officer Miller, who had been with the police department for eight
years at the time, testified that he had come into contact with
crack cocaine between 500 and 1000 times. As Officer Miller's
testimony on this issue was helpful for a clear understanding of
his overall testimony and the facts surrounding defendant's arrest,
the trial court did not abuse its discretion, much less commitplain error, in permitting Officer Miller to testify as to his
opinion that the pills were crack cocaine. Defendant's argument,
therefore, is overruled.
[5] Additionally, defendant argues that the trial court
committed plain error in allowing Officer Miller's testimony that
defendant provided fake names and possessed a fictitious
identification card on the grounds that such testimony was
inadmissible pursuant to Rule 404(b) of the North Carolina Rules of
Evidence. We disagree.
Although [e]vidence of other crimes, wrongs, or acts is not
admissible to prove the character of a person in order to show that
he acted in conformity therewith, Rule 404(b) also provides that
such evidence may . . . be admissible for other purposes, such as
proof of motive, opportunity, intent, preparation, plan, knowledge,
identity, or absence of mistake, entrapment or accident. N.C. Gen.
Stat. . 8C-1, Rule 404(b) (2005). It is well-settled that Rule
404(b) is a general rule of inclusion of relevant evidence of a
defendant's other crimes or acts, subject to but one exception
requiring its exclusion if its only probative value is to show that
the defendant has the propensity or disposition to commit an
offense of the nature of the crime charged. State v. Coffey, 326
N.C. 268, 278.79, 389 S.E.2d 48, 54 (1990) (emphases in original).
Therefore, [e]vidence of other crimes committed by a defendant may
be admissible under Rule 404(b) if it establishes the chain of
circumstances or context of the charged crime . . . [or] serves to
enhance the natural development of the facts or is necessary to
complete the story of the charged crime for the jury. State v.White, 340 N.C. 264, 284, 457 S.E.2d 841, 853 (internal citations
omitted), cert. denied, 516 U.S. 994, 133 L. Ed. 2d 436 (1995).
Here, defendant denied possessing the pill bottle,
notwithstanding eyewitness testimony that he removed the bottle
from his pocket, dropped it on the ground, and kicked it under a
nearby car. Defendant similarly gave false information about his
identity, as demonstrated by Officer Miller's testimony that
defendant provided fake names and possessed a fictitious
identification card. Such testimony was probative of defendant's
guilty knowledge, one of the grounds for admissibility pursuant to
Rule 404(b). Additionally, the testimony served the purpose of
establishing the chain of circumstances culminating in defendant's
arrest for possession of cocaine. State v. Agee, 326 N.C. 542, 550,
391 S.E.2d 171, 175.76 (1990). Accordingly, Rule 404(b) did not
require exclusion of Officer Miller's testimony concerning the
false names and identification card. Defendant's argument is
overruled.
[6] Defendant next argues that the trial court committed plain
error in allowing Dee Anne Johnson (Johnson), a forensic chemist,
to testify regarding a review of her conclusions because the
evidence constituted inadmissible hearsay.
(See footnote 1)
We disagree.
After Johnson testified that she analyzed the pills and
determined that they were cocaine, the following colloquy took
place:
PROSECUTOR: Now, are your conclusions reviewed
by anybody else?
JOHNSON: They are.
PROSECUTOR: And did you submit this testing
and conclusion for review?
JOHNSON: I did.
PROSECUTOR: Did they pass review?
JOHNSON: They did.
Defendant did not object at trial, but now contends that this
testimony constituted inadmissible hearsay.
Hearsay is defined as a statement, other than one made by the
declarant while testifying at the trial or hearing, offered in
evidence to prove the truth of the matter asserted. N.C. Gen.
Stat. . 8C-l, Rule 801(c) (2005). Although hearsay generally is
inadmissible, [i]t is well settled that the erroneous admission of
hearsay, like the erroneous admission of other evidence, is not
always so prejudicial as to require a new trial. State v.
Locklear, 349 N.C. 118, 149, 505 S.E.2d 277, 295 (1998) (internal
quotation marks and citations omitted), cert. denied, 526 U.S.
1075, 143 L. Ed. 2d 559 (1999). By not objecting at trial,
defendant has the heavy burden of demonstrating plain error.
State v. Cummings, 352 N.C. 600, 636, 536 S.E.2d 36, 61 (2000),
cert. denied, 532 U.S. 997, 149 L. Ed. 2d 641 (2001).
Assuming, without deciding, that Johnson's testimony that her
testing and conclusions passed review constituted inadmissible
hearsay, we decline to hold that the admission of this testimony
constituted fundamental error, something so basic, so prejudicial,
so lacking in its elements that justice cannot have been done.
State v. Odom, 307 N.C. 655, 660, 300 S.E.2d 375, 378 (1983)(quoting United States v. McCaskill, 676 F. 2d 995, 1002 (4th Cir.
1982) (emphasis in original)). Johnson did not describe the
contents of the review; she simply stated her report passed.
Furthermore, both Johnson and Miller testified, without objection,
that the pills were cocaine. As such, we cannot say that Johnson's
testimony that her report passed review had a probable impact on
the jury's finding that . . . defendant was guilty. Id. (quoting
McCaskill, 676 F.2d at 1002). Defendant has failed to demonstrate
that the trial court committed plain error, and defendant's
argument, therefore, is overruled.
[7] In his next assignment of error, defendant argues that the
trial court erred in denying defendant's request for a jury
instruction on interested witnesses. We disagree.
A request for special instructions must be in writing,
entitled in the cause, and signed by counsel; otherwise, the trial
court has the discretion to give or refuse such instruction. See
State v. Mewborn, 178 N.C. App. 281, 291-92, 631 S.E.2d 224, 231,
appeal dismissed and disc. rev. denied, 360 N.C. 652, 637 S.E.2d
187 (2006). Defendant concedes that his requested instruction was
not in writing. Therefore, we review the trial court's decision
under an abuse of discretion standard, and defendant is entitled
to a new trial only if there is a reasonable probability that, had
the abuse of discretion not occurred, a different result would have
been reached at trial. Id.
The pattern jury instruction for interested witnesses states:
You may find that a witness is interested in
the outcome of this trial. In deciding
whether or not to believe such a witness, you
may take his interest into account. If, after
doing so, you believe his testimony in wholeor in part, you should treat what you believe
the same as any other believable evidence.
N.C.P.I. Crim. 104.20 (1970). When such an instruction is
justified by the evidence, a trial court, upon request, must give
it. See State v. Williams, 98 N.C. App. 68, 73, 389 S.E.2d 830, 833
(1990). When there is nothing in the record to cast doubt upon
the truthfulness and objectivity of the witness, an interested
witness instruction would be inappropriate. State v. Williams, 333
N.C. 719, 733, 430 S.E.2d 888, 895 (1993).
In the case sub judice, defendant contends that Officer Miller
was an interested witness because Officer Miller was responsible
for the destruction of the cocaine, the pill bottle, and the
identification cards. Although defendant is correct that Officer
Miller was responsible for the destruction of much of the physical
evidence, defendant has offered no explanation as to how Officer
Miller could be considered interested. Defendant makes the
conclusory statement that Officer Miller was negligent in
requesting the evidence be destroyed prior to trial, but defendant
does not explain why or how that makes Officer Miller interested in
the outcome of defendant's trial.
The trial court instructed the jury:
You are the sole judges of the credibility of
each witness. You must decide for yourselves
whether to believe the testimony of any
witness. You may believe all or any part or
none of what a witness has said on the stand.
In determining whether to believe any witness,
you should apply the same test of truthfulness
that you apply in your everyday affairs . . .
includ[ing] the opportunity of the witness to
see, hear, know or remember the facts or
occurrences about which they testified, the
manner and appearance of the witness, any
interest, bias or prejudice the witness may
have, the apparent understanding and fairness
of the witness, whether the witness'stestimony is reasonable and whether the
witness's testimony is consistent with the
other believable evidence in the case.
This Court recently held that [s]uch an instruction was sufficient
to ensure that the jury carefully evaluated [the alleged interested
witnesses'] testimony. State v. Locklear, 180 N.C. App. 115, 126,
636 S.E.2d 284, 291 (2006). Accordingly, the trial court did not
abuse its discretion in denying defendant's request for the
instruction, and defendant's argument, therefore, is overruled.
[8] In his final argument, defendant contends that the trial
court committed plain error in instructing the jury. We disagree.
The trial court instructed the jury that
if you find from the evidence beyond a
reasonable doubt that on or about the alleged
date, the Defendant knowingly possessed
cocaine, a controlled substance, it would be
your duty to return a verdict of guilty. If
you do not so find and have a reasonable
doubt, it would be your duty to return a
verdict of not guilty.
(Emphasis added). Defendant contends that the trial court
unconstitutionally lowered the standard of proof by instructing the
jury that they could find defendant not guilty only if they (1) did
not find defendant knowingly possessed cocaine and (2) had a
reasonable doubt.
Although defendant acknowledges that he did not object to the
instructions at trial, he nonetheless contends that the trial
court's instruction constituted plain error. However, [t]he
burden upon the defendant is to show more than a possibility that
the jury applied the instruction in an unconstitutional manner.
State v. Smith, 360 N.C. 341, 347, 626 S.E.2d 258, 261.62 (2006).
Further, [w]here the instructions to the jury, taken as a whole,
present the law fairly and clearly to the jury, we will not finderror even if isolated expressions, standing alone, might be
considered erroneous. State v. Morgan, 359 N.C. 131, 165, 604
S.E.2d 886, 907 (2004), cert. denied, 546 U.S. 830, 163 L. Ed. 2d
79 (2005).
In the case sub judice, the jury instructions taken as a whole
adequately advise the jury that the State has the burden of proving
its evidence beyond a reasonable doubt. See Morgan, 359 N.C. at
163.64, 604 S.E.2d at 906 (Moreover, the trial court
unquestionably instructed the jury correctly elsewhere as to the
burden of proof.). At the beginning of the jury instructions, the
trial court advised the jury that defendant pled not guilty and
that
when a defendant pleads not guilty he is not
required to prove his innocence, he is
presumed to be innocent. The State must prove
to you that the Defendant is guilty beyond a
reasonable doubt. A reasonable doubt is a
doubt based on reason and common sense arising
out of some or all of the evidence that has
been presented or the lack or insufficiency of
the evidence, as the case may be.
(Emphasis added). Later, the trial court again advised the jury,
if you're not convinced of the guilt of the Defendant beyond a
reasonable doubt, you must find him not guilty. When the jury
instructions are viewed as a whole, it is clear that the trial
court did not unconstitutionally lower the State's burden of proof.
Accordingly, defendant's argument is overruled.
For the foregoing reasons, we hold that defendant received a
fair trial free from prejudicial error.
No Error.
Judge CALABRIA concurs. Judge GEER concurs in part and dissents in part in a separate
opinion.
GEER, Judge, concurring in part and concurring in the result
in part.
I cannot agree with the majority opinion's determination that
defendant waived any claim of cruel and unusual punishment.
Nonetheless, because I would hold that defendant's sentence did not
violate the Eighth Amendment, I concur in the result with respect
to that assignment of error. I concur fully with the remainder of
the majority opinion.
I recognize that I previously authored an opinion reaching the
same conclusion as the majority in this case. See State v. McGee,
175 N.C. App. 586, 590, 623 S.E.2d 782, 785, appeal dismissed and
disc. review denied, 360 N.C. 542, 634 S.E.2d 891 (2006). On the
other hand, I have also authored opinions reaching the merits of
such an argument without considering whether the contention had
been raised below. See State v. Legrand, 181 N.C. App. 760, 640
S.E.2d 869, 2007 N.C. App. LEXIS 380, *12-15, 2007 WL 509322, *5
(2007) (unpublished); State v. McCleave, 161 N.C. App. 349, 588
S.E.2d 585, 2003 N.C. App. LEXIS 2064, *5-6, 2003 WL 22705376, *2-3
(2003) (unpublished).
Upon further reflection and in light of the flurry of
decisions under Blakely v. Washington, 542 U.S. 296, 159 L. Ed. 2d
403, 124 S. Ct. 2531 (2004), in which Sixth Amendment issues
relating to sentencing were addressed regardless whether raised
below, I believe this issue is controlled by the Supreme Court's
decision in State v. Canady, 330 N.C. 398, 410 S.E.2d 875 (1991). In Canady, the Supreme Court held that Rule 10(b)(1) of the Rules
of Appellate Procedure did not preclude a defendant from
challenging on appeal a trial court's finding of an aggravating
factor despite a failure to object to the finding before the trial
court. The Court explained:
[Rule 10(b)(1)] does not have any application
to this case. It is directed to matters which
occur at trial and upon which the trial court
must be given an opportunity to rule in order
to preserve the question for appeal. The
purpose of the rule is to require a party to
call the court's attention to a matter upon
which he or she wants a ruling before he or
she can assign error to the matter on appeal.
Id. at 401, 410 S.E.2d at 878.
In short, in Canady, the Supreme Court distinguished between
matters occurring "at trial" and matters occurring during
"sentencing." This Court has since repeatedly applied Canady to
reject contentions that a challenge to a sentence on appeal is
precluded by a failure to object below. See, e.g, State v.
Chivers, 180 N.C. App. 275, 278, 636 S.E.2d 590, 593 (2006) ("Our
Supreme Court has held that an error at sentencing is not
considered an error at trial for the purpose of Appellate Rule
10(b)(1)."), disc. review denied, 361 N.C. 222, 642 S.E.2d 709
(2007); State v. Curmon, 171 N.C. App. 697, 704, 615 S.E.2d 417,
422-23 (2005) ("[D]efendant was not required to object at
sentencing to preserve this issue for appellate review."); State v.
Hargett, 157 N.C. App. 90, 92, 577 S.E.2d 703, 705 (2003) ("Our
Supreme Court has held that an error at sentencing is not
considered an error at trial for the purpose of N.C. Rule 10(b)(1)
of the North Carolina Rules of Appellate Procedure."). This principle has further been applied to permit review of
constitutional issues arising out of sentencing such as those
governed by Blakely. See, e.g., State v. McQueen, 181 N.C. App.
417, 420-21, 639 S.E.2d 131, 133, appeal dismissed and disc. review
denied, 361 N.C. 365, __ S.E.2d __ (2007); State v. Harris, 175
N.C. App. 360, 362-63, 623 S.E.2d 588, 590, vacated in part on
other grounds, 361 N.C. 154, __ S.E.2d __, disc. review denied, 361
N.C. 174, 641 S.E.2d 308 (2006). I see no meaningful basis for
distinguishing Canady or the host of cases arising out of Blakely.
As recognized in Canady, the requirement of an objection to a
sentence is not consistent with "the way our judicial system
works." Canady, 330 N.C. at 402, 410 S.E.2d at 878. Whether a
defendant were to challenge a finding of fact encompassed in the
sentence, as in Canady, or the sentence as a whole, as here, it
would be an odd requirement _ "a near impossibility" according to
Canady, id. _ to insist upon an objection "after a trial is
completed and a judge is preparing a judgment," id. Indeed, an
Eighth Amendment challenge to a sentence could not in fact be
asserted until the sentence was imposed and judgment already
entered.
Moreover, such a rule would require counsel effectively to
stand up and say "I object" in response to the ruling of the trial
court. Our Supreme Court long ago eliminated the requirement that
counsel "except" to a trial court's ruling. I see no reason to
revive "exceptions," especially since the appropriate forum for
objecting to a trial court's ruling is the appeal. Although I believe that the Eighth Amendment issue is properly
before this Court, I would hold that defendant has failed to
demonstrate any constitutional violation. Defendant contends that
the trial court erred in enhancing his sentence under the habitual
felon statute because the resulting sentence was disproportionate
to the crime of possessing .2 grams of cocaine.
Contrary to defendant's argument, he was not sentenced to a
term of 135 to 171 months for possessing a small amount of cocaine.
He received the lengthy sentence because he had attained the status
of a habitual felon.
"Habitual felon laws have withstood scrutiny
under the Eighth Amendment to the United States Constitution in our
Supreme Court and in the United States Supreme Court." State v.
Cates, 154 N.C. App. 737, 741, 573 S.E.2d 208, 210 (2002) (citing
Rummel v. Estelle, 445 U.S. 263, 63 L. Ed. 2d 382, 100 S. Ct. 1133
(1980), and State v. Todd, 313 N.C. 110, 326 S.E.2d 249 (1985)),
disc. review denied, 356 N.C. 682, 577 S.E.2d 897, cert. denied,
540 U.S. 846, 157 L. Ed. 2d 84, 124 S. Ct. 121 (2003); see also
State v. Quick, 170 N.C. App. 166, 170, 611 S.E.2d 864, 867 (2005)
("[N]othing in the Eighth Amendment prohibits our legislature from
enhancing punishment for habitual offenders."). Indeed, "[o]nly in
exceedingly unusual non-capital cases will the sentences imposed be
so grossly disproportionate as to violate the Eighth Amendment's
proscription of cruel and unusual punishment." State v. Ysaguire,
309 N.C. 780, 786, 309 S.E.2d 436, 441 (1983).
Defendant here fails to show that his sentence of 135 to 171
months is either "exceedingly unusual" or "grossly
disproportionate" in light of his status as a habitual felon.
Indeed, this Court has previously upheld a 14-year sentence forpossession of a "small amount" of cocaine when the defendant was a
habitual felon. See State v. Hodge, 112 N.C. App. 462, 468, 436
S.E.2d 251, 255 (1993). See also State v. Hensley, 156 N.C. App.
634, 639, 577 S.E.2d 417, 421 (holding that sentence, under
habitual felon statute, of 90 to 117 months did not offend Eighth
Amendment even though triggering felony involved pawning a tool for
twenty dollars), disc. review denied, 357 N.C. 167, 581 S.E.2d 64
(2003).
Defendant directs our attention to State v. Starkey, 177 N.C.
App. 264, 628 S.E.2d 424, cert. denied, __ N.C. __, 636 S.E.2d 196
(2006). In Starkey, the State attempted to appeal a superior
court's decision sua sponte granting its own motion for appropriate
relief and vacating, pursuant to the Eighth Amendment, a
defendant's sentence as a habitual felon for possession of .004
ounces of cocaine. Because this Court held that the State had no
right to appeal the superior court's decision and additionally
refused to grant the State's petition for writ of certiorari, the
Court never addressed the merits of the Eighth Amendment issue.
Starkey, therefore, provides no authority for disturbing
defendant's sentence as a habitual felon. Accordingly, given
Hodge, I would decline to find that defendant's sentence violates
the Eighth Amendment.
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