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1. Constitutional Law_effective assistance of counsel--court's ex mero motu excusal of
juror
Defendant was not denied his right to the effective assistance of counsel in a murder trial
when the trial judge questioned a potential juror and removed him for cause ex mero motu when
the juror indicated that he would be unable to give both sides a fair trial if the murder arose out of
a drug deal. The issue is whether the trial court properly excused a juror for cause, not whether
defendant's Sixth Amendment rights were violated; defendant's reasoning followed to its
conclusion would implicate defendant's Sixth Amendment counsel rights any time the court
removed a juror for cause ex mero motu. Here, the basis for the potential juror's removal was
readily apparent and well within the trial court's discretion.
2. Jury--selection--death qualification--Batson challenge
The trial court did not err by denying defendant's Batson challenge to the State's
peremptory challenge of a juror. Defendant's argument is a thinly veiled attack upon death
qualifying the jury, but the law is clear that death qualification does not violate a defendant's
rights under the federal or state constitutions.
3. Homicide--first-degree murder--sufficiency of evidence--motion for appropriate
relief
The trial court did not err in a murder trial by denying defendant's post-trial motion for
appropriate relief, in which he argued that there was insufficient evidence that defendant
murdered one of the victims. The State presented substantial evidence that defendant was guilty
of this murder.
STEELMAN, Judge.
When a prospective juror expresses doubts about his ability to
give both sides a fair trial, the court does not violate a
defendant's Sixth Amendment right to counsel by excusing the juror
for cause. A defendant may not use the Batson process to obviate
the death qualification of a jury in a capital case. There was
substantial evidence presented on each element of murder, and
defendant's motion for appropriate relief on the basis of
insufficient evidence was properly denied.
On 3 June 2002, Kevin Brower (defendant) contacted Juan
Romero (Romero) to arrange a drug deal on behalf of his co-
defendant William Little (Little). Romero informed defendant
that Jose Zapatero (Zapatero) would provide a kilogram of cocaine
in exchange for twenty-three thousand dollars. Defendant and
Little met Romero at Romero's house on 23 June 2002 and then
followed Romero to Zapatero's house to make the exchange. Upon
their arrival at Zapatero's house, the men learned that the cocaine
had not yet been delivered. Emedel Hernandez (Hernandez) and
Elmer Carbajal (Carbajal) arrived twenty minutes later with the
cocaine, and stated that it was about four ounces short of a
kilogram. At that point, Romero turned to exit the trailer and was
shot once in the neck by Little. Defendant drew his weapon and
began shooting. He stated that he did not remember exactly whom he
shot but admitted to shooting Hernandez twice. Romero testified
that he saw defendant shooting at Zapatero and Hernandez, and that
he saw Little shooting at Carbajal. Zapatero, Hernandez, andCarbajal were all killed during the shooting, and Romero suffered
a non-fatal wound to the neck. There was no indication that any of
the victims were armed.
Defendant was indicted on 21 October 2002 for the murders of
Hernandez, Carbajal, and Zapatero, and for assault with a deadly
weapon with intent to kill inflicting serious injury on Romero.
Defendant was tried capitally and was convicted of the lesser
included offense of second degree murder of both Hernandez and
Carbajal. Defendant was found not guilty of the murder of Zapatero
and not guilty of assault on Romero. Defendant was sentenced to
two consecutive terms of 220 to 273 months imprisonment. Defendant
appeals. Defendant also appeals from the denial of his post-trial
motion for appropriate relief filed pursuant to N.C. Gen.
Stat. . 15A-1414 (2005).
[1] In his first argument, defendant contends he was denied
his Sixth Amendment right to effective assistance of counsel when
the trial court ex mero motu excused prospective juror Lochrie for
cause. We disagree.
The trial judge questioned potential juror Lochrie regarding
his ability to give both sides a fair trial given the fact that the
alleged events occurred during the course of a drug deal. The
trial court asked Lochrie if his feelings about this particular
topic would cause him to be partial towards one side or the other,
and Lochrie answered unequivocally yes. After ascertaining that
Lochrie's ability to evaluate the evidence presented would beaffected by the circumstances under which the events occurred, the
court ruled that he would be unable to give both parties a fair
trial and removed him for cause.
Although defendant frames his argument as a constitutional
issue, citing United States v. Cronic, the circumstances do not
support a Cronic analysis. A defendant is deprived of counsel
under Cronic when the facts show that counsel completely failed to
function in any meaningful sense as an adversary to the prosecution
or was prevented from assisting the defendant during a critical
stage of the prosecution. United States v. Cronic, 466 U.S. 648,
80 L. Ed. 2d 657 (1984). Cases in which a denial of counsel has
been found are limited to blatant and egregious violations of Sixth
Amendment rights. See Brooks v. Tennessee, 406 U.S. 605, 612-613,
32 L. Ed. 2d 358, 364 (1972) (finding a Sixth Amendment violation
when defendant was compelled to testify before he presented his
defense witness); Geders v. United States, 425 U.S. 80, 91, 47 L.
Ed. 2d 592, 602 (1976) (holding that an order forbidding defendant
from communicating with his attorney for a 17-hour overnight recess
infringed upon defendant's Sixth Amendment right to counsel).
The circumstances here differ from the those in which Sixth
Amendment violations have been found, and we hold that defendant
was not denied effective assistance of counsel. The record reveals
that before questioning Lochrie, the court specifically offered
defense counsel the opportunity to question Lochrie. Defense
counsel declined and did not object to the court's questioning of
Lochrie. Moreover, the trial court's removal of Lochrie for causewas consistent with its prior decision to allow defendant's
challenge for cause to potential juror Brady. Brady was asked
whether he would be influenced by the fact that the alleged murders
occurred during the course of a drug deal. Brady responded
affirmatively and was excused for cause upon defendant's motion.
Lochrie's acknowledgments were sufficient to establish cause for
his removal just as Brady's responses supported his removal upon
defendant's motion.
The issue is whether the trial court properly excused a juror
for cause, not whether defendant's Sixth Amendment rights were
violated. If defendant's reasoning was followed to its logical
conclusion, any time the court ex mero motu removed a juror for
cause, defendant's Sixth Amendment counsel rights would be
implicated. This is clearly not correct.
North Carolina statutes specifically provide that the court
must excuse a juror, even after the juror has been accepted by both
parties, if the judge determines there is a basis for challenge
for cause[.] N.C. Gen. Stat. . 15A-1214(g) (2005). As part of its
responsibility to oversee the voir dire of prospective jurors,
[t]he trial court has broad discretion to see that a competent,
fair, and impartial jury is impaneled, and its ruling in that
regard will not be reversed absent a showing of an abuse of its
discretion. State v. Anderson, 355 N.C. 136, 140, 558 S.Ed.2d 87,
91 (2002) (quoting State v. Conaway, 339 N.C. 487, 508, 453 S.E.2d
824, 837-38, cert. denied, 516 U.S. 884, 133 L. Ed. 2d 153 (1995)).
Our standard of review on appeal is abuse of discretion, and thecourt's decision will be upheld unless
defendant can show the
ruling to be so arbitrary that it could not have been the result
of a reasoned decision. State v. Allen, 322 N.C. 176, 189, 367
S.E.2d 626, 633 (1988) (citing State v. Barts, 316 N.C. 666, 682,
343 S.E.2d 828, 839 (1986)).
Lochrie's responses to the court's questions left no doubt
that he would be unable to give a fair trial if the murder arose
out of a drug deal. Although the Sixth Amendment jurisprudence
places some boundaries on the trial court's discretionary
authority, defendant's understanding of the nature and extent of
that protection is misguided and unsuited to the facts of this
case. The basis for Lochrie's removal was readily apparent and
well within the trial court's discretion. We hold that there has
been no showing of abuse of discretion by the court, and this
argument is without merit.
[2] In his second argument, defendant contends the trial court
erred in denying his Batson challenge to the State's peremptory
challenge of juror Saunders. Defendant argues this violated
Saunders' rights under the First and Fourteenth Amendments to the
United States Constitution. We disagree.
During the jury voir dire, prospective juror Saunders admitted
that he would have a bit of a struggle with the death part during
the sentencing phase of the trial. Subsequently, the State
exercised a peremptory challenge to remove Saunders. Upon
defendant's objection and motion, the court conducted a Batsonhearing outside the presence of the jury. The State enunciated a
non-discriminatory reason for excusing Saunders. The court
accepted the State's race-neutral explanation and denied
defendant's Batson challenge.
The basis for defendant's objection at trial was that the
State used its peremptory challenge in violation of Saunders'
Fourteenth Amendment rights. Specifically, defendant alleged that
the State exercised the peremptory challenge based upon Saunders'
race, an action prohibited by the Equal Protection Clause of the
Fourteenth Amendment to the United States Constitution. See Batson
v. Kentucky, 476 U.S. 79, 89, 90 L. Ed. 2d 69, 83 (1986). However,
defendant's argument on appeal is a violation of Saunders' First
Amendment rights to protected speech and association. Defendant is
not permitted to make one constitutional argument before the trial
court, and a different one on appeal. State v. Benson, 323 N.C.
318, 321-322, 372 S.E.2d 517, 519 (1988).
Defendant argues that:
Excluding a juror because of his views on the
death penalty, is not narrowly tailored to the
government's objective of ensuring the
defendant a fair trial with an impartial jury,
a legitimate interest. Instead, excluding a
juror for his views on the death penalty can
only be construed as narrowly tailored to
'stacking the deck' against the Defendant, an
illegitimate interest. In light of the
State's race neutral reason to exclude Juror
Saunders, Defendant contends that excluding
Juror Saunders for his views on capital
punishment was in violation of the First
Amendment to the United States Constitution.
This argument is a thinly veiled attack upon the practice of
death-qualifying a jury in a capital murder trial. Defendant wastried capitally for the murders of Zapatero, Hernandez, and
Carbajal. The law is clear that death qualification of a jury does
not violate a defendant's rights under the federal or state
constitutions. State v. Williams, 355 N.C. 501, 552, 565 S.E.2d
609, 639 (2002), cert. denied, 537 U.S. 1125, 154 L. Ed. 2d 808
(2003) (citing State v. Conner, 335 N.C. 618, 627-28, 440 S.E.2d
826, 831-32 (1994)). This court is bound by these decisions of our
state Supreme Court. State v. Glynn, 178 N.C. App. 689, 697, 632
S.E.2d 551, 557 (2006).
We further note that the North Carolina Supreme Court has
expressly rejected the argument that Batson compels further
erosion of the unfettered use of peremptory challenges. State v.
Fullwood, 323 N.C. 371, 382, 373 S.E.2d 518, 525 (1988), sentence
vacated on other grounds, 494 U.S. 1022, 110 S. Ct. 1464, 108 L.
Ed. 2d 602 (1990).
The appropriate standard of review for determining whether the
trial court has erred in denying an objection to an opposing
party's peremptory challenge of a juror is abuse of discretion.
Conaway, 339 N.C. at 508, 453 S.E.2d at 837-838. There has been no
showing that the trial court abused its discretion in denying
defendant's Batson challenge to the State's peremptory challenge as
to juror Saunders on the basis of his views on the death penalty.
This argument is without merit.
[3] In defendant's third argument, he contends that the trial
court erred in denying his motion for appropriate relief on thegrounds that there was insufficient evidence that defendant
murdered Hernandez to support a guilty verdict. We disagree.
In his post-trial motion for appropriate relief, defendant
asserted that by finding defendant not guilty of the murder of
Zapatero, and not finding defendant guilty of first degree murder
based on premeditation and deliberation or felony murder in the
murders of Hernandez and Carbajal, the jury necessarily rejected
the State's theory that defendant acted in concert with Little. He
further asserted that absent an acting in concert theory, there was
insufficient evidence to submit to the jury the defendant's guilt
of the murder of Hernandez. This motion was denied by the trial
court on 14 December 2005.
The jury found defendant guilty of second degree murder of
Hernandez. The essential elements of second degree murder are an
unlawful killing with malice, but without premeditation or
deliberation. N.C. Gen. Stat. . 14-17 (2005); State v. Rich, 351
N.C. 386, 395, 527 S.E.2d 299, 304 (2000) (citation omitted).
When
reviewing a trial court's ruling on a motion for appropriate
relief, the findings are binding if they are supported by
competent evidence and may be disturbed only upon a showing of
manifest abuse of discretion. However, the trial court's
conclusions are fully reviewable on appeal. State v. Lutz, 177
N.C. App. 140, 142, 628 S.E.2d 34, 35 (2006) (quoting State v.
Wilkins, 131 N.C. App. 220, 223, 506 S.E.2d 274, 276 (1998)
(internal citations omitted)). The evidence at trial showed that both defendant and Little
fired their guns inside the trailer. In ruling on defendant's
motion for appropriate relief, the court found as fact:
That thereafter Mr. Brower pulled a .45-
caliber firearm from his person and fired
several shots at the direction of Emedel Rosas
Hernandez, Elmer Adan Carbajal, Jose Luis
Zapatero.
. . .
That the area in the trailer where all the
shooting occurred was a very small, confined
area of approximately twelve to fifteen feet
occupied at the time of the incident by six
individuals.
The court's findings of fact were supported by competent evidence.
In defendant's statement to Detective Beard, he admitted that
William Little had a .45-caliber and I had a .45-caliber.
Defendant also admitted shooting the guy with no shirt on twice.
The victim without a shirt was Hernandez, and evidence was
presented that Hernandez was one of the two victims who was shot
multiple times.
The State presented substantial evidence that defendant was
guilty of murder of Hernandez. The trial court did not err in
denying defendant's motion for appropriate relief pursuant to N.C.
Gen. Stat. . 15A-1414. This argument is without merit.
Defendant makes nine assignments of error but only brings
forward three of them in his brief. The remaining assignments of
error are deemed abandoned. See N.C.R. App. P. 28(b)(6) (2007).
NO ERROR as to the trial. AFFIRMED as to the denial of defendant's motion for
appropriate relief.
Judges ELMORE and STROUD concur.
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