STATE OF NORTH CAROLINA
v. Lee County
Nos. 92CRS 9886-87
THOMAS JOSEPH EDVIN
Attorney General Roy A. Cooper, III, by Assistant Attorney
General Brian C. Wilks, for the State.
Nora Henry Hargrove for defendant-appellant.
HUNTER, Judge.
On 2 September 1993, defendant pled guilty to attempted first
degree sexual offense and attempted first degree rape of his four-
year-old daughter. At sentencing, Judge Henry Barnette found no
mitigating factors and two statutory aggravating factors: (1)
taking advantage of trust or confidence to commit an offense; and
(2) prior convictions for crimes punishable by more than sixty
days.
(See footnote 1)
Judge Barnette sentenced defendant to two consecutiveaggravated sentences of twenty years. Defendant's counsel gave
timely notice of appeal, but died prior to perfecting the appeal.
On 3 June 2003, this Court granted defendant's petition for writ of
certiorari for the purposes of reviewing the trial court's
judgment. On 5 April 2005, this Court remanded defendant's case
for a new sentencing hearing due to the unavailability of a
transcript of the sentencing hearing.
On 1 November 2005, the State gave notice to defendant that it
intended to offer evidence at the resentencing hearing of the
aggravating factor of defendant's prior convictions punishable by
more that sixty days pursuant to N.C. Gen. Stat. § 15A-
1340.4(a)(1)(o) (1993). Judge Lanier held a new sentencing hearing
on 15 March 2006. At the hearing, defendant offered evidence and
argument in support of two mitigating factors: (1) defendant's
mental condition at the time of the crime was insufficient to
constitute a defense nevertheless reduced his culpability for the
offense; (2) defendant had attempted to better himself while
incarcerated including obtaining his high school diploma
equivalency, community college degrees, and other academic
certificates. The trial court found the aggravating factor of
defendant's prior convictions, found no mitigating factors, and
sentenced defendant to the same sentence he had received in his
initial sentencing of two consecutive twenty-year sentences.
Defendant now appeals these new sentences raising two assignments
of error. After a careful review of the record and briefs, we
affirm. In his first assignment of error, defendant contends that the
trial court erred in failing to find the two mitigating factors
that he offered at the resentencing hearing. A sentencing judge
must find a statutory mitigating sentence factor if it is supported
by a preponderance of the evidence. State v. Crisp, 126 N.C. App.
30, 41, 483 S.E.2d 462, 469 (1997). However, defendant bears the
burden of proof in establishing his entitlement to statutory
factors in mitigation. Id.
Defendant asserts he presented uncontroverted evidence that he
suffered from severe depression at the time of his crimes as
established by detailed mental health records. He contends that
this evidence should have required the trial court to find the
statutory mitigating factor provided in N.C. Gen. Stat. § 15A-
1340.4(a)(2)(d) that defendant was suffering from a mental or
physical condition that was insufficient to constitute a defense
but significantly reduced [the defendant's] culpability for the
offense. Id. We disagree.
Assuming, without deciding, that the medical records dated
after his incarceration demonstrate that he suffered from severe
depression at the time of his crimes, defendant failed to offer
either evidence or argument as to how this mental condition reduced
defendant's culpability for his crimes of attempted sexual offense
and attempted rape of his four-year-old daughter. While a mental
condition may, in some circumstances, reduce defendant's
culpability for an offense, evidence that the condition exists,
without more, does not mandate consideration as a mitigatingfactor. State v. Jackson, 119 N.C. App. 285, 291, 458 S.E.2d 235,
240 (1995); see also State v. Jewell, 104 N.C. App. 350, 359, 409
S.E.2d 757, 763 (1991), affirmed per curiam, 331 N.C. 379, 416
S.E.2d 3 (1992). Defendant also must establish a link between the
condition and defendant's culpability. State v. Salters, 65 N.C.
App. 31, 36, 308 S.E.2d 512, 516 (1983), disc. review denied, 310
N.C. 479, 312 S.E.2d 889 (1984). Given defendant's failure to meet
his burden in proving a nexus between his alleged mental condition
and his culpability, we conclude that the trial court's failure to
find this mitigating factor was not an abuse of discretion.
Consequently, defendant's assignment of error with respect to this
mitigating factor is overruled.
Defendant next asserts that the trial court erroneously failed
to find as a mitigating factor that he had significantly improved
himself after his conviction and during his imprisonment. A trial
court may consider a defendant's conduct in the period between his
initial post-conviction incarceration and the resentencing hearing
when setting a defendant's new term of imprisonment. State v.
Swimm, 316 N.C. 24, 32-33, 340 S.E.2d 65, 71 (1986). In
particular, good behavior during that time may constitute a non-
statutory mitigating factor that would support the imposition of a
shorter term of imprisonment. Id. Defendant again asserts that
the trial court was required to find this mitigating factor in the
face of uncontroverted evidence of his good behavior and his
significant academic and personal advancement. While a failure to find a statutory mitigating factor
supported by uncontradicted, substantial and manifestly credible
evidence is reversible error, our Supreme Court has held that a
trial judge's failure to find a nonstatutory mitigating factor will
not be disturbed without a showing of abuse of discretion even when
that factor is (1) requested by the defendant, (2) proven by
uncontradicted, substantial and manifestly credible evidence, and
(3) mitigating in effect . . . . State v. Spears, 314 N.C. 319,
322, 333 S.E.2d 242, 244 (1985). A ruling committed to the trial
court's discretion will be upset on appeal only when defendant
shows that the ruling could not have been the result of a reasoned
decision. State v. Hayes, 323 N.C. 306, 317, 372 S.E.2d 704, 710
(1988); see also State v. Wampler, 145 N.C. App. 127, 133, 549
S.E.2d 563, 568 (2001). Defendant neither argues, nor do we find,
that the trial court abused its discretion in failing to find this
mitigating factor.
In his second assignment of error, defendant asserts that the
trial court erred in weighing the aggravating and mitigating
factors and imposing sentence without hearing evidence regarding
the actual crimes committed by defendant. Defendant's argument is
without merit.
While N.C. Gen. Stat. § 15A-1340.16(a) requires the trial
court to consider evidence of aggravating or mitigating factors
present in the offense that make an aggravated or mitigated
sentence appropriate, it also places the burden of proving any
mitigating factors on the defendant. State v. Byrd, 164 N.C. App.522, 526, 596 S.E.2d 860, 863 (2004), remanded for resentencing,
175 N.C. App. 247, 623 S.E.2d 90 (2005). Here, the record reflects
that the trial court received and considered the arguments and
evidence offered by defendant in support of two mitigating factors.
To the extent that defendant now asserts that there were additional
facts and circumstances related to the crimes that would have
supported mitigation of defendant's sentence, defendant had the
obligation to bring such evidence forward. Moreover, defendant
cites no authority for his contention that the trial court was
required ex mero motu to elicit evidence related to the crimes that
might be relevant to the sentencing decision. Consequently,
defendant's second assignment of error is overruled.
No error.
Chief Judge MARTIN and Judge McGEE concur.
Report per Rule 30(e).
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