STATE OF NORTH CAROLINA
v. Buncombe County
No. 01 CRS 7899
LARRY ANTHONY FINNEY
Roy Cooper, Attorney General, by John P. Scherer II, Assistant
Attorney General, for the State.
David G. Belser and Joel B. Stevenson for defendant-appellant.
MARTIN, Chief Judge.
This case comes before us on remand from the North Carolina
Supreme Court in order that we may reexamine the issue of
sentencing in light of its recent decision in State v. Blackwell,
361 N.C. 41, 638 S.E.2d 452 (2006), cert. denied, ___ S. Ct. ____,
___ L. Ed. 2d ____ (2007), and State v. Hurt, ___ N.C. ___, ___
S.E.2d ___ (2007). Defendant's only argument on appeal is that the
trial court erred in increasing defendant's punishment beyond the
statutory maximum based upon the court's finding of an aggravating
factor that was not submitted to a jury and found beyond a
reasonable doubt. We now reconsider whether the court committed
reversible error in light of Blackwell and Hurt.
Defendant pled guilty to second-degree rape on 28 June 2001.
After a sentencing hearing held 23 July 2001, he was sentenced to
an aggravated prison term of 92 to 120 months, upon a finding by
the trial court that he took advantage of a position of trust or
confidence to commit the offense. The court made this finding
without submitting the factor to a jury, based upon defendant's
counsel's statement my client is related to this girl through
marriage. . . . She was indeed staying in my client's house over a
four-day period. Defendant's statement was supported by his
wife's testimony:
[Witness: Defendant] is [the victim's] step-
uncle.
[Counsel:] She was staying with you in your
home, along with [defendant], last December?
[Witness:] Right.
Defendant also stipulated to the factual basis for the charge and
allowed the district attorney to summarize the facts. Without
objection, the district attorney stated that the victim was staying
with defendant, her uncle, for four days while her parents were on
a cruise.
On 24 June 2004, the United States Supreme Court decided
Blakely v. Washington, 542 U.S. 296, 159 L. Ed. 2d 403 (2004),
which prohibited courts from imposing a sentence above the
statutory maximum, as determined solely on the basis of the facts
reflected in the jury verdict or admitted by the defendant. Id.
at 303, 159 L. Ed. 2d at 413. This Court granted defendant a
belated appeal by writ of certiorari on 28 March 2005 and issued anopinion remanding the case for a new sentencing hearing. State v.
Finney, 175 N.C. App. 795, 625 S.E.2d 202 (unpublished, No. COA05-
850, 7 February 2006). The North Carolina Supreme Court allowed a
petition for discretionary review and remanded the case to this
Court for reconsideration.
Defendant argues that the trial court erred under Blakely
because it failed to submit the aggravating factor to a jury to be
found beyond a reasonable doubt. The State contends that the court
did not err under Blakely because defendant admitted or stipulated
to the facts necessary to find the aggravating factor. The State
further argues that even if the court did err under Blakely, the
error was harmless.
The first question presented by defendant's appeal is whether
the trial court erred under Blakely. The United States Supreme
Court in Apprendi v. New Jersey stated that [o]ther than the fact
of a prior conviction, any fact that increases the penalty for a
crime beyond the prescribed statutory maximum must be submitted to
a jury, and proved beyond a reasonable doubt. 530 U.S. 466, 490,
147 L. Ed. 2d 435, 455 (2000). This holding was clarified in
Blakely, where the Court wrote the 'statutory maximum' for
Apprendi purposes is the maximum sentence a judge may impose solely
on the basis of the facts reflected in the jury verdict or admitted
by the defendant. Blakely, 542 U.S. at 303, 159 L. Ed. 2d at 413.
With regard to a defendant's admission, the North Carolina Supreme
Court further held that a judge may not find an aggravating factor
on the basis of a defendant's admission unless that defendantpersonally or through counsel admits the necessary facts or admits
that the aggravating factor is applicable. Hurt, ___ N.C. at ___,
___ S.E.2d at ___. This language suggests that when defense
counsel admits the necessary facts for the aggravating factor, such
a finding is not Blakely error. However, even though Hurt suggests
that defendant's admission in the present case may be sufficient to
comply with the requirements of Blakely, it does not address an
underlying issue raised in the briefs for this case, which is
whether defendant's stipulation to the factual basis of his plea
could serve as a waiver of jury trial under the circumstances of
the case. A criminal defendant's waiver of the constitutional
right to a jury trial not only must be voluntary but must be [a]
knowing, intelligent act[] done with sufficient awareness of the
relevant circumstances and likely consequences. Brady v. United
States, 397 U.S. 742, 748, 25 L. Ed. 2d 747, 756 (1970). In the
present case, defendant did not know his rights under Blakely at
the time he made the admission because Blakely had not yet been
decided. With respect to this issue, this Court held:
Since neither Blakely nor Allen had been
decided at the time of defendant's sentencing
hearing, defendant was not aware of his right
to have a jury determine the existence of the
aggravating factor. Therefore, defendant's
stipulation to the factual basis for his plea
was not a knowing [and] intelligent act[]
done with sufficient awareness of the relevant
circumstances and likely consequences. We
hold that defendant did not knowingly and
effectively stipulate to the aggravating
factor, nor waive his right to a jury trial on
the issue of the aggravating factor.
State v. Meynardie, 172 N.C. App. 127, 131, 616 S.E.2d 21, 24
(2005) (citation omitted) (alterations in original), disc. review
allowed, 361 N.C. 176, 640 S.E.2d 391 (2006). This holding
suggests, as noted in our earlier opinion in this case, that
defendant's admission in this case would not satisfy the
requirements of Blakely. Importantly, however, the North Carolina
Supreme Court granted a petition to review Meynardie on this point
of law and has not yet issued an opinion in the case.
Without resolution of the issue in Meynardie, it is impossible
to determine whether Blakely error occurred in the case;
nevertheless, we reach the conclusion that the sentence must be
upheld under either possible outcome. If the trial court's action
was not Blakely error, then the court did not err, and we uphold
the aggravated sentence. If, to the contrary, the trial court's
action was Blakely error, then we apply the Neder test for harmless
error. See Blackwell, 361 N.C. at 49, 638 S.E.2d at 458. In
conducting harmless error review, we must determine from the record
whether the evidence against the defendant was so 'overwhelming'
and 'uncontroverted' that any rational fact-finder would have found
the disputed aggravating factor beyond a reasonable doubt. Id.
(quoting Neder v. United States, 527 U.S. 1, 9, 144 L. Ed. 2d 35,
47 (1999)).
The evidence in this case, as articulated by the district
attorney, the defendant's attorney, and the defendant's wife, was
that defendant was the victim's uncle by marriage and that the
victim was staying with defendant for a period of four days whenthe incident occurred. Furthermore, these facts were
uncontroverted, and any rational fact-finder would have found them
beyond a reasonable doubt. Accordingly, any error that may have
occurred is harmless.
No error.
Judges BRYANT and GEER concur.
Report per Rule 30(e).
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