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An unpublished opinion of the North Carolina Court of Appeals does not constitute controlling legal authority. Citation is disfavored, but may be permitted in accordance with the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Procedure.
NO. COA06-939
NORTH CAROLINA COURT OF APPEALS
Filed: 3 April 2007
STATE OF NORTH CAROLINA
v
.
Bertie County
No. 01 CRS 50423
TERRENCE LOWELL HYMAN
Appeal by defendant from order entered 28 November 2005 by
Judge Cy A. Grant, Sr., in Bertie County Superior Court. Heard in
the Court of Appeals 7 March 2007.
Attorney General Roy Cooper, by Assistant Attorney General
Joan M. Cunningham, for the State.
Winifred H. Dillon, for defendant-appellant.
TYSON, Judge.
Terrence Lowell Hyman (defendant) appeals from order entered
ruling defense counsel's representation at defendant's trial was
not adversely affected by defense counsel's prior representation of
a State's witness. We affirm.
I. Background
On 30 July 2001, a Bertie County grand jury indicted defendant
for the first-degree murder of Ernest Lee Bennett, Jr. (the
victim). On 14 May 2001, the trial court appointed attorney
Teresa Smallwood (Smallwood) to represent defendant. On 13 March
2002, the trial court also appointed attorney Hackney High as co-
counsel to represent defendant.
A. State's Evidence
On 12 September 2003, defendant was tried for first-degree
murder. During defendant's trial, Derek Speller (Speller)
testified for the State. Speller testified he had known defendant
for a couple of years prior to the victim's murder. Speller
arrived at the L&Q Social Club in Windsor around midnight on the
night the murder occurred, entered the club, and placed a food
order. Around 2:00 a.m., the victim became involved in a physical
fight. Speller testified he saw defendant enter the club with a
gun and shoot the victim. Speller saw the victim clinch his side
and run toward the exit. Defendant shot the victim again in the
back as the victim ran out of the club. The victim laid down onto
the ground outside the club and Speller saw defendant shoot the
victim again. Speller also testified that he saw Demetrius Jordan
(Jordan) shoot upwards six or seven times in the parking lot,
enter his car, and leave the scene.
During direct examination by the State, Speller testified the
only person to whom he had spoken about this case to was Teresa.
He testified Teresa told [him she] wanted [him] to help her with
the case at one point in time. But other than that, that's it.
During Smallwood's cross-examination of Speller, he identified
Teresa as herself, the defense attorney. Speller testified that
Smallwood and her law partner, Tonza Ruffin, had represented him at
a probation violation hearing in September 2002. This probation
violation hearing occurred after the victim's murder, after
defendant was indicted, and after Smallwood was appointed torepresent defendant. Smallwood's representation of Speller
occurred prior to defendant's trial.
During cross-examination, Smallwood asked Speller whether she
and the witness had engaged in a conversation about defendant's
case. Speller denied he told Smallwood he had seen Jordan with
both .380 and nine millimeter handguns. Speller denied he saw
someone other than defendant shoot the victim with a chrome gun
inside the club and run out the back door. Speller also denied he
had heard Jordan shoot the victim outside, and that he had not come
forward with this information because he was hustling for Jordan
who was lethal.
Speller testified the only conversation he and Smallwood had
about defendant's case occurred in the parking lot of Smallwood's
law office, when Speller told her that he could not help her. On
16 September 2003, defendant was convicted of first-degree murder
and appealed.
On that appeal, this Court held an actual conflict of interest
existed, but stated from the face of the record [whether]
defendant's attorney's prior representation of Speller affected her
representation of defendant was not apparent. State v. Hyman, 172
N.C. App. 173, 616 S.E.2d 28 (2005) (Unpublished). This Court
remanded to the trial court for an evidentiary hearing to
determine if the actual conflict adversely affected [the
attorney's] performance[.] Id. (quotation omitted).
B. Remand Hearing
On 3 October and 2 November 2005, the trial court conducted
hearings on this issue. Smallwood testified Speller had retained
her law partner to represent him on a probation violation hearing
and that at some point in time [she] . . . stepped in on her [law
partner's] behalf to enter a plea on the probation matter, the
probation violation case.
Smallwood testified her only contact with Speller occurred
during this representation, which lasted between five to ten
minutes. She did not speak to Speller about anything other than
the probation violation. Smallwood testified she had not
represented Speller on any other matter, including the charge that
culminated in the probation judgment. During Smallwood's
representation of Speller, she: (1) never spoke with Speller about
defendant; (2) did not obtain any information from Speller about
defendant during her representation of Speller; and (3) did not
learn any impeaching information about Speller during her
representation of him.
Smallwood testified all later conversations with Speller that
pertained to defendant took place from an investigatory standpoint
after the fact of [her] representation of [Speller] and incident to
[her] preparation for the Hyman trial. Any information Smallwood
used in Speller's cross-examination was obtained after her
representation of Speller was complete and was incident to her
preparation for defendant's trial. On 28 November 2005, the trial court concluded that
Smallwood's representation of defendant was not adversely affected
by her prior representation of Speller. Defendant appeals.
II. Issue
Defendant argues Smallwood's actual conflict of interest
adversely affected her representation of him.
A. Standard of Review
Our appellate courts have long held that an appellant's
failure to assign error to each finding of fact and to identify in
his brief which findings are challenged, will result in the
presumption that the findings are supported by competent evidence.
State v. Taylor, 155 N.C. App. 251, 258, 574 S.E.2d 58, 64 (2002)
(citing State v. Cheek, 351 N.C. 48, 63, 520 S.E.2d 545, 554
(1999), cert. denied, 530 U.S. 1245, 147 L. Ed. 2d 965 (2000)),
cert. denied, 357 N.C. 65, 579 S.E.2d 572 (2003). We review a
trial court's conclusions of law de novo after the trial court
found and concluded an actual conflict of interest existed which
adversely affected the defense counsel's representation of the
defendant. Id. at 260, 574 S.E.2d at 65.
B. Conflict of Interest
Defendant argues the trial court erred when it concluded
Smallwood's representation of him had not been adversely affected
by her prior representation of Speller, a State's witness. We
disagree.
The right to counsel guaranteed by the Sixth Amendment of the
United States Constitution is a fundamental right. State v.James, 111 N.C. App. 785, 789, 433 S.E.2d 755, 757 (1993) (citing
Argeringer v. Hamlin, 407 U.S. 25, 32 L. Ed. 2d 530 (1972)). The
right to effective assistance of counsel includes the right to
representation that is free from conflicts of interest. State v.
Bruton, 344 N.C. 381, 391, 474 S.E.2d 336, 343 (1996) (internal
quotation omitted). Whether an impermissible conflict of interest
or ineffective assistance of counsel is present must be determined
from an ad hoc analysis, reviewing the circumstances as a whole.
State v. Hardison, 126 N.C. App. 52, 55, 483 S.E.2d 459, 461
(1997). A defendant who raises no objection at trial must
demonstrate that an actual conflict of interest adversely affected
the performance of his lawyer. James, 111 N.C. App. at 789, 433
S.E.2d at 757.
This Court has held:
We believe representation of the defendant as
well as a prosecution witness (albeit in
another matter) creates several avenues of
possible conflict for an attorney.
Confidential communications from either or
both of a revealing nature which might
otherwise prove to be quite helpful in the
preparation of a case might be suppressed.
Extensive cross-examination, particularly of
an impeaching nature, may be held in check.
Duties of loyalty and care might be
compromised if the attorney tries to perform a
balancing act between two adverse interests.
Id. at 790, 433 S.E.2d at 758.
In James, and as here, the defense attorney represented the
defendant in one matter and represented a prosecution witness in an
unrelated matter. This Court held the record clearly show[ed] on
its face that the conflict adversely affected counsel'sperformance because: (1) the overlap of representation prior to
and at the time of trial of both parties . . . resulted in an
unavoidable conflict as to confidential communications, and
affected counsel's ability to effectively impeach the credibility
of [the] witness and (2) counsel never explored the prosecution
witness's suggested plea. Id. at 790-91, 433 S.E.2d at 758-59.
C. Analysis
Defendant initially assigned error to the trial court's
findings of fact numbered 13 and 14, infra. Defendant failed to
brief these assignments of error on appeal. Questions raised by
assignments of error in appeals from trial tribunals but then not
presented and discussed in a party's brief are deemed abandoned.
N.C.R. App. P. 28(a) (2007); see State v. Angel, 330 N.C. 85, 91-
92, 408 S.E.2d 724, 728 (1991) (Although the appellant initially
assigned error to the trial court's order, he abandoned this
assignment of error by failing to brief and argue it on appeal.).
Defendant abandoned these two assignments of error and, by
doing so, does not challenge any of the trial court's findings of
fact. Unchallenged findings of fact are binding on appeal. See In
re Moore, 306 N.C. 394, 404, 293 S.E.2d 127, 133 (1982) (Since
respondent did not except to any of the findings [of fact], they
are presumed to be correct and supported by evidence.); see also
State v. Watkins, 337 N.C. 437, 438, 446 S.E.2d 67, 68 (1994)
(Findings of fact which are not excepted to are binding on
appeal.); Koufman v. Koufman, 330 N.C. 93, 97, 408 S.E.2d 729, 731
(1991) (Where no exception is taken to a finding of fact, thefinding is presumed to be supported by competent evidence and is
binding on appeal.).
Our appellate courts have long held that an appellant's
failure to assign error to each finding of fact and to identify in
his brief which findings are challenged, will result in the
presumption that the findings are supported by competent evidence.
State v. Cheek, 351 N.C. 48, 63, 520 S.E.2d 545, 554 (1999); see
Concrete Service Corp. v. Investors Group, Inc., 79 N.C. App. 678,
684, 340 S.E.2d 755, 759-60 (Finding that the failure of appellant
to except and assign error separately to each finding or
conclusion that he or she contends is not supported by the evidence
. . . will result in waiver of the right to challenge the
sufficiency of the evidence to support particular findings of
fact.), cert. denied, 317 N.C. 333, 346 S.E.2d 137 (1986).
The trial court entered the following uncontested findings of
fact:
3. That the defendant Hyman was indicted by a
Bertie County grand jury on July 30, 2001 for
first-degree murder.
4. That attorney Teresa Smallwood was court
appointed to represent Defendant Hyman on May
14, 2001.
5. That attorney Hackney High was appointed
co-counsel to represent Defendant Hyman on
March 13, 2002.
6. That the defendant Hyman was tried on the
charge of first-degree murder and was
convicted of the charge by a jury on September
12, 2003.
7. That during the trial of the case the State
of North Carolina called a Derrick Speller as
a witness.
8. That Derrick Speller was cross-examined by
Attorney Smallwood whereby Mr. Speller
testified that he had previously been
represented by Attorney Smallwood at a
probation violation hearing in Bertie County
district court.
9. That Derrick Speller had employed the
services of an attorney[,] Tonza Ruffin[,] to
represent him at the probation hearing and Ms.
Ruffin had entered an appearance of
representation in a Bertie County district
court on August 14, 2002.
10. That Attorney Tonza Ruffin was a law
partner with Attorney Smallwood at the time
Derrick Speller employed Attorney Ruffin.
11. That on September 26, 2002 Attorney
Smallwood appeared as counsel with Derrick
Speller in the Bertie County district court at
his probation violation hearing.
12. That Ms. Smallwood never spoke with
Derrick Speller about his case prior to
September 26, 2002 and only spoke with him
five or ten minutes prior to the violation
hearing.
13. That Attorney Smallwood during her five to
ten-minute conversation with Derrick Speller
never spoke with Derrick Speller concerning
any matter relating to her representation of
Terrence Hyman.
14. During her five to ten-minute conversation
with Derrick Speller Attorney Smallwood did
not obtain any information for or about
Derrick Speller that she could have used to
impeach or attack Derrick Speller's
credibility as a witness during the trial of
the defendant Terrence Hyman.
(Emphasis supplied).
Defendant failed to show the trial court erred when it
concluded that Smallwood's representation of him was not adversely
affected by her previous representation of Speller. Uncontested
findings of fact show Smallwood never spoke with Speller about anymatter concerning defendant when she represented Speller at
Speller's probation violation hearing. Smallwood did not obtain
any [c]onfidential communications from either or both of a
revealing nature which might otherwise prove to be quite helpful in
the preparation of a case might be suppressed. See James, 111
N.C. App. at 790, 433 S.E.2d at 758.
Smallwood's representation of Speller at his probation hearing
did not continue before, during, or after her representation at
defendant's trial. As distinct from James, there was no overlap
of representation prior to and at the time of trial between
Smallwood's prior representation of Speller at his probation
violation hearing and her representation of defendant at his first-
degree murder trial.
Smallwood did not represent Speller on his underlying charge
that led to his probation violation hearing and did not represent
Speller after the probation violation hearing. Smallwood's
representation of Speller was limited to five to ten minutes prior
to and during the probation violation hearing.
No evidence was shown that Smallwood's prior representation of
Speller affected [her] ability to effectively impeach the
credibility of witness [Speller]. Id. The record on appeal
contains no evidence that Smallwood obtained any information about
either Speller or defendant during her representation of defendant
that Smallwood could have used to impeach Speller during trial.
James is distinguishable from the facts here. In James, this
Court held the record clearly showed on its face that the conflictadversely affected counsel's performance and reasoned the conflict
adversely affected counsel's performance because: (1) the overlap
of representation prior to and at the time of trial of both parties
. . . resulted in an unavoidable conflict as to confidential
communications, and affected counsel's ability to effectively
impeach the credibility of [the] witness and (2) counsel never
explored the prosecution witness's suggested plea. 111 N.C. App.
at 790-91, 433 S.E.2d at 758. In James, the defense attorney
represented a prosecution witness before, during, and after
defendant's trial. 111 N.C. App. at 790-91, 433 S.E.2d at 758.
Here, Smallwood's representation of Speller was completed nearly
one year prior to the beginning of defendant's trial. The trial
court's findings of fact that are binding on appeal show Smallwood
never spoke with Speller about defendant and did not obtain any
information about him that could be used to impeach him. Defendant
has failed to show Smallwood's prior representation of Speller
adversely affected her representation of defendant. This
assignment of error is overruled.
III. Conclusion
Although defendant initially assigned error to the trial
court's findings of fact numbered 13 and 14, he failed to argue
either assignment of error on appeal. Assignments of error not
argued are deemed abandoned.
Cheek, 351 N.C. at 63, 520 S.E.2d at
554. Defendant failed to show the trial court erred when it found
and concluded Smallwood's representation of him was not adverselyaffected by her previous representation of Speller. The trial
court's order is affirmed.
Affirmed.
Judges ELMORE and GEER concur.
Report per Rule 30(e).
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