How to access the above link?
Return to nccourts.org
Return to the Opinions Page
1. Workers' Compensation--aggravation of existing psychological condition--disability
The Industrial Commission did not err by finding that plaintiff was disabled as a result of
her compensable injury where the Commission found that chronic pain and physical restrictions
resulting from plaintiff's compensable injury aggravated her existing non-disabling psychological
condition.
2. Workers' Compensation--credibility of expert witnesses--Commission as sole arbiter
The Industrial Commission did not err in a workers' compensation proceeding by not
determining the competency of plaintiff's expert witnesses. The Commission is the sole arbiter
of credibility, and the Commission here was under no obligation to consider the deputy
commissioner's finding regarding the credibility of plaintiff's medical experts.
3. Workers' Compensation--physician's report--not considered--not treating physician
The Industrial Commission did not err in a workers' compensation proceeding by not
addressing and considering a psychiatric report. The physician in this case generated his report in
the course of determinating eligibility for benefits rather than as a treating physician. No
opinion was given on whether plaintiff's compensable injury aggravated her psychiatric
condition, the overriding issue in this case.
The Geraghty Law Firm, by Maureen Geraghty, for plaintiff.
Womble Carlyle Sandridge & Rice, PLLC, by Phillip J. Mohr, for
defendant.
ELMORE, Judge.
Karen Matthews (plaintiff) worked as a buyer's assistant for
Wake Forest University (defendant). Plaintiff suffered from
depression, starting in the 1980s. She had particular difficulty
following her parents' deaths in the 1980s and a burglary of herhome in 1998. On 30 June 1999, plaintiff suffered a compensable
injury when she tripped over a planter and injured her right knee,
left wrist, and right foot. She received treatment and did not
miss any work as a result of the injury. On 10 January 2000,
plaintiff again tripped over a planter, sustaining injuries to her
right knee and right shoulder.
Following the second injury, [p]laintiff had increasing
difficulty managing her physical limitations, chronic pain and
medical treatment . . . . Plaintiff began suffering increased
psychological problems, due in part to her son's impending
nuptials. Plaintiff began crying frequently and having trouble
maintaining her work load. In addition, plaintiff experienced
difficulty adapting to defendant's shift to a new computer program.
Plaintiff met with supervisors several times, who counseled her on
her lack of productivity, told her not to bring work home with her,
and that it was her decision to come to work when she was in
pain.
Eventually, plaintiff received an opinion that although she
was physically able to return to work, she was incapable of
employment . . . due to depression, anxiety, post-traumatic stress
and regional pain syndrome in the upper right extremity. In June,
2002, plaintiff's doctor concluded that she was at maximum medical
improvement physically, but stated that he 'would not release her
to return to work without an agreement from her psychiatrist
because of the potential difficulty that she may encounter
secondary to her psychiatric history.' On 29 October 2004, Deputy Commissioner Lorrie L. Dollar filed
an opinion and award in favor of defendant, concluding that
plaintiff failed to offer competent evidence that her psychiatric
condition was materially aggravated by her compensable injuries to
an extent that she was incapable of earning wages. The deputy
commissioner rejected the medical and psychiatric opinion
testimony plaintiff offered, concluding that it rested on the
inaccurate history related by plaintiff, as well as impermissible
tampering with medical witnesses during the course of the treatment
as well as prior to the depositions. The deputy commissioner
emphasized that plaintiff's psychiatric condition was not the
result of her compensable injuries, nor was it substantially
aggravated by them. Rather, her worsened psychiatric condition was
the result of her difficulties in learning a new computer program
at work and her son's wedding. The deputy commissioner stressed
that [a]ny testimony to the contrary is simply not credible,
particularly when read with [her attorney] Ms. Geraghty's
instruction to her client to make sure [her treating psychiatrist]
Dr. [Wayne H.] Denton and [therapist] Mr. [Johnny Marvin] Mullen
noted chronic pain as a source of her depression. The deputy
commissioner therefore denied plaintiff benefits based on her
psychological problems.
(See footnote 1)
Plaintiff appealed the decision to the Full Commission, which
wholly disregarded the deputy commissioner's findings and her
Opinion and Award. Instead, the Full Commission found as fact that
plaintiff's psychological problems were aggravated by the
compensable injuries, and concluded that her psychological problems
were therefore also compensable. The Full Commission did not
address plaintiff's alleged tampering of witnesses. Defendant now
appeals.
[1] Defendant's first argument on appeal is that the Full
Commission erred in finding that plaintiff was disabled from work
as a result of her compensable injury.
Our review of the Commission's opinion and
award is limited to determining whether
competent evidence of record supports the
findings of fact and whether the findings of
fact, in turn, support the conclusions of law.
If there is any competent evidence supporting
the Commission's findings of fact, those
findings will not be disturbed on appeal
despite evidence to the contrary. However,
the Commission's conclusions of law are
reviewed de novo.
Oxendine v. TWL, Inc., 184 N.C. App. 162, 164, 645 S.E.2d 864, 865
(2007) (citation and quotations omitted). In this case, the Full
Commission found that [a]s a result of her chronic pain and
physical restrictions resulting from her compensable January 10,
2000 injury and the aggravation and acceleration of her pre-
existing non-disabling psychological condition due to her
compensable injury. . . , Plaintiff has been incapable of working
in any employment since June 28, 2000. This finding is supported
by the testimony of Dr. Denton and Mr. Mullen. As such, we may notsubstitute our own judgment for that of the Full Commission. See,
e.g., Deese v. Champion Int'l Corp., 352 N.C. 109, 115, 530 S.E.2d
549, 552 (2000) (holding that on appeal, an appellate court does
not have the right to weigh the evidence and decide the issue on
the basis of its weight. The court's duty goes no further than to
determine whether the record contains any evidence tending to
support the finding.) (citation, quotations, and alterations
omitted).
We note defendant's contention that although the Full
Commission's Conclusion of Law no. 2 states that plaintiff was
physically and mentally unable to work, her doctors had, in fact,
cleared her physically for some work. However, it is well
established that one of the ways in which a plaintiff may prove
disability is through the production of medical evidence that he
is physically or mentally, as a consequence of the work related
injury, incapable of work in any employment. Britt v. Gator Wood,
Inc., 185 N.C. App. 677, 681, 648 S.E.2d 917, 920 (2007)
(quotations and citation omitted, emphasis added). Either physical
or mental incapacity is sufficient. Moreover, we stress that the
Full Commission explicitly noted plaintiff's ability to perform
light-duty work.
[2] Defendant's next argument, that the Full Commission failed
to determine the competency of plaintiff's expert witnesses, is
likewise to no avail. We find defendant's allegations that
plaintiff's counsel engaged in impermissible witness tampering
troublesome, and we are not at all comforted by plaintiff'scounsel's assertions that her alleged misconduct was simply zealous
advocacy. Notwithstanding our discomfort, however, plaintiff is
correct that this issue is not properly before this Court.
Whether the full Commission conducts a hearing
or reviews a cold record, N.C.G.S. § 97-85
places the ultimate fact-finding function with
the Commission_not the hearing officer. It is
the Commission that ultimately determines
credibility, whether from a cold record or
from live testimony. Consequently, in
reversing the deputy commissioner's
credibility findings, the full Commission is
not required to demonstrate that sufficient
consideration was paid to the fact that
credibility may be best judged by a first-hand
observer of the witness when that observation
was the only one.
Deese, 352 N.C. at 115, 530 S.E.2d at 552 (quotations, citation,
and alteration omitted). The Full Commission was under no
obligation to consider the deputy commissioner's finding regarding
the credibility of plaintiff's medical experts. Under the law as
our Supreme Court has articulated it, defendant's argument is
without merit. Because the Full Commission is the sole arbiter of
credibility, defendant's arguments regarding alleged conflicts
between defendant's doctors' notes and deposition testimony are
also futile.
[3] Finally, defendant contends that [t]he Full Commission
erred in failing to address and consider Dr. Richard Spencer's 2001
psychiatric report . . . . Defendant argues that this Court's
decision in Gutierrez v. GDX Auto., 169 N.C. App. 173, 609 S.E.2d
445 (2005), requires the Full Commission to enter findings
regarding material evidence properly presented to the Commission. Although we agree with defendant's assertion generally, we find its
argument unpersuasive in the present appeal.
As plaintiff notes, the Gutierrez case deals with medical
evidence presented by a treating physician. Id. at 176-77, 609
S.E.2d at 448. Dr. Spencer generated his report not as a treating
physician, but in the course of an examination pursuant to a
determination of plaintiff's eligibility for disability benefits.
Gutierrez is therefore distinguishable.
Although defendant represents that Dr. Spencer determined
[plaintiff] had histrionic pain disorder in its brief, the actual
report states only that Dr. Spencer [s]trongly suspect[ed]
somatization disorder, ie [sic], histrionic pain disorder.
Defendant suggests that because [t]he report was generated during
a time plaintiff claimed disability as a result of her work
injuries, it was therefore relevant to the exact point in
controversy. However, in the report, Dr. Spencer gives no opinion
on the overriding issue in this case: whether plaintiff's
compensable injury aggravated her psychiatric condition. On these
facts, we are unwilling to hold that the Full Commission erred in
not addressing this evidence.
Having conducted a thorough review of the record and briefs,
we can discern no error in the Full Commission's opinion and award.
Accordingly, we must affirm.
Affirmed.
Judges STEELMAN and STROUD concur.
*** Converted from WordPerfect ***